Facilitating Multifunctional Green Infrastructure Planning in Washington, DC through a Tableau Interface
Abstract
:1. Introduction
2. Materials and Methods
2.1. Study Site, Population, and UGI Initiatives
2.2. Creating the Existing and Potential UGI GIS Layers with ArcGIS Pro 2.7
2.2.1. Existing UGI Projects
- Best Management Practices (BMP) point data for green (as opposed to gray) infrastructure, including the following BMP groups: BayScaping (a form of UGI replacing lawn with plants native to the Chesapeake Bay region), bioretention, contributing drainage area (CDA) to a shared BMP, green roof, impervious surface disconnection, infiltration, land cover change, open channel (dry or wet swale or grass channel), permeable pavement, ponds, rainwater harvesting, stream restoration, tree planting and preservation, and wetlands [41]. These projects are intended to mitigate stormwater and were installed as part of the District’s Stormwater Retention Credit (SRC) trading program [42], RiverSmart Homes program [43], RiverSmart Rooftops program [44], or RiverSmart Rewards stormwater fee discount program [45].
- Green Sites and Amenities point layer, filtered for only green roofs and only those points not included in the BMP layer, which were removed from the layer using the Erase tool [46].
- Urban Agriculture Areas Polygons layer documenting 29 urban farms [47]. Per the layer’s Open Data DC description, these sites “are distinguished from community gardens in that they are generally not intended for the public to use the space for their own growing activities and…many have a commercial focus.” Note this layer includes outdoor and indoor UA sites.
- Community Gardens Polygons layer comprising 68 active community gardens managed by the District, the National Park Service, the federal government, and other organizations [48].
- School Gardens point layer documenting 126 school campuses with active school gardens during the 2016–2017 school year [49]. Note these gardens are not necessarily food-producing sites.
2.2.2. Tree Canopy Characteristics
2.2.3. Potential UGI Area
- Using the Raster Calculator tool and the 2020 normalized digital surface model (nDSM) with 1-m resolution from Open Data DC [53], we output a raster with input values less than 1.5 m recoded to 1 and all other input values recoded to 0. The nDSM is the result of subtracting the ground surface from the first-return surface, giving the height of buildings, trees, and other objects above the surface.
- Ran the Focal Statistics tool on the output raster using a 3 × 3 cell majority statistic to remove insignificant areas, such as single pixels.
- With the Extract by Attributes tool, extracted cells with a value of 1 to select areas with structures and vegetation less than 1.5 m in height, which excluded areas of taller vegetation potentially already providing significant ecosystem services from consideration for new UGI development.
- Converted the resulting raster to a polygon layer using the Raster to Polygon tool, with simplification of polygon edges.
- Erased from the resulting polygon layer areas of land use incompatible with new UGI development—impervious surfaces and building footprints from the Open Data DC impervious surface layer [54], cemeteries [55], recreational fields [56], railroad lines [57] buffered to a distance of 10 m with internal areas removed with the Eliminate Polygon Part tool, golf courses [58], historic landmark sites [59], urban agriculture areas [47], community gardens [48], waterbodies [60], and wetlands [61]—using the Erase tool.
- Intersected the polygon layer with the parcel layer using the Intersect tool.
- Clipped the polygon layer to the Washington, DC boundary using the Clip Layer tool.
- Separated multipart polygons to create singlepart polygons using the Multipart to Singlepart tool, and deleted duplicate polygons using the Delete Identical tool.
- Selected polygons with an area greater than or equal to 9.29 m2 (100 ft2) with the Make Feature Layer tool; these polygons represent the final potential UGI data layer for the city.
- Summarized potential UGI area by parcel—including ward-level parcels created for areas (mostly within street corridors and suitable for stormwater structures and other BMPs) falling outside parcel boundaries (see Section 2.2.1)—using the Summarize Within geoprocessing tool.
2.3. Creating the Potential UA GIS Layers with ArcGIS Pro 2.7
2.3.1. Potential Rooftop UA
- Building height less than 30.5 m but greater than or equal to 2 m. The latter qualification was added to eliminate small, lightweight structures, buildings which had apparently been demolished but which were still present in the building footprints layer, and buildings for which height data were unavailable due to the redaction of LiDAR data at the direction of the U.S. Secret Service.
