3.3. Forest Cover Changes at the Divisional Secretariat (DS) Level
We assessed the proportion of forest area with respect to the total land area of each DS division. Thus, this study identified the overall forest cover reduction and enhancement on different DS divisions of the district. In 2001, forest covered about 42.5%, 51.67%, and 40.34% of the Vavuniya, Vavuniya South, and Vengalacheddikulam divisions’ land area, respectively, increasing to 45.50%, 56.37%, and 57.83% in 2020, respectively. In contrast, 83.78% of the Vavuniya North division was covered with forest in 2001. However, this declined to 67.69% over the same period. Notably, an earlier study by Pathmanandakumar and Thasarathan [
87] mentioned that forest cover change in the Vavuniya DS division increased by 8% in 2017 from 39% in 1997. However, we found a slight forest cover increase in this division’s land area. Noticeably, the categorization of our land cover classes differs from that of this previous study. We categorized open and dry monsoon forests, while grasslands and shrubs were included in the land cover class referred to as other lands.
Figure 6 presents the annual changes in forest cover by DS division. We observe forest area expansion in the Vavuniya, Vavuniya South, and Vengalacheddikulam divisions. In contrast, the Vavuniya North division underwent a severe reduction of 19.2%. Between 2001 and 2020, the annual rates of forest cover gain were 0.42%, 0.48%, and 2.28% in Vavuniya, Vavuniya South, and Vengalacheddikulam DS divisions, respectively. Meanwhile, the deforestation in Vavuniya North division was 1.01% per annum. Significantly, we observed a dramatic decreasing trend in forest cover in Vavuniya North, while the Vengalacheddikulam division showed a gradual increase because of the expansion and reduction in other land areas.
Annual Rate of Dry Monsoon and Open Forest Changes by DS Division
We further examined the dry monsoon forest cover gain and loss in DS (
Table 5). Overall, the Vavuniya North division contained the highest dry monsoon forest area in the entire district, Vavuniya division had the second highest forest area, followed by the Vengalacheddikulam and Vavuniya South divisions. Among the four DS divisions, about 14,168 ha (23%) of dry monsoon forest was significantly deforested in Vavuniya North due to post-war rehabilitation and ongoing development projects. This would have produced a great impact on carbon stocks. Conversely, a substantial rise in forest cover by 43% was observed in Vengalacheddikulam between 2001 and 2020, while Vavuniya and Vavuniya South divisions showed a slight rising trend of 3.5% and 5.7%, respectively.
Between 2001 and 2020, the annual forest cover change rates were 0.18%, 0.003%, 0.02%, and −0.01% in Vavuniya, Vavuniya South, Vengalacheddikulam, and Vavuniya North divisions, respectively. Conversely, a growing trend in open forest areas was noted in all DS divisions. Annual rates of open forest cover gain in DS divisions were 3.36% in the Vavuniya division, 3.49% in Vavuniya South, 2.43% in Vengalacheddikulam, and 4.95% in the Vavuniya North division. We observed the highest percentage of open forest gain per annum in the Vavuniya North division.
In Sri Lanka, a civil war begun in 1989 between the Government of Sri Lanka (GOSL) and the Liberation Tigers of Tamil Eelam (LTTE); this war ended in 2009. The Northern and Eastern Provinces of Sri Lanka were hard hit by this conflict. The several districts in the Northern Province, namely, Kilinochchi, Mullaitivu, Mannar, and Vavuniya districts, collectively called “Vanni”, were captured and controlled by the LTTE [
88]. Cultural, economic, and environmental impacts were caused by this civil war at national and international scales [
88]. Remarkably, Chardran [
89] mentioned that this district suffered several repetitive displacements throughout the conflict, until 2009. The district was divided into two parts, namely, cleared (under the control of Sri Lankan government) and uncleared area (the civil administration was fully controlled by the Liberation Tigers of Tamil Eelam (LTTE)). These two areas were separated by the Omanthai Sri Lankan Army checkpoint [
90]. The uncleared area was mainly the entire area of the Vavuniya North division. The whole of the Vavuniya North division, and parts of the Vavuniya and Vengalacheddikulam divisions, were affected during the conflict, and resettlement and rehabilitation programs were implemented in this district. However, during the past decades, large portions of the forest cover in the northern part of the country had been severely affected by the civil war and post-war consequences. In addition, Sri Lankan forest cover is fragmented; therefore, maintenance and management are challenging. Furthermore, after the end of the civil war, regions in the north and east have been rapidly altering [
91]. Previous studies identified that the underlying deforestation drivers for land use and land cover change were population growth and high demand for urban land, urbanization, development projects, and rehabilitation during the post-civil war situation in the northern part of Sri Lanka. This situation has increased agricultural expansion, encroachment of forest lands for human settlements and agriculture, and illegal logging [
87,
92]. The rate of deforestation and pressure on forests in developing countries are directly and indirectly determined by human population density and the economic crisis [
93,
94,
95,
96].
