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Review

The Emerging Influences of Alpha-Fetoprotein in the Tumorigenesis and Progression of Hepatocellular Carcinoma

by
Ye Xu
,
Qinglong Guo
and
Libin Wei
*
State Key Laboratory of Natural Medicines, Jiangsu Key Laboratory of Carcinogenesis and Intervention, School of Basic Medical Sciences and Clinical Pharmacy, China Pharmaceutical University, 24 Tongjiaxiang, Nanjing 210009, China
*
Author to whom correspondence should be addressed.
Cancers 2021, 13(20), 5096; https://doi.org/10.3390/cancers13205096
Submission received: 9 September 2021 / Revised: 1 October 2021 / Accepted: 7 October 2021 / Published: 12 October 2021
(This article belongs to the Special Issue Molecular Mechanisms Involved in Hepatocarcinogenesis)
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Abstract

:

Simple Summary

Hepatocellular carcinoma is characterized by aggressive invasion, rapid progress and poor prognosis. Since hepatocellular carcinoma is a highly heterogeneous cancer, both at the molecular and histological level, the precision medicine for patients is not very effective and the systematic targeted therapies remain unsatisfactory. The identification of new targets and molecular pathways is urgently needed for drug treatment of hepatocellular carcinoma. Alpha-fetoprotein acts as the most common tumor marker used for hepatocellular carcinoma diagnosis. Alpha-fetoprotein in serum and cytoplasm shows very different influences in the tumorigenesis and progression of hepatocellular carcinoma. The aim of this review is to summarize the current knowledge of the role of alpha-fetoprotein in hepatocellular carcinoma.

Abstract

Hepatocellular carcinoma (HCC) is the sixth most common cancer worldwide, and its mortality rate is the third-highest, after lung cancer and colorectal cancer. Currently, systematic targeted therapies for HCC mainly include multiple kinase inhibitors and immunotherapy. However, these drugs carry a black-box warning about the potential for inducing severe toxicity, and they do not significantly prolong the survival period of patients due to the highly heterogeneous characteristics of HCC etiology. In order to improve the prediction, effective treatment and prognosis of HCC, the tools and different biomarkers in clinical practices are recommended. Alpha-fetoprotein (AFP) is the earliest and the most widely used serum marker in the detection of HCC. Interestingly, serum AFP and cytoplasmic AFP show different, even opposite, roles in the cancer progression of HCC. This review focuses on biological characteristics, regulatory mechanisms for gene expression, emerging influences of AFP in HCC and its possible implications in HCC-targeted therapy.

