1. Introduction
Urbanization is a rapidly increasing phenomenon. By 2030, it is expected that 84% of the U.S. population will reside in urban areas [
1], with urban land cover expanding to three times its area in 2000 [
2]. The increase in impervious area associated with urbanization alters the hydrologic cycle by decreasing infiltration and evapotranspiration and increasing surface runoff [
3,
4]. This can have negative impacts for urban communities and those downstream, such as flooding and reduced water quality [
5]. Urbanization also impacts aquatic and riparian habitat by changing the flood regime, altering channel geomorphology, increasing the dominance of tolerant species, and reducing biotic richness [
6,
7].
Many of the impacts of urbanization on hydrologic dynamics involve alteration of the hydrograph, the timeseries of streamflow observed in response to precipitation in the watershed [
8]. Peak flows are expected to increase, and recession times are expected to decrease due to the reduction in travel time of water over impervious surface versus undeveloped land [
9]. The low flows of some streams have also been shown to decrease after urbanization due to the reduction in subsurface flows [
10], though the effect of urbanization on baseflow is complex and may lead to increases or decreases [
11]. This overall suite of characteristics, along with alterations to water quality and ecological health, have been described as urban stream syndrome [
12]. More recent analyses of urban stream syndrome have found that the response of streams to urbanization is heterogeneous with variation due to both natural and human factors [
13].
Increasingly, hydrologists are using “big data” approaches to reveal patterns, associations, and trends, especially relating to human impacts on and interactions with hydrologic systems [
14]. Networks of long-term streamflow records, such as the U.S. Geological Survey (USGS) National Water Information System (NWIS), are a key dataset for characterizing hydrograph response in many such analyses (e.g., [
15,
16]). Numerous studies have used machine learning and data mining analysis of streamflow characteristics to identify hydrologically similar watersheds and relate these groupings to watershed characteristics [
17,
18,
19]. However, there are several reasons that a regional-scale or larger study of stream gauge network data may fail to detect the impact of urbanization on hydrology and thus underestimate the importance of urbanization as a driver of watershed dynamics.
First, stormwater management, which seeks to reduce the impact of urbanization on hydrology, may mask the effects of urbanization observed at a stream gauge to varying degrees [
20]. In the U.S.A., federal laws limit the discharge of pollutants in urban runoff from point and nonpoint sources [
21]. However, water quantity regulations are mandated by local or state governments and vary by location. Most water quantity regulations specify that post-development peak flows must be no higher than pre-development peak flows, but the required design storm or storms vary by location [
22]. Some states or municipalities have requirements other than peak flow reduction, such as requirements for maintaining groundwater recharge within a developed area (e.g., [
23]). These design requirements, as well as available technology, prevalent practices, and infrastructure age, will change over time [
20,
24]. For example, Loperfido et al. [
25] found that distributed stormwater management, a practice that has become more common recently, resulted in greater baseflow and lower peak flows than centralized stormwater management.
Second, many gauged watersheds with long-term data are quite large [
26], and urbanization is unlikely to occur uniformly across a watershed [
27]. Studies of urbanization on small catchments (<25 km
2) consistently show higher peak flows and a flashier hydrograph [
5,
28], but studies on larger watersheds (approximately 50–1000 km
2) within the same region show inconsistent responses to urbanization [
4,
29,
30]. The goal of many analyses of urbanization effects on hydrology is to characterize the potential of urbanization to impact aquatic habitat. Decreases in the size and diversity of fish populations in a stream are closely related to the percent of impervious area in its catchment [
7,
10], but this is scale dependent. A heavily urbanized small headwater catchment could experience substantial impacts even if the percent impervious area in the watershed as a whole is low. Additionally, studies conducted across many watersheds must use streamflow parameters that do not scale with catchment size [
18], and it is uncertain if these parameters capture urbanization impacts effectively.