Notably, the number of abandoned lands for agricultural and settlements was high in Vengalacheddikulam, followed by Vavuniya, Vavuniya North, and Vavuniya South divisions; due to the previous conflict, landowners migrated to foreign countries, water scarcity, and threat from wild animals [
97]. The abandoned lands became forest areas due to lack of accessibility. As a result, forest cover may increase in Vengalacheddikulam and Vavuniya divisions. Based on the Sri Lanka United Nations Reducing Emissions from Deforestation and forest Degradation (UN-REDD) report in 2016, internally displaced citizens and refugees were returned to the districts of Mannar, Jaffna, Vavuniya, Mullaitivu, and Kilinochchi in 2015. In certain situations, people have encroached and claimed the ownership of Forest Department lands without following the legal processes. Additionally, misappropriation by local officials and infrastructure development are further reasons for forest destruction in the northeast, with overexploitation of forest resources within reserved areas. A noticeable malfunction was observed, that the forest sector is not included in the Climate Change Secretariat activities, since it is not considered a significant component of Sri Lanka’s climate change mitigation and adaptation plan [
25]. This exemplifies the poor coordination between sectors in Sri Lanka to conserve forest resources and mitigate climate change. To overcome the insufficiencies at the national level, subnational-level studies can provide the forest cover data and carbon storage potential of forests, which may develop the interest in forest conservation and sustainable management through the collaboration of various organizations. These types of studies can help to achieve the REDD+ goals and receive result-based financial incentives through the policies and measures in the National REDD+ Investment Framework and Action Plan (NRIFAP).
3.4. Accuracy of Land Cover Maps and Significance of PBTC Mapping
Table 6 shows the producer accuracy, user accuracy, overall accuracy, and kappa statistics of the subsequent land cover maps. The overall accuracy of the generated land cover maps for the years 2001, 2006, 2010, 2016, and 2020 were 86%, 87%, 86%, 88%, and 88%, respectively. The kappa coefficients for the selected years were 0.81, 0.83, 0.81, 0.83, and 0.83, respectively. Our study obtained acceptable accuracy and average kappa values, with strong agreement, above 80% [
72,
98]. The average overall accuracy of the PBTC maps was 87%, while the average kappa coefficient was 0.82. The overall accuracy and kappa coefficient for the 2020 map using ground truth points were 86% and 0.80, respectively. The accuracy assessment findings revealed that there was an almost acceptable agreement between phenology-based land cover maps and reference data. The overall accuracy and kappa coefficient of maps showed higher reliability and accuracy, as this method primarily relied on the seasonal phenological behavior of vegetation.
We attempted to compare accuracy assessment results of PBTC maps with the findings of earlier studies. For example, a similar study concluded that the average accuracy and kappa coefficient of bamboo mapping in Cambodia from 2015 to 2018 were 89.4% and 0.82, respectively [
36]. Similarly, the accuracy of mangrove forest mapping in Brazil from 1985 to 2018 was 87% [
99], while another study reported the average accuracy and kappa coefficient of forest cover mapping in Ethiopia during 1991–2019 were 82.2% and 0.89 [
2]. Another study also yielded an accuracy range from 86.6% to 89.80% for the long-term deforestation assessment in Sri Lanka between 1976 and 2005 [
71]. Remarkably, it can be concluded that the classification performance was highly accurate and in line with previous studies [
2,
66,
100]. Therefore, these results are valid for assessing forest cover changes, and are considered as a best-fit model for our study.
