1. Introduction
In the course of the SARS-CoV-2 pandemic, schools and other public institutions in Germany, as well as other countries, were closed because the risk of SARS-CoV-2 infection is considered significantly higher indoors than outdoors [
1]. The risk of infection also increases significantly with the residence time of the people in a room. According to [
2] SARS-CoV-2 can be transmitted mainly in three ways. In addition to contact and droplet transmission as well as fomite transmission [
3], airborne transmission is considered to play a crucial role. Some publications even assume a dominant role of virus-laden airborne particles for SARS-CoV-2 transmission in some cases [
4,
5,
6,
7,
8] and a subordinate role in others [
9,
10].
Due to the large number of documented events in which infection with the Coronavirus occurred despite a large spatial distance between sender and recipient [
11,
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23,
24,
25], as well as studies in which the viability of viruses in aerosols under laboratory conditions has been demonstrated to be as long as 16 h [
26] with a half-life of more than one hour [
3], infection by viruses in airborne particles can be regarded as a serious route of spread. In their publication, signed by 239 scientists, [
5] urge more attention to be paid to the airborne spread of viruses.
Extensive flow simulations by the Technical University of Berlin, e.g., [
27], as well as by the RIKEN Center for Computational Science/Kobe University in Japan, e.g., [
28], show the distribution of exhaled particles and how they spread through the air [
29]. In addition to larger droplets that humans produce primarily when coughing and sneezing, exhaled particles during breathing and talking have a size of less than 5 µm. These particles can dehydrate to sizes of around 1 µm and less within a fraction of a second, depending on the temperature and humidity [
30]. The exhaled air leads almost exclusively to particles smaller than 1 µm, a large part of which is even smaller than 0.3 µm [
31,
32]. Particles of these sizes remain airborne for hours without sinking significantly. In a closed room with several people, this creates an atmosphere that enhances infection with SARS-CoV-2. The virus particle size itself is reported to be in the range of 0.08–0.14 µm [
33]. In rooms where multiple people are present for a long time, such as in schools, regular natural ventilation is a means of transporting potentially virus-contaminated aerosols out of the room or diluting them in such a way that the risk of infection is reduced. The German Federal Environment Agency, therefore, recommends ventilation phases that last 5 min and are to be initiated at 20-min intervals [
34]. Depending on the aforementioned boundary conditions, fresh air can be supplied to the room to replace the potentially virus-laden room air. The effectiveness of natural ventilation is dependent, among other things, on the difference between inside and outside air. This leads to an increased ventilation effectiveness during the winter season. Therefore, it is recommended to ventilate twice as long in summer as in winter [
35].
Another aspect is the recommended cross-ventilation. During the cold season, regular cross-ventilation is associated with difficulties at schools, as the cooling of the room leads to thermal discomfort, which is exacerbated by wind speeds in the elevated range. A crucial practical problem of manual ventilation as an infection control measure is that it is hardly controllable, and the correct and regular implementation cannot be ensured. In practice, natural window ventilation can therefore not be considered a safe measure for infection control without restrictions. Pre-installed ventilation systems or heating, ventilation and air conditioning (HVAC) systems could provide a remedy here, as they supply the room with conditioned, preheated fresh air. Yet, such ventilation systems are only installed in about one in ten schools in Germany [
36] and installation for every classroom is certainly not feasible in the short term.
Another way to reduce aerosol concentration indoors is the use of mobile air purifiers (AP). These APs work in recirculation mode. The room air is sucked in and passed through filters in which aerosol particles are separated from the air before the cleaned air is returned to the room. If filters of the HEPA class are used in APs, at least 99.95% (H13) of the aerosol particles can be removed. The efficiency of HEPA filters is particle size-dependent. In the range of particle diameters smaller than 0.1 µm, almost 100% of the particles are separated by particle diffusion. The effectiveness increases with decreasing particle diameter. Particle diameters larger than 0.3 µm are also separated up to 100% by the filters. Here, particles are separated by the mechanisms of impaction and interception, whose effect increases with increasing particle size. Between 0.1 and 0.3 µm, a shifting dominance of the three mechanisms results in a range defined as the most penetrating particle size (MPPS), which represents the minimum efficiency of the filter. This is 99.95% for the filters of class H13 and 99.995% for H14 [
37]. At the same time, the investigated APs have prefilters, which additionally increase the filtration effectiveness.
There are also APs that work with UV-C radiation or ozone, plasma, or ionization. In this study, we focus only on devices with HEPA filters.
The difference between APs and pre-installed ventilation systems or HVAC systems is that the APs do not supply fresh air to the room. The air humidity and the CO
2 concentration in the room are therefore not changed. This means that APs can only be seen as an additional measure alongside ventilation and cannot be used as a stand-alone, independent measure. The use of APs as an additional measure is called for by researchers from the German Society for Aerosol Research [
38,
39], among others. Until the beginning of July 2021, the German Federal Environment Agency considered the purchase of such air purifiers for schools to be useful only in exceptional cases and referred to insufficient studies and test evidence on the effectiveness of APs under realistic conditions [
34]. Furthermore, a guideline of the leading German Societies for Epidemiology (DGEpi), for Public Health (DGPH), for Paediatrics and Adolescent Medicine (DGKJ), and for Paediatric Infectiology (DGPI) points out the proportionality of acquisition costs and maintenance effort to the presumed positive effect, which results in the assessment that “neither the positive nor the negative effects” predominate [
40]. According to an updated statement of 9th of July 2021, professional APs for schools are now considered sensible by the German Federal Environment Agency “in order to minimize the probability of indirect infections during the pandemic” [
41]. In the context of the measurement period of this study (April/May 2021) during the pollen season in Germany, the positive effect of the collection of airborne pollen at the filters of APs should also be mentioned. Studies by [
42] show a correlation between a high pollen concentration in the air and increased SARS-CoV-2 infections. Other air pollutants might also influence the spread of coronaviruses.
