Water Poverty Index over the Past Two Decades: A Comprehensive Review and Future Prospects—The Middle East as a Case Study
Abstract
:1. Introduction
2. Materials and Methods
- Shortlisting of literature included in this review covering the WPI and the case study
- The articles reviewed are in English, the most frequent language.
- The articles reviewed intentionally included (a) articles covering theoretical foundations of the WPI; and/or (b) practical studies at global, regional, national, basin and local levels. This was done intentionally to cover the various scales on which the WPI was assessed and/or (c) cover the different WPI versions during this period.
- Articles that cover water scarcity in the Middle East
- The years included were from 2001 to 2023.
- II.
- The literature review links WPI with sustainable human development and fragility.
- SDGs and their relation to the WPI
- Human development and the relation to the WPI
- Fragile contexts and recommended tools to measure state fragility.
- General literature available focusing on
- III.
- Data analysis and identification of future trends and knowledge gaps
- The shortlisted articles were reviewed chronologically, from the oldest to the newest. The literature findings were categorised according to the topic and focus. A comparison between different studies was made, and the literature review was included. At this stage, alignments and contradictions in the literature were captured and reported. The highlights of each stage of the WPI development journey were captured and reported.
- MS Office software 2016 package was used to document the main findings of the reviewed literature, as well as the alignment, inconsistencies, and contradictions between various studies.
- The authors used the above analysis to identify knowledge gaps and future trends, as well as recommendation for further research.
3. Water Challenges Globally and in the Middle East at a Glance
4. Historical Perspectives and Theoretical Foundations
4.1. Evolution of Water Scarcity Indices and Empirical Examples from the Middle East
4.2. Key Theoretical Frameworks Influencing WPI Development
- Capability to stay alive/enjoy a prolonged life
- Capability to ensure biological reproduction
- Capability for healthy living
- Capability for social interaction
- Capability to have knowledge and freedom of expression and thought.
4.3. Emergence of the Multidimensional Approach to Water Poverty
4.4. The Development of WPI
4.4.1. Conventional WPI
4.4.2. The Simple Time Analysis Approach
4.4.3. Holistic WPI
4.4.4. Improved WPI Methods
4.5. Versions of the WPI Emerged
4.5.1. Water Wealth Index
4.5.2. Agricultural WPI
4.5.3. Inclusive WPI
4.5.4. Household Water Security Index
- (a)
- Enhance the capacity of a household (human, cash, kind);
- (b)
- Improve current institutional arrangements (e.g., joining Water Users Associations (WUAs)), engage the local community, and ensure transparency.
4.5.5. Domestic Water Poverty Index
5. Global Applications, Regional Perspectives, and Case Studies
6. Water Poverty Index Measurement in Fragile Middle Eastern Countries
6.1. Water-Based-Fragility in the Middle East
6.2. WPI in the Middle East
7. Critique, Emerging Trends, and Bridging Theory to Practice
7.1. Critical Analysis of WPI Weaknesses, Limitations, and Potential Biases
7.2. Emerging Trends and Lessons Learned from Real-World Implementations
- (a)
- Improving WPI as a composite index while maintaining the same original components: In this regard, [24] concluded that future trends focus on having more time-based data to have a more accurate calculation for the WPI. In addition, the authors recommended developing an application programming interface for automatic WPI updates. Moreover, ref. [28] recommended the inclusion of more indicators and the usage of unequal weights based on expert consultations for improved reliability. They recommended using smaller spatial scales (municipality and ward level) for clearer priority areas. The latter also recommended frequent updates for monitoring temporal changes in water poverty and evaluating existing policies. Furthermore, [3] recommended combining scholars’ and practitioners’ advice with statistical and geospatial analyses to have a comprehensive understanding. Refs. [29,56], who studied the enhanced WPI, recommended using structured approaches such as the AHP and ANP approaches to determine the weighting issue to achieve this target.
- (b)
- Add/remove some of the WPI components: As a trend, especially in the past decade, several studies have been found suggesting the introduction/elimination of a specific component. Ref. [4] calculated WPI after adding quality, quantity, and secondary source components while dropping environment and use components. The inclusive WPI also included cohesion as a main component while keeping the original five components. Ref. [3] used the same methodology but diversified the weighting method. The HWSI added to the five components the “institutions” [59]. However, it can be concluded that the literature trends towards adding more components to cover important aspects that traditional calculations did not include, such as the inclusiveness of people experiencing poverty and people with a disability. This upgrade improves the WPI by capturing new aspects of attention and making the WPI more responsive to emerging local and global interests.
