1. Introduction
Parkinson’s disease (PD) is a progressive degenerative disease that is characterized clinically by tremor, rigidity, bradykinesia, and postural instability [
1]. The annual incidence of PD is 4.5–19 per 100,000 population, and the prevalence is estimated to be 72–258.8 per 100,000 population [
2]. PD is mainly due to the gradual decline of dopaminergic neurons in substantia nigra pars compacta, and the decline of dopaminergic neurons results in a lack of coordinated activity of the direct and indirect circuits of the basal ganglia [
3]. This causes abnormal activity in the cortico-striatal-thalamic pathways of the central nervous system [
4]. Motor disability occurs from the beginning of PD, and the severity of the disorder increases as the duration of the disease increases. The most common symptoms appearing from the beginning of the disease include pain, movement disorders, depression and insomnia [
5]. In particular, it is estimated that more than one-third of PD patients have difficulty in starting their gait, or a freezing of gait (FOG) in which their steps suddenly stop while walking [
6]. In this way, PD patients with initial hesitation and FOG have a lower anticipatory postural adjustments (APAs), which increases the risk of falls [
7]. According to previous studies, more than 30% of PD patients experience fractures due to falls within 10 years after diagnosis [
8]. In order to prevent secondary complications from such falls, motor function, balance, and gait ability are essential factors for PD patients.
There are several management methods available to alleviate the symptoms in PD patients. Pharmacological therapy occupies a large part of the management of PD patients, and levodopa is considered the most effective treatment for PD and is most often prescribed. However, levodopa has side effects such as abnormal involuntary movement known as dyskinesia. Drugs other than levodopa also suffer from side effects and increased resistance to drugs [
9]. Surgical interventions, such as deep brain stimulation, have limited number of applicable patients, and there is a risk of serious complications and neuropsychiatric side effects [
10]. Direct physical training to improve motor symptoms such as bradykinesia and FOG also plays an important part in the management of PD patients. In particular, cueing training has been frequently used recently as a motor training method specially used for PD patients.
Cueing is defined as using external stimulation such as visual or auditory stimuli to facilitate movement initiation and continuation [
11]. According to previous study, it was suggested that cueing could have a significant effect on the gait performance of PD patients, i.e., cadence, stride length, speed, and postural stability [
12]. The visual cueing refers to using a laser pointer or a line marked on the floor. In general, stride length markers are often used, and are arranged vertically along the walking path at regular intervals. It is assumed that these visual signals have a positive effect on walking by improving attention in the stepping process [
13]. McAuley et al. showed that the use of visual cue glasses had an improvement of at least 10% in walking time [
14]. However, such physical therapy or functional training methods can improve movement disorders in PD patients, but the duration of effect is limited [
15]. In order to obtain the long-term effect of intervention, motor learning needs to be stored under stimulation of neuroplastic mechanisms [
16].
Representative methods of non-invasive brain stimulation applied as alternatives to these are transcranial magnetic stimulation (TMS) and transcranial direct current stimulation (tDCS). TMS uses electrical stimulation induced by a magnetic field, whereas tDCS conducts direct current via a surface electrode attached to the scalp for a certain period of time [
10]. In non-invasive brain stimulation, penetration is limited only to the cortical regions of the brain; thus, deep structures such as the basal ganglia cannot be directly targeted [
17]. However, it has been proven through meta-analysis that stimulation of the epidural motor cortex is useful in improving the symptoms of PD patients [
10].
Transcranial direct current stimulation regulates excitability in the cortex by inducing a direct current via the scalp using the anode and the cathode electrodes. The anode increases cortical excitability, and the cathode decreases cortical excitability [
18]. Unlike pulse stimulation, tDCS induces changes in cortical excitability by producing sufficient action potential through continuous current. In particular, since anodal tDCS promotes activation of neurons through an increase in cortical excitability, it acts to increase the activity of the decreased motor cortex in PD patients. In addition, it has been reported that activation of the cortex by anodal tDCS induces dopamine release, thereby improving the symptoms of PD patients [
19,
20]. Since patients with PD develop dysfunction of the basal ganglia due to decreased dopamine secretion, applying bipolar tDCS to increase cortical excitability can compensate for the decreased pallido–halamo–cortical drive [
21]. A previous study showing similar results suggested that application of high-frequency rTMS to the prefrontal cortex induces dopamine release from the tail nucleus through an increase in cortical excitability [
22]. In addition, since the N-methyl-d-aspartate (NMDA) receptor is dopamine-dependent, it has been reported that the release of dopamine through the application of tDCS can induce plasticity of the NMDA receptor [
23]. In a study involving PD patients, it was reported that the application of tDCS to the motor, premotor or prefrontal cortex improved gait function. Other previous study showed that the FOG was improved as a result of applying tDCS to primary motor cortex of PD patients for 4 weeks [
24,
25].