Finally, urbanization is not a static characteristic of a watershed, like slope or soil type. Urbanized area has expanded globally over recent decades, which covers the period of record for most stream gauging networks. Among the regions of the U.S., urbanization has expanded most rapidly in the Southeast since 1980 [
31,
32], and several analyses of urbanization impacts on hydrology have been performed in this region [
4,
5,
8,
28]. Whether urbanization is treated as a static or dynamic watershed characteristic influences the results. Rose and Peters [
8] used a comparative approach of analyzing urbanized watersheds and nearby watersheds with minimal urban land cover, which treats urbanization as a static characteristic. The study concluded that urbanization does not impact runoff ratio or the amount of precipitation converted to runoff. A later study by Diem et al. [
4] was conducted in the same region with some of the same watersheds. It treated urbanization as a dynamic process by analyzing the trend in streamflow statistics from 1982–2015 for watersheds where urban area expanded. Significant increases in runoff were observed, suggesting urbanization does increase runoff ratio. However, other factors that could drive trends in streamflow, such as decadal-scale climate variability and groundwater pumping [
33] could be confounded with urbanization in studies conducted in this manner. Within watersheds that are already heavily urbanized, aging or replacement of water infrastructure may lead to trends in streamflow characteristics [
20]. For example, Peachtree Creek in Atlanta, Georgia, U.S., a major city, had a significant declining trend in streamflow over three decades [
4], which may be due to increasing leakiness of storm sewers or retrofitting with low impact development practices that promote infiltration.
This study tests the ability of two large-scale analysis methods, streamflow signatures and Indicators of Hydrologic Alteration (IHA) to detect the impact of urbanization in two watersheds in the southeastern U.S. that have urbanized rapidly over the past three decades. Streamflow signatures have been used to investigate the role of climate, land-use, and physiographic properties in determining stream flow regime [
34]; to optimize hydrometric network design [
35]; and to perform supervised (e.g., [
36]) and unsupervised (e.g., [
15]) classification of watersheds. IHA analysis has been used to study urbanization effects on streamflow at a range of spatial scales [
5,
37]. A before-after control-impact (BACI) approach [
38] is used in which the watersheds are analyzed both for temporal trends and in comparison to a nearby minimally developed watershed with similar characteristics. A hydrologic model is used to determine if analysis of flow from a large gauged watershed detects urbanization effects on upstream tributaries. Three research questions are addressed:
Do streamflow signatures and IHA analysis detect urbanization through either comparison of pre- and post-urbanization data or comparison with a minimally developed watershed?
Is the change detected consistent across watersheds within a region and with the expected increase in flashiness associated with urbanization?
Does analysis of stream gauge network data detect urbanization in upstream tributaries?
4. Discussion
IHA analysis detected significant trends in both minimum and maximum flow parameters for watershed U1 (
Table 3), whereas the C1 comparison watershed did not show trends over the same period. However, the trends were not what would be expected based on previous studies of urbanization impacts on hydrology. Minimum flows increased and maximum flows decreased, which is the opposite of the findings from most studies of urbanization impacts on small catchments [
5,
28]. though the decrease in the CV for most parameters is consistent with previous studies showing that urbanization reduces the variability of flows [
4]. Over the same time period, the comparison watershed C1 had slight increases or no change in coefficient of variation, suggesting that the decreased variability in flow is indeed an effect of urbanization. The RVA analysis showed that after urbanization, the frequency of values in both the high and low RVA categories increased in watershed C1 for minimum flows and short-term maximum flows. This led to the increase in variability, but the high and low values canceled out, so there was no significant trend in the means.
The streamflow signature analysis for U1 and C1 (
Table 5) gave similar results but was less sensitive in the detection of change over the study period than IHA. The baseflow index increased in U1, which is reflected in the increased minimum flow values found by IHA. While the trend in runoff ratio was not significant, comparison with watershed C1 suggested an increase in the parameter due to urbanization. Rose and Peters [
8] evaluated runoff ratios for large watersheds in a comparative approach and did not find significant differences between watersheds with different levels of urbanization. The evaluation of trends in both urbanized and comparison watersheds provided additional information. Even so, the noise in hydrologic data due to climate fluctuations [
53] and the relatively small differences in streamflow signatures between time periods mean that trends are difficult to detect. The change in maximum flows and decrease in variability were not detected through statistical analysis of streamflow signatures. However, there was a decreasing trend in the magnitude of the slope of the FDC (
p = 0.075), suggesting decreased flashiness.
In the watersheds in Georgia, the comparison watershed (C2) had significant trends in several IHA parameters, but the urbanized watershed (U2) did not. C2 had significant declines in minimum flows and high flow peaks (
Table 4), a pattern typically associated with urbanized watersheds [
12,
29]. The coefficients of variation increased in both watersheds by similar amounts. The RVA analysis also suggested that maximum flows in the low RVA category increased in C2, suggesting an overall decrease in flows in the absence of urbanization. Diem et al. [
4] also analyzed the impact of urbanization in watershed U2 (Sweetwater Creek), as well as other large watersheds using trend analysis of hydrologic parameters. They found a significantly increasing trend in streamflow in several other urbanizing watersheds after normalizing by total annual precipitation totals, but did not detect a trend in watershed U2. Characteristics of rainfall other than total annual amount, such as intensity and seasonality of storms, influence runoff amounts and may need to be considered when analyzing streamflow trends [
54]. Comparison with watershed C2, which would account for these factors, suggests an increasing trend in streamflow in watershed U2.
