ISO 9001 and Supply Chain Integration Principles Based Sustainable Development: A Delphi Study
Abstract
:1. Introduction
SM: “Accelerating the adoption of best management principles, models, and practices throughout the operation system, and enabling the environment to achieve sustainable development”.
- RQ1:
- How may the QM and SCM approaches facilitate integration of triple bottom line into organizational and supply chain mechanisms?
- RQ2:
- Which QM and SCM principles can be framed for sustainable development of organizations and supply chains?
- RQ3:
- How can such a framework be operationalized by industrial practitioners and decision makers?
2. Theoretical Framework and Formulations
3. Conceptual Framework for Sustainable Development of Organizations and Supply Chains
3.1. Conceptual Framework
3.2. Deployment for Sustainable Development of Supply Chains
3.3. Diagnostic Tool for Sustainable Management Principle Maturity Assessment and Integration
- Maturity assessment of prospective sustainability management principles (denoted as “Principle Maturity”)
- Gauging alignment of organizational mechanisms, structures and processes with TBL i.e., economic, environmental, and social sustainability (denoted as “Sustainability Integration”).
- Scores <60% (Requiring Immediate Improvement)—Reactive Organization
- Scores between 60–80% (Satisfactory)—Proactive Organization
- Scores >80% (World Class)—Sustainable Organization
4. Materials and Methods
- Must possess 4 years of organizational management, decision making, working, teaching or research experience of sustainable development and supply chain, quality and operations management OR;
- Must have an active engagement in organizational sustainable development research with international publication contributions in high impact journals in the field (e.g., Sustainability (MDPI), Journal of Cleaner Production (Elsevier)).
- The relationships between the 7 ISO 9001:2015 quality management principles, supply chain integration principle of supply chain management and triple bottom line sustainability in the context of organizational sustainable development (Section 5.1)
- The SSCQM conceptual framework developed to facilitate organizational and supply chain sustainability performance improvement (Section 5.2)
- The diagnostic tool developed to allow maturity assessment of the 8 principle under the SSCQM research framework, facilitating organizational gap analysis (Section 5.3)
5. Results
5.1. Verification of Theoretical Relationships and Propositions
5.2. Verification of Conceptual Framework for Sustainable Development
5.2.1. Quantitative Analysis—Conceptual Framework
5.2.2. Qualitative Analysis—Conceptual Framework
5.2.3. Changes Adopted and Conclusions—Conceptual Framework
5.3. Organizational Principle Maturity Assessment Tool
5.3.1. Quantitative Analysis—Tool
5.3.2. Qualitative Analysis—Tool
5.3.3. Changes Adopted and Conclusions—Tool
6. Discussion
7. Concluding Remarks and Future Research Directions
Author Contributions
Funding
Acknowledgments
Conflicts of Interest
Appendix A. Sustainable Management Principle Assessment (Diagnostic) Tool Indicators
Indicators | Look for | |
1. Customer Focus | ||
1.1 | Are the current and future sustainability needs and requirements of current and potential customers identified, and risk analysis conducted? | Sustainability awareness and expectations feedback sought from key markets and customers. Current and future TBL sustainability requirements of key customers identified. Risk analyses with reference to customer sustainability needs and requirements carried out. |
1.2 | Is there engagement with the customers with regards to their sustainability awareness and expectations? | Customer and market sustainability awareness questionnaires/interviews. Customer feedback with ref. to sustainability captured. Customer sustainability awareness training conducted periodically with key customers of the business. Sustainability improvement projects and outcomes communicated periodically to key customers. |
1.3 | Are the sustainability needs and requirements of customers aligned with the objectives of the organization? | Sustainability needs, and requirements of key customers/markets identified. Sustainability KPIs are established as per GRI framework, aligned with customer/market needs and requirements. Customer sustainability KPIs are embedded into organizational objectives for monitoring and improvement. |
1.4 | Is the customer satisfaction with reference to sustainability performance of the organization measured and monitored along with implementation of actions as appropriate? | Customer and market sustainability satisfaction feedback captured, evaluated, and actioned via questionnaires/interviews or similar. Customer satisfaction feedback capturing process includes sustainability. |
1.5 | Are the sustainability needs and requirements of customers communicated throughout the organization? | Sustainability needs, and requirements of key customers established. Sustainability needs, and requirements of customers are communicated to employees at all levels periodically. Communication channels identified and supported. |
1.6 | Are the organizational members at all levels aware of customer sustainability needs and requirements? | Sustainability needs, and requirements of customers are communicated to employees at all levels periodically. Communication channels identified and supported. Employee feedback with reference to customer sustainability requirements is captured, evaluated and actioned. |
1.7 | Are the needs and appropriate expectations of the interested parties that can affect customer satisfaction with reference to sustainability performance identified and actioned? | Needs and expectations of key stakeholders (interested parties) that can affect customer satisfaction with reference to sustainability performance identified, risk analyses conducted and actioned appropriately. |
