1. Introduction
Grapes are susceptible to insect attack and fungal diseases, especially black and grey rot, downy and powdery mildew. Damaged grapes are vulnerable to further diseases such as summer bunch rot, which may be caused by
Aspergillus niger,
Alternaria tenuis,
Cladosporium herbarum,
Rhizopus arrhizus,
Penicillium spp. and other fungi. Fungal invasion depends on grape maturity.
Alternaria,
Cladosporium,
Botrytis and
Rhizopus are common at early veraison whereas
Aspergillus and
Penicillium are frequently detected at harvest and during sun drying.
Aspergillus carbonarius and
Aspergillus niger are known to be responsible for
Ochratoxin A (OTA) contamination in grapes and raisins [
1,
2,
3,
4]. The critical factors that affect fungal growth during farming, harvesting and storage are temperature, moisture content (water activity—a
w) and time that product remains under favorable conditions for fungi (integral of time–temperature–water activity). Other factors are the presence of fungal spores, mechanical damages (the inner area in vegetables is more susceptible to fungal invasion than the external due to lack of protective peel), insect with piercing–sucking mouthparts (with their metabolism increase substrate’s moisture and temperature and break the protective external part of the plant), storm and rain damages, moisture stress, mineral nutrients deficiency, pH, O
2 and CO
2 levels, chemical and physical treatments and for some commodities, the product drying and re–wetting speed. Nonetheless, it is important to note that molds presence does not imply OTA production, as this is triggered by certain conditions of temperature, moisture, O
2, time or nutrient sufficiency. Thus, it is possible to detect OTA in grape even without visible signs of the producing fungi presence [
1]. The region of grape origin can greatly influence OTA contamination showing a positive gradient moving from west to east and from north to south in Europe [
5].
Mehri et al. [
6] conducting an exhaustive review concerning the production of OTA in dried grapes, concluded that critical factors such as physicochemical properties (ratio of water, dry matter, sugars, acids, flavonoids, pH, etc.), management condition (pre– and post–harvest, storage and processing conditions) and weather conditions (ratio of humidity, environmental temperature, and rainfall) determine fungal growth and lead to differences in the prevalence and concentration of OTA in grape based products. In particular,
A. carbonarius, the most efficient OTA producer, becomes predominant in respect to
A. niger during the drying process since it is more adaptable to a low a
w compared to other black
Aspergilli [
7]. The ecological parameters of black
Aspergilli were largely studied, and this knowledge is critical in the development of risk models of grapes and grape products contamination by this species under fluctuating and interacting environmental parameters [
8].
A. carbonarius has been reported as the main source of OTA contamination in wine and in dried vine fruits. Dried grapes are healthy foods and are ingredients in muesli, cereal bars, biscuits and cakes, among other foods, and could be an important source of OTA for those who consume large amounts, particularly children. The Commission Regulation (EC) No 1881/2006 has established the maximum OTA content of 10 μg/kg for these products (currants, raisins and sultanas).
A. carbonarius and
A. niger produce single–celled conidia with melanin and
aspergilline in their cell walls, but differ in their UVC resistance and their incidence on grapes [
9].
A. carbonarius spores are characterized by thicker walls than the 90–160 nm of
A. niger. The higher UVC resistance of
A. carbonarius spores compared to
A. niger spore, provides a logical explanation for the high incidence of
A. carbonarius on grapes subjected to prolonged sun exposure.
Aspergillus section
Nigri spp. was found in more than 80% of sun–dried grapes [
3]. In particular,
A. carbonarius occurred in increased amount compared with
A. niger on raisins and dried vine fruits [
10,
11,
12].
This study aims to analyze important aspects of grape open air and tunnel solar drying. The analysis of the critical points (drying temperature, air humidity, aw and drying time), drying properties (water diffusivity (Deff) and peel resistance to water transport (rpeel)) and colony forming units (CFU) and OTA production, will derive useful conclusions regarding their influence on the two widely used drying methods. For the first time the resistance of grape peel to water transport will be also evaluated and associated with the fungal colonization (CFU) and OTA production during solar drying.