There are only a few experimental studies on the effectiveness of APs with HEPA filters under real conditions. Ref. [
43] have investigated portable APs in office spaces. In a music classroom, portable APs were investigated by [
44]. Measurements in school classrooms were also carried out by [
45] who investigated the positive influence on the reduction of particulate matter, as well as [
46]. Ref. [
47] were also able to demonstrate a significant reduction in particulate matter and black carbon (BC) in classrooms; the researchers particularly focus on the positive effects for asthmatics.
In the wake of the COVID-19 pandemic, APs gained increased attention because they can be retrofitted without structural changes, making them easy to install and eliminating the need for costly installation as with pre-installed ventilation systems or HVAC systems. A study conducted by [
48] in a school in Frankfurt a.M. in Germany shows the positive influence of APs on the reduction of aerosol concentration in indoor air. In the study, four small mobile APs were used, which were able to significantly reduce the aerosol concentration in a classroom. Thus, the aerosol concentration at the measuring points could be reduced by 90% in less than 30 min. The measurements by Curtius and his team [
48] cover the particle size classes <3 nm to 10 µm. Furthermore, the particulate matter PM
10 and the CO
2 concentration were measured during school operation. Based on a computational model by [
49] and the measurements of the study, it was determined that the potential amount of virus-laden particles inhaled by people in the room is reduced by a factor of 6 through the use of APs. Here, a highly infectious person was assumed to spend two hours with other people in a room where APs with a total air-circulation rate of 5.7 h
−1 were in operation. In a study by [
50] a large floor-standing AP was investigated in a classroom, which was operated on the short side of the room with a volume flow of 1200 m
3/h. The aerosol concentration and distribution were determined to validate simulations that had also been carried out.
In addition to the small mobile APs used in the study by Curtius and his team, towards the end of 2020 the first large stand-alone units were also available as in the study by [
50], of which only one unit is needed to achieve air circulation rates of 5–6 h
−1 in standard classrooms (50–80 m
2). The large APs have lower noise levels than the small units (e.g., the units used in [
48]). At the same time, several small units must be used to achieve air circulation rates of 5–6 h
−1, which in turn leads to an increase in the noise level.
The large floor-standing units are characterized by the fact that the discharged air flows out horizontally at a height of more than 2 m or is directed towards the ceiling at a lower discharge height. This generates a flow along the ceiling, which leads to a large-area distribution of the filtered air, reducing the aerosol concentration in the room as homogeneously as possible. The air intake is at floor level. Such a floor-standing unit, which has the outlet of the filtered air mainly to the sides and is placed centrally on the wall opposite the blackboard on the short side, was investigated by [
50].
In the present study, three different types of the described large floor-standing APs are to be tested in real school operation in a primary school. The main difference between the three floor-standing units used is the direction in which the purified air is discharged. The aim is to determine whether even a single AP can homogeneously and significantly reduce the aerosol concentration of the investigated particle size range of 0.178–17.78 µm in the entire room without negatively influencing the teaching process, e.g., through a high noise level. Furthermore, the decay rate of the APs is examined and classified under the same, reproducible conditions using an aerosol generator. For one of the devices, the room position was varied, as well. A simplified calculation model is applied to assess the influence of various parameters such as room size, duration of stay, and ventilation efficiency. With the help of the resulting effect diagrams, it is possible to compare conventional window ventilation with the AP application. At the same time, the effect diagrams allow us to draw conclusions about the impact of various influencing parameters on the risk of infection. Finally, the optimal placement and operating conditions of the APs are researched using computational fluid dynamics (CFD) tools.
4. Sensitivity Analysis of the Influencing Parameters on the Particle Dose Potentially Inhaled by Individuals
The present study is based on various questions. These include under which conditions the use of large mobile APs is appropriate and which parameters have an influence on the effectiveness of the APs. At the same time, it is of great importance to quantify the effects of individual influencing parameters. A key parameter for evaluating certain measures or influences is the risk of infection. However, determining the risk of infection from airborne aerosols is itself subject to some uncertainty [
49]. For this reason, we do not focus on the risk of infection for our subsequent assessments, but rather on the inhaled particle dose, which represents the number of virus-laden particles ingested by a person. To obtain more precise statements about various influences on the aforementioned inhaled particle dose, it is necessary to vary many parameters under a wide range of conditions. In fact, this would be very time-consuming in a physical experiment. For this reason, we use a calculation model. The following sections address the model assumptions, the test cases studied, the validation, and the results of the parameter study.