1.8 | Are the products, services and processes of the organization aligned with the sustainability needs and requirements of the customers and the market? | Sustainability needs, and requirements of key customers/markets identified. Current product/services/processes sustainability performance monitored and controlled in line with customer sustainability performance expectations. Customer sustainability needs/requirements reviewed and implemented as part of New Product/Service/Process Introduction processes. |
2. Leadership | ||
2.1 | Are the leaders of the organization committed to sustainable development through clear mission, vision, policies and objectives? | Sustainability mission, vision and policies for environmental, social, and economic sustainability are in place and are reviewed periodically. Sustainability objectives for economic, social, and ecologic sustainability are in place in line with the voice of the stakeholder’s analysis of the organization. Performance against the sustainability objectives is monitored by senior management and controlled. |
2.2 | Are the sustainable development mission, vision, policies and objectives articulated throughout the organization? | Sustainability mission, vision, policies and objectives for environmental, social, and economic sustainability are communicated periodically at all levels of the organization. Communication channels for periodical communication are identified and are supported. |
2.3 | Is the organization-wide commitment to sustainable development encouraged? | Organizational sustainability values are in place and are part of the recruitment processes with reference to sustainable development. Organizational commitment statement is in place and is communicated to key stakeholders (employees, suppliers, public etc.). Contribution to sustainability improvement activities is encouraged, recognized, and rewarded. |
2.4 | Is the workforce provided with the necessary resources, training, and authority to drive sustainability improvement activities? | Sustainability awareness and performance measurement training conducted. Resources required for key sustainability KPI monitoring and improvement are identified and supported. Roles & responsibilities with reference to sustainability improvement activities are defined and authority established. |
2.5 | Are people in the organization inspired and encouraged to engage in sustainability improvement activities, being recognized both at individual and team levels? | Key contributors to sustainability improvement activities at individual and team levels identified, recognized, and rewarded. |
2.6 | Is benchmarking analysis conducted with similar operations and organizations? | Benchmarking analysis is conducted with similar organizations and operations identified in the market for key sustainability KPIs of the organization. Sustainability information is transferred between similar organizations for benchmarking, cooperation, and improvement. Improvement actions are deployed and monitored as appropriate. |
2.7 | Are the leaders of the organization at all levels positive examples to people in the organization with reference to sustainable development? | Organizational sustainability values are in place and are part of the recruitment processes. Leaders that possess the sustainability values of the organization are recruited. Leaders reinforce sustainable development values of the organization. |
2.8 | Does the organization review the effectiveness of its sustainability leadership policies? Is feedback collected and actioned? | Sustainability policies are in place. The effectiveness and adherence to policies are evaluated periodically. Feedback is captured from employees at all levels for evaluation and control. |
3. Engagement of people | ||
3.1 | Is there a common understanding and awareness of sustainability among the employees at all levels of the organization? | Sustainability awareness training is conducted periodically for employees at all levels. Benefits of sustainability improvement projects demonstrated. Importance of sustainability and sustainable development articulated. Sustainability mission, vision, policies and objectives articulated to employees at all levels. |
3.2 | Is collaboration promoted for sustainable development throughout the organization? | Organizational sustainability objectives are aligned with departmental, team, and individual objectives. Cross-functional teams and sustainability circles are established to facilitate collaboration for sustainability improvement. |
3.3 | Is sharing of knowledge, experience, and information facilitated among employees for sustainable development? | Information, knowledge, and experience sharing sessions are held periodically for employees at all levels. |
3.4 | Is the workforce empowered to determine constraints, challenge current practices, take initiatives, and contribute to sustainable development as required? | Key contributions to sustainability improvement and learning activities at individual and team levels identified, recognized, and rewarded. Self-managing teams are established for sustainability performance measurement and improvement. Contribution to sustainability improvement encouraged through the clear mission, vision, policies and objectives. |
3.5 | Is there an established communication with people to promote understanding of the importance of their individual contribution to sustainable development? | Employees at all levels encouraged to participate in sustainability improvement activities and benefits of sustainability improvement projects demonstrated. Key contributions are recognized and rewarded. Sustainability communication sessions are held periodically for employees at all levels. |
