2.1. Consideration of the Super-SBM Model with Undesired Output
Compared with the traditional DEA model, the Super-SBM model is more accurate and efficient and has more advantages in the horizontal comparison of decision units (DMUs). It not only fully reflects the relaxation improvement values of each input and output but also distinguishes the efficiency values of DMUs when the efficiency values are all 1, which can effectively solve the relaxation phenomenon of inputs and outputs and the juxtaposition problem. This research selected the relevant data of nine coastal provinces in China—a total of nine DMUs. Each DMU consists of three parts: an input, expected output and unexpected output, which are denoted by
q,
w and
e, respectively. There is
a input in the process of mariculture in each province, which is denoted as
, indicating the input value of the
i production unit in the
j year; type
b is the expected output, denoted as
, which represents the expected output value of production unit
i in year
j; type
c is the undesired output, denoted by
, which represents the undesired output value of production unit
i in year
j. In Equation (1),
represents the efficiency value;
and
represent the weights of each input value and output value of the production unit, respectively; and
,
and
represent relaxation variables.
2.3. Gini Coefficient, MLD Index, Theil Index
The
Gini coefficient (GINI),
MLD index (
GE0) and
Theil index (
GE1) have been widely used in the study of spatial disequilibrium, and they have certain complementarity [
28,
29,
30]. The
Gini coefficient is a common measure of inequality used to measure the degree of inequality in a set of data or distribution. Its value ranges from 0 to 1. The higher the Gini coefficient, the higher the degree of inequality. The
MLD index and
Theil index mainly use the concept of entropy in information theory to calculate the degree of inequality, and their values range between 0 and 1. If an individual deviates from the mean, the spatial disequilibrium is stronger. Specifically, the
Gini coefficient is more sensitive to changes at the middle level, the
MLD index is more sensitive to changes at the bottom part, and the
Theil index is more sensitive to changes in the upper part [
31,
32,
33]. The
Gini coefficient,
MLD index and
Theil index are calculated as follows:
The larger the GINI, GE0 and GE1 values, the greater the spatial disequilibrium of the marine green aquaculture efficiency. In Equation (3), n is the number of coastal provinces; μ is the mean value of green aquaculture efficiency in seawater, and i indicates the coastal province and its value ranges from 0 to n. ei is the value of the marine green aquaculture efficiency in region i after the aquaculture efficiency is ranked from lowest to highest.
2.4. Markov Chain
In this research, the Markov Chain method was used to analyze the dynamic evolution trend of marine green aquaculture efficiency in China. The core idea of a Markov chain is to construct a Markov transfer matrix to describe the dynamic evolution of marine green aquaculture efficiency in each province. Specifically, a Markov chain is essentially a random process and satisfies {
x(
t),
t∈
T}, where
x(
t) is any value of finite state space,
L, and has a first-order no aftereffect property, and
T is the observation period of the study sample [
34,
35,
36]. The variable
x has states
j and
I in periods
t and
t−1, respectively, and states in other periods are
ik (
k = 0, 1, …,
t−2).
pij is the state transition probability, which is the probability of a state transition occurring, and the no aftereffect property means that the state of the variable
x at period
t is only related to the state of the previous period,
t−1, and not to the state of the earlier period. The specific formula is as follows:
In Equations (4) and (5), the green aquaculture efficiency of China’s seawater is divided into
n states, and an
n ×
n transfer matrix,
pij, can be obtained, which represents the probability that the state
j of the green aquaculture efficiency of China’s seawater in the current period will be transformed into state
i in the next period, and all state transition probabilities constitute the state transition probability matrix,
P. The maximum likelihood method was used to estimate the state transition probability, and the specific formula is as follows:
In Equations (6) and (7), ni is the occurrence times of state i, nij is the number of times state i changes to state j, Ft is the initial distribution vector, and Ft+r is the state vector after period r. With continuous increase in r, the state transition matrix, Pr, will converge to the limit matrix of rank 1, which means that the space as a whole enters a state of convergence, and finally the steady state distribution of the green aquaculture efficiency in Chinese seawater can be obtained.