4.1. Modelling of the Inhaled Particle Dose
The calculation model used in the following is based on the model of [
58]. In the model, an infected person is assumed to emit a constant stream of virus-laden particles into a room. This causes the particles to accumulate in the room and increase the concentration. As a result, the particles accumulate in the room and increase the concentration, while a second healthy person breathes air with the concentration prevailing at the time step. With the help of this model, the concentration of virus-laden particles in a room and the particle dose inhaled by a second person can be mapped as a function of time. The obtained results are shown in the diagrams in
Figure 6 for seven different test cases and the boundary conditions specified below.
The model is based on the assumption that particles are uniformly distributed throughout the room. Consequently, virus-laden particles added to the room air by an infected person with an assumed constant particle flow are uniformly distributed throughout the room. Similarly, if a volume of air in the room is replaced by window ventilation or a certain volume of air is cleaned of particles by an AP, this removal of virus-laden particles leads to a uniform decrease in the particle concentration in the room. The results obtained from this highly simplifying assumption can be considered to be a kind of average value. In practice, the particle concentration in a room is location-dependent, which means that the particle dose a person inhales may be larger or smaller than predicted by the model. This may have an influence on the absolute values, but it does not affect the basic conclusions about the effect of different influencing parameters.
4.2. Boundary Conditions of the Test Cases
The simplest test case (C1) is the closed room with an air volume of 200 m
3, in which the particle concentration increases continuously with the virus-laden particles supplied by the breathing air of the infected person (
Figure 6a, black line).
The second test case (C2, blue line) takes into account regular, 20-min window ventilation for a duration of 3 min with a total air exchange of 50% (ventilation efficiency). These values are based on the empirical data collected during the study on ventilation behavior in schools, although they can be considered an optimistic assumption. When considering ventilation efficiency, the distinction from containment removal effectiveness should be noted. In the curve of the model (blue line), the respiratory particle concentration decreases during the ventilation phases, but not to 50% of the value that existed before ventilation. There are two reasons for this. First, virus-laden particles continue to be added to the room air by the infected person during ventilation. Secondly, the air exchange in the calculation model takes place proportionally from time step to time step over the duration of ventilation. This means that at a later ventilation time, air is exchanged that has already been diluted with fresh air.
In the third test case (C3), the AP is switched on with a volume flow of 1000 m3/h (green line). This removes the number of particles from the room air that are in the filtered air volume. Thus, after a short time, a constant particle concentration is established in the room (left diagram, green line). Here, a state of equilibrium is reached between the number of particles emitted by the infected person and the number of particles removed by the AP.
In rooms without automatic room ventilation, the necessary room air quality, e.g., CO2 concentration and humidity cannot be achieved without the window ventilation. Therefore, in practical applications, the operation of an AP must be combined with window ventilation. This results in the fourth test case (C4, red curve). As expected, the concentration of virus-laden particles in the room is slightly below that of the third test case.
For the fifth test case (C5), a virus lifetime of 90 min is considered (dashed lines). In a closed room (gray dashed line), the consideration of the virus lifetime has a discernible influence on the inhaled dose of active virus-laden particles when staying in the room for a longer period of time. If regular window ventilation is combined with the consideration of the virus lifetime then case six (C6) results (blue dashed line). The last case considered, case seven (C7), is obtained when the virus lifetime is now taken into account in case four, in addition to the ventilation and the AP (orange dashed line). Here the consideration of the specified virus lifetime has only a marginal influence on the inhaled dose. The reason is that the majority of viruses that die after 90 min have already been removed from the room air by ventilation or the AP.
4.3. Validation of the Calculation Model
To validate the computational model, the data measured in classrooms shown previously are used. Hence, the influence of an AP on the particle concentration in a room can be determined from the decay curve of
Figure 3. Based on this, the decay curve from the computational model is plotted together with the measured normalized decay curves in
Figure 7a. For this, an AP volume flow of 1000 m
3/h, a room size of 186 m
3, and a constant initial particle concentration were assumed in the model. The curve of the model coincides with the curve of AP 2B and thus lies between the curves of the other cases considered. This shows that the assumptions made in the model are able to represent the influence of the AP on the particle concentration in the room.
A second aspect to be considered is the air exchange through window ventilation. During ventilation, a certain proportion of the room air is exchanged with fresh uncontaminated air, therefore removing potentially virus-laden aerosol particles from the room. The change in the CO
2 concentration in the room can now be used to infer the proportion of air that is exchanged during ventilation [
59]. In this context, a drop in the CO
2 concentration to the outside air value of 420 ppm represents a complete air exchange. The situation is analogous to the entry of virus-laden particles by an infected person. Here, the increase in the number of virus-laden particles is approximately proportional to the increase in CO
2 concentration. Thus, the CO
2 concentration can be used to adjust the calculation model.
The course of the CO
2 concentration shown in
Figure 4b is used to validate the calculation model. For a simple and clear comparison, the values of the particle concentration were normalized to the values of the CO
2 concentration and reduced by the value 420 ppm. This results in an initial concentration value of 317 ppm. The mean increase in particle concentration between ventilation phases was set to the mean increase in CO
2 concentration of 0.165 (ppm/s or particles/s). The ventilation efficiency, i.e., the fraction of air exchanged during the ventilation phase, was set to 85%. The resulting modeled particle concentration is plotted together with the CO
2 concentration curve in
Figure 7b.