The supplementary motor area (SMA) is the primary output site of the basal ganglia thalamocortical pathway and plays an important role in the preparation and initiation of spontaneous movements or gait, and in the combination of posture. It is estimated that the decrease in activity of the SMA contributes to the hesitation and FOG at the start of PD patients. FOG is known to appear due to a decrease in structural connectivity between SMA and pedunculopontine nucleus, which pedunculopontine nucleus plays an important role in regulating locomotion. Patients with PD have decreased nigrostriatal dopaminergic neurons, resulting in changes in the morphology of thalamocortical connections, including SMA. In addition, in PD patients, SMA activity is markedly reduced, and structural and functional connections with the mesencephalic locomotor region, which play an important role in postural and motor control, are reduced, resulting in various disorders [
26,
27].
However, in the previous studies, tDCS was most often applied to the primary motor cortex to improve motor function in PD patients, followed by premotor or prefrontal cortex. Few studies have been applied to SMA, which plays a significant role in initial hesitation, FOG and gait [
24,
25,
28]. Additionally, there are few studies of tDCS combined with visual cueing training.
The first purpose of this study was to investigate the effect of tDCS application on SMA combined with visual cueing training on motor function, balance and gait ability in PD patients. Second, this study was to investigate the difference between the application of tDCS and sham tDCS. Through this, this study was to investigate whether the application of tDCS actually affects the brain and whether it has a placebo effect. Third, this study was to determine whether the tDCS intervention effect persists through follow-up testing. As such, we would like to suggest whether the application of tDCS is useful as an adjuvant therapy to physical therapy by confirming the effects on PD patients.
3. Results
A total of 33 people was recruited, but three of them were excluded for reasons such as discharge or health deterioration. Thus, a total of 30 subjects participated in this study (experimental group
n = 15, control group
n = 15).
Table 1 presents the basic characteristics data of the subjects. There were no statistically significant differences in the characteristics of the subjects between the two groups (
Table 1).
In the Unified Parkinson’s Disease Rating Scale (UPDRS) to evaluate motor function, the experimental group showed a significant difference in post and follow-up test than in pre-test (
p < 0.05). The control group also showed a significant difference in post and follow-up test than in pre-test (
p < 0.05). In comparison between the two groups, the experimental group showed a significant difference in post and follow-up test compared to the control group (
p < 0.05) (
Table 2 and
Figure 2).
As a result of comparing the amount of change before and after the intervention between the two groups, the experimental group and the control group showed a significant difference between the groups (F = 11.422, p = 0.002). There was a significant difference according to the measurement period in the intra-group effect verification (F = 15.820, p = 0.000), and the interaction between the measurement period and the group was not significant (F = 0.415, p = 0.662). The effect size was 1.247 and 0.885 in the experimental group and the control group, respectively.
Table 2.
Changes in Unified Parkinson’s Disease Rating Scale (UPDRS) by the period.
Table 2.
Changes in Unified Parkinson’s Disease Rating Scale (UPDRS) by the period.
Group | Pre | Post | 2 Weeks Follow-up | F | p |
---|
EG 2,‡ | 34.20(7.82) 1 | 21.93(6.90) † | 25.20(8.99) † | 10.884 | 0.000 * |
CG 3,‡ | 38.67(9.60) | 29.60(6.13) † | 32.60(8.70) † | 5.482 | 0.013 * |
t | −1.397 | −3.217 | −2.290 | | |
p | 0.173 | 0.003 * | 0.030 * | | |
Figure 2.
Comparison of the changes of within and between groups in UPDRS. * means a statistical significance within the group as compared to pre (p < 0.05). § means a statistical significance by measurement period between groups (p < 0.05).
Figure 2.
