1. Introduction
Purine is an important heterocyclic system for life that is present in nucleic acids (DNA and RNA) as a part of two nucleobases: adenine and guanine [
1]. Furthermore, purine derivatives are present in various alkaloids such as theophylline, theobromine, and caffeine. Purine exists in the form of nine prototrophic tautomers (four NH and five CH isomers). In the gas phase, the most stable tautomers are 9H, 7H, 3H, and 1H, in which one proton is transferred between four endo-nitrogen atoms [
2,
3]. Most of the theoretical research on purine has focused on its structural parameters, energetic stabilities, and tautomerism in neutral and protonated form [
4]. Additionally, the aromaticity of purine tautomers has also been studied [
5].
Due to their importance in bioorganic chemistry, tautomerization and intramolecular interactions in purine nucleobases have been studied in terms of solvation effects. These effects on tautomeric equilibria between all possible nine neutral tautomers of purine, as well as their oxidized and reduced forms, were analyzed theoretically in the aqueous solution and the gas phase [
4]. It has been shown that PCM hydration affects the relative energies of purine tautomers (i.e., tautomeric preferences), their geometries, and, to a small extent, the π-electron delocalization. In the gas phase, the tautomeric preferences of neutral and oxidized purine forms are very similar [
2,
6], with the N9H tautomer being preferred in both cases. In water, the NH tautomers are also more stable than CH, but for the oxidized species, the N1H tautomer is preferred. However, when purine gains one electron in the reduction processes, the stability of these tautomers changes dramatically. The CH tautomers appeared to be more stable in the gas phase (C6H and C8H dominate), while the N3H tautomer in water. Thus, in electron transfer reactions, the tautomeric purine system can be very sensitive to the environment [
4]. The same applies to the stability of the neutral and redox forms of the adenine (6-NH
2-purine) tautomers [
3,
7].
In the case of purine, in the gas phase, the N9H tautomer is the most stable, while in water, two tautomers, N7H and N9H, have similar energies, and they dominate in the tautomeric mixture [
4,
8]. Moreover, it was found that, in the gas phase, there are large energetic barriers (≥60 kcal∙mol
−1) for intramolecular proton transfer, which is another (kinetic) reason for the above-mentioned preference for the N9H tautomer [
9]. Solvation, by the hydrogen bonding with water molecules, results in a reduction of the height of these barriers (by 30–40 kcal∙mol
−1), due to the concerted multipole proton transfer effect. The decrease in the kinetic barrier for proton transfer and relative Gibbs energies may explain why both the N9H and N7H tautomers coexist in the aqueous phase, which was also confirmed experimentally by Raman and
15N NMR spectroscopy [
10,
11]. Moreover, both of these tautomers also coexist in methanol and dimethylformamide, as shown by low-temperature
1H and
13C NMR spectroscopy [
12]. The nature of the solvent only slightly affects their populations. However, their amounts can be significantly changed by substitution at the 6-position of the purine [
13,
14]. Therefore, apart from tautomerism, the structure of purine and its chemical properties are also significantly influenced by substituent effects.
The substituent effect (SE) is one of the most important effects affecting the chemical, physical, and biochemical properties of chemical compounds. The classical substituent effect is most often described using the Hammett approach [
15], which describes the dependence of various properties of the “reaction site” Y (the fixed group in a given series) on the properties of substituents (X) in disubstituted X-R-Y system. Classically, SE is described by the substituent constants, which are primarily derived from dissociation constants of substituted benzoic acids and characterize the electron-withdrawing/donating properties of substituents. Another way of understanding the SE concept is the description of mutual dependences between various properties of the reaction site Y, caused by changes of substituents X. A further aspect of SE is the influence of substituents X (or both X and Y) on the properties of the transmitting moiety, R. One more important aspect of understanding the SE is the reverse SE (
Scheme 1) [
16].
The reverse substituent effect describes the impact of the reaction site (Y) or the substituted moiety (R, R-Y) on the electronic properties of the substituent (X) in X-R-Y systems. This was already noted by Hammett [
15] and represented, for example, by the different values of substituent constant for
para and
meta positions. However, for the first time, the concept of “reverse” SE has only recently been presented and documented [
17]. It has been demonstrated that this effect may be well characterized by the cSAR(X) approach (charge of substituent active region) proposed by Sadlej-Sosnowska [
18,
19,
20]. In many articles, cSAR(X) has been shown to correlate linearly with the Hammett constants,
σ, and can reliably describe the electronic properties of the substituent [
17,
20]. In contrast to the substituent constants, which characterize the electronic properties of a substituent by comparison to the reference X-substituted benzoic acid, the cSAR values take into account the reverse SE of a system to which X is attached. Thus, the cSAR allows the quantification of changes in the electronic properties of the substituent X. Negative values of cSAR(X) correspond to the electron-withdrawing, whereas positive values correlate to the electron-donating character of X.