2. Results and Discussion
Based on the conducted measurements, the geometric average, min and max values were estimated (
Table 1). The surface temperature of the grape berries was 5–7 °C on average higher in tunnel drying grape berries than in open air–drying grape berries. Interestingly, the infected grape berries had higher maximum surface temperatures compared to the control grape berries (approximately 4–6 °C) especially in the case of open air–drying (
Table 1).
This temperature pattern has been also identified by thermal imagery between healthy and artificially infected table grapes (var.
Crimson) [
13]. This response can be seen in
Figure 1 where the surface temperature in all the grape berries is more than 10 °C higher than the respective air temperature. The grape berries’ temperature is an important factor along with a
w in fungal infection, as in the absence of surface wounds infection spreads on the surface of the grape berries [
14,
15].
To the best of our knowledge, this is the first time where along with the air temperature, the temperature of the grape surface is also investigated during grape solar air–drying. Statistical analysis of the air temperature and the surface temperatures in the eight drying experimental treatments seen in
Table 1, allocate the temperatures in four homogenous groups identified using columns of “X”. Within each column, the levels containing “X” form a group of means within which there are no statistically significant differences. Identification of the temperature mean difference per experimental treatment is based on Tukey’s multiple comparison procedure (
p ≤ 0.05). Therefore, significant difference exists between the air temperature and the surface temperatures, and hence the grape berry surface temperature should be taken into consideration when OTA production is investigated during drying of agricultural products because it can significantly influence the OTA production.
The seasonal indices (season = 1 h) for air temperature (
Figure 2a) range from a low of 74.16 at hour 21, to a high of 132.05 at hour 4, indicating that there is a seasonal variation from 74.16% of average (20.8 °C) to 132.05% of average (37.10 °C) throughout the course of a complete cycle (day). Similarly, the seasonal indices (season = 1 h) of relative humidity (RH) (
Figure 2b) range from a low of 70.89% at hour 4 to a high of 133.13% at hour 21. This indicates that there is a seasonal variation from 70.89% of average (29.63%) to 133.13% of average (55.65%) throughout the course of a complete cycle. The results from the seasonal decomposition compared to the environmental data in
Table 1, reveal that the air temperature and relative humidity exhibit a simulation fuzziness which can be source of potential error in the prediction of fungal proliferation and OTA accumulation during the drying process in open air. The choice of the appropriate data input regarding the air temperature and humidity in prediction models such as Decision Support Systems (DSS), for the early warning prediction of
A. carbonarius proliferation and OTA production in table and wine making grape varieties is of outmost importance.
Environmental conditions are important for black
Aspergilli growth and OTA production, mainly air temperature, rainfall and relative humidity.
A. carbonarius grows optimally at 30–35 °C, and the optimal a
w reported varied from 0.92–0.98 with the widest range at 25–35 °C [
16]. Regarding OTA production, optimum conditions were stated at a
w = 0.95–0.98 and air temperatures of 15–20 °C or 30–35 °C, depending on the strains, but irrespective of their geographical origin [
8,
16].
Thus, apart from the true temperature of the drying grapes, it is very important to model as well, the a
w of grapes during drying. For this purpose, the well–known model of G.A.B. sorption isotherm was used. The M
o, C and K
b were estimated by the Levenberg–Marquardt optimization algorithm (
Table 2), where M
o is the monolayer moisture content; C and K are the adsorption constants.
The statistical analysis gave
96.31% and SEE = 0.2277 (
p ≤ 0.05). The experimental (points) and predicted (line) a
w values are presented in
Figure 3.
Based on the experimental data at the middle sampling date in 14 September 2020, the estimated a
w was lower than 0.9 in the red and white grapes dried in tunnel, but not in the respective open air–drying grapes, where the drying process lasted much longer. Nevertheless, OTA contamination was higher in the tunnel compared to the open air–dried grapes, but CFU/mL showed the opposite trend (
Table 3).