3.6 | Is people’s contribution, learning, and improvement with reference to sustainable development recognized and acknowledged? | Key contributions to sustainability improvement and learning activities at individual and team levels identified, recognized, and rewarded. |
3.7 | Are roles, responsibilities, and levels of authority for individuals defined with ref. to sustainability? | Roles & responsibilities with reference to sustainability performance measurement and improvement activities are defined and authority established. |
3.8 | Do the people of the organization conduct self-evaluation of performance with reference to their contribution to the sustainable development against personal objectives? | Sustainability improvement objectives of the organization and teams are linked with personal objectives of the employees. Sustainability KPIs of the organization are measured and are available to all employees. Employees can self-evaluate their performance in line with their personal objectives that are linked to the sustainability perf. of the organization. |
4. Process approach | ||
4.1 | Are the sustainability objectives of the organization defined along with the processes necessary to achieve them? | Sustainability objectives for economic, social, and ecologic sustainability are in place in line with the voice of the stakeholder’s analysis of the organization. Sustainability KPI monitoring and improvement processes are established and in place. |
4.2 | Are the high-risk activities and processes determined for organizational sustainability performance (sustainability risk-based thinking)? | Risk analyses conducted for organizational sustainability performance. High risk activities and processes for organizational sustainability performance determined. |
4.3 | Are the high-risk processes and their interrelations managed effectively and efficiently as a coherent system in line with sustainability objectives? | High risk activities and processes for organizational sustainability performance determined. Sustainability performance of high-risk activities and processes measured, evaluated, and controlled. Effectiveness of sustainability improvement projects on high risk processes evaluated periodically. |
4.4 | Are the organizational capabilities understood and resource constraints established and actioned with reference to sustainable development? | Organizational capabilities and resources required to achieve organizational sustainability objectives are established and actioned. |
4.5 | Is the necessary information available to monitor, analyze, and improve the sustainability performance of the overall system? | Sustainability objectives for economic, social, and ecologic sustainability are in place in line with the voice of the stakeholder’s analysis of the organization. Sustainability KPI monitoring and improvement processes are established and in place. Sustainability KPI information is captured, reviewed, and actioned periodically. |
4.6 | Is there an established process to capture organizational learning with reference to sustainable development? | Process is in place for sustainability information, knowledge, learnings, and experiences to be documented and shared periodically among the employees at all levels of the organization. Sustainability improvement projects status and their benefits to key stakeholders documented and communicated periodically. |
4.7 | Is the authority, responsibility, and accountability established for managing processes in line with sustainability objectives? | Sustainability objectives for economic, social, and ecologic sustainability are in place in line with the voice of the stakeholder’s analysis of the organization |
5. Improvement | ||
5.1 | Are the sustainability improvement objectives implemented at all levels of the organization? | Sustainability objectives for economic, social, and ecologic sustainability are in place in line with the voice of the stakeholder’s analysis of the organization. The sustainability objectives are communicated at all levels and are aligned with departmental and personal objectives. |
5.2 | Are sustainability performance KPIs implemented along with defined measurement and improvement processes, in line with the sustainability priorities of the organization (Step 0)? | Economic, social, and ecologic sustainability KPIs for measurement, reporting, and improvement established as per the GRI framework in line with the VOS analysis. Improvement objectives for each KPI in place along with timescales and review mechanisms. |
5.3 | Is the workforce trained and competent in promoting, tracking and completing sustainability improvement projects in line with the objectives? | Workforce are trained in improvement project management tools and techniques. Workforce are fully aware of sustainability KPIs and objectives of the organization. Roles, responsibilities, and authority for sustainability improvement projects are established. Projects are tracked, formally reviewed and issues are actioned. |
5.4 | Are the sustainability improvement considerations incorporated into the new product, process, and service introduction processes? | New Product/Service/Process Introduction processes include sustainability performance considerations and improvement, in line with the organizational mission, vision, policies, and objectives. Sustainability aspects and impacts reviewed and actioned as part of New Product/Process/Service Introduction processes. |