1. Introduction

The latest global cancer burden data of 2020 released by the International Cancer Research Institute of the World Health Organization (IARC) show that hepatocellular carcinoma (HCC) is the sixth most common cancer in the world and its mortality rate is the third-highest. In 2020, the number of new cases of liver cancer in the world was 91 million, and the number of deaths was 83 million [1]. Rates of both incidence and mortality are two to three times higher among men than among women in most regions. Recently, Fudan University published the research in the International Journal of Epidemiology, an international authoritative epidemiological journal. The model predicts that the incidence rate of global primary liver cancer will continue to rise as far as 2030 (reaching 14.08/10 million) [2]. The highest incidence rates are observed mainly in transitioning countries in Eastern Asia, South-Eastern Asia and Northern and Western Africa, while Northern Europe and South Central Asia have rates far lower than any other region [1,3]. China also shows the incidence rate of liver cancer and the burden of serious liver cancer. In 2020, 410 thousand new cases of primary liver cancer were found in China, and the number of deaths was the second among the top ten cancer deaths in China, reaching 390 thousand cases. The primary liver cancer cases in China account for 55% of cases worldwide, and the five-year survival rate was not significantly improved in the past two decades [4]. HCC contributes 75–85% of cases to all cases of primary liver cancer. The main risk factors for HCC are chronic infection with hepatitis B virus (HBV) or hepatitis C virus (HCV), aflatoxin-contaminated foodstuffs, heavy alcohol intake, obesity, smoking and type 2 diabetes [5]. In most cases, HCC develops in cirrhotic livers, and cirrhosis is the strongest risk factor for the disease. The composition of diet might be one clue to the elaboration of the mechanisms relating obesity, nonalcoholic fatty liver disease (NAFLD) and HCC [6]. IL-6 and TNFα expression in the liver is strongly induced in response to a high-fat diet, which can also increase nuclear factor-kappa B (NF-κB) activation [7]. De novo lipogenesis in obese, diabetic and NAFLD subjects amplifies lipotoxic injury [8]. Alcoholic liver cirrhosis is also considered to be an important risk factor for the development of HCC. It has been reported that approximately 10–20% of heavy drinkers develop steatosis, steatohepatitis and cirrhosis [9]. These pathological events are subsequently sustained and participate in the hepatic alcohol-mediated carcinogenetic process, such as the direct detrimental effects of metabolite acetaldehyde on proteins and DNA, the aggravated impairment of antioxidant defenses and DNA repair by reactive oxygen species (ROS), changes to the immune system and the induction of chronic inflammation [10].
Since HCC is characterized by untimely diagnosis, rapid progression, aggressive invasion and poor prognosis, the treatment for HCC has always been a difficult problem. Currently, potentially curative treatments for HCC include surgery (resection or transplant), radiofrequency ablation and percutaneous ethanol injection for patients with very early or early-stage HCC (only about 5–15%) [11,12,13,14] and transarterial chemoembolization for those with intermediate-stage HCC. However, patients with advanced HCC have limited treatment options. Sorafenib, a multi-targeted kinase inhibitor, is recommended worldwide as the first-line therapy for patients with advanced HCC [15]. Nevertheless, fewer than one-third of patients could benefit from Sorafenib, and drug resistance is severe within six months of initiating the regimen [16]. At present, natural compounds, chemotherapeutics, immunotherapies and new methods for delivery of drugs are increasing the possibility of treating HCC [17]. To further decrease disease mortality and increase patient survival, the tools and different biomarkers for better prediction and prognosis in clinical practices are recommended based on the risk levels [4,18]. Alpha-fetoprotein (AFP) has been used as a clinical biomarker to diagnose HCC since the 1970s [19]. More than 50% of HCC patients secrete AFP into the serum to provide an increased concentration of AFP of up to 0.5–1 mg/mL [20]. Hence, high serum levels of AFP usually represent the tumorigenesis and progression of HCC [21]. Although a report from the Affiliated Hospital of Qingdao University showed that serum AFP levels of patients suffering from breast, esophagus, cervical, pancreatic, gastric, lung and some other types of cancers were higher than those of healthy individuals (p < 0.05), AFP is not mature enough to be a biomarker for other types of cancers due to the unconventional and non-obvious correlation between the elevation of serum AFP levels and the incidence of other cancers. For example, the incidence of AFP-producing gastric cancer (GC) is approximately 1.3–15% in GC [22]. In the past two decades, there has been a great deal of research on AFP in both basic research and clinical practice. Before the 21st century, researchers put more emphasis on serum levels of AFP and their effect on the proliferation, migration, apoptosis and immune escape of normal and cancer cells. In the past decade, the research hotspot has gradually shifted to cellular AFP and its regulatory role in the occurrence and development of HCC. Interestingly, the two results of serum AFP and cytoplasmic AFP are not exactly the same. Therefore, figuring out the role of AFP in the malignant transformation and development of HCC is important for discovering new biological functions of AFP and molecular mechanisms involved in hepatocarcinogenesis, and AFP may become a potential bio-target for HCC treatment.

2. Biological Characteristics of AFP and Potential Biomarkers in Diagnosis of HCC

AFP is a mammalian tumor-associated fetal glycoprotein, with molecular weight 68–72 kDa which depends on the species of origin [23]. Its first discovery was by Bergstrand and Czar in human fetal serum in 1956 [24]. In terms of physiology, AFP is produced by the fetal liver and yolk sac during the first trimester of pregnancy, declines slightly during the second trimester, shows a rapid decline after birth and remains at low levels over the entire lifespan [24,25,26,27]. The normal serum levels of AFP during different stages mean healthy development of the fetus and normal physical function of the adult.
Serum levels of AFP that exceed those seen in healthy adults (5 ng/mL) have been reported in some patients with benign hepatic disorders, i.e., viral hepatitis or liver cirrhosis [28,29]. In 1963 and 1965, tumor-associated murine AFP and tumor-associated human AFP were detected separately by Abelev et al. and Tatarinov [30,31]. Considering the extremely aberrant AFP concentrations in the serum of patients with HCC, serum levels of AFP have been used as a clinical biomarker to diagnose HCC since the 1970s [19,21,32]. Although 70–90% of patients with HCC are AFP positive and its specificity could reach 72–90%, its sensitivity is only 9–32% [33]. Moreover, about 1/3 of the HCC patients show normal serum levels of AFP [34]. In order to diagnose HCC more accurately and earlier, more serum markers and tools have been added to the systemic model of HCC detection.
Over the last five years, in addition to physical methods, such as ultrasound (US)-based screening [18] and whole-body β-2-[18F]-Fluoro-2-deoxy-D-glucose positron emission tomography computer tomography (18F-FDG PET CT) [35], more and more biomarkers have been found to detect HCC, including heat shock protein 90α (HSP-90α) [36,37], miR-132/212 [38], serum vitronectin (VN) [39], heterogeneous nuclear ribonucleoprotein H1 (hnRNPH1) mRNA [40], brain cytoplasmic RNA 1 (BCYRN1) [41], polymorphisms in the interleukin-18 promoter [42], methylation of SRY (sex-determining region Y)-box1 (SOX1) and vimentin promoters [43], lipopolysaccharide-binding protein (LBP) [44], insulin-like growth factor-binding protein 7 (IGFBP7) promoter methylation [45] and so on. These markers have been proven to improve the diagnostic efficiency for HCC combined with serum levels of AFP. Among these, des-γ-carboxy prothrombin (DCP) seems to have become a practical marker for the detection of HCC in view of its high specificity [46] and better prognosis for HCC. Many studies have compared the clinical usefulness of DCP and AFP as biomarkers for HCC, but the final conclusions are still being discussed. Considering its low sensitivity [47], DCP testing is currently approved only in Japan, South Korea and Indonesia [48]. However, multiple reports have shown that a combination of these two biomarkers is more effective in detecting HCC [49,50,51]. Japan has implemented a rigorous surveillance program relying on regular US surveillance with AFP and two additional biomarkers, lectin-reactive α-fetoprotein (AFP-L3) and DCP, which results in improvement of overall survival of HCC patients [52,53]. Meanwhile, there are some other biomarkers offsetting the defects of AFP. A novel bioassay for the Sonic Hedgehog (SHh) ligand in tissue specimens may help diagnose HCC with negative AFP and predict early microvascular invasion [54]. Serum annexin A3 (ANXA3) provides greater diagnostic performance than AFP, especially in early diagnosis and discriminating HCC from patients at risk [55] (Table 1). Despite the identification of candidate biomarkers, AFP is still the critical and central serum marker in the diagnosis of HCC [18,56].