The drying data from all the experimental treatments (tunnel and open air–drying, infected and control red and white grapes) were analyzed to estimate their drying properties by computational simulation of the drying process per drying case as this was presented by Lentzou et al. [
17]. The drying samples used in weighing (20 grape berries per drying case) were daily photographed and the digital photos were processed by the Adobe Photoshop, v.13012 (Adobe Photoshop inc. USA) to evaluate the shrinkage effect.
The grape berries were considered as prolate spheroids having two axes, a major (y) and a minor (x) which were reduced asymmetrically as drying was progressed (
Figure 4). From image analysis, the shrinkage velocity (
m/
s) per drying case was estimated, tabulated in
Table 4 and fed to computational model as input data.
The physical problem under consideration gives rise to a computational model for deriving theoretical predictions of the spatiotemporal distribution of water content in drying whole grape berries as function of the effective water diffusivity (D
eff), peel resistance to water transfer (r
peel) and shrinkage. The governing equations along with the boundary and initial conditions were numerically discretized by the Finite Element Method (FEM) using COMSOL Multiphysics 5.1. The unstructured mesh composed of approximately 2350 free quad elements (
Figure 5).
In the present study, the D
eff and the surface mass transfer coefficient (k
c) were estimated solving the
Fick’s law of diffusion problem employing the experimental drying curves [MC =
f(t)]. For this reason, the Levenberg–Marquardt optimization algorithm and the finite element method were combined to estimate the two coefficients (D
eff, k
c) in an inverse mass transfer problem taking place during drying of grape berries with shrinkage. The time–dependent problem was solved by the Backward Differentiation Formula (BDF) which belongs to a family of implicit time stepping methods for the numerical integration of ordinary differential equations. The resulting system of nonlinear PDEs (Partial Differential Equation) in the time–space domain was solved numerically by coupling the FEM with the Arbitrary Lagrange–Eulerian (ALE) procedure to account for the shrinkage. In the ALE method, the boundary conditions (
Table 1 and
Table 4) control the displacement of the moving mesh with respect to the initial geometry. The moving boundary displacement is propagated throughout the domain to obtain a mesh deformation everywhere using a Laplace smoothing technique. At each iteration step, the linearized equation set was solved with the Parallel Sparse Direct Solver (PARDISO). This solver is faster than the other available linear solvers. As time step, was set the value of one hour even though the COMSOL Multiphysics 5.1 implements an internal variable time step to satisfy the conditions of the relative (R
tol) and absolute tolerance (A
tol) which were set to 0.0001 and 0.00001, respectively. Solutions reliability was ensured by grid independency tests. Inverse problems are ill–posed having multiple possible solutions rather than a unique solution. This makes their solution prone to errors if the minimization of the objective function is only considered. Therefore, three criteria were adopted, to enforce the choice of the optimization parameter values:
- -
The D
eff should range 10
–11–10
–9 m
2/s where most of the foodstuffs D
eff have been reported [
18].
- -
The predicted D
eff should be less than the respective for self–diffusion of water [3.6 × 10
−9 m
2/s (at 45 °C), 4.37 × 10
−9 m
2/s (at 55 °C) and 5.09×10
−9 m
2/s (at 65 °C)] [
17].
- -
The mean relative error (MRE) between the estimated and the experimental water content should be below 10%.
The optimization procedure was based on input values tabulated in
Table 1. These values are characteristic for the drying period as this was previously discussed within the daytime. The visualization of the estimated properties k
c, mean D
eff and surface resistance to water transport (r
peel = 1/k
c) for all the drying cases (
Table 5) are presented in
Figure 6.