The reverse SE is dependent on a few factors, such as the transmitter type and the reaction site (Y), but also the proximity effects. Proximity effects, also termed the ‘
ortho effect’ [
21], take into account the existence of intramolecular hydrogen bonds, steric hindrances between atoms, steric inhibition of the resonance effect, and short-range polar effects, which may significantly influence the electron properties of the substituent. These effects make the Hammett equation unsuitable for describing the SE in
ortho-substituted systems [
22]. Moreover, any structural modification leading to a distortion of coplanarity between Y and X groups sterically weakens π-electron delocalization, affecting the SE. This mainly applies to substituents that exhibit a strong steric hindrance with the reaction center, which leads to a significant torsion angle [
23,
24,
25].
The reverse SE has been examined mainly in hydrocarbon derivatives [
16,
17,
26,
27,
28]. For example, in X-substituted 1-, 2-, and 9-anthrol derivatives, where X = NO
2, CN, H, OH, and NH
2, it has been shown that the reverse SE of the OH group is stronger when the number of bonds between two substituents, through which SE is transmitted, is odd [
29]. This is some generalization of the well-known SE from the
meta/
para positions. The reverse SE of the BH
2 group on X substituents in
para-substituted phenylboranes was also investigated, as well as the influence of external disturbance in the form of intermolecular interactions on the characteristics of this effect [
30]. In heterocyclic systems, the reverse SE was analyzed for 9H, 7H, 3H, and 1H adenine tautomers. It was shown that the values of cSAR(X) are well correlated with the Hammett substituent constants (σ
para), similarly to the case of benzene derivatives [
31].
One of the most important substituents in organic chemistry, which can significantly change its electronic properties due to position in the molecule and the nature of the reaction site, is the nitro group. The easiest way to show this is with different values of its substituent constants for the
para and
meta positions, 0.778 and 0.710, respectively, or the experimentally obtained acidity constants (p
Ka) of
meta- and
para-nitrobenzoic acids (3.493 and 3.425, in water at 25 °C) from which these constants were evaluated [
15,
32]. More pronounced changes in the properties of the nitro group result from the nature of the fixed group (Y) in the reference reactions. This is confirmed by the NO
2 substituent constant: σ (determined in a series of
para-substituted benzoic acids) and σ
− (determined in a series of
para-substituted phenol derivatives), which are 0.778 and 1.27, respectively. Higher electron-accepting power of the nitro group in
para-nitrophenol is the result of strong inductive and particularly resonance effects, caused by intramolecular charge transfer between the NO
2 group and an electron-donating (ED) substituted moiety. Moreover, the resonance effects weaken with the rotation of the nitro group, as evidenced by the changes in the sigma value due to the rotation. This value decreases from 1.27 for coplanar form down to 0.70 for perpendicular one, as shown by Dobrowolski et al. [
33] for
para-nitrophenolate.
To our knowledge, the classical SE of the nitro group, contrary to the reverse SE, has been widely studied in various systems (aliphatic and aromatic) [
31,
34,
35,
36,
37,
38,
39,
40]. The reverse SE, i.e., changes in the properties of the nitro group resulting from the nature of the Y-substituted transmitting moiety, was studied by means of structural and electronic parameters, taking into account coplanar and perpendicular NO
2 conformations [
36]. For example, in Li-nitrophenolate, the introduction of the -OLi group leads to a significant increase in Bader’s CN bond ellipticity, ϵ
CN, which is ~2.6 times higher compared to unsubstituted nitrobenzene. The opposite effect, i.e., a decrease in ϵ
CN, was observed in the case of twisting of the nitro group at an angle of 90°. The most fruitful analysis of the reverse SE of the NO
2 group comes from its electronic cSAR parameter. Such analyses have been performed for nitro-X-substituted benzene, cyclohexa-1,3-diene, and bicyclo[2.2.2]octane derivatives, as well as for monosubstituted systems [
26,
41,
42,
43,
44,
45]. It has been documented that the nitro group can change its electron-accepting (EA) properties even by 40% depending on the type of transmitter and the transmitting method. Furthermore, in nitro-cyclohexa-1,3-diene systems, the nitro group at the fourth position is about 10% more EA than at the third position. In X-nitrobenzene derivatives, the presence of the ED substituent (NH
2, NH
−, OH) in the ring leads to the up to 50% increase in the EA character of the nitro group in the
para position and 30% in the
meta position. Moreover, the nitro group loses even 30% of its electron-accepting ability due to rotation in the
para-nitroaniline system [
46]. Hence, it is interesting how factors such as the substitution position, type of tautomer, and resulting proximity effects influence the strength of the reverse SE in heterocyclic systems.