Here, the significance of the course lies not in the absolute values, which are normalized to the present CO2 values. Rather, the significance lies in the gradients, which correctly reflect the change in concentration of the virus-laden particles over the course of the lesson. Rather, the significance lies in the gradients, which correctly reflect the change in particle concentration over the course of the lesson. There are several reasons for the recognizable deviations between measurements and modeling. On the one hand, the increase in CO2 concentration, as assumed in the model, is not constant during the lesson; it is influenced, for example, by the intensity of the children’s activity. On the other hand, the CO2 concentration in the classroom does not always drop to the same value during the ventilation phases. Despite the controlled ventilation, there are fluctuations in the ventilation efficiency. Furthermore, the measured values are local values in the room and the modeling is an average value.
In fact, it would be easy to increase the agreement between measured CO
2 course and modeled particle concentration, for example by adjusting the ventilation efficiency individually for the three ventilation phases or by adjusting the increases between the ventilation phases. However, this is not intended at this point. From the results of
Figure 7, it can be summarized that the computational model is able to predict real courses of mean particle concentrations in the room air.
4.4. Parameter Study on the Effect of the Influencing Parameters
Using the previously discussed test cases, the effect of the use of APs on the inhaled particle dose can be determined. At the same time, the effect of influencing parameters on the inhaled particle dose can be determined. In this study, eight influencing parameters are examined in more detail. These are summarized in
Table 4. Considered are the duration of stay, the particle concentration in exhaled air of the infected person, the respiratory flow rate of the infected person as well as of the healthy persons, the virus lifetime, the ventilation interval, the ventilation efficiency, the AP volume flow as well as the room size. In the following effect diagrams, the respective investigated influence parameter is varied in its size. The corresponding variation range is given in
Table 4. The variation ranges are based on practical relevance and literature data. In the effect diagrams, the other influencing parameters are set to their standard values as specified in
Table 4. For this purpose, values were chosen that either correspond well with the elementary school class scenarios under investigation or that occur with a high probability.
4.4.1. P1 Duration of Stay
The duration of stay is one of the parameters that most strongly influence the potentially inhaled dose of virus-laden particles.
Figure 6b shows that for case 1 (black line) in an unventilated, closed room, the inhaled particle dose increases exponentially with increasing duration of stay in the room. In this specific case, a doubling of the length of stay leads to a quadrupling of the inhaled particle dose. If regular window ventilation is taken into account in case 2, the value of the inhaled particle dose increases only linearly. Due to the air exchange, the inhaled particle dose is reduced, whereby the advantage over case 1 increases with increasing duration of stay. In case 2, for example, the inhaled particle dose after 45 min is 76% and after 180 min only 35% of the inhaled particle dose of case 1. The use of an AP in case 3 (green line) can further significantly reduce the inhaled particle dose. In practice-oriented case 4 (red line), the combination of ventilation and AP, the inhaled particle dose at 180 min is reduced to one-tenth compared to case 1.
It should be noted that the inhaled particle dose- and thus also the potential risk of infection - increases continuously in any case with increasing duration of stay in a room. For this reason, the time that several people spend together in rooms, e.g., waiting rooms, should always be kept short. If a common stay over longer periods cannot be avoided, the use of APs significantly reduces the inhaled particle dose, whereby the positive effect strongly increases with increasing duration of stay. In the following considerations of the effects of other influencing parameters, a common duration of stay of 90 min is used as a reference value. The background to this is that many schools work with teaching periods of 90 min. When interpreting the following results, it must be taken into account that shorter durations of stay would reduce the inhaled particle doses and longer durations of stay would increase the inhaled particle doses. At the same time, the positive effect of using APs would be less pronounced for shorter durations of stay and increasingly more pronounced for longer durations of stay.
4.4.2. P2 Particle Concentration in Exhaled Air (PCEA)
The source of airborne virus-laden aerosol particles is infected persons who emit respiratory particles into the environment when breathing or speaking. The concentration or number of particles emitted by a person varies, in some cases greatly, from person to person and depending on the kind of activity. Current knowledge suggests that children emit fewer particles than adults and that quiet breathing emits fewer particles than talking, singing, or shouting [
30,
60]. Exceptions are so-called “superspreaders”, who are assumed to emit significantly more particles [
30]. If children breathe calmly, it can be assumed that the PCEA is below the standard value of 0.1 P/cm
3 assumed here, whereas values above 4 P/cm
3 can also be reached during singing [
61].
To determine the effect of the influence of the PCEA on the inhaled particle dose of a healthy person in the room, the PCEA is varied in the range given in
Table 4. From the black curve in diagram (1) in
Figure 8, it is clear that the particle dose inhaled by a healthy person present in the room increases linearly with PCEA. Thus, due to the wide range of values that the particle concentration can reach, the potentially inhaled particle dose can multiply. Regular ventilation (blue line) and the use of APs (green line) lead to a considerable reduction of the inhaled particle dose, to about 50% and 25%, respectively. However, with increasing PCEA, there is also a linear increase in the inhaled particle dose. From these results, it can be concluded that activities that increase PCEA, such us singing, should be avoided indoors. In situations where increased PCAE cannot be avoided, ventilation measures and the use of APs are strongly recommended.