As can be seen, the D
eff in tunnel drying was higher than the respective in the open air–drying by 54% on average. Partially, this can be explained from the temperature difference which was on average 6 °C higher in the tunnel than in the open air–drying. Comparing the D
eff between infected and control samples per drying case, it can be seen that in tunnel drying, the infected grape berries had more than 70% higher D
eff than the respective control grape berries (red grapes: 74%, white grapes: 80%). The specific finding is of great importance since the infected and control, tunnel dried grape berries were dried under the same temperature on average (
Table 1) and therefore the D
eff difference can be explained only by factors affecting the water transport. The water transport mechanisms are complex since the drying rate in this case is affected by the biology/anatomy of the grape berry, peel resistance to water transfer of each grape variety and stage of maturity. The previous results are in line with the fact that the
Aspergillus growth is favored the red grapes compared to the white ones. The skin of the grape berries is covered by a waxy layer (cuticle) and has only a small number of functional stomata, thus water loss occurs mostly through the waxy cuticle at a relatively slow rate. If the rate of water loss increases due to high temperatures, skin splitting is caused. When the skin is damaged, nutrients are no longer limiting, and the microbial population increases dramatically. Skin damage can be caused by many factors, including disease (black spot, downy mildew, powdery mildew), pests (bunch, mites, mealy bug, light brown apple moth) and the vineyard environment (wind injury, sunburn, hail damage, bird damage) [
14]. Some of the previous factors cause localized hardening of the skin, which may increase the susceptibility of the fruit to splitting [
14]. Zhang et al. [
19] investigated the effect of dipping pre–treatment on OTA accumulation in sultanas (white grapes) and currants (red grapes) and concluded that in the untreated samples OTA accumulation was more serious in red grapes than in white grapes, and that in particular this behavior was attributed to the components of red dried grapes that may favor fungal growth, which lead to a faster and higher accumulation of OTA.
The estimated r
peel exhibited a distinctive behavior during drying per tested treatment. The r
peel of tunnel drying grapes was ≈2.4 times lower than the respective in open air–drying grapes (
Table 5). This finding is in line with the drying time which was approximately 390 h at the open air–drying case and 220 h at the tunnel drying considering that drying is ended when no mass reduction is noted. In tunnel drying, the r
peel in white control grape berries was 35% higher than the respective in white infected and the red control grape berries was 22% higher than in the respective red infected (
Figure 6).
Lentzou et al. [
17] attributed the previous response to disintegration of the peel or other structural changes taking place during drying such as berry flesh collapsing which might cause reduction of the pathway to the surface and therefore reduction of the peel resistance. As can be seen from
Table 1, the mean drying temperature in the tunnel drying grapes (≈45 °C) was 18% higher than in the open drying grapes (≈38 °C). To enhance the water transport through grape skin and reduce the respective drying time, the chemical pre–treatment of grapes is suggested. On the other hand, the chemical pre–treatment in grapes has been reported to increase the potential hazard of OTA development especially in dried grapes stored unpackaged after drying [
19]. The drying temperatures in the present solar drying experiments were lower compared to artificial drying temperatures (>50 °C) normally employed in drying of agricultural products. The previous results are based on computational simulations and therefore they need to be validated by an electronic microscopy analysis of peel disintegration during the solar drying process. The image analysis from the electronic microscopy can reveal the potential peel disintegration in the control and infected grapes (red and white) regarding the employing drying method as well as the degree of effect on the disintegration of the grape peel by the
Aspergillus growth and OTA development. The computational simulation managed to predict efficiently the experimental moisture content having MRE less than 10% (
Table 5). These findings can be seen in
Figure 7 and
Figure 8 where the drying curves [MR =
f(t)] along with the production of OTA are illustrated. The grey highlighted areas represent the optimum zone (MR = 1.0, a
w = 0.98; MR = 0.27, a
w = 0.92) for
A. carbonarius growth based on Equation (1).
Contrary, considering fungal infection, despite the estimated higher r
peel (
Table 5), ANOVA underlined a higher CFU/mL in open air–drying compared to tunnel–drying conditions (
p ≤ 0.01) (
Table 3). This was probably due to (i) the longer drying time in open air, (170 h longer than tunnel drying) and, consequently, to more time in which fungi can continue to develop and sporulate, and (ii) the more optimum temperature conditions for fungal growth on grape berries (
Table 1). The importance of drying duration on product safety has been already confirmed on other types of foods, for example dried figs where the low drying rate of the drying process in open air, depending mainly on the climatic conditions (air temperature and humidity, solar radiation), can result in diverse problems such as the rapid growth and proliferation of microorganisms so as mycotoxin production [
20].