A new aspect of the reverse SE is its dependence on solvation. It is well known that the solvent nature may affect changes in the EA/ED properties of the substituent. Moreover, the solvent has been shown to enhance the substituent effect [
47]. The polarizable continuum model (PCM) of solvation was used to predict changes in solvation energies, the stability of tautomeric and anion forms of tetrazole derivatives [
48], and the aromaticity of studied compounds. Thus, it can be successfully used to describe relationships between solvating media and the electronic properties of a substituent [
49].
As mentioned above, the results of both calculations and experiments show that in purine, NH tautomers are more stable than CH. In this work, we have investigated changes in the electronic structure and mutual stability of NH purine tautomers due to the substituent and solvent effects. The four most stable purine tautomers, i.e., N9H, N7H, N3H, and N1H (shorter notations are used hereafter: 9H, 7H, 3H, and 1H), substituted at C2, C6, or C8 positions by the NO
2 group (
Scheme 2) have been examined; changes in the substituent properties (reverse SE) were also realized by rotation of the nitro group around the CN bond. As processes in real biological systems [
50,
51] and chemistry take place in non-polar and polar environments, a wide range of solvent polarity was selected. For this purpose, the DFT-D method at B97D3/aug-cc-pVDZ level of theory and the polarizable continuum model (PCM) were used. The electron-accepting (EA) properties of the nitro group were characterized using the cSAR index and structural parameters.
2. Methodology
To investigate the reverse substituent effect (
Scheme 1) of the nitro group, various positions (C2-, C6-, and C8-X) of the nitro group in purine tautomers were considered (
Scheme 2). Moreover, the electron-accepting properties of the nitro group were modified by its rotation around the CN bond by 45 and 90 degrees. The influence of the solvent on the strength of the reverse SE was estimated using 9 solvents of various polarity and the gas phase, as shown in
Table 1.
For studied systems, optimization without any symmetry constraints was performed (in the gas phase and solution) using the Gaussian09 program [
52], except in the case of C6-NO
2 substitution in 9H and 3H tautomers, in which the coplanarity of the nitro group with the purine ring was forced, as well as when the NO
2 group was rotated 45° and 90°. According to the results of our previous research [
53], calculations were carried out using the DFT-D method at B97D3/aug-cc-pVDZ level of theory [
54,
55]. The vibrational frequencies were calculated at the same level of theory to confirm that structures optimized without constraints correspond to the minima on the potential energy surface. In the case of C6-NO
2 substituted 3H tautomer with the NO
2 rotated by 90°, no imaginary frequencies were found, contrary to the other systems with the NO
2 group rotated by 90°. Forcing the 45° rotation of the NO
2 group resulted in no imaginary frequencies. The solvent effect was investigated using the polarizable continuum model (PCM) [
56,
57,
58], using the integral equation formalism variant (IEFPCM). In this method, the solvent is modeled by a continuum of uniform permittivity (ε). The PCM model describes only the solvation effects that result from the mutual solute–solvent electrostatic polarization; specific solute–solvent molecule interactions are not taken into account.
Electronic properties of the nitro group were characterized by the cSAR (charge of the substituent active region) approach [
18,
19,
20]. cSAR(X) of the nitro group was calculated as a sum of charges at all atoms of the NO
2 group and the charge at the ipso carbon atom:
Hirshfeld method of atomic charge assessment [
59] was applied to calculate all cSAR values.
For the description of changes in π-electron delocalization in both purine rings, two indices were considered: the geometry-based HOMA (Harmonic Oscillator Model of Aromaticity) [
60] and the magnetic NICS (Nucleus-Independent Chemical Shift) [
61]. A comparison of the HOMA and NICS values obtained for the 5- and 6-membered rings of imidazole (IM), pyrimidine (PYR), and purine (PU) is presented in
Table 2. As NICS values depend on the ring size, the HOMA index was used in our study. It is defined as:
where
n is the number of bonds taken into account when carrying out the summation, j means the type of bond (e.g., CC or CN), α
j is an empirical normalization constant,
dopt,j is the optimal length of a given bond assumed to be realized for full aromatic systems, and
dj,i is an actual bond length in the studied system.