7.3. Challenges in Transitioning from Theory to Practice and Strategies Employed
- Despite the apparent global increase in water scarcity, ref. [35] argued that the water-scarcity issue can be solved if the water cost is increased. They emphasised that the paramount water policy concern in this context revolves around formulating a suitable pricing mechanism for water or creating a water market where prices are determined. As water prices experience an upward trajectory, there is a consequential exploration of new, albeit more expensive, water sources. This exploration increases supply volumes. Consequently, both marginal and average costs associated with the water supply are elevated. The newly tapped water sources may include deeper aquifers, surface water located at greater distances, reclaimed wastewater, brackish water subjected to desalination, and, at the furthest extreme, desalinated seawater. This could be true, but it is far from practical and inclusive to people experiencing poverty [35,57].
- Refs. [57,58] highlighted the necessity of considering a participatory approach in water resources management for effective and durable solutions. They emphasised that excluding communities from participating in their development affects the level of effectiveness of the water regulations, the level of communities’ ownership of these regulations and the increased level of sustainability. However, the inclusive and participatory approach requires certain governmental capacities and regulations to enforce this approach. Yet, such an enabling environment could be missing, especially in developing / fragile contexts.
8. Integration with Sustainable Development Goals (SDGs)
8.1. Alignment between the WPI and Relevant SDGs
8.2. Contribution to Sustainable Water Management and Development
9. Conclusions
- The smaller geographical area was masked by the larger one (e.g., local scale by national scale), knowing that they were used to assess the water situation at global and national levels.
- Water resources were the sole criterion for assessing water problems. Therefore, other factors, like access, types of usage and environmental needs, that affect access to water were not considered.
- These indicators also did not consider the adaptive capacity of a country.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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Water Poverty Measurement Tool | Main Benchmarks |
---|---|
Indicators/indices that measure human and environmental water requirement | |
The minimum requirement [41,42] | 50 Liters/capita.day (excluding food production) |
Water Stress Index (WSI) [43] | [43] categorisation
|
[41] | 1000 m3 per capita per year as a standard that separates the two water conditions: no water stress and water stress |
[44] | Advancing a methodology for describing water scarcity as a function of a country’s water balance against its projected needs, |
[45] * | Ref. [46] have developed a Water Stress Indicator (WSI) that takes into account environmental water requirements, considered an essential parameter of available water resources WSI = MAR is the mean annual runoff used as a proxy for total water availability, EWR is the estimated environmental water requirement
|
FAO water stress level SDG 6.4.2 | Water Withdrawal: The total volume of water removed from rivers, lakes, and aquifers for agriculture, industry, and domestic purposes Renewable Freshwater Resources: The total volume of surface and groundwater resources generated through the hydrological cycle Water Stress Level: The ratio of total freshwater withdrawal to total renewable freshwater resources, expressed as a percentage. Low water stress: Less than 25% Moderate water stress: 25–50% High water stress: 50–75% Very high water stress: Above 75% |
Water Resources Vulnerability Indices | |
Criticality Ratio (CR.) | Criticality Ratio (CR) was defined as the percentage of total annual withdrawals to available freshwater resources (Alcamo et al., 2000)
|
Multidimensional approach | |
Social water scarcity index (SWSI) [45] | Social water scarcity/stress index (SWSI) SWSI = WCI is the water crowding index (Falkenmark Index) <5: relative sufficiency 5–10: stress 10–20: scarcity >20: beyond the barrier |
Criticality Ratio | Countries’ Names | Social Water Scarcity Index | Countries’ Names | Falkenmark Index (WCI) | Countries’ Names |
---|---|---|---|---|---|
Very high stress | Jordan Syria Iraq Saudi Arabia Bahrain Qatar U.A.E Oman Yemen Israel Egypt | Beyond the barrier | Jordan Saudi Arabia Kuwait Qatar Bahrain UAE Yemen | Absolute scarcity | Palestine Jordan Saudi Arabia Kuwait UAE Bahrain Qatar Yemen Israel |
High stress | Palestine Iran Cyprus | Scarcity | Palestine/ Israel | Scarcity | Egypt Syria Oman Cyprus |
Mid stress | Lebanon | Stress | Yemen | Stress | |
Low stress | Turkey | Relative Sufficiency | Egypt Turkey Syria Lebanon Iraq Iran | No stress | Turkey Iraq Iran |
No stress | NA | ||||
No data | Kuwait | No data | No data |
WPI Component | Livelihood Asset | Subcomponents or Variables Used |
---|---|---|
Resources | Natural capital, as well as physical and financial capital, representing infrastructure | The measurement of ”Resources” in the Water Poverty Index (WPI) refers to the availability of groundwater and surface water resources. The most commonly used indicators are as follows: Ref. [10]: Internal freshwater flows; external in-flows; population. Ref. [18]: Assessment of surface water and groundwater availability using hydrological and hydrogeological techniques; quantitative and qualitative evaluation of the variability or reliability of resources; quantitative and qualitative assessment of water quality. Ref. [16]: Internal renewable freshwater resources; external freshwater resources and population. Ref. [15]: Ratio of total water withdrawals to available fresh water resources, Ratio of treated residual Ref. [23] Per capita annual water resources, dependency ratio and national rainfall index: Ref. [31]: Perceived changes in surface water and groundwater levels were measured to measure the quality, occurrence of illness from using surface water and groundwater, odour issues and groundwater quality parameters; and rainfall variability |