Considering OTA production, open air–drying showed a lower content in comparison with tunnel drying. This can be the result of the faster reduction in a
w content of grapes berries under tunnel conditions, that promoted a
w × temperature stress able to favor OTA production in the presence of black
Aspergilli population (
Table 3 and
Figure 7 and
Figure 8). Previous studies highlighted the impact that single and interacting environmental stress factors have on the relationship with secondary metabolite production by mycotoxigenic species; in particular, the genes for toxin production are clustered together and their relative expression is influenced by abiotic interacting stress factors like marginal temperature and a
w regimes [
21,
22,
23].
Red grapes resulted to have a statistically higher fungal contamination in comparison with the white grapes (
p ≤ 0.01), with almost double CFU/mL (
Table 3). The OTA contamination resulted to increase along with the drying time presenting higher contamination at the final sampling compared to middle and beginning sampling (
p ≤ 0.01) (
Table 3). The highest OTA values were reported at the end of the experiment (21 September 2020), in white grapes dried in tunnel (12.51 ppb), on which the amount of OTA was found to exceed OTA limit of 10 ppb fixed for dried vine fruits (currants, raisins and sultanas). Therefore, OTA must be monitored in dried grapes since drying conditions trigger OTA production and it is mandatory to take it into account during the drying process. The interactions between type of drying and sampling date resulted significant for CFU/mL production (
p ≤ 0.01), while regarding OTA significantly interactions between grape variety and type of drying were reported (
p ≤ 0.05) (
Table 3). The type of drying influences the drying rate due to higher achieved drying temperatures and consequently the reduced drying duration, which has been found to affect the CFU/mL and OTA production. The grape variety has been also found to favor OTA accumulation in red grape arieties compared to white varieties probably due to the components (i.e., Brix, acidity) of red dried grapes [
16,
19]. Based on these results, the CFU/mL cannot be used as a standalone criterion for OTA estimation.
In
Figure 9 the three–dimensional water content distribution profiles along with the shrinkage effect taking place during tunnel drying of infected red grapes are shown. Profile plots are taken during 1, 31, 61, 91, 121 and 175 h post fungal grape inoculation. The three–dimensional images are drawn rotating the two–dimensional computational domain and the representation of the water content and shrinkage profiles in five distinct levels arranged parallel to the equatorial plane of the grape berry. These images can be used to evaluate the spatio–temporal variations in water content, water content slope towards the grapes surface and the shrinkage during drying, as well the related changes to food quality properties (e.g., bioactive compounds, surface and flesh colour, microbial load, etc.).
The latter function is very useful in building Decision Support Systems (DSS) for the early warning prediction of A. carbonarius proliferation and OTA production in table or wine making grapes. Visualization of the three–way interaction among (i) the climate–related abiotic factors, (ii) the biological factors related to grape berry acting as a substrate, and (iii) the fungal population can useful in in–silico experiments where the underling mechanisms of CFU/mL and OTA production can be simulated without the need of time–consuming and labour–intensive research.
The conducted research revealed the relevance of using the grape surface temperature as an indicator to estimate fungal activity during the open air and tunnel solar drying; in fact, the air temperature is significantly different, a fact that can be derived from the computational ambiguity of the drying process and the associated fungal growth and OTA production. Therefore, in future work, the surface temperature of the drying grapes should be monitored throughout the daytime by employing intelligent infrared sensors that can provide real time temperatures. Additionally, the effect of interaction of drying conditions and fungal proliferation on the grape skin, also in relation to its integrity, should be examined, not only through mathematical simulation, but also in terms of electron microscopy. The latter will provide useful information regarding the mechanisms enhancing the fungal proliferation and OTA accumulation. Potential skin disintegration may facilitate the transfer of nutritional compounds from the grapes’ flesh (i.e., sugars) to their outer surface and thus facilitate fungal proliferation and/or OTA production.