3. Regulatory Mechanisms of AFP Expression

3.1. The Government of AFP Gene Transcription

The transcription of the AFP gene is regulated by five distinct regions, which are a 250-bp tissue-specific promoter, a 600-bp repressor region directly located upstream of the promoter [57] and three independent enhancers [58] also located upstream of the AFP promoter, named enhancer I, II and III. Since its transcription is regulated by five parts, the discordance of any part can be the cause of AFP overexpression. Here, AFP overexpression caused by the hereditary persistence of AFP (HAFP) is not considered, which will not result in any clinical abnormality [59,60].
For the promoter, low methylation is one reason for AFP overexpression. Robert and coworkers detected that the AFP promoter was in lower methylation in AFP-high tumors compared with the non-tumor-adjacent tissues and low-AFP-expression tumors [61]. In addition, the transcriptional regulators on the promoter are also attributed to the overexpression of AFP. Zinc finger and BTB domain containing 20 (ZBTB20) acts as a transcriptional repressor binding with mouse AFP promoter at −104/−86 bp [62]. Indeed, in model mice of liver-specific ZBTB20 knockout, ablation of ZBTB20 in postpartum liver leads to aberrant activation of AFP gene expression independent of hepatocyte proliferation [63], which might be related to the downregulation of epithelial growth factor receptor (EGFR) expression by deficiency of ZBTB20 [64]. Nevertheless, ZBTB20 expression is increased in patients with HCC. The abnormal elevation of ZBTB20 is associated with poor prognosis which is contrary to its role as a transcriptional repressor [65]. Kan and coworkers suggested that ZBTB20 may promote tumor growth of HCC through transcriptionally binding with the promoter of forkhead box O1 (FoxO1) to repress the expression of FoxO1 [66]. Zinc fingers and homeoboxes 2 (ZHX2) is another repressor acting on the AFP promoter to repress APF in both mice and humans [67]. However, a small study in Peruvian patients with HCC demonstrated that their expression of ZHX2 was enhanced [68]. In addition, T-complex protein 10A homolog 2 (TCP10L), a new-found repressor of AFP promoter, specifically expressed in the liver and testis in normal human tissues, is down-regulated in HCC [69].
As for the repression region, p53/ hepatocyte nuclear factor3 (HNF-3) binding site is critical in the regulation of the AFP gene. P53 acts as a developmental repressor of AFP in the liver by modifying the chromatin structure at the core promoter of the AFP gene rather than at local sites [70,71]. Nevertheless, p53 mutation resulting in aberrant AFP overexpression was detected in 41.5% of 325 HCC cases [72], suggesting p53 mutation is one of the reasons for AFP overexpression. In addition, hepatitis B virus X (HBx)-protein-driven AFP expression is also associated with p53. Ogden and coworkers showed that HBx induced expression of AFP by the physical interaction with p53, which blocked the interaction between p53 and other hepatic-specific proteins acting in transcription repression [73].
The regulation of the enhancer is also taken into consideration. Phosphoinositide-3-kinase regulatory subunit 3 (PIK3R3, also known as p55PIK), phosphatidylinositol 3 kinase (PI3K) regulatory isoform, was found to stimulate the transcription of the AFP gene by binding to the two NF-κB binding sites in the enhancer region (−5184/−1820), leading to the activation of the NF-κB signaling pathway [74].