Comparison of the changes of within and between groups in UPDRS. * means a statistical significance within the group as compared to pre (p < 0.05). § means a statistical significance by measurement period between groups (p < 0.05).
In the Functional Gait Assessment (FGA) to evaluate balance, the experimental group showed a significant difference in post-test than in pre-test (
p < 0.05). The control group also showed a significant difference in post-test than in pre-test (
p < 0.05). In comparison between the two groups, the experimental group showed a significant difference in follow-up test compared to the control group (
p < 0.05) (
Table 3 and
Figure 3).
As a result of comparing the amount of change before and after the intervention between the two groups, the experimental group and the control group showed a significant difference between the groups (F = 12.594, p = 0.001). There was significant difference according to the measurement period in the intra-group effect verification (F= 10.357, p = 0.000), and the interaction between the measurement period and the group was not significant (F = 0.074, p = 0.929). The effect size was 0.987 and 0.762 in the experimental group and the control group, respectively.
Table 3.
Changes in Functional Gait Assessment (FGA) by the period.
Table 3.
Changes in Functional Gait Assessment (FGA) by the period.
Group | Pre | Post | 2 Weeks Follow-up | F | p |
---|
EG 2,‡ | 21.00(4.69) 1 | 27.00(4.87) † | 25.73(4.67) | 6.820 | 0.004 * |
CG 3,‡ | 17.87(3.96) | 23.53(6.22) † | 21.60(5.40) | 4.063 | 0.036 * |
t | 1.977 | 1.700 | 2.244 | | |
p | 0.058 | 0.100 | 0.033 * | | |
Figure 3.
Comparison of the changes of within and between groups in FGA. * means a statistical significance within the group as compared to pre (p < 0.05). § means a statistical significance by measurement period between groups (p < 0.05).
Figure 3.
Comparison of the changes of within and between groups in FGA. * means a statistical significance within the group as compared to pre (p < 0.05). § means a statistical significance by measurement period between groups (p < 0.05).
In the Freezing of Gait Questionnaire (FOG-Q) to evaluate gait ability, the experimental and the control group showed no significant difference in post and follow-up test than in pre-test (
p > 0.05). In comparison between the two groups showed no significant difference between the experimental and the control group (
p > 0.05) (
Table 4 and
Figure 4).
As a result of comparing the amount of change before and after the intervention between the two groups, there was no significant difference between the experimental group and the control group (F = 0.109, p = 0.743). There was no significant difference according to the measurement period in the intra-group effect verification (F = 0.881, p = 0.420), and the interaction between the measurement period and the group was not significant (F = 0.478, p = 0.623).
Table 4.
Changes in Freezing of Gait Questionnaire (FOG-Q) by the period.
Table 4.
Changes in Freezing of Gait Questionnaire (FOG-Q) by the period.
Group | Pre | Post | 2 Weeks Follow-up | F | p |
---|
EG 2 | 7.866(2.66) 1 | 6.40(4.11) | 6.53(3.52) | 0.914 | 0.413 |
CG 3 | 7.40(3.77) | 7.06(3.95) | 7.33(3.13) | 0.106 | 0.850 |
t | 0.391 | −0.452 | −0.657 | | |
p | 0.699 | 0.655 | 0.516 | | |
Figure 4.
Comparison of the changes of within and between groups in FOG-Q.
Figure 4.
Comparison of the changes of within and between groups in FOG-Q.
In the evaluation of gait velocity, the experimental and the control group showed no significant difference in post and follow-up test than in pre-test (
p > 0.05). In comparison between the two groups showed no significant difference between the experimental and the control group (
p > 0.05) (
Table 5 and
Figure 5).
As a result of comparing the amount of change before and after the intervention between the two groups, there was no significant difference between the experimental group and the control group (F = 0.038, p = 0.846). There was significant difference according to the measurement period in the intra-group effect verification (F = 4.61, p = 0.054), and the interaction between the measurement period and the group was not significant (F = 2.31, p = 0.779).
Table 5.
Changes in gait velocity by the period.
Table 5.
Changes in gait velocity by the period.