- Rooftop slope less than 5 degrees.
- Net roof area, after deducting existing green roof area, of at least 23.2 m2 (250 ft2).To create the rooftop UA layer, we:
- Derived slope from the 2020 digital surface model (DSM) with 1-m resolution from Open Data DC [63] using the Slope geoprocessing tool, which produced a raster dataset representing slopes.
- Ran the Zonal Statistics as Table tool on the slope raster with footprints from the latest building footprints layer [64] as the zones and the statistic set to majority. Because the majority statistic requires the raster be composed of integer values rather than decimal values, the Int tool was first used to truncate the slope value to an integer. The majority statistic was used because the parapet walls of some buildings inflated the mean statistic, making it unrepresentative of the actual slope of the roof.
- Calculated the area of each roof by running the Calculate Geometry tool on the building footprints layer.
- Joined the tables resulting from steps 1 and 2 using the Join Field tool, and added the resulting table to the building footprints layer using the Add Join tool.
- Summarized existing green roof area by building footprint using the Summarize Within tool and the existing UGI projects point layer. (Green roof points falling outside building footprints were moved to the nearest building with a green roof—per aerial/satellite imagery—when appropriate.)
- Subtracted existing green roof area from building footprint area to estimate net roof area with the Calculate Field tool.
- Converted the footprint polygons to points using the Feature to Point tool and erased points falling within areas of land use incompatible with new UA development—cemeteries [55], recreational fields [56], railroad lines [57] buffered to a distance of 10 m with internal areas removed with the Eliminate Polygon Part tool, golf courses [58], and historic landmark sites [59]—using the Erase tool.
- Used the Make Feature Layer tool to select the footprints of buildings meeting the slope (<5 degrees), building height (<30.5 and > 2 m), and net roof area (>23.2 m2) criteria. Structures in the footprints layer which were not buildings per the description attribute—bleachers, memorials, and parking garages—were excluded from the final selection
- Summarized potential rooftop UA area by parcel using the Summarize Within tool.
2.3.2. Potential Ground-Level UA
- Slope < 15%, to minimize stormwater runoff [62].
- Sufficient sunlight to grow vegetable crops, which we estimated to be 2.5 kW m−2 d−1 following Richardson and Moskal [65].
- Contiguous area of at least 9.29 m2 (100 ft2) within the same parcel, for relatively efficient production and sufficient yield to have an impact on household food budgets.
- Existing vegetation and structures less than 1.5 m in height.
- Calculated slope from the 2020 hydro enforced digital terrain model (DTM) with 1-m resolution from Open Data DC [66] using the Slope geoprocessing tool, and extracted raster cells with slope less than 15% using the Extract by Attributes tool.
- Extracted raster cells with elevation less than 1.5 m from the 2020 nDSM with 1-m resolution [53] using the Extract by Attributes tool
- Calculated single-day solar insolation (solar potential) using the Area Solar Radiation tool for July 22 and the tool’s default settings. This date was chosen because it represents the midpoint of the frost-free growing season for the District. Input to the Area Solar Radiation tool was the 2020 DSM [63], with modification. Trees were not removed from the DSM prior to calculation of solar potential because removing trees would represent the highly unlikely scenario in which the District, a city currently trying to expand its tree canopy to mitigate increasing heat due to climate change, would remove all trees. However, existing vegetation and structures less than 1.5 m in height were removed. To do this, a mask was created by extracting raster cells with elevation greater than or equal to 1.5 m from the nDSM using the Extract by Attributes tool. This mask was used to extract corresponding cells from the DSM using the Extract by Mask Tool. The resulting raster was mosaicked with the DTM using the Mosaic to New Raster tool, replacing no data cells with the ground elevation from the DTM. The solar radiation tool was run on the new, mosaicked raster. The output raster represents average solar potential in kilowatts per square meter (or kilowatts per pixel, since the pixel size is 1 m2) per day.
- Extracted raster cells with solar potential greater than or equal to 2.5 kW m−2 d−1 with the Extract by Attributes tool.
- Added the rasters from steps 1 (slope < 15%), 2 (nDSM < 1.5 m), and 4 (solar potential ≥ 2.5 kW m−2 d−1) using the Raster Calculator tool. This effectively combined the three eligibility criteria with a Boolean AND operator, yielding a raster comprising only cells meeting all three criteria.