4.4.3. P3 Respiratory Flow Rate
The respiratory volume flow depends on the age and physical constitution of the persons under consideration. At the same time, the respiratory volume flow is also an indicator of the intensity of the activity, because the respiratory frequency increases with increasing activity. The range of 3 to 11 L/min used here refers to elementary school children, adults reach correspondingly higher values. In the present simulation, the given respiratory volume flow is applied to the infected person and to the inhaling person. Thus, the respiratory volume flow has a “double” influence. Diagram (2) of
Figure 8 shows that the inhaled particle dose increases with increasing respiratory volume flow.
If only the respiratory flow rate of the infected person were to be increased, the increase in the particle dose would be linear, just as in the case of the PCEA considered previously. However, since increasingly more air volume is inhaled at the same time, an exponential increase is observed. Although regular ventilation (blue curve) leads to a reduction in the inhaled particle dose, the comparison between closed room, ventilation and AP shows that here only the use of an AP (green line) leads to a substantial reduction in the inhaled particle dose. When considering the aerosol-related risk of infection alone, it can be deduced from the curves that, regardless of the ventilation behavior and the use of APs, sports activities in small rooms should generally be avoided (see also P8 room volume).
4.4.4. P4 Virus Lifetime
Regarding the risk of infection posed by viruses transported in aerosols, the virus lifetime is an important parameter. However, the lifetime of viruses depends on various boundary conditions, such as air temperature, air humidity, or the properties of the emitted aerosol particles. To determine the influence of a variation of the viral lifetime on the inhaled particle dose, the lifetime was varied in the range of 20 to 100 min [
3]. Longer lifetimes were not taken into account because they cannot have any influence at the evaluation time of 90 min.
In diagram (3) of
Figure 8, the gray dashed curve illustrates that a shortening of the virus lifetime leads to a significant reduction of the inhaled particle dose loaded with living viruses. A very short lifetime of 20 min reduces the inhaled particle dose to 20% of the value without considering virus die-off. At the same time, it must be noted that when regular ventilation (blue line) is used as a comparative scenario, the influence of virus lifetime on the inhaled particle dose is reduced. In the case of simultaneous ventilation and the use of an AP, the virus lifetime has hardly any influence on the inhaled particle dose, because at the time of virus dying, a large proportion of the emitted, virus-laden particles have already been removed from the room air by the AP or by ventilation.
4.4.5. P5 Ventilation Interval
The effect of the ventilation interval, namely the distance between the ventilation phases, can be seen from the blue curve in diagram (4) of
Figure 8. Smaller intervals between the ventilation phases lead to an increased air exchange during which infectious aerosols are removed from the room. Assuming that 50% of the room air is exchanged with fresh air during each ventilation cycle (ventilation efficiency of 50%), the frequently recommended ventilation interval of 20 min [
34] reduces the inhaled particle dose to 55% of the value of a closed room. If the ventilation interval is reduced to 10 min, the inhaled particle dose is reduced to 35% of the value of a closed room.
In contrast, the inhaled particle dose approaches the value achieved in a closed room (black line) with increasing distance between the ventilation phases. If we now compare the values of the inhaled particle dose in the case of pure window ventilation (blue curve) with the values achieved with the AP (green curve), the advantage of the AP becomes clear. Even in the case of very short ventilation intervals (assuming the assumed ventilation efficiency), the resulting inhaled particle dose does not fall to the low values achieved by means of AP. In fact, as previously discussed, an AP does not replace the regular performance of window ventilation to improve indoor hygiene. Thus, if one continues to perform regular 20-min window ventilation in combination with the use of an AP, the inhaled particle dose is reduced even further (red line).
Another important parameter in practice is the ventilation duration. However, since ventilation efficiency is specified in the calculation model, the ventilation duration has only a very small influence on the inhaled particle dose in the calculation model. The effect of the ventilation duration is discussed below in the context of ventilation efficiency.
4.4.6. P6 Ventilation Efficiency
The ventilation efficiency, respectively the fraction of room air that is exchanged with fresh air throughout a ventilation phase during window ventilation, is a critical parameter. The ventilation efficiency that can be achieved in practice depends primarily on the prevailing wind speeds and the wind direction. In this case, high wind speeds lead to an acceleration of air exchange, especially during cross-ventilation. Ventilation efficiency also depends on the outdoor temperature, with convective air exchange taking place very quickly, especially at low outdoor temperatures. If the outdoor and indoor temperatures are equal, convective air exchange comes to a standstill. In addition, the room and window geometry as well as the position of the windows play an important role in ventilation efficiency. If the open window area used for ventilation is reduced, this also leads to a reduction in ventilation efficiency. It is advantageous to ventilate through the largest possible open window area. At the same time, the open area should occupy a large part of the room height. Windows with a low height significantly reduce the ventilation efficiency. As a conclusion, it should be noted that in the prevailing poor conditions for air exchange, the duration of ventilation should be increased. Another parameter that has a strong indirect influence on ventilation efficiency is the well-being of the people in the room. It is not only the low temperatures in winter or the drafts that cause discomfort. Disturbing outside noises or pollen in summer can also contribute significantly to a reduction in ventilation behavior. The result is deteriorating air quality in the room. Due to the aforementioned parameters that influence the effectiveness of ventilation, window ventilation can hardly be considered a reliable method for ensuring indoor air quality.
The blue curve in diagram (5) in
Figure 8 illustrates that under the boundary conditions mentioned, a low ventilation efficiency of less than 30% does not lead to a significant reduction in the potentially inhaled particle dose. In contrast, a high ventilation efficiency of 90% leads to a reduction of the inhaled particle dose to 40% of the value in a closed room (black line). It must be noted at this point that, based on the experience gathered during this study, a ventilation efficiency of 90% is generally not achieved in practical school operations.