3.2. Regulation of AFP/Receptor Autocrine and Paracrine Pathway

It has been found that AFP receptor (AFPR) is expressed in many kinds of malignant tumor cells, including HCC cells [75]. Meanwhile, the expression of AFPR and AFP are synchronous in HCC cells [76]. Li and coworkers [76] demonstrated positive feedback between AFP and AFPR that cytoplasmic AFP and AFPR were synchronously highly expressed in HBx-driven HCC cells through the activation of the PI3K/AKT (also known as protein kinase B, PKB) signal pathway. Combined with the conclusion that AFP promoted the proliferation of HCC cells [75], it is possible that this positive feedback of the AFP/AFPR autocrine pathway is involved in the overexpression of AFP.
In addition, paracrine stimulation of the AFP gene was found in some breast cancers. Peritumoral mammary adipocytes as well as fibroblasts and lymphocytes infiltrating the tumor, which expressed AFPR, were detected in the activation of the AFP gene and expression of the AFP mRNA transcripts [77]. Since HCC cells are surrounded with non-tumor stroma consisting of components of the extracellular matrix such as non-malignant fibroblasts and immune and endothelial cells [78], paracrine stimulation may exist in the development of HCC that enhances the expression of AFP. However, there is little research on this aspect, and more evidence is needed to prove it.

4. Effects of AFP on the Tumorigenesis and Progression of HCC

4.1. AFP and Cell Proliferation of HCC

In the past three decades, AFP has been found to have a biphasic effect of growth suppression and growth promotion in malignant and normal cells. High doses (more than 100 mg/L) of purified human AFP were shown to strongly inhibit the growth of human hepatoma HepG2 cells, human lymphoblastoma MT4 cells, lymphoma Jurkat cells and murine fibroblastoma L929 cells in a dose-dependent manner [79]. However, a low concentration of AFP (less than 100 mg/L) failed to induce growth inhibition of HepG2 cells, rather showing a weak stimulative effect [80]. Similarly, processing Bel 7402 cells with 20 mg/L AFP enhanced its proliferation, which might result from the induction of some oncogene expression, c-fos, N-ras, mutative p53 and p21 protein [81] and the stimulation of the cyclic adenosine monophosphate-protein kinase A(cAMP-PKA) pathway [75]. In most cases, extracellular AFP produces growth-regulatory effects by AFPR located in the cell membrane coupled with its transmembrane signaling transduction.
In addition to the concentration of AFP, growth factors and various cytokines could also influence the growth-regulating activity of AFP by some unknown mechanisms such as transmodulation (receptor cross-talk) [82]. For example, Interleukin-2 secretion was involved in the insensitivity of the Jurkat cell line to extracellular AFP-mediated cell death [83]. In contrast, exogenous AFP synergized epidermal growth factor (EGF) and insulin-like growth factor-I (IGF-I) to cause a marked increase in the proliferation of porcine granulosa cells [84]. It was also found that intracellular AFP was involved in the regulation of the PI3K/AKT signaling pathway during research on the drug resistance of HCC patients to all-trans retinoic acid (ATRA) via direct interaction with phosphatase and tensin homolog (PTEN) and competitive binding to the retinoic acid receptor β (RAR-β) which resulted in suppression of the PTEN gene and the enhancement of cell growth [85,86].