- Used the Reclassify tool to reclassify cells meeting all three criteria to 1 and no data cells to 0.
- Ran the Focal Statistics tool on the resulting raster using a 3 × 3 cell majority statistic to remove insignificant areas, such as single pixels, and extracted cells with a value equal to 1 using the Extract by Attributes tool.
- Converted the raster layer to a polygon layer with the Raster to Polygon conversion tool, with simplification of polygon edges.
- Erased from the resulting polygons areas of land use incompatible with new UA development—impervious surfaces and building footprints from the Open Data DC impervious surface layer [54], cemeteries [55], recreational fields [56], railroad lines [57] buffered to a distance of 10 m with internal areas removed with the Eliminate Polygon Part tool, golf courses [58], historic landmark sites [59], urban agriculture areas [47], community gardens [48], waterbodies [60], wetlands [61], and areas outside parcels (largely in street corridors)—using the Erase tool.
- Intersected the layer with the parcel layer with the Intersect tool.
- Clipped the polygon layer to the Washington, DC boundary using the Clip Layer tool.
- Separated multipart polygons into singlepart polygons using the Multipart to Singlepart tool, and deleted duplicate polygons using the Delete Identical tool.
- Selected polygons with an area greater than or equal to 9.29 m2 (100 ft2) with the Make Feature Layer tool; these polygons represent the final potential ground-level UA data layer for the city.
- Summarized potential ground-level UA area by parcel using the Summarize Within tool.
2.4. Creating the Tableau Interface
3. Results and Planning Scenarios
3.1. Summary Statistics for Existing and Potential UGI
3.2. Using the Dashboards
- Suitable Ground Area for UA and Existing GI in Washington, DC. This dashboard includes a map showing (1) parcels shaded to indicate the amount of suitable ground area for UA, from tan (small area) to dark brown (large area) and (2) color-coded circles representing the categories of existing GI projects in the parcel (Figure 1). Parcels with no ground area suitable for UA are rendered in white. The dashboard also includes: (1) filters for suitable ground area size category, parcel street address, and low food access (more than a 10 min walk from the nearest full-service grocery store) and (2) equity filters based on the EPA EJSCREEN demographic data and natural and built environment filters such as ward and zoning. Hovering the cursor over a parcel opens a tooltip displaying the parcel’s SSL (Square, Suffix, Lot), a unique parcel identifier used by the District; ownership type; street address; ward; parcel area; area of existing GI projects; existing tree canopy area; total GI area (existing GI projects plus tree canopy area); potential ground area suitable for UA; and potential area suitable for rooftop UA (Figure 2) (Note that all dashboard areas are in US units because the target user group includes members of the US public). Hovering over a color-coded GI circle opens a tool tip displaying the existing GI category, the SSL of the parcel with which it is associated, the total area and number of projects in the category in the parcel, the number of GI categories, and the category definition. Users can search on a full or partial street address to find a specific parcel, and the map will display parcels with addresses matching the search string, with other parcels grayed out. Filters can be manipulated to identify parcels meeting user-defined criteria such as suitable ground area size. Parcels not meeting the criteria will be grayed out.
- Suitable Rooftop Area for UA and Existing GI in Washington, DC. This dashboard is identical to the previous dashboard except parcel shading in blue represents suitable rooftop area for UA.
- Potential GI Area and Existing GI in Washington, DC. This dashboard is identical to the previous two dashboards except parcel shading in green represents potential GI area, and the low food access filter has not been included.
- Top 100 Parcels by Suitable Ground Area for UA (Excluding National Parks). This dashboard lists by ward, ownership type, and SSL the 100 parcels (excluding national parks) with the largest ground area suitable for UA. Clicking on an SSL number in the table will zoom to the selected parcel in the accompanying map. All other parcels will be greyed out.
- Top 100 Parcels by Suitable Rooftop Area for UA (Excluding National Parks). This dashboard is identical to the previous dashboard except that it lists the 100 parcels (excluding national parks) with the largest rooftop area suitable for UA.
- Top 100 Parcels by Potential GI Area (Excluding National Parks). This dashboard is identical to the previous two dashboards except that it lists the 100 parcels (excluding national parks) with the largest potential GI area.