The accuracy assessment for land cover classification can be validated by different methods, such as cross-validation approaches and bootstrapping [
101]. In the cross-validation, the independent references were used to validate the generated maps. Different training and validation partitions of the data are used in different cross-validation procedures. The final accuracy results are then provided as the average or best fit of all iterations or folds in the cross-validation approach [
101]. For example, a previous study from the eastern part of South Africa investigated the accuracy of classification methods in support vector machines and random forests using bootstrapping and k-fold cross-validation methods. The support vector machine with k-fold cross-validation yielded producer and user accuracies above 80% [
102]. However, the k-fold cross-validation and bootstrapping methods have many merits and demerits in terms of sampling size, time consumption, linearity, and randomness. In our study, we classified the land cover categories using EVI threshold values, and then validated them using reference data. The selection of the validation approach depends on the objectives and methods applied in a particular study.
The present study confirms that the dry season is more suitable for land cover classification owing to less cloud cover and unique EVI values for each land cover class; these key characteristics can improve accuracy by avoiding overlap among land cover categories. In contrast, the rainy season or wet season is not suitable due to the possibility of high cloud cover. All land cover categories can appear green during the wet season. Therefore, it is difficult to distinguish one land cover type from another. Due to this, the overlapping of EVI values can result in misclassification among the land cover categories. The possibility of misclassification can be reduced using high-resolution satellite images, field-based reference points, and drone technology. A similar study also mapped Cambodia’s 12 land cover categories using the PBTC method during the leaf shedding season [
36]. Therefore, phenology-based classification can be the most prominent method for land cover classification. This method could help clearly differentiate land cover classes with minimum errors to obtain improved results. Our study delivers significantly better results due to the selection of a suitable time for collecting Landsat images. Additionally, the time consumption for producing maps in GEE was shorter than for other classification methods. Our findings clarify the importance of the PBTC method for land cover mapping, and confirm that this is a good and sensitive method based on seasonal variations.
However, open forest classification is quite challenging, and is a limitation of our study, because open forest coverage was smaller and mixed with croplands. Furthermore, there is also the possibility of misclassification due to soil reflectivity. As we obtained the Landsat collection during the dry season, the temperature was high. This temperature increment can cause the shedding of leaves and drying out of vegetation. As a result, the soil becomes exposed to sunlight, and this may affect the EVI thresholds, leading to misclassification [
33]. In dry zones, the distinction between trees and shrubs is critical for land use and land cover classification [
103,
104]. In particular, climatological factors play a significant role in determining the phenological cycles of vegetation throughout the year [
104,
105]. Our analysis highlights the fact that increases in spatial resolution from moderate to high can improve the classification performance and differentiation of permanent trees from seasonal vegetation.
GEE, like most commercial image processing tools, provides user help in the form of readily available online documentation and tutorials, with a discussion forum to learn, clarify user questions, and share experiences. Unlike most commercial image processing applications, GEE does not require any special hardware. It does, however, necessitate a constant internet connection, which may not always be available [
106]. Despite this, remote sensing has become more accessible through this open-access platform. Remarkably, GEE has made it feasible to interpret large amounts of satellite images quickly and reliably, for various purposes, including forest cover mapping and assessment.
Although GEE is a cloud-computing platform, it has a wide range of applications incorporating the monitoring and management of natural resources. However, this platform is highly beneficial for developing countries to collect required historical data where data are lacking. The combination of GEE and PBTC can be used to perform meaningful spatial data analysis. It has many advanced features to process big data for spatial assessments. The forest cover change assessment can be used to estimate the carbon stocks, baseline carbon emissions, and removals needed for measuring and monitoring the performance of REDD+ and obtaining result-based financial incentives. Furthermore, estimating forest cover change can be used to better understand the proximate and underlying drivers of deforestation and forest degradation at the district level. The trends in forest cover changes found in this study can be utilized to quantify baseline forest loss and carbon stocks, and compare carbon emissions with project actions, and are also beneficial for conserving and sustainably managing forests at various levels. Our findings can greatly help existing policies and measures (the national forest policy, national climate change policy, forest planting and restoration, and NRIFAP) to achieve their goals to obtain carbon-based incentives with the reality of subnational level consideration [
107].