5.5 | Does the organization promote innovation with regards to sustainability when developing and introducing new products and services? | Key contributions and innovations for sustainable product and service development are recognized and rewarded. |
5.5 | Are the sustainability improvement projects’ planning, implementation, completion, and results tracked, reviewed and audited? | Sustainability improvement project tracking process is in place. Project management resources are in place for sustainability improvement projects. Sustainability improvement projects status are formally reviewed by senior management and issues are logged and actioned appropriately. |
5.6 | Is organizational sustainability improvement recognized and acknowledged? | Key contributions to organizational sustainability performance improvement is recognized and rewarded. Organizational sustainability improvement scheme is in place. |
5.7 | Is there a process to implement sustainability improvement projects throughout the organization? | Sustainability improvement projects are developed, evaluated, prioritized, and supported based on risk analysis. Resources required for each improvement project identified and supported. |
6. Evidence based decision making | ||
6.1 | Are the key performance indicators (KPI)s for organizational sustainability improvement objectives identified, monitored, and controlled? | Voice of the stakeholder’s analysis conducted, identifying the TBL sustainability priorities of the organization. Economic, social and ecologic sustainability KPIs for measurement, reporting, and improvement established as per the GRI framework. Improvement objectives for each KPI in place along with timescales and review mechanisms. |
6.2 | Is the workforce trained and competent in sustainability performance data capturing, evaluation, and analysis methods? | Employees at all levels are fully aware of economic, ecologic, and social sustainability and their indicators. Sustainability KPIs are communicated to employees at all levels along with defined roles & responsibilities. Sustainability awareness training conducted to all personnel periodically. Sustainability performance measurement tools & techniques training conducted to all relevant personnel. |
6.3 | Is accurate and reliable data and information measured and evaluated for organizational decision making and sustainability improvement action deployment? | Sustainability performance data and information captured as per GRI framework guidelines. Sustainability performance data is reported periodically to senior management for monitoring and control purposes. Sustainability performance improvement actions tracked and documented. |
6.4 | Is employee feedback on sustainability within the organization captured and evaluated? | Feedback captured periodically from employees at all levels with reference to sustainability performance and improvement. Employee sustainability improvement scheme in place. Employee sustainability feedback analysis and improvement process in place. |
6.5 | Is all data and information with reference to sustainability improvement available to the relevant people throughout the organization? | Roles & responsibilities with reference to sustainability KPI monitoring and improvement defined throughout the organization. Sustainability performance data and information captured and presented to process owners at all levels and performance reviewed by senior management. |
7. Relationship management | ||
7.1 | Are the current and future sustainability needs and requirements of **interested parties identified, and risk analysis conducted? | Key stakeholders identified. Sustainability awareness and feedback sought from key stakeholders. Current and future TBL sustainability requirements of key stakeholders identified. Risk analyses with reference to stakeholder sustainability needs and requirements carried out. |
7.2 | Are relationships with employees managed for sustainable development? | Employee relationship management process in place. Feedback sought from employees with reference to TBL sustainability performance and improvement. Employees at all levels encouraged to participate in sustainability improvement projects and benefits of sustainability improvement projects demonstrated. |
7.3 | Are relationships with customers managed for sustainable development? | Customer relationship management process in place. Market analysis conducted on sustainability needs and requirements. Feedback obtained from customers with reference to their sustainability needs and requirements. Customers included in sustainability improvement projects. Benefits of sustainability improvement projects communicated to the customers. |
7.4 | Is the information, feedback, expertise, and resources being exchanged with other interested parties for sustainable development? | Key information and resources required for TBL sustainability performance/priorities identified. Key stakeholders identified along with their information needs and categorization of resources possessed/availability. Process in place for periodical exchange of information, expertise, and resources with key stakeholders. |
7.5 | Are collaborative sustainability improvement activities established with suppliers, partners, and other interested parties? | Current and future TBL sustainability requirements of key stakeholders identified. Risk analyses with reference to stakeholder sustainability needs and requirements carried out. Sustainability improvement projects established for high risk areas with key stakeholders. |