2.5. QAP
After analyzing the spatial disequilibrium of marine green aquaculture efficiency, it is necessary to further analyze the influencing factors. When discussing the efficiency of marine green aquaculture, the existing studies usually only analyze the impact of explanatory variables on the regional efficiency gap of marine green aquaculture but fail to measure the impact of the disequilibrium of explanatory variables on the regional efficiency gap of marine green aquaculture. Since there may be multicollinearity and autocorrelation problems among the explanatory variables [
37,
38,
39], the lack of bias in the regression results will be affected. The QAP model does not need the assumption of independence and a normal distribution, and it can handle the collinearity of relational data better. Therefore, the QAP model is used to analyze relational data, and the results obtained are more robust [
40,
41,
42]. In this research, the QAP model was used to analyze the factors affecting the efficiency of marine green aquaculture. With the difference matrix of the marine green aquaculture efficiency as the explained variable and the difference matrix of the number of marine aquaculture professionals, mariculture area, per capita disposable income of fishermen, mariculture production and the number of fishermen technical training programs as the explanatory variable, the relationship model is constructed as follows:
In Equation (8),
Y is the explained variable—that is, the difference matrix of marine green aquaculture efficiency.
β0 and
β1 are the parameters to be estimated, and
X is the explanatory variable. Five difference matrix variables, including the number of mariculture professionals (PEM), mariculture area (MA), per capita disposable income of fishermen (PF), mariculture production (MC) and the number of fishermen technical training programs (FT), are random disturbance terms. Different from the attribute measurement model, the data form of the difference matrix variable is an n-order square matrix, and the specific formula is as follows:
In Equation (9), Cij is the difference level of the explained variables between two provinces, and Cq,i,j is the difference level of the explained variables between two provinces, q∈[1,5], which is obtained according to Ci − Cj and Cq,i − Cq,j, respectively. The main diagonal is the difference between the same province variables, all of which are 0.
2.6. Wolfson Index, DER Index, EGR Index
Foster and Wolfson discussed the relationship between the
Lorenz curve and polarization curve when they introduced polarization to study the decline of the middle class in the United States and Canada and proposed a range-free method based on partial ranking to measure the degree of polarization [
43]. The Wolfson index is based on the following formula:
In Equation (10), Lorenz(0.5) is the share of the green aquaculture efficiency values of low level seawater, which accounts for 50% of the total of the province, G is the Gini coefficient, μ is the mean of green aquaculture efficiency in seawater, and Median is the median of the green aquaculture efficiency in seawater.
Based on the “identification-alienation” framework proposed in [
44], the authors of [
45] proposed the DER index. This index divides different groups using the income density function, which can solve the problem of random sample grouping when measuring income polarization. “Identity” refers to the process of individuals entering different groups in the process of polarization, and individuals in the same group have similar properties. “Alienation” refers to the obvious differences between individuals in different groups, which can lead to many conflicts. The specific formula is as follows:
In Equation (11),
a is a sensitivity parameter, which satisfies
a∈[0.25, 1].
x and
y are the marine green aquaculture efficiency values of two provinces, and the alienation of the marine green aquaculture efficiency between the two provinces is |
x −
y|. The density functions,
f(
x) and
f(
y) of
x and
y, are the identities of marine green aquaculture efficiency,
x and
y, respectively. Equation (11) can be further written as Equation (12):
It is assumed that the marine green aquaculture efficiency,
yi, is randomly independent and uniformly distributed, and
y1 ≤
y2 ≤ … ≤
yn.
F(
y) is the income distribution function. The DER index can be further expressed as Equation (13):
In Equation (13),
f(
yi)
α is the result of the estimation based on non-parametric kernel density, and
μ is the mean value of the marine green aquaculture efficiency. The
DER index is further decomposed, and the specific formula is as follows:
In Formula (14),
is the average identification of the green aquaculture efficiency in seawater,
is the average identification of the marine green aquaculture efficiency,
is the average identification of the efficiency of marine green aquaculture, and its specific formula is shown in Equation (15):
Based on the intra- and inter-group heterogeneity of different groups, Esteban and Ray proposed that individuals within a group would naturally gather, while individuals within a group would naturally alienate, thus building an ER model [
44]. Suppose that marine green aquaculture efficiency follows a normal distribution with interval [
q,
w] and density
f, and the expected efficiency is
μ = 1, then
ρ = (
y0,
y1,…,
yn;
π1, …,
πn;
μ1,…,
μn), where
q =
y0 < … <
yn =
w for a total of
n groups, and
yn is the average marine green aquaculture efficiency of each group.
