1. Introduction
Ocean turbulence and the consequent dissipation of energy play an important role in the spread of contaminants, sedimentation processes, and biogeochemical fluxes within water masses, facilitating ocean–atmosphere gas exchange and global ocean circulation [
1,
2]. Turbulent mixing is also recognized as a key parameter in global climate models, used for understanding and predicting future climate change [
3]. An understanding of the distribution of turbulent energy under various background conditions is therefore essential.
According to Lueck et al. [
4], a wide variety of both vertical and horizontal turbulence instruments has been developed. For example, from 1970 to now, research groups have developed a variety of vertical profilers to meet specific scientific purposes. The vertical profiler is a very quiet platform without mechanical vibration. The use of these profilers demonstrated the spatial and temporal variability of turbulence structures [
5]. However, the vertical profiler is limited to vertical profiles in one dimensional, one-time characterizations of the turbulent field and cannot provide a horizontal sampling [
6]. More and more observations show that ocean turbulence is intermittent in time and space, and noncontiguous in regimes of strong stratification [
7]. To resolve this structure, researchers began to measure turbulence with horizontally profiling instruments, including towed bodies, submersibles, and moored platforms. Early horizontal turbulence instruments were limited by their cost for deployment and were not widely used. Recently, several small AUVs with a length of 2–4 m equipped with shear probes have been developed and used to measure ocean turbulence. These include the Ocean Explorer, REMUS AUV, and Glider, etc. [
8,
9,
10,
11,
12], whose dissipation rates are as low as 10
−10 W kg
−1. The AUV has flexible mission types, which can realize horizontal, vertical, as well as bottom and surface observation tasks. Thus, using AUV as a turbulence measurement platform can realize long-duration, continuous measurement, which will provide data needed to understand the temporal and spatial variability of the turbulent processes and support the examination of theories of turbulent cascade and stationarity in the oceans.
Despite the advantages of AUV-based turbulence measurements, there are still great technical challenges in integrating turbulence sensors on AUV. The most common turbulence sensor is the airfoil shear probe, which uses the potential flow theory to measure the cross-stream component of velocity perpendicular to the direction of travel [
13]. Flow distortion occurs when the free streamflow approaches the AUV body, which will change the nearby vorticity and velocity field. Consequently, shear probe measurements require to be far away from the flow distortion region caused by the AUV. This is the first technical challenge in the design of the implementation shear probe on an AUV. Wyngaard et al. [
14] use the Taylor series expansion technique to assess errors associated with turbulence measurements ahead of an axisymmetric body. Using the ellipsoid model with an aspect ratio of 5:1 (L/D, where L is the length of the body and D is the maximum diameter), they found that the fractional errors in turbulent velocity statistics are on the order of 10% when measured along the axis on the plane of 0.5 D ahead of the body. The errors generally decrease with the increase of distance. According to this study, the researchers discussed the flow deformation of different platforms and installed the shear probe above and forward of the bow of the platform where flow distortion is small [
8,
15,
16]. However, these studies only used empirical methods for analysis and did not give a detailed hydrodynamic estimation of the platform in the design.
The second limitation of AUV-based turbulence measurements is motion performance, including the angle of attack (AOA or α) and the speed (
U), which are very sensitive to microstructure shear estimation. The shear probes output is a voltage proportional to the instantaneous cross-stream component (
u) of the velocity field [
17].
where
is the sensitivity of the shear probe,
is the in situ density, and
U is the flow past the sensor which, in this application, is the AUV speed through the water. This equation is valid when the AOA is within ±20° relative to the oncoming flow. Outside of this range, the
u will be mixed with the downstream velocity fluctuations and the potential flow theory of the probes no longer applies. The
U is an important parameter in the processing of microstructure shear, which is related to the properties of the shear probe and the time scale of dissipating eddies, usually need greater than 0.3 m/s [
18]. Using Taylor’s frozen turbulence hypothesis [
19], we can convert time series
to a space series, whereby
For isotropic turbulence, the turbulent dissipation rate ε calculated as
where
represents the distance in the AUV path direction,
is the kinematic viscosity, and the bar denotes a mean. According to Equation (3), the
scales with
U4, so the small errors of
U will introduce a significant bias to the
. For AUV-based turbulence measurements, AOA is not measured and uncommonly the AUV is equipped with a device to directly measure the speed through water, so these values must be computed from the dynamic model. The stable and accurate motion performance of the AUV is very important for turbulence observation.