Group | Pre | Post | 2 Weeks Follow-up | F | p |
---|
EG 2 | 72.80(6.90) 1 | 83.00(16.17) | 81.79(16.87) | 3.337 | 0.050 |
CG 3 | 74.40(9.75) | 81.53(16.75) | 79.26(12.86) | 1.489 | 0.243 |
t | −0.518 | 0.244 | 0.414 | | |
p | 0.608 | 0.809 | 0.682 | | |
In the evaluation of cadence, the experimental group showed a significant difference at the post and follow-up test than the pre-test (
p < 0.05). In comparison between the two groups, the experimental group showed a significant difference in follow-up test compared to the control group (
p < 0.05) (
Table 6 and
Figure 5).
As a result of comparing the amount of change before and after the intervention between the two groups, the experimental group and the control group showed a significant difference between the groups (F = 5.944, p = 0.021). There was a significant difference according to the measurement period in the intra-group effect verification (F = 3.799, p = 0.028), and the interaction between the measurement period and the group was not significant (F = 1.635, p = 0.204). The effect size was 1.316 in the experimental group.
Table 6.
Changes in cadence by the period.
Table 6.
Changes in cadence by the period.
Group | Pre | Post | 2 Weeks Follow-up | F | p |
---|
EG 2,‡ | 97.53(6.52) 1 | 106.07(5.65) † | 104.80(4.96) † | 12.114 | 0.000 * |
CG 3 | 97.67(9.79) | 100.80(8.95) | 97.47(11.33) | 0.476 | 0.626 |
t | −0.044 | 1.927 | 2.296 | | |
p | 0.965 | 0.064 | 0.029 * | | |
In the evaluation of step time, the experimental and the control group showed no significant difference in post and follow-up test than in pre-test (
p > 0.05). In comparison between the two groups showed no significant difference between the experimental and the control group (
p > 0.05) (
Table 7 and
Figure 5).
As a result of comparing the amount of change before and after the intervention between the two groups, there was no significant difference between the experimental group and the control group (F = 0.00, p = 0.934). There was no significant difference according to the measurement period in the intra-group effect verification (F = 1.912, p = 0.160), and the interaction between the measurement period and the group was not significant (F = 1.064, p = 0.349).
Table 7.
Changes in step time by the period.
Table 7.
Changes in step time by the period.
Group | Pre | Post | 2 Weeks Follow-up | F | p |
---|
EG 2 | 5.03(0.95) 1 | 4.23(0.98) | 4.90(0.81) | 2.590 | 0.097 |
CG 3 | 4.79(0.87) | 4.64(0.97) | 4.69(1.06) | 0.101 | 0.894 |
t | 0.721 | −1.145 | 0.620 | | |
p | 0.477 | 0.262 | 0.540 | | |
In the evaluation of double support time, the experimental and the control group showed no significant difference in post and follow-up test than in pre-test (
p > 0.05). In comparison between the two groups showed no significant difference between the experimental and the control group (
p > 0.05) (
Table 8 and
Figure 5).
As a result of comparing the amount of change before and after the intervention between the two groups, there was no significant difference between the experimental group and the control group (F = 1.340, p = 0.257). There was no significant difference according to the measurement period in the intra-group effect verification (F= 1.330, p = 0.273), and the interaction between the measurement period and the group was not significant (F = 0.145, p = 0.864).
Table 8.
Changes in double support time by the period.
Table 8.
Changes in double support time by the period.
Group | Pre | Post | 2 Weeks Follow-up | F | p |
---|
EG 2 | 8.01(1.76) 1 | 7.02(2.07) | 7.25(1.93) | 1.112 | 0.343 |
CG 3 | 7.29(1.98) | 6.60(1.81) | 7.08(2.00) | 0.427 | 0.524 |
t | 1.053 | 0.592 | 0.232 | | |
p | 0.301 | 0.558 | 0.818 | | |
In the evaluation of stride length, the experimental and the control group showed no significant difference in post and follow-up test than in pre-test (
p > 0.05). In comparison between the two groups showed no significant difference between the experimental and the control group (
p > 0.05) (
Table 9 and
Figure 5).
As a result of comparing the amount of change before and after the intervention between the two groups, there was no significant difference between the experimental group and the control group (F = 0.005, p = 0.946). There was no significant difference according to the measurement period in the intra-group effect verification (F = 1.041, p = 0.356), and the interaction between the measurement period and the group was not significant (F = 1.148, p = 0.322).
Table 9.
Changes in stride length time by the period.
Table 9.
Changes in stride length time by the period.
