High-Resolution National-Scale Mapping of Paddy Rice Based on Sentinel-1/2 Data
Abstract
:1. Introduction
2. Materials and Methods
2.1. Study Area
2.2. Datasets
2.2.1. Sentinel-1/2 Data
2.2.2. Sample Data
- Topographic masking. The slope of entire China was calculated using Digital Elevation Model (DEM) data, and areas with slopes ≥ 15° were removed via the mask because rice would not be cultivatable within the vast majority of these areas. The DEM data introduced in this study were the NASA SRTM Digital Elevation 30 m data, which can provide worldwide digital elevation values with a spatial resolution of 1 arc-second (~30 m) [55]. The voids in this dataset were filled with the support of other open-source data (ASTER GDEM2, GMTED2010 and NED), which can be downloaded from the GEE platform.
- Reference data overlaying. Maps of cropping patterns in China during the 2015–2021 period were overlaid on the analyzed area after removing the high-slope mask, and the single-season rice layers were selected and extracted from them. Maps of cropping patterns in China from 2015 to 2021 with a spatial resolution of 500 m have been adopted in this study [56]; they are available on the following open source website (https://figshare.com/articles/dataset/Maps_of_cropping_patterns_in_China_during_2015-2020/14936052, accessed on 4 May 2023).
- Visual interpretation. The single-season rice layer obtained in step 2 was overlaid onto the Google Earth image layer, and the representative “pure” sample points were selected via manual visual interpretation based on prior knowledge (relating to aspects such as aerial photo comparison and the shape, color, and texture characteristics of the fields) (Figure 3). The correctness of the selected points was examined by dragging the time bar to access the historical images. The total number of sample points in each province and the proportions of their number distributions in each prefecture-level city have been determined according to the proportion of rice planted area in the official statistical yearbooks of each region; i.e., the larger the official statistical rice-sowing area, the more sample points are selected in the provinces and prefecture-level cities. The distribution of the number of rice and non-rice samples according to province can be found in the Supplementary Materials (Table S1).
- Standardized pre-processing. To standardize the sample database for use in the machine learning model, the sample files (Shapefile format) were imported into the GEE platform and converted into Feature Collection format after point picking conducted on Google Earth. For the rice sample points (i.e., points of interest (POI)), the ‘Landcover’ attribute was added, and all of the points have been assigned a value of 1. For the non-rice sample points (i.e., non-points of interest (NPOI)), the ‘Landcover’ attribute has also been added, and all of the points have been assigned a value of 0. Subsequently, each data item in the sample database was buffered in a square area of N m × N m (the value of N depends on the average size of an independent contiguous paddy field in the provincial administrative region), and the final buffered data (in Feature Collection format) were selected as the sample set required for model training and accuracy verification.
- Random sampling. The collected rice sample points and non-rice sample points were combined into one dataset and disrupted via random number alignment. A total of 70% of the sample points were randomly selected for model training, while 30% of the sample points were selected for accuracy validation.
2.3. Methodology
2.3.1. Mapping Methodology for Northern Region
- Optical feature extraction.
- Phenological stage division.
- Optical index sequence construction.
- Machine learning algorithm—OCSVM.
2.3.2. Mapping Methodology for Southern Region
- Microwave feature extraction.
- Phenological stage division.
- VH sequence construction.
- Machine learning algorithm—RF.
2.3.3. Post-Processing Method
2.3.4. Mapping Accuracy Validation
- Visual observation method. Visual observation is a direct method for evaluating mapping performance. It involves overlaying classification results onto high-definition remote-sensing reference images from Google Earth and matching them.
- Classification coefficient method. By invoking the built-in confusion matrix calculation function of the GEE, various accuracy evaluation coefficients can be quantified, such as Producer’s Accuracy (PA), User ‘s Accuracy (CA), Overall Accuracy (OA), Kappa Coefficient (KC), etc., and the results can be quantitatively tested. The specific formulas for the metrics mentioned above can be found in the Supplementary Materials (Table S2).
- Statistical yearbook comparison method. The statistical area comparison method is designed to evaluate the classification results from the perspective of quantitative statistics by counting the number of rice pixels within the mapping results of each province before converting them into rice field areas according to the raster size and then comparing them with the rice-sowing areas noted in the statistical yearbooks of each province to acquire the relative errors. The statistical yearbooks of each province can be found on the official websites of the statistical offices of the local governments.