In this paper, a long-rang and multi-motion mode AUV was developed and used as the platform for turbulence measurement. To ensure that the shear probe can be measured in undisturbed water and minimize its effect on the AUV’s flight characteristics, the hydrodynamic parameters were estimated using the CFD method and its integrated layout design on AUV was discussed. Because the shear probe is very sensitive to the AUV speed and AOA, the dynamic model of the turbulence AUV was developed by using an analytical method based on Newton–Euler and its motion performance was simulated. Then, sea trials were carried out. The self-developed AUV and the turbulence package are described in
Section 2.
Section 3 estimates the hydrodynamic parameters of the turbulence AUV under different states and determines the layout position.
Section 4 describes the AUVs dynamic model and the simulation results of its motion performance in the longitudinal plane.
Section 5 presents and discusses the sea trial results, including the flight performance of the turbulence AUV and the microstructure shear data analysis.
Section 6 contains the summary and conclusions.
2. Turbulence AUV
The long-range turbulence AUV platform is shown in
Figure 1. The vehicle adopts a modular design idea, which consists of a conical fore sensor cabin, buoyancy-driven cabin, attitude-regulation cabin, controller module, power module, propulsion system, and antenna assembly, etc. [
20]. It is 3 m long (L) and 0.35 m in diameter (D), with a mass of 200 kg. The entire system is powered by battery packs, can dive to 2000 m underwater for ocean surveys, and has a 1500 km endurance. To meet different observation tasks, the turbulence AUV is designed to combine the characteristics of the buoyancy-driven glider and the conventional AUV. Therefore, it has a variety of flexible motion modes, such as depth-following mode, yo-yo mode like a glider, and the mode combining depth-following and yo-yo mode.
The turbulence AUV onboard sensors include a 1 MHz Doppler velocity log (DVL), a Seabird conductivity, temperature, depth (CTD) data logger (with dissolved oxygen), an altimeter, and a cross-platform instrument for microstructure turbulence measurements (CPMTM). The DVL is installed downward-looking designed to continuously measure bottom-track velocities and three-dimensional current profiles. The turbulence measurements are made concomitantly with high spatial resolution measurements of CTD. This set of sensors on turbulence AUV allows for quantification of the key dynamical and kinematical turbulent and fine-scale physical processes. All sensors are mounted in the fore sensor cabin located at the bow (
Figure 1). This layout allows sensors to be located away from the aft propulsion system, improving data sampling accuracy while preserving the AUV’s low drag profile.
The CPMTM is designed by the Ocean University of China [
21], as shown in
Figure 2. It is housed in a pressure case of 0.08 m diameter and is approximately 0.6 m long. It is equipped with two airfoil shear probes, a fast thermistor, and a 3-axis accelerometer. The shear probes are mounted orthogonally to measure cross-stream velocity fluctuations ∂y⁄∂x and vertical velocity gradient ∂z⁄∂x. The fast thermistor to measure microstructure temperature and its fluctuation and the 3-axis accelerometer to measure the level of vibration during observation. The CPMTM is powered by the AUV’s battery. The sampling rate is 1024 Hz on all turbulence channels (shear and temperature) and 512 Hz for the accelerometer channel. The CPMTM is mounted to the center of the AUV fore sensor cabin (
Figure 1b,c) with the same coordinate system. The shear probe is located at the X distance from the nose of the AUV, outside the region of flow deformation (
Figure 1a), and the optimal layout distance will be described in
Section 3.
3. The Layout Optimization of CPMTM
According to the principle of the shear probe, its measurement must be in the undisturbed area to avoid measurement error. However, if the layout distance between the shear probe and the AUV nose is too large, it will affect the motion performance of AUV. To determine the optimal layout distance, the CFD method was used to estimate the hydrodynamic properties of the turbulence AUV in various angles of attack and speeds.
The Ansys and Fluent software are used for CFD analysis. The turbulence AUV model used for simulation is the same as the real model (
Figure 1). The flow field is set to be cylindrical with a diameter of 10 D, the inlet boundary is located at the 3 L head of the turbulence AUV, and the pressure outlet is located at 4 L downstream, as shown in
Figure 3. A no-slip condition is forced at the AUV wall, and at the surrounding area, far-field free-slip wall conditions are applied. The CFD analysis is based on unstructured tetrahedron cells as the meshing grid. To improve the accuracy of CFD simulation, the grid of CPMTM and AUV nose is locally encrypted. The velocities of the flow field were used for the analysis using 0.5 m/s, 0.8 m/s, and 1.0 m/s (the maximum design speed of AUV is 1.0m/s) respectively. When the AOA sign is opposite, the flow field is approximately symmetrical. Therefore, the flow field analysis is carried out under 0°, 3°, and 6° AOA. Distance X is set to 0.6 D, 0.8 D, 1 D.