4.2. AFP and Cancer Cell Apoptosis

In the last decade, the research on AFP has gradually shifted from the circulating level to the cytoplasmic level. Interestingly, the effect of circulating and intracellular AFP on apoptosis in HCC cells is not exactly the same.
In the beginning, researchers paid more attention to circulating AFP and studied its function by exogenous addition to the culture medium. Semenkova and coworkers proposed that a high dose of exogenous addition of AFP derived from different sources (cord serum and culture medium of AFP-secreting HepG2 cells) can induce dose-dependent apoptosis of human hepatoma HepG2 cells [80]. The classical features of apoptosis were dose-dependent, appearing for various types of tumor cells, such as Raji, Jurkat and MCF-7 cells, at AFP concentrations of 0.7–3.0 μM and, more significantly, at 5.0–10.0 μM [87]. Further research found that this type of circulating AFP-induced apoptosis was independent of the Fas/Fas ligand (Fas/Fas-L) or tumor necrosis factor receptor/tumor necrosis factor (TNFR/TNF) signaling pathways and did not activate the upstream initiator caspases through activation of the effector caspase-3-like proteases [87]. On the other hand, it has been reported that extracellular and membrane-bound AFP can prevent TNF-induced cytotoxicity and apoptosis of HepG2 cells [88].
Over the last two decades, a cell-free system was often used to simulate the cytoplasmic environment in order to simplify the experimental process. Semenkova [89] and Dudich [90], respectively, demonstrated that AFP interacted with the inhibitor of apoptosis protein 2 (IAP-2) and X-linked inhibitor of apoptosis protein (XIAP) molecule, abolished IAP caspase binding and rescued caspase-3 from inhibition, leading to triggering of cytochrome c-mediated apoptosis.
Recently, more and more evidence has shown that intracellular AFP could inhibit the apoptosis of tumor cells. Moreover, the results come from the real intracellular environment which is more credible. In Huh7 cells, silencing AFP reduced the expression of mutant p53, leading to the change of the Bax/Bcl-2 ratio which triggered the release of cytochrome c from mitochondria into the cytosol and eventually induced apoptosis [91]. At present, studies have found that intracellular AFP-mediated apoptosis inhibition is mainly related to the interaction with several proteins, including caspase-3. In Bel 7402 cells, caspase-3 co-localized and interacted with AFP in the cytoplasm, which interfered with the translocation of caspase-3 into nuclei [92]. The structural basis for AFP-mediated inhibition of caspase-3 activity by interacting with caspase-3 loop-4 amino acid residues Glu-248, Asp-253 and His-257 was detected by Lin and coworkers [93]. Since its interaction with caspase-3, AFP eliminated apoptotic activity of the TNF-related apoptosis-inducing ligand (TRAIL) or TNF-induced in Bel 7402 cells [94] and HepG2 cells [80], respectively.
Despite that a variety of studies have shown different effects of AFP on cell growth regulation, the exact mechanisms between proliferation, apoptosis and AFP remain little known and controversial.

4.3. Immuno-Suppressive Activity of AFP

Previously, it was assumed that the fetus protects itself from the maternal immune system attack by secreting AFP into maternal circulation [95,96]. Furthermore, the immuno-suppressive activity of AFP may contribute to the occurrence of some malignant conditions. It is confirmed that immune escape of HCC cells is merely a consequence of the effects on the dendritic cells (DCs), natural killer cells (NK) and thymus-dependent lymphocytes (T lymphocytes). It was reported that treatment of monocyte-derived DCs with AFP (as low as 2.5 mg/L) induces DC dysfunction as detected by the downregulation of surface molecules and inhibition of their T-cell-stimulatory capacity. Meanwhile, AFP treatment reduced the ability of monocyte-derived DCs to produce TNF-α and IL-12 and induced apoptosis of DCs [97]. AFP has also been reported to inhibit the proliferative ability of NK cells and T lymphocytes. AFP-induced overexpression of Fas on the surface of lymphocytes, together with simultaneous over-secreted Fas-L from tumor cells, such as Bel 7402 cells, could be one of the reasons to accelerate the death of lymphocytes and facilitate the immune escape of liver cancers [98]. In addition, in SMCC 7721 cells, upregulation of cellular AFP increased the expression of PD-L1 and B7-H4 both in the level of mRNA and protein, which might promote tumor immune escape, possibly via activation of the NF-κB pathway [99]. In addition, one report from South Egypt Cancer Institute showed that serum levels of AFP are positively correlated with the percentage of regulatory T cells in peripheral blood [100].
In brief, the immuno-suppressive effect of AFP is through two indispensable ways: on the one hand, extracellular AFP induces the apoptosis of immune cells and attenuates their antitumor function, but its specific mechanism needs to be further explored. It has been reported that AFPR also exists in the transmembrane of immune cells, such as T lymphocytes [101], and there is a paracrine AFP/AFPR system, which may mediate the effect between AFP and immune cells. On the other hand, extracellular AFP promotes tumor cells to secrete ligands such as Fas-L, while intracellular AFP promotes the expression of surface antigens such as PD-L1 and B7-H4, so as to achieve the role of immune escape.