3.5. Carbon Loss or Gain Due to Forest Cover Change
Using an average carbon stock (aboveground, belowground, and litter were incorporated in this assessment) of 134.6 MgC ha
−1 for dry monsoon forest and 28.6 MgC ha
−1 for open forest [
22,
108], total carbon stocks in dry monsoon forest were estimated at 14,941,360.9 MgC in 2001, but declined to 14,084,772.1 MgC in 2020, representing a loss of 45,083.6 MgC/year, or about 165,306.6 MgCO
2/year (=45,083.6 × (44/12), the molecular weight ratio of CO
2 to carbon) (
Table 7) . The dry monsoon forest occupied a higher area in land extent than open forest, and this forest type is a major carbon reservoir in this district. Surprisingly, the carbon stocks stored in dry monsoon forest gradually decreased, with an annual reduction of 5.7%. Our findings clearly show that this forest type becomes a carbon source. There was a more than two-fold reduction in carbon stocks in dry monsoon forest and discharged carbon emissions between 2010 and 2020, compared to the loss in carbon stocks from 2001 to 2010. If a retrospective approach is adopted for establishing the subnational FREL, the FREL for Vavuniya District is equivalent to 165,306.6 MgCO
2/year. Between 2001 and 2020, carbon stocks in dry monsoon forest showed a continuous decline due to forest cover loss. This result shows a need for appropriate conservation and management strategies through the implementation of REDD+ to reduce the loss in carbon stocks and emissions due to the changes in dry monsoon forest cover. These strategies under the REDD+ can yield reductions in carbon emissions, and could also contribute towards developing countries receiving economic incentives under the element of reducing emissions from deforestation as part of the REDD+ scheme.
In contrast, total carbon stocks in open forest were estimated at 181,065.3 MgC in 2001, but increased to 305,763.0 MgC in 2020, representing a gain of 6563.0 MgC/year, or sequestering (removal) about 24,064.5 MgCO
2 annually. This gain in carbon removal could be eligible for financing support under the element of enhancement of forest carbon stocks of the REDD+ scheme of the UNFCCC. In total, open forest lost about 731,891.1 MgC (0.3%/year), causing net emissions of 2,683,600.8 MgCO
2 between 2001 and 2020, or about 141,242.1 MgCO
2/year (
Table 7). Overall, the district’s forests were a source of carbon emissions. The net emissions and annual emissions were about 6.9% and 0.36% of Sri Lanka’s total emissions in 2018, reported in the climate analysis indicators tool [
109], indicating that reducing emissions from deforestation and enhancing forest carbon stocks through forest restoration could have an important role in achieving the national emission reduction target in Sri Lanka.
3.6. EVI Thresholds and their Impact on Land Cover Assessment and Carbon Stocks
In addition to the EVI thresholds in
Table 2, we applied three different EVI threshold values (Model 1 (M1), Model 2 (M2), and Model 3 (M3)) for each land cover category, except water bodies (
Table 8), to show the impacts of different EVI threshold applications on the land cover assessment. Notably, the overall average accuracy and kappa coefficient of M1, M2, and M3 were less than 80% and 0.80, respectively. However, we reinstate that the land cover maps produced using the
Table 2 EVI thresholds yielded overall accuracy and kappa coefficient above 80% and 0.8, considered as the best-fit model for this study. There was a misclassification among the land cover classes due to the different threshold values of M1, M2, and M3. By applying different EVI threshold values, a range of biases in dry monsoon and open forest cover and carbon stocks occur, as shown in
Table 8, when compared with our best-fit model (
Table 3) results. Similarly, the percentage bias of each model was estimated for both forest covers (
Figure 7). The EVI threshold range for open forest was narrower than for dry monsoon forest. Therefore, the selection of EVI range for open forest cover estimation is challenging because the EVI range was comparatively narrow. The highest percentage of bias range was observed in M1, while the lowest percentage was in M3, for open and dry monsoon forest covers, respectively (
Figure 7). Additionally, this study estimated that the root mean square errors (RMSEs) of M1, M2, and M3 for open forest cover were 31,738 ha, 15,901 ha, and 14,709 ha, while RMSEs for dry monsoon forest cover were 22,199 ha, 6715 ha, and 929 ha, respectively. These three models incorporating EVI thresholds resulted in higher error, and also did not satisfy the overall accuracy above 80%. Overall, the dry monsoon and open forest covers, and carbon stocks, were either underestimated or overestimated, depending on the chosen EVI values. Accordingly, these biases can lead to a significant change in the degree of carbon emission and removal (
Table 9).
The following previous studies found similar results to ours. For example, the variability in EVI thresholds underestimated the soybean cultivation area by 11.4%, while areas of rice field and silviculture were overestimated by 12.8% and 14.3%, respectively [
110]. Similarly, three EVI values (0.400, 0.450, and 0.500) used for classifying forests in Guyana, produced biases of 10.0% to 30.0% from lower to higher EVI thresholds [
111]. These studies support the notion that, if threshold values are changed, biases can occur in land cover classification and assessment.