7.6 | Are sustainability improvements and achievements by external providers and partners recognized and encouraged? | Sustainability performance and improvement is part of long-term business deals and contractual agreements with suppliers. Improvement targets of cross-enterprise sustainability projects agreed and in place. Process in place for supply chain members that take part in sustainability improvement projects to be recognized and awarded. Benefits sought communicated and shared. |
8. Supply chain integration | ||
8.1 | Is sustainability a shared value across the supply chain network? | Sustainability training and awareness sessions held with key supply chain members. Sustainability is communicated as a core value of the business and forms part of contractual supply chain agreements. |
8.2 | Is information being shared between supply chain members with reference to sustainable development? | IT Support for sustainability information sharing in place. Key communication channels for sustainability performance monitoring and improvement identified and in place between supply chain members. Accuracy of the information periodically verified between all parties. |
8.3 | Are joint cooperation activities being held across the supply chain including cross-enterprise participation for sustainable development? | Team members identified from each participating organization in the supply chain. Joint sustainability improvement projects in place. Participation in joint cooperation activities agreed contractually. Benefits of joint cooperation communicated to all parties. |
8.4 | Is supply chain integration for sustainable development encouraged, rewarded, and benefits mutually shared? | Suppliers/customers that actively take part in sustainability improvement projects are identified. Rewarding process in place for key contributors. Economic, environmental, and social benefits sought as a result of joint activities mutually shared. |
8.5 | Is future business linked to supply chain integration for sustainable development? | Sustainability performance is part of supplier selection process. Sourcing decisions include sustainability of the suppliers/supply chain. Suppliers/Customers that actively take part in joint sustainability improvement projects are recognized and awarded future business. |
8.6 | Is risk analysis conducted, identifying high-risk supply chains and suppliers for prioritization of supply chain integration for sustainable development? | Risk analyses for environmental, social, and economic sustainability conducted periodically. High risk supply chains and suppliers for sustainability identified and prioritized. Sustainability improvement projects coordinated across the supply chain based on risk. |
8.7 | Is there an association among supply chain members based on commitment, long term, orientation and trust with reference to sustainable development? | Sustainability performance and improvement is part of long-term business deals and contractual agreements with suppliers. Improvement targets of cross-enterprise sustainability projects agreed and in place. Process in place for supply chain members that take part in sustainability improvement projects to be recognized and awarded. |
8.8 | Is a supply chain integration statement in place with appropriate KPIs to monitor effectiveness and drive improvement? | Declaration of commitment to sustainable development objectives in place between all parties. Improvement targets of cross-enterprise sustainability projects agreed and in place. KPIs with reference to TBL sustainability are identified monitored, and controlled by all parties. |
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SSCQM Framework | Description | Supporting Ref. | |
---|---|---|---|
QM Principles (ISO 9001:2015) | 1. Customer focus | “Meeting customer requirements and exceeding customer expectations” | [16,19,24,53,54,55,56] |
2. Leadership | “Creation of conditions where all team members are engaged to deliver business objectives” | [4,17,19,24,35,53,57] | |
3. Engagement of people | “Involvement, recognition and empowerment of staff in achieving business goals” | [4,19,24,35,47,53,54,58] | |
4. Process approach | “Management of key activities and their interrelations as a process through defined responsibilities, objectives, resources and interfaces for consistent results” | [4,19,24,34,53,54] | |
5. Improvement | “Firm reflex to changes through ongoing focus on innovation and capability development” | [4,19,24,35,47,53] | |
6. Evidence based decision making | “More effective decisions with higher objectivity and confidence levels are made as a result of analysis of facts, evidence, information and data” | [9,19,24,35,53,54,59] | |
7. Relationship management | “Identification and management of relationships with key business stakeholders, fundamental to success and sustainability of the organization” | [17,19,24,35,53,54,57,60] | |
SCM | 8. Supply chain integration | “Close alignment, open communication, coordination and cooperation on the basis of continuous information flow (internally and externally) among the supply chain members” | [17,18,19,24,29,30,49,50,61,62] |
PDCA Step | Description | Management Level * | Output |
---|---|---|---|
Plan—Step 0 | Identify the key economic, ecologic, and social sustainability requirements of the stakeholders of your organization. Consider sustainability requirements of your customers and other interested parties (e.g., public, legislative bodies). Establish the key economic, social, and environmental sustainability indicators from the GRI framework, in line with the stakeholder requirements of your organization, adopting a balanced view on triple bottom line *. | Strategic | Sustainability priorities of the organization identified |
Plan—Step 1 | Using the SSCQM principle maturity assessment tool (diagnostic tool), assess your organization against the indicators of each principle versus economic, ecologic and social sustainability parameters identified in Step 0, as per the assessment criteria **. | Strategic | SSCQM principles maturity with reference to triple bottom line sustainability established |