Streamflow signature analysis (
Table 5) indicated a decreased baseflow index for both watersheds U2 and C2. Diem et al. [
4] found a significant increase in flashiness index (
p < 0.05), the absolute values of day-to-day changes in mean daily flow divided by the total streamflow for the year [
55], for watershed U2. Slope of the FDC, which is an indicator of flashiness independent of watershed area, decreased in magnitude by 0.21 indicating increased flashiness (
p = 0.058). The difference between the two studies suggests that the area-independent streamflow signature was less sensitive in detecting change. The magnitude of the slope of the FDC decreased by more in C2 (0.74) than in U2 and had a more strongly significant trend (
p = 0.0021). Thus, the increase in flashiness may have been due to climate variability rather than urbanization.
Hydrologic model results suggested that hydrologic alteration was substantially greater in the subcatchments of watershed U1 that transitioned from low to high or moderate urbanization (subcatchments of outlets B and C), but the effects were mostly the opposite of what would be expected with urbanization, with both IHA analysis (
Figure 5) and streamflow signatures (
Table 7) indicating increased minimum flows and reduced flashiness. The runoff ratio increased in both urbanizing subcatchments, which is consistent with the expected effects of increased impervious cover [
12] due to reduced infiltration. However, the increased runoff came not in larger flood peaks as would be expected, but in higher minimum flows and increased baseflow. This could represent the controlled drainage of stormwater from detention structures [
30] or discharge from wastewater treatment [
4]. Watershed U1 does include the Valley Creek Wastewater Treatment Plant, which may contribute to these dynamics.
As hydrologists move towards continental-scale data analysis studies, characterizing the impact of urbanization presents unique challenges that are demonstrated here. First, parameters such as streamflow signatures that are designed to be independent of watershed area for use in large-scale comparative studies appear to be less sensitive to the impacts of urbanization than other metrics, such as those used in IHA analysis. While the lack of a statistically significant result does not prove the null hypothesis, it is often the case in practice that conclusions are drawn in this manner [
56]. Therefore, the lack of a trend in a low-sensitivity parameter may lead to the conclusion of no urbanization impact. Additionally, the impact of urbanization may be a change in the variability of hydrologic parameters rather than a change in mean, as shown for watershed U1 (
Table 3). Second, most studies of urbanization on small watersheds show consistent and predictable effects [
5,
28] while studies on large watersheds, including the present study, show a mix of effects [
4,
8,
30]. As demonstrated by hydrologic modeling, this may be due to the heterogeneity of urbanization within a large catchment. As most gauged watersheds in the NWIS are large (median size 578 km
2) [
26], it may be necessary to integrate other sources of information, such as prediction for ungauged basins [
57], to capture the effect of urbanization in analyses of stream gauge network data. It may also be due to centralized stormwater management being upstream of gauges on large watersheds [
25,
30], or the impact of surface water withdrawals and wastewater discharges [
4]. Comprehensive, large-scale datasets on stormwater management practices, surface water withdrawals, and wastewater discharges that could be used to control for these issues is lacking. The information can be difficult to access, even in studies focused on a small number of watersheds. Numerous attempts to obtain information on stormwater management practices for Jefferson County, Alabama, (watershed U1) during the course of the present study were unsuccessful. Finally, urbanization must be analyzed as a dynamic process occurring against background climate variability. The approach used here of performing both trend analysis and comparison across watersheds made it possible to detect changes over time, such as the increase in minimum flow rates in watershed U1, while also determining which trends were more likely to be the result of climate variability, such as the increase in baseflow index and flashiness in watershed U2.
The first research question in this study was whether streamflow signatures and IHA analysis detect urbanization. IHA detected trends of decreasing maximum flows and increasing minimum flows in watershed U1. Increasing minimum flows were suggested in watershed U2 based on the decrease in minimum flows observed over the same time period in watershed C2. The second research question was whether the change detected was consistent across watersheds in the region. This appeared to be true, as both U1 and U2 showed evidence of increased minimum flows, though the changes were more pronounced in U1. The final research question was whether the analysis of stream gauge network data detected urbanization in upstream tributaries. The changes in IHA parameters and streamflow signatures calculated from modeled streamflow were larger in magnitude but mostly in the same direction for heavily urbanizing subcatchments and the gauge. However, IHA was more likely to detect statistically significant changes when only gauge data is analyzed.