Considering the achievable effect of window ventilation and the unreliability of ventilation, the advantage of using an AP becomes clear. An AP reduces the particle concentration in the room in a defined and reliable manner (green line), whereby the potentially inhaled particle dose during AP operation is significantly lower than that during window ventilation. In the practical case, a combination of AP and window ventilation (red line) will be present.
4.4.7. P7 Volume Flow Rate of AP
A frequently discussed parameter is the air exchange rate. In the present case, with constant room volume, the air exchange rate is directly proportional to the AP volume flow. The standard case considered with an AP volume flow of 1000 m
3/h and a room size of 200 m
3 corresponds to an air exchange rate of 5 h
−1. Under these boundary conditions, the use of an AP leads to a decrease in the inhaled particle dose to 20% of the initial value for the closed room, as diagram (6) in
Figure 8 illustrates. An increase of the volume flow (green line) results in a degressive decrease of the inhaled particle dose. Thus, a further increase of the volume flow to 1600 m
3/h or to an air exchange rate of 8 h
−1 leads only to a slight further improvement to 15% of the value of the closed room (black line). It should be noted here that in practice the value of the air exchange rate is limited by the flow velocity that occurs in the room. This is because high flow velocities are perceived as unpleasant. In addition, increasing volume flow rates are associated with increasing noise emissions from the APs; here, a value of 40 dB(A) should not be exceeded.
With decreasing volume flow (green line), the inhaled particle dose approaches the value achieved in closed rooms (black line), whereby even a low volume flow of 400 m3/h leads to a halving of the inhaled particle dose. For comparison, the blue line shows the inhaled particle dose in the case of regular ventilation. Under the given boundary conditions, the use of the AP (green line) even with a low air exchange rate of 2 h−1 achieves a better value than consequent ventilation (blue line).
4.4.8. P8 Room Volume
A parameter with dominating influence on the potential inhaled particle dose is the room volume. The diagram in
Figure 9 shows that the inhaled particle dose in closed rooms (black line) increases strongly with decreasing room size. This is plausible because, at a constant, continuous particle supply, the particle concentration increases faster in small rooms than in large rooms due to the smaller volume. At the same time, the curve runs towards zero with increasing room size, because in very large rooms-just as outdoors-there is no significant accumulation of virus-laden particles in the given time due to strong dilution of the virus-laden particles with the available air. From this curve, it can be deduced that a risk of infection by aerosols emitted by infected persons exists especially in unventilated, small rooms, as they are predominant in private households. In very large rooms, the risk of infection by airborne virus-laden particles is many times lower due to the strong dilution.
Regular ventilation (blue line) has a positive effect on the reduction of the inhaled particle dose for all room sizes. Defined window ventilation with the same ventilation parameters leads to an approximately equal proportional reduction of the inhaled particle dose for all room sizes. If one now wishes to reduce the aerosol-related risk of infection in a small room to the low level of large rooms, one must significantly increase the ventilation interval, the ventilation duration, and/or the ventilation efficiency. General guidelines suggest, for example, a ventilation interval of 20 min and a ventilation duration of 5 min do not guarantee a comparably high air quality for small rooms as can be achieved in larger rooms.
If an AP with a volume flow of 1000 m
3/h is used (green line), the sum of inhaled particles is significantly reduced compared to window ventilation. Note the logarithmic scaling of the inhaled particle dose. It is interesting to point out that regardless of the room size, the inhaled particle dose remains approximately constant when the AP is used and decreases only very slightly with increasing room size. The reason for the approximately constant curve is that a constant particle concentration is established in the room during the operation of an AP over time (c.f.
Figure 6a). The value of this particle concentration is independent of the room size. It is reached when the room air filter, due to its volume flow and the prevailing particle concentration, removes exactly as many particles as the infected person emits. Nevertheless, the sum of inhaled particles decreases slightly with increasing room size, since it takes longer for the previously discussed constant particle concentration to set in.
The ratio between the black and green curves in
Figure 9 indicates that the positive effect of using an indoor air filter (at the specified airflow rate) is greatest in small rooms. Of course, in this consideration, the air exchange rate is greatest in the small room, and if the same air exchange rate were achieved in the large room, the proportional reduction of the inhaled particle dose would be similar in the large room. It can be concluded, however, that especially in situations where people are in small rooms, the positive effect of the use of APs on the potential inhaled particle dose is particularly significant.
If the curves are placed in the context of the risk of infection caused by aerosols, it is concluded that general statements and recommendations for air exchange rates of APs in rooms are not suitable here. This is because if the inhaled particle dose in a 50 m3 and a 500 m3 room is to be reduced to approximately the same value, the smaller room requires an air exchange rate of 20 h−1, while the larger room only requires an air exchange rate of 2.5 h−1 (in the case under consideration). From the curves, it can be deduced that the use of APs is recommended for all room sizes in order to reduce the aerosol-related risk of infection. In small rooms, in general, it should be aimed for high air exchange rates (>5 h−1). In large rooms, APs are also useful, even if the air exchange rates achieved are below 5 h−1. If conditions similar to those in the present calculation model are present in practice, an air exchange rate of 2 h−1 already halves the particle dose which is inhaled within the first 90 min.