Plan—Step 2 | Analyze the findings, establishing the organizational strengths, weaknesses, risks and opportunities with reference to the SSCQM principle maturity levels and embedding level of economic, ecologic and social sustainability parameters. Measure and determine current sustainability performance levels for the economic, ecologic and social parameters identified as key in Step 0. Refer to GRI framework for performance measurement and reporting. Conduct benchmarking analysis with similar organizations and operations *. | Strategic and Tactical | Strengths, weaknesses, opportunities, and risks with reference to sustainable management established. Current sustainability performance levels determined as per GRI *. Benchmarking conducted with similar organizations *. |
Do—Step 3 | Deploy policies and improvement projects internally (within the organization) and across the supply chain for the areas identified as high risk and requiring improvement. | Strategic, Tactical, and Operational | Sustainability improvement action plan generated |
Check—Step 4 | Measure and monitor effects of policies and improvement projects deployed. Redeploy improvement actions and sustain improvements through standard work as required. | Strategic, Tactical, and Operational | The effect of improvement actions monitored and controlled for sustainable development |
Act | Revisit Step 0 and 1, reassessing the voice of the stakeholders, organizational maturity levels against triple bottom line sustainability for continual sustainable development. | Strategic and Tactical | Continual cycle of sustainable development through Plan–Do–Check–Act (PDCA) |
1. Customer focus | |
1.1 | Are the current and future sustainability needs and requirements of current and potential customers identified, and risk analysis conducted? |
1.2 * | Is there engagement with the customers with regards to their sustainability awareness and expectations? |
1.3 | Are the sustainability needs and requirements of customers aligned with the objectives of the organization? |
1.4 | Is the customer satisfaction with reference to sustainability performance of the organization measured and monitored along with implementation of actions as appropriate? |
1.5 | Are the sustainability needs and requirements of customers communicated throughout the organization? |
1.6 | Are the organizational members at all levels aware of customer sustainability needs and requirements? |
1.7 | Are the needs and appropriate expectations of the interested parties ** that can affect customer satisfaction with reference to sustainability performance identified and actioned? |
1.8 | Are the products, services and processes of the organization aligned with the sustainability needs and requirements of the customers and the market? |
2. Leadership | |
2.1 | Are the leaders of the organization committed to sustainable development through clear mission, vision, policies and objectives? |
2.2 | Are the sustainable development mission, vision, policies, and objectives articulated throughout the organization? |
2.3 | Is the organization-wide commitment to sustainable development encouraged? |
2.4 | Is the workforce provided with the necessary resources, training and authority to drive sustainability improvement activities? |
2.5 | Are people in the organization inspired and encouraged to engage in sustainability improvement activities, being recognized both at individual and team levels? |
2.6 * | Is benchmarking analysis conducted with similar operations and organizations? |
2.7 | Are the leaders of the organization at all levels, positive examples to people in the organization with reference to sustainable development? |
2.8 * | Does the organization review the effectiveness of its sustainability leadership policies? Is feedback collected and actioned? |
3. Engagement of people | |
3.1 * | Is there a common understanding and awareness of sustainability among the employees at all levels of the organization? |
3.2 | Is collaboration promoted for sustainable development throughout the organization? |
3.3 | Is sharing of knowledge, experience and information facilitated among employees for sustainable development? |
3.4 | Is the workforce empowered to determine constraints, challenge current practices, take initiatives and contribute to sustainable development as required? |
3.5 | Is there an established communication with people to promote understanding of the importance of their individual contribution to sustainable development? |
3.6 | Is people’s contribution, learning and improvement with reference to sustainable development recognized and acknowledged? |
3.7 * | Are roles, responsibilities and levels of authority for individuals defined with reference to sustainability? |
3.8 | Do the people of the organization conduct self-evaluation of performance with reference to their contribution to the sustainable development against personal objectives? |
4. Process approach | |
4.1 | Are the sustainability objectives of the organization defined along with the processes necessary to achieve them? |
4.2 | Are the high-risk activities and processes determined for organizational sustainability performance (sustainability risk-based thinking)? |
4.3 | Are the high-risk processes and their interrelations managed effectively and efficiently as a coherent system in line with sustainability objectives? |
4.4 | Are the organizational capabilities understood and resource constraints established and actioned with reference to sustainable development? |