Group | Pre | Post | 2 Weeks Follow-up | F | p |
---|
EG 2 | 89.00(11.07) 1 | 92.53(15.02) | 91.47(14.89) | 1.472 | 0.246 |
CG 3 | 91.13(13.53) | 91.53(14.64) | 89.33(15.82) | 0.678 | 0.505 |
t | −0.473 | 0.185 | 0.380 | | |
p | 0.640 | 0.855 | 0.707 | | |
Figure 5.
Comparison of the changes of within and between groups in gait variables. * means a statistical significance within the group as compared to pre (p < 0.05). § means a statistical significance by measurement period between groups (p < 0.05).
Figure 5.
Comparison of the changes of within and between groups in gait variables. * means a statistical significance within the group as compared to pre (p < 0.05). § means a statistical significance by measurement period between groups (p < 0.05).
4. Discussion
In PD patients, interventions to improve movement, balance, and gait are important to reduce the risk of falls and increase independence in daily activities. Therefore, the aim of this study was to investigate the effect of tDCS combined with visual cueing training on motor function, balance, and gait function in PD patients. No adverse effects of tDCS were observed in this study.
The experimental group showed significant improvement compared to the control group in the test using UPDRS to determine the change in motor function. Recent studies have shown that epidural stimulation through non-invasive brain stimulation can improve motor function in PD patients [
38]. In the study of applying rTMS to SMA of PD patients, it was reported that fine motor function was improved and the threshold for excitability in other motor areas was decreased [
39]. According to Valentino et al., there was no significant effect on the UPDRS score after 5 tDCS sessions, but when assessing the delayed effect after stimulation, it was confirmed that there was a significant effect compared to the control group [
25]. In this study, as well as the evaluation of delayed effect through follow-up studies, there was a significant effect in UPDRS score before and after intervention compared to the control group, which is thought to be due to the difference between the total treatment session of the study by Valentino et al.
There are two pathophysiological mechanisms for cortical stimulation to improve PD symptoms. The first mechanism is an increase in neurotransmitters. Cortical stimulation is linked to basal ganglia function and can induce changes throughout the cortical-subcortical network. These remote effects are related to the release of specific neurotransmitters [
22]. The second mechanism is normalization of cortical function. According to a previous study, it was confirmed that the reduced intracortical inhibition and corticospinal output in basal ganglia connected areas such as the SMA in the functional magnetic resonance imaging of PD patients [
40]. tDCS can correct and improve the networking ability of neurons in PD patients with basal ganglia dysfunction by effectively reaching the cortico-subthalamic projection, which is involved in motor coordination by penetrating the cortex of the brain. For this reason, it is considered that there was a significant improvement in the motor function of the experimental group in this study.
The experimental group showed significant improvement compared to the control group in the test using FGA to determine the change in balance. Previous studies reported that anodal tDCS had a significant effect on balance and functional mobility compared to sham tDCS. The study of Lattari et al. used dorsolateral prefrontal cortex (DLPFC) as the stimulation location, which is important in that DLPFC is a major brain area that compensates for SMA activity disorders [
41]. In a study by Andrade et al. in stroke patients, it was reported that the three groups that received tDCS stimulation showed significant improvement in gait and balance compared to the sham tDCS group [
42].
Conversely, the results of this study showed that the control group also showed improvement in motor function and balance, which needs to be noted for the effect of visual cueing training. According to a case study using EEG, it was reported that visual cueing during walking increased the flow of the occipito-parietal-motor network in PD patients [
43]. In addition, visual cueing is believed to have a positive effect on improving the timing of movement and the amplitude of gait more appropriately and spatio-temporal stabilization, rather than increasing attention itself [
44]. These mechanisms suggest that there would have been improvements in UPDRS and FGA scores in control group with visual cueing training.
FOG-Q and GAITRite system were used to investigate changes in the gait ability of PD patients in this study. The experimental group showed significant improvement only in cadence among several gait-related variables. In the study of Chiahao et al., similar to this study, anodal tDCS was applied to SMA of PD patients, but reported that there was no significant effect on FOG [
28]. There was a difference between the previous study and this study in the application of tDCS, tDCS was applied simultaneously with physical training for 20 min using 2 mA in this study, but Chiahao et al. applied anodal tDCS for 10 min before physical training using 1 mA. However, the findings that there was no significant effect on the freezing phenomenon in PD patients are consistent between the two studies.