In Equation (16),
πi is the probability distribution of group
i individuals, and
μi is the probability distribution of group
i’s marine green aquaculture efficiency.
is the homogeneity of individuals within a group,
is the heterogeneity of individuals between groups, and
a is the sensitivity parameter, satisfying
a∈[1,1.6]. When
a = 0, the ER index is equal to the Gini coefficient. Improving on the work of Esteban et al., Duclos, and Esteban et al., the new formula of the ER index is as follows [
45,
46]:
In Equation (17), is the random error term, reflecting the differences in average marine green aquaculture efficiencies of individuals in different groups, is the coefficient of random error, reflecting the sensitivity of clustering within the group, and is the optimal grouping set—that is, the separation point of any two adjacent groups is the average marine green aquaculture efficiency of two groups of individuals.
According to the above improved ER index, assuming that
y is the efficiency separation point of the optimal two groups,
π is the probability distribution function of the lower efficiency group,
L(
π) is the Lorentz curve at
π and the density function is
f, the EGR index is as follows:
In Equation (18), G is the Gini coefficient and the value of in this study is 1.
2.7. Data Sources and Variable Descriptions
Due to the serious lack of data for Tianjin and Shanghai, the data of the other nine coastal provinces excluding Hong Kong, Macao and Taiwan were used. The data used in this study were as follows: the data for mariculture fisheries are from the China Fishery Statistical Yearbook; the original data on the pollution production coefficients are from the Manual of the First National Pollution Source Census of Aquaculture Pollution Source; the original data for the carbon emission coefficients are from the IPCC National Greenhouse Gas Inventory Guide; and the original data for the fuel consumption conversion coefficients of marine fishing vessels are from the Reference Standard for the Calculation of the Oil Amount of Oil Subsidy for Domestic Motor Fishing Vessels; the energy (diesel and electricity) and standard coal data are from the China Energy Statistical Yearbook. The input and output indicators are shown in
Table 1.
Some special notes on the treatment of indicators are as follows. This study adopted the methodology of Shao et al. [
47] to measure the carbon sequestration per unit of aquaculture area. The amount of carbon sequestration produced in the cultivation of shellfish and algae was calculated, and the amount of carbon sequestration in mariculture was obtained. Based on the method by Shi et al. [
11], this research selected nitrogen and phosphorus pollution per unit of aquaculture area and carbon emissions per unit of aquaculture area as the undesired output indicators of marine green aquaculture efficiency. Using the method by Xu et al. [
48], the amount of nitrogen and phosphorus pollution per unit of breeding area were measured. From the two aspects of feeding culture and non-feeding culture, the nitrogen and phosphorus pollution yields were obtained by calculating and adding the total. Based on the method by Shi et al. [
11], the carbon emissions per unit of farming area were measured. Based on the energy combustion and power consumption, the carbon emissions of mariculture were calculated and added together.
When the QAP regression was used for the empirical research, UCINET6.0 was used to analyze the effect of various influencing factors on the efficiency of marine green aquaculture. Considering the availability and reliability of data, the following variables were selected by referring to the method by Shi et al. [
11]: the number of mariculture professionals, mariculture area, per capita disposable income of fishermen, mariculture output and the number of technical training programs for fishermen. The number of professionals in mariculture can reflect the level of human capital in the mariculture fishery industry. The index of the mariculture area can better reflect the use of the mariculture sea area. The per capita disposable income of fishermen is an important variable that reflects the income level and living conditions of fishermen. The yield of mariculture reflects the yield of mariculture in tons. The number of fishermen technical training programs can reflect the intensity of investment in technical training for fishermen. See
Table 2 for details.