3. Results
3.1. Mapping Results for Northern Region
3.1.1. Overall Distribution
3.1.2. Local Visual Comparison
3.1.3. Accuracy Evaluation
3.2. Mapping Results for Southern Region
3.2.1. Overall Distribution
3.2.2. Local Visual Comparison
3.2.3. Accuracy Evaluation
4. Discussion
4.1. Comparative Analysis of Zoning-Mapping Results
4.2. Features and Uncertainties of This Study
4.3. Future Research Directions
- Fusion of multi-source data. In the future, researchers could try to fuse multi-source remote-sensing data (Sentinel-1/2, Landsat, MODIS, UAV, etc.) to improve the feature index system and enhance classification effects. Some experimental studies have been conducted, for which more reliable results have been obtained, which could provide new insights for mapping crop cultivation spatial distribution [87,88,89,90].
- Synergy of cloud computing and deep learning. The deep learning algorithms that have emerged in the last decade have improved rice extraction on complex surfaces and in fragmented landscapes by building a moderate number of neuronal computation nodes and multi-layer operational hierarchies with higher classification accuracy compared to traditional machine learning algorithms [91,92]. However, more complex model structures would also require better hardware performance, longer training times, and a larger number of data labels [93]. Therefore, researchers could attempt to combine the advantages of the high accuracy of deep learning and the high efficiency of the GEE platform to construct local deep learning models on this cloud-computing platform.
- Enhancement of post-processing. For the optimization of the results after GEE derivation, other morphological methods could be considered besides performing majority filtering; different processing window sizes (dynamic windows) could also be experimented with to further filter out noise and repair voids, thus compensating for the deficiencies of the underlying data and algorithms [94,95].
- Development of sample-poor mapping technologies. A lack of accurate sample points might become the norm for future large-scale crop mapping efforts and a bottleneck for technological progress in related fields [76,96,97]. Therefore, the development of deep learning classification algorithms with stronger autonomous learning capacity via coupling deep learning frameworks (e.g., Tensor Flow) or large artificial intelligence models (e.g., the ChatGPT) with emerging technologies would be an important way in which to improve the accuracy of large-scale rice extraction models and their generalization capability [98,99,100].
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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Area/Characteristic | Monsoon Area | Non-Monsoon Area |
---|---|---|
Precipitation | Over 400 mm per year | Below 400 mm per year |
Relationship between Humidity and Temperature | Synchronous | Out of sync |
Terrain Type | Plains, basins, and hills | Plateau, mountain, and basin |
Vegetation Type | Forests and grasslands | Grasslands and deserts |
River Type | Exoreic rivers mainly recharged by rainwater | Internal streams recharged by melting of snow and ice |
Agricultural Production Mode | Farming-dominated | Livestock-dominated |
Satellite/Property | Sentinel-1 | Sentinel-2 |
---|---|---|
Product Name | Sentinel-1 SAR GRD | Harmonized Sentinel-2 MSI, Level-1C |
Time Coverage | 1 January–31 December 2021 | 1 January–31 December 2021 |
Data Unit | dB | Numerical value |
Spatial Resolution | 10 m | 10–20 m |
Temporal Resolution | 12 d | 5 d |
Polarization/Band | VH (IW Mode) | B2 (Blue) B4 (Red) B8 (NIR) B3 (Green) B11, B12 (SWIR) B5-B7, B8A (Red Edge) |