4.5 | Is the necessary information available to monitor, analyze and improve the sustainability performance of the overall system? |
4.6 * | Is there an established process to capture organizational learning with reference to sustainable development? |
4.7 | Is the authority, responsibility and accountability established for managing processes in line with sustainability objectives? |
5. Improvement | |
5.1 | Are the sustainability improvement objectives implemented at all levels of the organization? |
5.2 * | Are sustainability performance KPIs implemented along with defined measurement and improvement processes, in line with the sustainability priorities of the organization (Step 0)? |
5.3 | Is the workforce trained and competent in promoting, tracking and completing sustainability improvement projects in line with the objectives? |
5.4 | Are the sustainability improvement considerations incorporated into the new product, process and service introduction processes? |
5.5 * | Does the organization promote innovation with regards to sustainability when developing and introducing new products and services? |
5.5 | Are the sustainability improvement projects’ planning, implementation, completion and results tracked, reviewed and audited? |
5.6 | Is organizational sustainability improvement recognized and acknowledged? |
5.7 | Is there a process to implement sustainability improvement projects throughout the organization? |
6. Evidence based decision making | |
6.1 | Are the key performance indicators (KPIs) for organizational sustainability improvement objectives identified, monitored and controlled? |
6.2 | Is the workforce trained and competent in sustainability performance data capturing, evaluation and analysis methods? |
6.3 | Is accurate and reliable data and information measured and evaluated for organizational decision making and sustainability improvement action deployment? |
6.4 * | Is employee feedback on sustainability within the organization captured and evaluated? |
6.5 | Is all data and information with reference to sustainability improvement available to the relevant people throughout the organization? |
7. Relationship management | |
7.1 | Are the current and future sustainability needs and requirements of interested parties ** identified, and risk analysis conducted? |
7.2 * | Are relationships with employees managed for sustainable development? |
7.3 * | Are relationships with customers managed for sustainable development? |
7.4 | Is the information, feedback, expertise and resources being exchanged with other interested parties ** for sustainable development? |
7.5 | Are collaborative sustainability improvement activities established with suppliers, partners and other interested parties **? |
7.6 | Are sustainability improvements and achievements by external providers and partners recognized and encouraged? |
8. Supply chain integration | |
8.1 * | Is sustainability a shared value across the supply chain network? |
8.2 | Is information being shared between supply chain members with reference to sustainable development? |
8.3 | Are joint cooperation activities being held across the supply chain including cross-enterprise participation for sustainable development? |
8.4 * | Is supply chain integration for sustainable development encouraged, rewarded and benefits mutually shared? |
8.5 * | Is future business linked to supply chain integration for sustainable development? |
8.6 * | Is risk analysis conducted, identifying high-risk supply chains and suppliers for prioritization of supply chain integration for sustainable development? |
8.7 | Is there an association among supply chain members based on commitment, long term orientation and trust with ref. to sustainable development? |
8.8 * | Is a supply chain integration statement in place with appropriate KPIs to monitor effectiveness and drive improvement? |
Expert No | Type of Institution | Sector | Experience and Expertise | Country |
---|---|---|---|---|
1 | University | Research | Lecturer in Sustainable Supply Chain Management | UK |
2 | University | Research | Researcher in Sustainability, Lean and Circular Economy | UK |
3 | University | Research | Sustainability and Engineering Scholar | USA |
4 | Industry | Manufacturing—Automotive | Lean and Supply Chain Development Professional | UK |
5 | University | Research | Researcher in Sustainable Supply Chain Management | Mexico |
6 | Industry | Manufacturing—Steel | Quality Assurance Manager | UK |
7 | University | Research | Senior Lecturer in Supply Chain Improvement | UK |
8 | University | Research | Sustainability Management Modelling and Decision Making Scholar | UK |
9 | Industry | Manufacturing—Aerospace and OEM * | Supply Chain Performance Manager | UK |
10 | University | Research | Associate Professor in Sustainability Decision Making | Macedonia |
11 | University | Research | Associate Professor in Sustainable Development and Engineering | Cyprus |
12 | Industry | Manufacturing—Steel | Quality Systems Manager | Turkey |
13 | Industry | Manufacturing—Steel | Continuous Improvement and Planning Manager | Turkey |
14 | Industry | Manufacturing—Automotive | Senior Corporate Manager in Environment & Energy | Mexico |
15 | Industry | Construction | Business and Continuous Improvement Director | Cyprus |
16 | University | Research | Lean, Green and Sustainability Scholar | Morocco |
17 | University | Research | Researcher in Sustainable Supply Chain Management | UK |
18 | Industry | Manufacturing and Service | Organizational Development and Management Consultant | Cyprus |
19 | University | Research | Sustainability Management Scholar | Cyprus |
20 | Industry | Manufacturing—OEM * | Supply Chain Development Professional & Management Systems Auditor | UK |
Principle | Consensus (Percent Agreement) | ||||