Figure 4,
Figure 5 and
Figure 6 show the snapshot of the velocity vectors for the turbulence AUV in different simulation conditions.
It can be seen a low-velocity region is formed around the head of AUV (
Figure 4). Those low-velocity regions can bond if the distance between CPMTM and AUV is too short (
Figure 4a,d,g). With the increase of inlet velocity, the area of the low-velocity region gradually increases and presents a certain linear relationship. This indicates that the larger of AUV velocity, the larger flow distortion area caused by the body, the distance should be larger between CPMTM and AUV. When the distance between CPMTM and AUV is X = 0.6 D, the low-velocity region formed by the AUV completely wraps the CPMTM. The flow field around the CPMTM has been distorted, which cannot reflect the real flow field information, resulting in an inaccurate measurement. When X = 0.8 D, the low-velocity region is completely separated from the CPMTM. At this time, the CPMTM is not influenced by flow distortion and can contact the water body first (
Figure 4b,e,h). The CPMTM has also gotten rid of the influence of flow distortion on the condition that distance is 1 D (
Figure 4c,f,i).
Figure 5 and
Figure 6 show the simulation results of the flow field at 3° and 6° AOA respectively. The results show that when there is an angle of attack, the distribution of velocity field around the axis of turbulence AUV is no longer symmetrical. With the increase of the AOA, the area of the low-velocity region above the AUV body decreases gradually, and the area below the AUV body increases gradually. Compared with the 0° AOA, the variation tendency is basically consistent. The flow field disturbance caused by the AUV can also be avoided when the distance is 0.8 D. Hence, the layout distance of CPMTM is at least 0.8 D to extend the head of AUV.
The rows represent the same velocity of the flow field and the columns represent the same distance X.The integration of CPMTM into AUV will cause the hydrodynamic variation of AUV, which may affect the navigation economy and stability of AUV. Therefore, the hydrodynamics variation before and after integrating CPMTM should be as small as possible. In the CFD analysis, lift force (C
L) and drag force (C
D) coefficients were calculated at various angles of attack and velocities. The results of AOA between 0° and 10°, AUV economic speed of 0.5 m/s, and layout distance X = 0.8 D were used for the analysis.
Figure 7a shows the lift force coefficient of AUV and turbulence AUV over the AOA. The graph shows that the lift force coefficient increased when the AOA increased, the lift coefficient variation little when the AUV integrates CPMTM. The drag force coefficient over the AOA is shown in
Figure 7b. The figure shows that the drag coefficient increased when the AOA increased, and when AUV integrated CPMTM the drag coefficient increased slightly (blue line). Thus, the optimal layout distance that CPMTM bulges over the head of AUV is X = 0.8 D, which is far away from the flow distortion caused by the AUV nose and ensures that the hydrodynamic variations before and after the AUV integration with CPMTM are very small.
4. Motion Performance Analysis of the Turbulence AUV
4.1. Dynamic Model of Turbulence AUV for Planar Flight
The second key aim of this paper is to establish the turbulence AUV dynamic model and obtain the motion parameters to determine that the U is greater than 0.3 m/s and the AOA is within ±20°. The dynamic model of the turbulence AUV was formulated by using an analytical method based on Newton–Euler. The definition of the coordinate system is shown in
Figure 8. The earth-based coordinate is O-XYZ and the origin is fixed at the sea surface. In the AUV-based coordinates (x, y, z), the x axis is directed forward along the main central axis of the AUV, in its direction of motion. The y axis points to the port side of the instrument, and the z axis is nominally downward.
The yo-yo motion in the longitudinal plane is the main movement of the turbulence AUV, and this motion mode can be deemed to be quasi-steady flight. Therefore, the simplified dynamic model of turbulence AUV in the X–Z plane is used to calculate its motion parameters. The forces act on the turbulence AUV are buoyancy
FB, gravity
Fg, lift
FL, drag
FD, and thrust
FT, as shown in
Figure 8. For the sake of clarity, all forces are schematized to originate from the center of gravity (
CG). The steady force and moment are balanced, as follows:
where
is the pitch angle and 𝜉 is the path angle, which is the sum of
and
α. The gravity
Fg, buoyancy
FB, drag
FD, lift
FL, and thrust
FT are given by:
In Equations (6)–(10), is the mass of the turbulence AUV and is the acceleration due to gravity, is the in situ density, is the turbulence AUV volume at atmospheric pressure, is the coefficient of compressibility, is the water pressure, is the thermal expansion coefficient, T is the water temperature, is a reference temperature, is the buoyancy change achieved by the buoyancy-driven system of the AUV, is the total surface area of the wings, and are the parasite and induced drag coefficient, respectively, is linear in the angle of attack,, is the propeller thrust coefficient, is the propeller speed (rpm, revolutions per minute), and is the diameter of propeller (m).