4.4. AFP and Invasion, Metastasis and Angiogenesis of HCC

Extrahepatic metastasis occurs in one-third of patients with HCC [102,103]. The most common sites for HCC’s extrahepatic metastasis are lung, lymph nodes, bone and adrenal glands [104,105]. Serum AFP, tumor size and vascular invasion are strongly associated with extrahepatic metastasis of HCC [106]. Considering the high incidence of metastasis after liver transplantation, serum AFP levels have usually been used as a monitoring indicator for metastasis before and after the transplant surgery [107,108]. To improve the sensitivity and specificity for predicting the recurrence and metastasis of HCC, detection of AFP mRNA in circulating tumor cells (CTCs) and traveling cells in physiological fluids released from a primary or metastatic tumor can be an alternative method for the imaging and detection of serum AFP levels in that the imaging is too expensive and has size limitations for the metastasis tumor and serum AFP monitoring has delayed effect [109]. In vitro, transient changes of cytoplasmic AFP expression in Bel 7402 or HLE cells could affect the expression of metastasis-related proteins, keratin 19(K19), epithelial cell adhesion molecule(EpCAM), matrix metalloproteinase 2/9 (MMP2/9) and C-X-C motif chemokine receptor 4 (CXCR4) [110], which are also markers of stem cells. The results demonstrate that AFP plays a critical role in promoting the metastasis of HCC. Immune escape via increase of the expression of PD-L1 and B7-H4 could also be one way of AFP strengthening the ability of metastasis of HCC cells [99]. In vivo, after orthotopic implantation of tumor tissue in nude mice, serum AFP levels were 246 ± 66 μg/L for MHCC97-H with high metastatic potential and 91 ± 66 μg/L for MHCC97-L with low metastatic potential (p < 0.01, t test) [111]. Thus, most studies have proven that AFP is involved in the promotion of metastasis and invasion of HCC.
In addition to the pro-metastatic ability of tumor cells, angiogenesis around tumor tissue is another important guarantee for tumor cell invasion and metastasis. Research assessing transcriptome data, whole-exome sequencing data and DNA methylome profiling of 520 HCC patients demonstrated that AFP-high (serum concentration > 400 mg/L) tumors displayed significant activation of vascular endothelial growth factor (VEGF) signaling [61]. In gastric cancer, VEGF expression may contribute to the higher microvessel density of the AFP-producing gastric cancers than that of the AFP-negative ones [112]. These findings demonstrate that AFP expression is associated with potentially more angiogenic tumors.

5. Summary

Serum AFP levels are the earliest biomarker used in the detection of HCC. However, it is not the most optimal criterion for the detection and prognosis of HCC. Thus, much more biomarkers and physical tools are added to the criterion to improve the specificity for HCC and universality for AFP-negative HCC.
The overexpression of AFP seems to be a very complex process, and many studies have been carried out on its mechanism (Figure 1). (1) The regulation of different transcription factors on different locations of the AFP gene, including promoter, repression region and enhancer, affects the expression of AFP. Among these transcription factors, it is worth noting the role of p53, which seems to be closely related to the occurrence of many cancers. (2) The positive feedback of the AFP/AFPR autocrine pathway increased the expression of AFP. (3) Meanwhile, the paracrine pathway formed by tumor cells and its surrounding cells, such as mammary adipocytes, also increased AFP expression to some extent. However, there are not many reports on this pathway, except for breast cancers. Considering that adipocytes, infiltrating lymphocytes and fibroblasts in the tumor microenvironment have a great impact on HCC, it is necessary to further verify whether this paracrine pathway exists in HCC. These three aspects play a role at the same time, resulting in the overexpression of AFP. Meanwhile, what causes the regulation of those transcription factors influencing the regulation of the AFP gene and the proportion of these three aspects all need to be further studied.
It took nearly ten years to change researchers’ focus from circulating AFP to cytoplasmic AFP. At present, most studies have found that cytoplasmic AFP can promote the occurrence of HCC by promoting the proliferation of cancer cells, inhibiting apoptosis and inducing immuno-suppression. In addition, it also plays a significant role in enhancing the invasion, metastasis and angiogenesis of HCC cells (Figure 2). However, as shown in Table 2, circulating AFP and cytoplasmic AFP have different effects on proliferation, apoptosis, immuno-suppression, stem cell properties and angiogenesis. Even in terms of apoptosis, the same role of circulating or cytoplasmic AFP is opposite. Since the results are complex and controversial, determining the causal relationship between AFP abnormal expression and other carcinogenic factors is the key to revealing the true nature of AFP.

6. Prospect of AFP-Targeted Therapies

Considering the uncertainty of AFP function in the tumorigenesis and progression of HCC cells, whether it can be used as a therapeutic target for liver cancer is controversial. Combined with the current research, the use of antibodies to AFP in cancer is not very practical. Even when circulating serum AFP levels were effectively suppressed, complete tumor ablation was not achieved, and subsequent attempts to confirm the effectiveness of antiAFP antibodies were only a partial success [113]. There are many reasons for the failure, such as the use of polyclonal antibodies, the rapid clearance of heterologous antibodies and so on. Among these, the complexity of the AFP function greatly contributes to the failure. Compared with these kinds of antibodies to AFP, the use of AFP as an anticancer drug conjugate by taking advantage of the specific expression of AFP in tumor cells is more feasible. A variety of anticancer drugs showed enhanced therapeutic activity when conjugated with AFP, such as carminomycin, 2,3,7,8-tetrachlorodibenzo-p-dioxin and doxorubicin [114,115,116]. In addition, for gene therapy, utilization of tumor-specific activity of an AFP gene promoter sequence could induce hepatoma cells to be more sensitive to ganciclovir by initiating the expression of herpes simplex virus thymidine kinase gene, a kind of exogenous gene under the control of the 0.3 kb human AFP gene promoter [117]. Nowadays, genetic modification with T-cell receptors (TCRs) specific for AFP can potentially redirect TCR-gene-engineered human T cells to specifically recognize and then kill HCC tumor cells [118,119,120]. Certainly, a large number of studies are needed to provide more reliable evidence.