The values of HOMA were calculated using the Multiwfn program [
62], according to Equation (2); constants (
αj and
dopt,j) were taken from Krygowski’s paper [
63].
Table 2.
The HOMA and NICS values for five- and six-membered rings (5
MR, 6
MR) of imidazole (IM), pyrimidine (PYR), and purine (PU). Data taken from [
64].
Table 2.
The HOMA and NICS values for five- and six-membered rings (5
MR, 6
MR) of imidazole (IM), pyrimidine (PYR), and purine (PU). Data taken from [
64].
| HOMA | NICS |
---|
| 5MR | 6MR | 5MR | 6MR |
---|
IM | 0.866 | | −12.772 | |
PYR | | 0.976 | | −5.000 |
9H PU | 0.757 | 0.926 | −10.971 | −7.690 |
7H PU | 0.752 | 0.915 | −11.146 | −7.952 |
3H PU | 0.680 | 0.761 | −10.029 | −7.749 |
1H PU | 0.548 | 0.602 | −9.555 | −7.051 |
4. Conclusions
In this work, we examined changes in the electronic structure and mutual stability of the four most stable purine tautomers (9H, 7H, 3H, and 1H), substituted at the C2, C6, or C8 positions by the nitro group, due to substituent and solvent effects. Moreover, changes in the substituent properties were also realized by rotation of the NO2 group around the CN bond. For this purpose, the DFT-D method and the polarizable continuum model (PCM) were used. The electron-accepting (EA) properties of the nitro group were characterized by the cSAR index and structural parameters. The research was carried out in a wide range of solvent properties (from the gas phase, ε = 1, to formamide, ε = 109, nine solvents).
First of all, it should be emphasized that for all analyzed structures, the EA character of the NO2 group increases with the polarity of the solvent. Moreover, its electronic properties are highly dependent on the substitution position and the proximity type and therefore on the type of tautomer. For the I-type proximity (both O···N interactions), the variability of cSAR(NO2) is greater than for II-type (O···N and O···HN interactions). Thus, the weakening of the repulsive Coulombic interactions between negatively charged N and O atoms, due to an increase in ε of the environment, has a substantial strengthening effect on the EA properties of the NO2 group. Considering the position of the substitution, the EA properties of the nitro group in the C8-substituted 3H and 1H tautomers are the most sensitive to the solvent effects. The exclusion of the resonance effect and N···O interactions, by rotating the nitro group by 90°, lowers this sensitivity by about 25%. This shows that besides the resonance effect, the inductive effect also plays an important role. Changes in the electronic structure properties of the nitro group are consistent with changes in its geometry.
Furthermore, the substitution of the NO2 group to the five-membered ring (C8 position) of the 1H and 3H tautomers increases the π-electron delocalization in these systems compared to the unsubstituted molecule. This is indicated by the HOMA index values for both purine rings in the gas phase. Additionally, the strongly electron-withdrawing nature of the NO2 group in formamide further enhances their aromaticity. In other cases, in general, the substitution of purine with the nitro group reduces the aromaticity of both its rings.
The stability of individual tautomers can be influenced by both substituent and solvent effects. In the gas phase, the 9H or 7H tautomers are the most stable for all types of substitutions, regardless of the rotation of the nitro group. In the case of the C2- and C6- substituted systems, the difference between their energy decreases with the solvent polarity, and in toluene, it is 2.0 and 3.0 kcal/mol, respectively. This means that both tautomers can coexist in a solution. The 7H tautomers with the C2-NO
2 substitution are slightly more stable than the 9H analogs in ethanol and more polar solvents, while the 7H tautomers with the coplanar NO
2 group at the C6 position are more stable in all considered environments. However, the results obtained show that the purine nitration at C8- leads to small differences in the stability (<2.2 kcal/mol in water) between the NH tautomers. Thus, in an aqueous solution, the mixture may contain a significant amount of all tautomers. Moreover, in the case of systems with the perpendicular nitro group, the stability decreases in the order from the most s
Table 1H tautomer through 3H, 9H, to 7H, already in chloroform and more polar solvents. In water, the 1H and 3H tautomers are more stable than 7H by 3.70 and 2.56 kcal/mol, respectively.
The substitution of the purine molecule by the nitro group, especially to its five-membered ring and the I-type proximity, increases the molecular dipole moment, which then increases with increasing solvent polarity. This results in different tautomeric preferences in nitro-substituted and unsubstituted purines in the gas phase and their changes with increasing solvent polarity.