Pre-processing Steps | Thermal noise removal, Radiometric calibration, Terrain correction | Preliminary cloud removal |
Optical Index | Calculation Formula 1 | Phenological Stages |
---|---|---|
Bare Soil Index (BSI) | Bare Soil Stage | |
Land Surface Water Index (LSWI) | Transplanting Stage | |
Normalized Difference Vegetation Index (NDVI) | Growing Stage | |
Plant Senescence Reflectance Index (PSRI) | Mature Stage | |
Enhanced Vegetation Index (EVI) | Growing Stage | |
Green Chlorophyll Vegetation Index (GCVI) | Transplanting Stage |
Region/Stage | Jianghuai 2 | Jiangnan 3 | Huanan 4 | Xinan 5 |
---|---|---|---|---|
Sowing Stage | - 6 | 4.1–4.30 | 1.21–2.20 | 3.11–3.20 |
Seedling Stage | 4.11–5.31 | 5.1–5.31 | 2.21–3.20 | 3.21–3.31 |
Transplanting Stage | 6.1–6.10 | 6.1–6.10 | 4.1–4.20 | 4.1–5.20 |
Greening Stage | 6.11–6.20 | 6.11–6.20 | - | - |
Tillering Stage | 6.21–7.31 | 6.21–7.31 | 4.21–5.31 | 5.21–7.10 |
Booting Stage | 8.1–8.10 | - | 6.1–6.10 | 7.11–7.31 |
Heading Stage | 8.11–8.20 | 8.1–8.10 | 6.11–6.20 | 8.1–8.10 |
Grouting Stage | 8.21–8.31 | 8.11–8.20 | - | 8.11–8.20 |
Milk-ripe Stage | 9.1–9.10 | 8.21–10.31 | 6.21–6.30 | 8.21–9.20 |
Mature Stage | 9.11–9.20 | - | 7.11–7.31 | 9.21–10.20 |
Province/ Index | Heilongjiang | Jilin | Liaoning |
---|---|---|---|
Buffer Size N (m) | 10 | 10 | 10 |
Confusion Matrix | [62, 2], [0, 43] | [55, 7], [0, 38] | [43, 5], [0, 29] |
User’s Accuracy (UA) | 0.9556 | 0.8444 | 0.8529 |
Producer’s Accuracy (PA) | 0.9688 | 0.8871 | 0.8958 |
Overall Accuracy (OA) | 0.98 | 0.93 | 0.94 |
Kappa Coefficient (KC) | 0.96 | 0.87 | 0.87 |
Mapping Result Area (km2) | 37,345.73 | 8139.26 | 5009.72 |
Reference Area (km2) | 38,670 | 8373 | 5206 |
Relative Error (%) | −3.42 | −2.79 | −3.77 |
Province | Hunan | Hubei | Jiangxi | Jiangsu | Anhui | Zhejiang | Guangxi |
---|---|---|---|---|---|---|---|
Buffer Size N (m) | 3 | 5 | 4 | 5 | 5 | 3 | 2 |
Confusion Matrix | [68, 22], [4, 67] | [94, 12], [12, 72] | [62, 16], [9, 51] | [93, 7], [5, 77] | [100, 6], [5, 38] | [80, 7], [10, 44] | [104, 3], [6, 22] |
User’s Accuracy (UA) | [0.94, 0.75] | [0.89, 0.86] | [0.87, 0.76] | [0.95, 0.92] | [0.95, 0.86] | [0.89, 0.86] | [0.95, 0.88] |
Producer’s Accuracy (PA) | [0.76, 0.94] | [0.89, 0.86] | [0.79, 0.85] | [0.93, 0.94] | [0.94, 0.88] | [0.89, 0.86] | [0.97, 0.79] |
Overall Accuracy (OA) | 0.88 | 0.84 | 0.87 | 0.93 | 0.93 | 0.88 | 0.93 |
Kappa Coefficient (KC) | 0.78 | 0.74 | 0.83 | 0.87 | 0.82 | 0.74 | 0.79 |
F-score | [0.88, 0.75] | [0.90, 0.90] | [0.90, 0.89] | [0.94, 0.93] | [0.95, 0.87] | [0.90, 0.84] | [0.96, 0.83] |
Mapping Result Area (km2) | 13,298.61 | 21,230.76 | 8963.92 | 23,793.60 | 26,755.34 | 5035.26 | 7285.36 |
Reference Area (km2) | 14761 | 20192 | 9400 | 22192 | 25121 | 5314 | 8075 |
Relative Error (%) | −9.91 | 5.14 | −4.64 | 7.22 | 6.51 | −5.25 | −9.78 |
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Huang, C.; You, S.; Liu, A.; Li, P.; Zhang, J.; Deng, J. High-Resolution National-Scale Mapping of Paddy Rice Based on Sentinel-1/2 Data. Remote Sens. 2023, 15, 4055. https://doi.org/10.3390/rs15164055
Huang C, You S, Liu A, Li P, Zhang J, Deng J. High-Resolution National-Scale Mapping of Paddy Rice Based on Sentinel-1/2 Data. Remote Sensing. 2023; 15(16):4055. https://doi.org/10.3390/rs15164055
Chicago/Turabian StyleHuang, Chenhao, Shucheng You, Aixia Liu, Penghan Li, Jianhua Zhang, and Jinsong Deng. 2023. "High-Resolution National-Scale Mapping of Paddy Rice Based on Sentinel-1/2 Data" Remote Sensing 15, no. 16: 4055. https://doi.org/10.3390/rs15164055
APA StyleHuang, C., You, S., Liu, A., Li, P., Zhang, J., & Deng, J. (2023). High-Resolution National-Scale Mapping of Paddy Rice Based on Sentinel-1/2 Data. Remote Sensing, 15(16), 4055. https://doi.org/10.3390/rs15164055