7. Conclusions

Taken together, the above review indicates a comprehensive knowledge of the molecular regulations and functions of AFP during HCC tumorigenesis and progression. This information not only has an impact on the overall survival of patients but also provides potential insight into targeted therapies.

Author Contributions

Y.X.: writing—original draft preparation; Y.X., L.W. and Q.G.: writing—review and editing. All authors have read and agreed to the published version of the manuscript.

Funding

This work was supported by the National Natural Science Foundation of China (no. 82174027) and the Social Development Project of Jiangsu Provincial Key Research and Development Program (BE2021782).

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Regulatory mechanisms of AFP expression. (1) Government of AFP gene transcription, (2) positive feedback regulation of autocrine pathway of AFP protein and (3) paracrine stimulation of AFP in microenvironment.
Figure 1. Regulatory mechanisms of AFP expression. (1) Government of AFP gene transcription, (2) positive feedback regulation of autocrine pathway of AFP protein and (3) paracrine stimulation of AFP in microenvironment.
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Figure 2. Effects of AFP on the tumorigenesis and progression of HCC. AFP shows multi-effects on HCC, including cell proliferation, cell apoptosis, tumor immunology, stem cell properties, angiogenesis and so on. Overexpression of AFP promotes the invasion and metastasis of HCC via the immuno-suppression and the improvement of stem cell properties as well as angiogenesis. Interestingly, AFP has complicated controversial effects in cell proliferation and apoptosis according to the concentration of AFP and the status of AFP that is circulating or cytoplasmic.
Figure 2. Effects of AFP on the tumorigenesis and progression of HCC. AFP shows multi-effects on HCC, including cell proliferation, cell apoptosis, tumor immunology, stem cell properties, angiogenesis and so on. Overexpression of AFP promotes the invasion and metastasis of HCC via the immuno-suppression and the improvement of stem cell properties as well as angiogenesis. Interestingly, AFP has complicated controversial effects in cell proliferation and apoptosis according to the concentration of AFP and the status of AFP that is circulating or cytoplasmic.
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Table
Table 1. Potential diagnostic biomarkers and their influences on HCC.
Table 1. Potential diagnostic biomarkers and their influences on HCC.
Potential Diagnostic BiomarkerMolecular FunctionsDiagnostic Application for HCCReference
HSP-90αA molecular chaperone; is associated with the folding and unfolding of diverse proteins, such as signaling protein kinases, transcription factors.Plasma HSP-90α levels in HCC group were significantly higher than that in the healthy control group and the benign liver disorder group, which did not depend on the origin of the patients with HCC. Combined with AFP and thymidine kinase 1(TK1), the detection of HSP90-α increased the sensitivity for the diagnosis of HCC.[36,37]
miR-132/212Dysregulated in many human malignancies and plays important roles in tumor progression.miR-132 and miR-212 are downregulated in HCC and cell lines, as tumor-suppressive roles. Combination of serum miR-132/212 cluster and AFP markedly improved sensitivity of diagnosis of HCC, compared with AFP or miR-132/212 alone.[38]
Serum VNA cell-adhesive glycoprotein in serum and plasma; is associated with inflammation, cell adhesion, cell necrosis, angiogenesis, etc.Serum VN levels were significantly elevated in HBV-related HCC patients. Serum VN levels had similar diagnostic and prognostic values compared with serum AFP levels in HBV-positive HCC patients.[39]
hnRNPH1 mRNAAs a kind of RNA binding protein, hnRNPH1 is associated with pre-mRNAs and appears to influence pre-mRNA processing and other aspects of mRNA metabolism and transport. It is highly expressed in many kinds of cancers.The mRNA levels of hnRNPH1 in serum of HCC patients were remarkably higher than those in normal individuals, which were positively associated with Child–Pugh classification, portal vein tumor emboli, lymph node metastasis and tumor node metastasis (TNM) stage. It may be a novel biomarker for diagnosis of HCC in high-HBV-prevalence areas.[40]
BCYRN1A type of long noncoding RNA; acts as a competing endogenous RNA, regulating cell migration, proliferation and survival.BCYRN1 expression was elevated in HCC patients. It suggested that the diagnosis of HCC was remarkably improved with the combination of plasma BCYRN1 and AFP.[41]