Access | Social capital; financial capital | Accessibility of water resources to the general population, including the availability of freshwater in a community and the variability of water resources. The most commonly used indicators are as follows: Ref. [10]: Percentage of population with access to clean water; percentage of population with access to sanitation; percentage of population with access to irrigation adjusted by per capita water resources. Ref. [18]: Access to clean water as a percentage of households with piped water supply; reports of conflict over water use; access to sanitation as a percentage of the population; percentage of water carried by women; time spent in water collection, including waiting; access to irrigation coverage adjusted by climate and cultural characteristics. Ref. [16]: Percentage of population with safe access to clean water; percentage of population with access to sanitation and irrigation index Ref. [15]: Percentage of population with access to piped water and percentage of population with access to sanitation. Ref. [23]: Per capita annual water resources, dependency ratio and national rainfall index Ref. [31]: Access to safe drinking water inside the industry, daily water collection time including travel and waiting time, collection of water even when sick, security issues during the collection of water, access to improved wash room facilities inside the industry and access to improved sanitation and medication. For male industrial workers |
Capacity | Human and social capital, including institutional issues, and financial capital for investment | Factors that influence the economic and social capacity of the community. Although it seems similar to the Human Development Index (HDI), the capacity component focuses more on indicators demonstrating the community’s water management and institutional capacities [10,54] and Liu et al. (2019) as cited by [12]. Below are some of the commonly used indicators: Ref. [10]: PPP (purchasing power parity) per capita income; under-five mortality rates; education enrollment rates; Gini coefficients of income distribution. Ref. [18]: Wealth equivalent to ownership of durable items; Mortality rate for children under five years; Educational level; Membership in water users’ associations; Percentage of households reporting illness due to water supply; Percentage of households receiving a pension, remittances or wages. Ref. [16]: PPP per capita income; under-five mortality rates and education enrollment rates Ref. [15]: Per capita incomeو under-one mortality rate; literacy rate Ref. [23]: GDP per capita (current USD), under-five mortality rates, percentage of the total population, undernourished, literacy rate, life expectancy of male, life expectancy of female, employment rate Ref. [31]: Affordability, financial help, access to institutional loans, duration of residence, political or NGO linkage, training in water, sanitation and hygiene issues, education ratio and roles in operation and maintenance. |
Use | Physical capital; financial capital | The ”Use” component evaluates the amount of water used in different sectors (e.g., domestic, agricultural, and industrial use) and determines water consumption efficiency. Some of the used indicators are as follows: Ref. [10]: Domestic water use in liters per day; share of water use by industry and agriculture adjusted by the sector’s share of GDP. Ref. [18]: Domestic water consumption rate; agricultural water use, expressed as the proportion of irrigated land to total cultivated land; livestock water use based on livestock holdings and standard water needs; industrial water use (purposes other than domestic and agricultural). Ref. [16]: Domestic water use in liters per day and share of water use by industry adjusted by the sector’s share of GDP. Ref. [15]: Domestic water use in liters per day, share of water use by industry adjusted by sector’s share of GDP, share of water use by agriculture adjusted by sector’s share of GDP Ref. [23]: Per capita per day domestic water use, share of water use by agriculture adjusted by the sector’s share of GDP, share of water use by industry adjusted by the sector’s share of GDP Ref. [31]: Daily water requirement inside and outside the industry for domestic use, occurrence of violence and conflicts regarding water use |
Environment | Natural capital | It measures environmental indicators related to water supply and management, indicating the pressure of human activities from the agricultural, industrial, and domestic sectors on the environment (Liu et al., (2019) as cited by [12]). Below are some of the commonly used indicators: Ref. [10]: Water quality; water stress (pollution); environmental regulation and management; informational capacity; biodiversity based on threatened species. Ref. [18]: People’s use of natural resources; Reports of crop loss during past five years; Percentage of households reporting erosion on their land. Ref. [16]: Water quality, water stress (pollution), environmental regulation and innovation, informational capacity and biodiversity based on threatened species Ref. [15]: Soil degradation/ erosion, water pollution, urban municipal waste collected as a percentage of urban municipal waste generated Ref. [23]: Water effects on the ecosystem Ref. [31]: Consumable fish species in surface water, reduction in fish species, damage and loss due to flood or drought, crop loss, drainage problems and reduction in vegetation cover. |