3.3. Planning for UA Using the Tableau Dashboards
3.3.1. City-Scale Planning
3.3.2. Planning for UA on Private Property at the Neighborhood Level
3.3.3. Planning for UA on Publicly Owned Land
3.3.4. Study Limitations
4. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Existing GI Category | Count by Ward | ||||||||
---|---|---|---|---|---|---|---|---|---|
1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | Total | |
Tree planting/preservation | 278 | 128 | 1070 | 1864 | 1609 | 651 | 594 | 409 | 6603 |
Rainwater harvesting | 264 | 95 | 847 | 2030 | 1610 | 477 | 779 | 333 | 6435 |
Bioretention | 133 | 216 | 339 | 608 | 651 | 691 | 410 | 539 | 3587 |
Green roof | 260 | 585 | 121 | 125 | 220 | 785 | 114 | 67 | 2277 |
BayScaping | 118 | 9 | 203 | 532 | 417 | 135 | 344 | 154 | 1912 |
Permeable pavement | 106 | 110 | 185 | 274 | 244 | 399 | 184 | 130 | 1632 |
Infiltration | 54 | 13 | 302 | 84 | 53 | 61 | 128 | 211 | 906 |
Impervious surface disconnection | 6 | 20 | 107 | 229 | 59 | 28 | 42 | 20 | 511 |
Urban agriculture | 22 | 11 | 21 | 30 | 40 | 42 | 31 | 26 | 223 |
Open channel | 3 | 6 | 23 | 17 | 25 | 27 | 31 | 26 | 158 |
Ponds | 0 | 0 | 5 | 0 | 4 | 1 | 2 | 13 | 25 |
Land cover change | 0 | 8 | 0 | 1 | 3 | 2 | 1 | 7 | 22 |
Stream restoration | 0 | 0 | 4 | 2 | 0 | 0 | 9 | 1 | 16 |
CDA to a shared BMP | 0 | 0 | 2 | 0 | 2 | 3 | 0 | 4 | 11 |
Wetlands | 0 | 0 | 1 | 0 | 2 | 1 | 0 | 0 | 4 |
Total | 1244 | 1201 | 3230 | 5796 | 4939 | 3303 | 2669 | 1940 | 24,322 |
UGI Category | Area in Hectares by Ward | ||||||||
---|---|---|---|---|---|---|---|---|---|
1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | Total | |
Existing GI project area | 9 | 19 | 18 | 17 | 22 | 30 | 17 | 18 | 150 |
Tree canopy area * | 149 | 471 | 1633 | 1148 | 850 | 302 | 891 | 721 | 6165 |
Total existing GI area | 158 | 490 | 1651 | 1165 | 872 | 332 | 908 | 739 | 6315 |
Potential GI area | 72 | 105 | 323 | 363 | 536 | 190 | 522 | 623 | 2734 |
Suitable area for ground UA | 32 | 49 | 113 | 146 | 286 | 88 | 277 | 381 | 1372 |
Suitable area for rooftop UA | 122 | 151 | 118 | 126 | 232 | 192 | 111 | 151 | 1203 |
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Taylor, J.R.; Hanumappa, M.; Miller, L.; Shane, B.; Richardson, M.L. Facilitating Multifunctional Green Infrastructure Planning in Washington, DC through a Tableau Interface. Sustainability 2021, 13, 8390. https://doi.org/10.3390/su13158390
Taylor JR, Hanumappa M, Miller L, Shane B, Richardson ML. Facilitating Multifunctional Green Infrastructure Planning in Washington, DC through a Tableau Interface. Sustainability. 2021; 13(15):8390. https://doi.org/10.3390/su13158390
Chicago/Turabian StyleTaylor, John R., Mamatha Hanumappa, Lara Miller, Brendan Shane, and Matthew L. Richardson. 2021. "Facilitating Multifunctional Green Infrastructure Planning in Washington, DC through a Tableau Interface" Sustainability 13, no. 15: 8390. https://doi.org/10.3390/su13158390
APA StyleTaylor, J. R., Hanumappa, M., Miller, L., Shane, B., & Richardson, M. L. (2021). Facilitating Multifunctional Green Infrastructure Planning in Washington, DC through a Tableau Interface. Sustainability, 13(15), 8390. https://doi.org/10.3390/su13158390