Substituting Equations (6)–(10) into Equations (4) and (5) respectively, the expression of
U can be calculated by either eliminating
or
from (4) and (5).
In addition, an expression for
is found by combining (5), and (8)–(10), yielding
where
is net buoyancy,
, and
is the calculated coefficient.
Equations (11) and (12) provide a model that can be used to calculate the steady-state motion parameters at any time by giving a range of values of net buoyancy (), pitch angle (θ), and in situ density, as well as a set of model coefficients of drag, lift, compressibility, and thermal expansion.
4.2. Simulations
The motion performance of turbulent AUV was simulated using the fourth-order Runge–Kutta method in MATLAB. Considering the economic travel of turbulent AUV and specific sampling requirement, the pitch angle is set within the range of ±15°. The maximum net buoyancy that can be provided is ±6 N, while the propeller speed range is 80–200 rpm, providing thrust up to 10 N. In the descent, we defined the pitch angle as negative and the net buoyancy as positive. To avoid singularity, the initial motion state u = 0.01 m/s when the turbulent AUV is at the surface. The hydrodynamic coefficients of turbulence AUV have been calculated based on the CFD simulation.
Through the above parameters, we can obtain the relationship between the speed of the turbulent AUV (
U) and net buoyancy (∆B), propeller thrust (
FT), and pitch angle(
θ), as shown in
Figure 9. According to the simulation results, the speed of the turbulent AUV is approximately proportional to the net buoyancy and propeller thrust, that is, the speed increases with the increase of net buoyancy and propeller thrust. The speed increases with the increase of pitch angle. The speed of the turbulent AUV is 0.5~1.0 m/s, which meets the requirement of being greater than 0.3 m/s.
Figure 10 presents the simulation results of the AOA under different propeller speeds (n = 100 rpm, 150 rpm, 180 rpm) of turbulent AUV. According to
Figure 10, when the pitch angle is constant, the AOA increases with the increase of net buoyancy, and the maximum value is 6.5° (
Figure 10a). When the net buoyancy is constant, the AOA is smaller with the increase of pitch angle. However, as the propeller speed increases, the AOA decreases significantly. The maximum AOA is 3.7° at n = 150 rpm (
Figure 10b) and 2.7° at n = 180 rpm (
Figure 10c). Therefore, under the conditions of different pitch angles, net buoyancy, and propeller speeds, the corresponding AOA is less than 10°, which meets the constraint requirements of turbulence observation.
In detail, we set
= 6 N,
= 1 N, and
θ = 12° and carried out simulation analysis on motion depth, pitch angle, angle of attack, and running speed in the yo-yo profile. The results are shown in
Figure 11. According to
Figure 11a, within the simulation time of the 1200 s, the maximum running depth of turbulent AUV is 100 m, and the corresponding horizontal sailing distance is about 853 m. The steady speed of the turbulent AUV is 0.73 m/s (
Figure 11d). In
Figure 11b,c, the pitch angle is −11.5° and the AOA is 1.7° in the descent. The pitch angle is 11.7° and the AOA is 1.6° in the ascend.
6. Conclusions
As a mobile autonomous ocean observation platform, AUV has the advantage of long endurance and large range, being unaffected by sea conditions. In this study, a long-range and multi-motion mode turbulence AUV was developed and used for turbulence measurement in the northern South China Sea. The presented work and field tests demonstrate the successful integration of the CPMTM into the AUV. In the turbulence AUV design, two key technical challenges were accomplished. Firstly, to avoid measurement errors of CPMTM caused by the flow distortion of the AUV body and to reduce the influence of motion performance of AUV after integrating CPMTM, the ideal layout positions are analyzed under different states with the method of CFD, and the distance of CPMTM bulges over the head of AUV is designed to be 0.8 D. Secondly, the dynamic model of turbulent AUV in the vertical plane was established and the motion performance was simulated. The simulation results show that the speed of turbulent AUV is 0.5–1 m/s, and the maximum angle of attack is less than 6.5°, which meets the observation requirements of the shear probe. During the field experiment, turbulence AUV operated in a combined mode of yo-yo and depth-following between the surface and 1000 m depth. Data were collected for approximately 8 h. Two profiles illustrate the stable flight performance of the turbulence AUV. The measured shear spectra fit well with the Nasmyth spectrum, and the dissipation rate was as low as 0.8 × 10−10 W kg−1, which suggests that the developed turbulence AUV is suitable for ocean microstructure measurements.