# | Limitation | Mitigation |
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1 | Refs. [35,62] criticised the ad hoc approach in the selection of indicators that compose the initial water poverty index of [37]. Data was found depending on data accessibility and the socio-economic structure of each country [1] and Kallio et al. (2017); Maheswari et al. (2017) as cited by [12] | According to [30], the better way to use this index is with national and official data in the sector. Ref. [15] recommended the usage of pre-determined variables to improve the WPI process. |
2 | National-level WPI could mask local-level variabilities [3,14,18,57]. Ref. [36] argued the four scaling issues related to WPI when integrating social and physical sciences: (a) how scale, extent, and resolution affect the identification of patterns; (b) how different levels on a scale explain different social phenomena; (c) how theoretical propositions about phenomena on one spatial, temporal, or quantitative level of a scale may be generalised to another level (up and down scaling), and (d) how processes may be optimised at particular points or regions on a scale (Gibson et al., 2000, as cited in [36]). | Ref. [15] reported that, however, it was clear that the more micro level the calculation is made at, the more representative the WPI value is. Ref. [23] stated that the international level of water poverty assessment may partially or entirely mask the local water poverty situation. Thus, conducting a thorough and reliable water poverty evaluation at different scales becomes crucial for effective management interventions. The author emphasised the necessity for targeted policy interventions and planning tailored to specific locations and varying levels to enhance the water poverty situation on the continent. Ref. [18] recommended the district level as the most cost-effective level, given that this level is typically surveyed and reported, and data is usually available at this level. A similar recommendation was relayed by [28]. |
3 | Water issues are too complicated [16]. In addition, some indicators are correlated with the gross domestic product or HDI [15,57,64]. | Cho et al. (2010) as cited by [6] used Principal Components Analysis (PCA) to reduce the number of weighted indicators. They arrive at a modified WPI (mWPI) that comprises indicators of Access, Capacity and Environment. They further reduced their model to include equally weighted indicators of Capacity and Environment justified by statistical tests that suggest these two indicators are most strongly correlated to the primary principal components of the WPI. Refs. [5,15] reported a similar conclusion, dropping the Resource component from calculating WPI. Multiplicative, geometric, and nonlinear functions have been suggested to address the limitations of the additive form [6,21,59,64,65]. |
4 | Aggregating techniques can lead to inaccurate values of WPI due to poor weighting and possible compensability among the WPI components (Nardo et al., 2005, as cited in [14,15,49,57]). | Ref. [9] emphasised that the purpose of the WPI is political rather than statistical. In addition, refs. [3,15] recommended (a) determining weights in a consultative and transparent way with the local stakeholders (mainly experts); (b) Statistical methods to identify weights should be only used to help in decision making. Alternative weighting schemes proposed by [6,59,65] aimed to establish more appropriate and objective weights for different components. Ref. [14] recommended giving less attention to weights and focusing on the components’ values to inform decision-makers regarding water resource management issues. Ref. [31] recommended the application of different combinations of aggregation methods and weights to find the best-suited one for this scale. |
5 | Refs. [16,24] found the data collection process slow and painstaking. | Ref. [37] recommended seeking school students’ support to optimise awareness raising. Community-level data were collected using primary sources, while national-level data were collected from many secondary sources, such as different regional and national government departments. According to [30], available data should be utilised whenever possible rather than imposing data requirements without considering their availability. Ref. [18] recommended that regardless of the scale, secondary data should be used to optimise the efficiency and applicability of the WPI calculation. On the other hand, [24] concluded that agencies should also dedicate more resources to producing more data to have a more accurate score. |
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Isayed, A.; Menendez-Aguado, J.M.; Jemmali, H.; Mahmoud, N. Water Poverty Index over the Past Two Decades: A Comprehensive Review and Future Prospects—The Middle East as a Case Study. Water 2024, 16, 2250. https://doi.org/10.3390/w16162250
Isayed A, Menendez-Aguado JM, Jemmali H, Mahmoud N. Water Poverty Index over the Past Two Decades: A Comprehensive Review and Future Prospects—The Middle East as a Case Study. Water. 2024; 16(16):2250. https://doi.org/10.3390/w16162250
Chicago/Turabian StyleIsayed, Ashraf, Juan M. Menendez-Aguado, Hatem Jemmali, and Nidal Mahmoud. 2024. "Water Poverty Index over the Past Two Decades: A Comprehensive Review and Future Prospects—The Middle East as a Case Study" Water 16, no. 16: 2250. https://doi.org/10.3390/w16162250
APA StyleIsayed, A., Menendez-Aguado, J. M., Jemmali, H., & Mahmoud, N. (2024). Water Poverty Index over the Past Two Decades: A Comprehensive Review and Future Prospects—The Middle East as a Case Study. Water, 16(16), 2250. https://doi.org/10.3390/w16162250