LBPA serum protein, synthesized in the liver; is involved in the recognition, binding and transport of the bacterial cell wall compound lipopolysaccharide/endotoxin.LBP is overexpressed in HCC tissues, especially in poorly differentiated tumors. [44]
DCPAn abnormal prothrombin precursor produced in HCC; lacks the ability to interact with other coagulation factors.In 63% of patients with HCC, serum DCP levels were found to be elevated. Combination of AFP and 2 additional biomarkers, AFP-L3 and DCP, results in improvement of overall survival of HCC patients.[52,53]
SHh ligandA unique signaling molecule in hedgehog signaling; controls embryonic development and tissue repair under physiological conditions.The upregulation of SHh ligand was frequently observed in HCC and was greatly associated with drug resistance and metastasis of the malignancy through epithelial-to-mesenchymal transition (EMT). It could also be compensatory for detection of AFP-negative HCC patients.[54]
Serum ANXA3A member of calcium-dependent phospholipid-binding protein family; participates in a diverse range of physiological activities that include anticoagulation, anti-inflammatory activities, endocytosis and exocytosis, signal transduction, cell proliferation, cell differentiation and cell apoptosis.ANXA3 expression is significantly unregulated in patients with HCC. Clinically, ANXA3 expression in HCC patients sera and tissues is closely associated with aggressive clinical features. Serum ANXA3 provides greater diagnostic performance than AFP, especially in early diagnosis and discriminating HCC from patients at risk.[55]
Table
Table 2. Comparison between circulating (extracellular) and cytoplasmic (intracellular) AFP on the effects of the tumorigenesis and progression of HCC.
Table 2. Comparison between circulating (extracellular) and cytoplasmic (intracellular) AFP on the effects of the tumorigenesis and progression of HCC.
RegulationsEffectsCirculating (Extracellular) AFPCytoplasmic (Intracellular) AFP
ProliferationPromotionHigh doses (more than 100 mg/L) of purified human AFP induced dose-dependent growth inhibition.Intracellular AFP was involved in the regulation of PI3K/AKT via the direct interaction with PTEN which resulted in suppression of the PTEN gene and enhancement of cell growth.
InhibitionLow concentration of AFP (less than 100 mg/L) showed a weak stimulative growth effect in HepG2 cells.None.
ApoptosisInductionThe induction of apoptosis was dose-dependent in various types of tumor cells, such as Raji, Jurkat and MCF-7 cells, at AFP concentrations of 0.7–3.0 μM and, more significantly, at 5.0–10.0 μM.AFP interacted with IAP-2 and XIAP, abolished IAP caspase binding and rescued caspase-3 from inhibition, triggering cytochrome c-mediated apoptosis.
InhibitionExtracellular and membrane-bound AFP prevented TNF-induced cytotoxicity and apoptosis of HepG2 cells.Since its interaction with caspase-3, AFP eliminated apoptotic activity of TRAIL or TNF-induced in Bel 7402 cells and HepG2 cells, respectively.
Immuno-suppressionFor tumor cells Extracellular AFP promotes tumor cells to secrete ligands such as Fas-L.Intracellular AFP promotes the expression of surface antigens such as PD-L1 and B7-H4, so as to achieve the role of immune escape.
For immune cellsExtracellular AFP induces the apoptosis of immune cells and attenuates their antitumor function.None.
Stem cell propertiesPromotionNone.Transient changes of AFP expression in Bel 7402 or HLE cells could regulate the expression of K19, EpCAM and CXCR4, which are markers of stem cells.
AngiogenesisPositive relationWhole-exome sequencing data and DNA methylome profiling of 520 HCC patients demonstrated that AFP-high (serum concentration > 400 mg/L) tumors displayed significant activation of VEGF signaling.None.
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Xu, Y.; Guo, Q.; Wei, L. The Emerging Influences of Alpha-Fetoprotein in the Tumorigenesis and Progression of Hepatocellular Carcinoma. Cancers 2021, 13, 5096. https://doi.org/10.3390/cancers13205096

AMA Style

Xu Y, Guo Q, Wei L. The Emerging Influences of Alpha-Fetoprotein in the Tumorigenesis and Progression of Hepatocellular Carcinoma. Cancers. 2021; 13(20):5096. https://doi.org/10.3390/cancers13205096

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Xu, Ye, Qinglong Guo, and Libin Wei. 2021. "The Emerging Influences of Alpha-Fetoprotein in the Tumorigenesis and Progression of Hepatocellular Carcinoma" Cancers 13, no. 20: 5096. https://doi.org/10.3390/cancers13205096

APA Style

Xu, Y., Guo, Q., & Wei, L. (2021). The Emerging Influences of Alpha-Fetoprotein in the Tumorigenesis and Progression of Hepatocellular Carcinoma. Cancers, 13(20), 5096. https://doi.org/10.3390/cancers13205096

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