---|---|---|---|---|---|
Economic | Ecologic | Social | Relative Importance to Sustainability | Hierarchy Ranking | |
Leadership | 95% | 95% | 95% | 8.10 | 1st |
Engagement of People | 95% | 95% | 100% | 8.00 | 2nd |
Improvement | 100% | 100% | 95% | 7.75 | 3rd |
Evidence based decision making | 100% | 100% | 100% | 7.75 | 4th |
Supply chain integration | 100% | 100% | 90% | 7.60 | 5th |
Process Approach | 95% | 95% | 90% | 7.55 | 6th |
Relationship management | 100% | 95% | 100% | 7.20 | 7th |
Customer Focus | 95% | 90% | 100% | 7.15 | 8th |
Correctness | Rating |
---|---|
New management approaches are much required for integration of sustainability into management processes for sustainable development | 100% |
The components of the framework are aligned with established theories and methodologies | 95% |
Quality and supply chain management principles adopted in this framework are compatible for integration of sustainability into management structures of organizations | 95% |
Plan-Do-Check-Act and step-by-step structure utilized is feasible for this type of framework for driving continual sustainability improvement | 100% |
The framework facilitates measurement and improvement of organizational sustainability performance | 90% |
The framework facilitates managerial decision making and action deployment with reference to sustainable development | 100% |
The framework contributes to the body of knowledge through a novel framework integrating Sustainability with Quality and Supply Chain Management | 95% |
Completeness | |
The framework is complete to drive integration of sustainability into organizational processes | 95% |
The framework covers all essential steps necessary to drive continual sustainable development | 95% |
Clarity | |
The description of the components aligns with the framework | 100% |
The description of the framework is explicit and clear | 95% |
The application of the framework is feasible | 95% |
Conciseness | |
The framework is neither complex nor over simplified | 90% |
The interconnections between the components of the framework are clear | 90% |
The framework is of practical use to industry | 95% |
Supply Chain Deployment | |
The promotion and implementation of similar SSCQM assessments at the upstream and downstream of supply chain networks will provide cumulative sustainability assessments and improvements for supply chains | 85% |
Suggestion Theme | Action Implemented |
---|---|
Pilot study required to demonstrate practical implementation aspects | The diagnostic tool and the conceptual framework to be validated through a case study as the next step of the research to analyze and demonstrate practical implementation aspects |
Clarify mechanisms and relationships between each step | “Management level” column added for further clarity and detail on the management level of planning/decision making |
Further detail required on performance measurement and benchmarking on “what good looks like” | Detail on GRI sustainability indicators, reporting and benchmarking added to clarify KPI identification and measurement |
Further detail required on prevention of economic prevalence over ecologic and social dimensions | Additional comment added on clear separation of economic, ecologic and social sustainability along with emphasis on adoption of a balanced view on triple bottom line |
Principle | Consensus Rate |
---|---|
Customer Focus | 89% |
Leadership | 89% |
Engagement of People | 89% |
Process Approach | 89% |
Improvement | 79% |
Evidence based decision making | 95% |
Relationship management | 89% |
Supply chain integration | 79% |
Aspect | Rating |
---|---|
The diagnostics tool enables maturity assessment of prospective sustainability management principles | 100% |
The diagnostics tool enables gauging alignment of organizational mechanisms, structures and processes with sustainability parameters | 95% |
The application of the tool is feasible | 100% |
The tool is of practical use to industry | 95% |
Suggestion Theme | Action Implemented |
---|---|
Additional indicators required | Indicators for each principle fully revised, embedding 14 additional indicators as per Delphi panelist suggestions |
Indicators are required to be more specific/less subjective | “Look for” column added, specifying organizational mechanisms and/or specific requirements for each indicator |
Practical implementation aspects are required to be demonstrated | The diagnostic tool and the conceptual framework to be validated through a case study as the next step of the research to analyze and demonstrate practical implementation aspects |
More emphasis required on the clear separation of economic, ecologic and social sustainability | Additional comment added to the conceptual framework on clear separation of economic, ecologic and social sustainability along with emphasis on adoption of a balanced view on triple bottom line |
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Bastas, A.; Liyanage, K. ISO 9001 and Supply Chain Integration Principles Based Sustainable Development: A Delphi Study. Sustainability 2018, 10, 4569. https://doi.org/10.3390/su10124569
Bastas A, Liyanage K. ISO 9001 and Supply Chain Integration Principles Based Sustainable Development: A Delphi Study. Sustainability. 2018; 10(12):4569. https://doi.org/10.3390/su10124569
Chicago/Turabian StyleBastas, Ali, and Kapila Liyanage. 2018. "ISO 9001 and Supply Chain Integration Principles Based Sustainable Development: A Delphi Study" Sustainability 10, no. 12: 4569. https://doi.org/10.3390/su10124569
APA StyleBastas, A., & Liyanage, K. (2018). ISO 9001 and Supply Chain Integration Principles Based Sustainable Development: A Delphi Study. Sustainability, 10(12), 4569. https://doi.org/10.3390/su10124569