5. Computational Fluid Dynamics Calculations
To assess the flow field inside the classrooms and the effect of APs on this flow and the behavior of aerosols, the Reynolds-Averaged Navier-Stokes (RANS) [
62] equations are solved for a simplified classroom geometry, using computational fluid dynamics (CFD). Temperature variations are accounted for by solving an energy equation and transport of aerosols is modeled as a passive scalar, where the number concentration is considered to be a scalar and is evolved using a transport equation.
The flow field inside the classroom is assumed to be incompressible and turbulent and is solved using RANS with the closure model. The difference in density due to temperature is modeled using the Boussinesq approximation, which is generally used for ventilation cases. The size of particles plays an important role in particle dynamics. Ref. [
63] investigates the settling time of droplets freely falling in still air and shows that water droplets with a size of less than 20 µm remain suspended for hours. Within a turbulent airflow, sub-micron particles have Stokes number with particle relaxation timescale τ
p < 0.1 s and fluid timescale τ
f commonly being O(1 s)–O(100 s), which suggests that the particle path shows a strong reaction to the flow field. Since the experiments conducted in this study suggest that majority of the aerosol particles have a size of less than 1 µm, the distribution of the aerosols at the scale of a classroom can be modeled using the Eulerian approach, by solving the transport equation accounting for convection-diffusion of the aerosol [
64]. The effective diffusive constant for the aerosol is the sum of the molecular and turbulent contributions, where Pr = 0.7 and Pr
t = 0.85, are the laminar and turbulent Prandtl numbers, respectively, with values that are generally used for the modeling of aerosol transport in ventilation cases [
50]. Assuming that the major flow inside a classroom is dominated by the APs which reaches a steady flow over time, a so-called “frozen flowfield” technique is applied to simulate the transient concentration of the aerosol. In this technique, the flow is first calculated assuming a steady-state flow, and then the transient calculation of aerosol transport is performed. This method allows the reduction of long simulation time that would otherwise have been taken by a fully transient coupled simulation of the flow field and aerosols. The method described above has been extensively validated with experiments in this study.
5.1. Computational Domain and Case Setup
The geometry of the classroom and the setting of tables and purifiers have been selected following the geometry of the experiments (see
Figure 2). Simulations of an empty classroom with the AP, student desks, and chairs are done for the validation case. Another set of simulations with 22 students and a teacher has been carried out and validated with experiments by comparing the evolution of CO
2 and aerosol concentrations. In all the cases, only air circulation by APs is considered and window ventilation is avoided since the flow through a window is subjected to the external local environment which is, as previously discussed, associated with large uncertainties.
The ejection of purified air, its angle with the horizontal plane, and the volumetric flow rate have kept consistent with the specifications of the APs. The volumetric flow of 1060 m3/h is enforced for the case AP1, divided into three jets directed towards the front and top with an angle of 15 degrees to the horizontal plane. For case AP 2 the most of the flow is towards the side with an angle of 25 degrees with the horizontal and 10% of the flow is from the front face directed towards the side, with a total volumetric flow rate of 1000 m3/h. For case AP 3, the flow is nearly horizontal and equally divided in front and sides of the air purifier with a volumetric flow rate of 1000 m3/h. The turbulence intensity and the turbulence length scale at the outlet of the air purifier are assumed to be 2.5% and 0.1 m, respectively. It is assumed that the concentration of aerosols in the air ejected out of the purifier is zero. As the purifier does not remove CO2, that has been modeled by mapping the CO2 concentration from the purifier inlet to its outlet. Each pupil has been modeled by a volumetric flow rate of 3 m3/h with a concentration of 3% CO2 and a temperature of 307 K. The teacher has been given a slightly higher volumetric flow than students of 3.5 m3/h and 4% of CO2 concentration. The room temperature is assumed to be 298 K. An initial homogeneous concentration of aerosol is assumed throughout the domain and the effect of APs is observed at the points shown in the experiments.
5.2. Results of Computational Fluid Dynamics
First, a mesh-independency study is carried out. A hexahedral dominant finite volumes mesh is generated with different mesh resolutions to perform the grid refinement study. The mesh independence criteria and the validation of the model are assessed by comparing the aerosol concentrations at the probe locations mentioned in the experiment. Grid cells with a resolution of 100 mm, 75 mm, and 60 mm as the base size have been used for refinement study, with a total number of cells varying approximately from 2 M, 4.5 M, and 6 M for empty classroom cases and 4.5 M, 9 M and 12 M for cases with students and teacher. The calculation of aerosol and CO2 is done by first setting up the flow for the 1800 s, followed by transient calculation of aerosols and CO2 for another 1800 s. The comparison of the evolution of aerosol concentration in an empty classroom at two probes location, one at the mid-point and the other at the far end for different mesh resolutions were in very good agreement with the experimental results.