This study showed that tDCS had a significant effect on cadence among gait variables. A common finding that appeared when SMA was stimulated in previous studies was a change in temporal features of the task. Applying anodal tDCS to healthy adults showed a decrease in reaction times, and a study in PD patients showed a decrease in the time required to complete a motor tasks, such as turning or walking [
7]. Benninger et al. reported a significant improvement in gait and bradykinesia compared to sham tDCS after alternately applying anodal tDCS to the pre- and motor cortex and the prefrontal cortex in PD patients [
24]. Previous studies that analyzed the effect of tDCS combined with cueing training showed a significant improvement in several measurements of gait-related outcome compared to sham tDCS when anodal tDCS was applied to primary motor cortex [
45]. Another study reported that the group that combined cueing training and tDCS had a faster effect than the group that only did cueing training, and that the effect lasted longer until 1 month follow-up [
29].
In addition, previous studies have found a tendency to have a positive correlation between the increase in cortical excitability and improvement in motor function [
20,
29]. Therefore, in this study applying anodal tDCS, it is believed that the increase in cortical excitability had a positive effect on the improvement of gait function. However, it did not satisfy the hypothesis of this study that the experimental group would have a significant difference compared to the control group in all the gait variables. In general, the stimulation intensity of tDCS is 1 mA and 2 mA, and there are two main reasons for applying 2 mA in this study. First, it is known that the greater the stimulation intensity of tDCS, the greater the effect. Boggio et al. investigated the effect on accuracy in a working memory after stimulation using 1 mA and 2 mA, showing a much greater effect at 2 mA, and the effect sizes of the two interventions were large and moderate, respectively. Study related to motor learning also showed that high intensity was effective in improving skill acquisition compared to low intensity. This is considered to be because the higher the current intensity, the higher the activity-dependent modification in synaptic efficacy, thereby improving motor learning and motor performance. Second, it is due to its association with dopamine drug intake. According to previous studies, patients with OFF-medication showed improved performance even at 1 mA, but when applied during the ON state, a negative effect on gait function was found [
46,
47]. Therefore, 2 mA intensity was used for all studies conducted in the ON state of drug cycle, and 2 mA intensity was selected since this study targeted ON-phase patients.
According to a systematic review, it was mentioned that studies applying tDCS showed a consistent trend in that tDCS showed a positive effect on PD patients, although large heterogeneity was found in stimulation parameters and study design [
48]. In another study, it was suggested that applying tDCS during motor learning can achieve an effect similar to that of long-term potentiation (LTP) and prolong the performance improvement [
49]. As a result of this study, all variables that had significant differences in the comparison between groups showed a significant effect, especially in follow-up. Therefore, it can be seen that it is consistent with the results of previous studies that tDCS can prolong the effect.
However, several previous studies and the results of this study show that combining tDCS with other physical training has a positive effect on motor or gait function, but evidence supporting the effect of tDCS alone is still insufficient. Kaski et al. demonstrated that applying anodal tDCS with physical training to PD patients is effective in improving gait function compared to tDCS or physical training alone [
30]. Some studies have concluded that tDCS is beneficial in combination with other training because it can increase motor learning and improve performance of motor tasks [
50]. Therefore, this study suggests that tDCS is useful as an adjuvant intervention for rehabilitation training in PD patients, rather than applying it alone.
There are several limitations to this study. Since the electrode size used in this study was 5 × 7 cm, it is possible that tDCS stimulation was not limited to SMA but also affected other motor cortex. In addition, since neuroimaging studies were not included, it was not possible to accurately evaluate the activity in the brain. In addition, in PD patients with fixed gait patterns, the duration of intervention was not long enough to discover the change in gait.
Despite these limitations, the results of this study are meaningful to provide the first evidence that the application of tDCS to SMA has a positive effect on the improvement of motor function, balance and gait ability in PD patients. It could also encourage additional tDCS studies on gait function in PD patients. As yet, tDCS is not widely used as a rehabilitation therapy for PD patients in clinical practice. However, the study using more subjects and various stimulus parameters will be able to confirm the more definite effect than the results of this study, which will be able to find more powerful clinical effects. Future studies will need to evaluate various stimulation parameters such as intensity of tDCS, stimulation location, and number of stimulation sessions.