Figure 10 shows the normalized aerosol concentration plots for experimental and simulation with coarse mesh results. The simulation and experimental plots for cases AP 2B and AP 3 are in good agreement, whereas for cases AP 1 and AP 2A, there are some differences between simulation and experimental results. This difference in results can be caused by several factors, such as the influence of the localized aerosol concentration that might have formed in a real case scenario. It should also be noted that in experimental case AP 2A, the inlet of the purifier is close (0.3 m) to furniture (see
Figure A1b) which can have a significant effect on the flow, however, this has not been taken into account in simulations. The AP 2A exp* curve in
Figure 10 shows the decay curve for the case without furniture near the AP. The decay curve thus approaches the simulated case (blue line). However, there is still a comparatively large difference between the experimental and the simulation results. More detailed findings could be obtained in further investigations through more in-depth experimental flow investigations, also with regard to the influence of furniture and ceiling-mounted objects such as lamps. The effect of furniture was also observed by [
43], who showed that obstructing the flow of a purifier in an office environment considerably decreased its performance. The result of simulations is, however, in good agreement with the experimental results where the best possible outcome is achieved when the flow is directed towards the front of the room. For case AP 2, in simulation a similar performance is achieved irrespective of its position, however when placed at the center of the long side of the room velocity of air higher than 0.25 m/s was observed near the legs of the students’ desk, which might cause discomfort [
65]. Further analysis of CO
2 concentration for the classroom filled with students also showed good agreement with experimental results. As the differences among the results of different mesh resolutions are small, the coarse mesh is used for further simulations.
The evolution of aerosols emitted from the infected person is tracked for all the cases, with the infected person being placed at different locations in the classroom. One case with two students being infected at the first row of the classroom has been simulated to see how the general circulation pattern developed by the purifiers affects the aerosol circulation. The flow pattern develops by AP 1, with front dominant flow is shown in
Figure 11. Here, the flow pattern is shown where the air is ejected from the purifier at an angle to the horizontal plane which then has downward circulation. The two students in the front row infected can be observed by the high localized concentration of aerosol. The aerosol concentration after the 30 min has been shown where the infected students eject an aerosol concentration of 0.1 #/cm
3 particles per second. The spatial concentration of the aerosols can be studied using numerical simulations, which were assumed to be uniform in the mathematical pattern. It was observed that in the AP 1 case the spread was fairly constricted compared to the purifier with dominant side flow which failed to constrict the spread of the aerosol in this extreme case. In the case of AP 3, with equal side and front flow showed similar results to AP 1, which did constrict the spread of the aerosol but was slower compared to AP 1. Generally, the simulation results are in good agreement with the experimental results, as using the AP with front ejection in a classroom shows preferable results compared to the AP with a side dominant flow.
6. Conclusions
The effect of large mobile room air purifiers (AP) on aerosol particle reduction in classrooms (186 m3) was investigated in school operation and under reproducible conditions with an aerosol generator. To derive a more general conclusion and due to the lack of legal certificates three different high-quality branded APs were tested at a volume flow of around 1000 m3/h. The devices differ in the air outlets of the filtered air, which is directed exclusively to the front (AP 1), mainly to the sides (AP 2), and equally to the front and sides (AP 3). In all cases, the air outlet is at a height of more than two meters or at an angle directed upwards. This is necessary to effectively mix the entire classroom with the filtered air and to achieve a uniform dilution of the particle concentration. It can be stated that in a rectangular room, an installation location centrally on the short side of the room opposite of the blackboard, has proven to be advantageous for AP 1 and AP 3, thus half-lives of less than 8 min are achieved. AP 2, with the side air outlet, is better placed on the long side of the room. To remove 90% of the particles from the room, less than 26 min (AP 1 and 3) were needed, regardless of the position of the measuring point. Consequently, a large floor-standing unit can demonstrably reduce the concentration of potentially virus-laden particles, measured here in the range 0.178–17.78 µm, along the entire length of the room and thus contribute to reducing the risk of infection through airborne viruses indoors. Even though airborne pollen and fungal spores were not explicitly studied, a significant reduction by the air purifier can also be assumed for these bioaerosols, since these are in the aforementioned size range.
A critical factor for the suitability and acceptance of such units for use in classrooms is the noise level. For the devices tested, this is not bigger than 40 dB(A) at the volume flow of about 1000 m3/h used. A survey among the teachers also showed that this volume and the accompanying air flow had no negative influence on the teaching process. At this point, it must be emphasized once again that high-quality branded devices have been tested here. Since there is no certification of APs so far, the positive results cannot necessarily be transferred to other devices. Often, low-cost devices have air bypasses, a very high noise level, and partly also a lack of CE certification. Thus, the selection of a suitable device should not be made without professional advice. In addition, the location of the unit and the furniture in the direct vicinity of the unit have an influence on the performance.
Based on a parameter study conducted using a calculation model it was found that the influencing parameters of room size, duration of stay, and activity of the people in the room have a major influence on the potentially inhaled dose of virus-laden particles. As a result, the use of AP’s has a particularly positive effect in reducing virus-laden aerosols when people are in small rooms for long periods of time and maybe talking, singing, or shouting. Window ventilation reduces respiratory particle concentration and improves air quality in terms of humidity and CO2. However, as mentioned above, window ventilation is not a reliable measure to reduce the concentration of virus-laden particles to a defined degree. Compared to conventional window ventilation, the use of well-designed APs achieves a significantly greater reduction in potentially virus-laden particles indoors and does so reliably.
Finally, we have shown the application of computational fluid dynamics (CFD) tools to study the behavior of aerosols in classrooms, which can optimize the placement and operation of APs, as well as study the effect of one or more aerosol emitting people in the room. The results of the CFD calculations are in good agreement with the experiments.