Strain Energy Release and Deep Rock Failure Due to Excavation in Pre-Stressed Rock
Abstract
:1. Introduction
2. Calculation of Strain Energy Release by Excavation in Pre-Stressed Rock
2.1. Methodology
2.2. Strain Energy Release by Excavation in Laboratory Test
2.3. Strain Energy Release by Excavation in Numerical Analysis
3. Effect of Excavation Height and Width on Strain Energy Release
3.1. Effect of Excavation Height
3.2. Effect of Excavation Width
3.3. Equation for Released Strain Energy Caused by Excavation
4. Effect of Lateral Pressure on Strain Energy Release
4.1. Model Construction and Results
4.2. Effect of Lateral Pressure
5. Rock Failure Caused by Excavation
5.1. Numerical Method and Model
5.2. Rock Failure Caused by Excavation
6. Conclusions
- (1)
- Excavation in pre-stressed rock leads to a change in the original stress field, which is manifested in the release of normal stress on the free surface and the concentration of tangential stress. In this research, a method is proposed to calculate the strain energy release caused by the excavation by loading an intact specimen and a specimen with holes. The energy change in the intact specimen from loading to excavation, and then to stability (stress balance) causes a gradual increase in strain energy during loading, a reduction in strain energy after excavation, and strain energy release after excavation. Both the excavation and normal stress release after excavation lead to a reduction in strain energy in the rock specimen.
- (2)
- The influence of excavation height and width on strain energy release is inconsistent under vertical loading. When the height of hole is 1 mm, the strain energy release is large, and the increase in the height of the hole will lead to a slow increase in strain energy release. When the width of hole is 1 mm, the strain energy release is very small, and the increase in width of hole will lead to an exponential release of strain energy. Through equation fitting, the theoretical Equation (9) of strain energy release caused by holes with different height and width is obtained, and the fitting accuracy is high.
- (3)
- The strain energy release increases exponentially with the increase in the lateral pressure coefficient, showing a trend of the second power of lateral pressure coefficient. This shows that the vertical stress remains unchanged, and the increase in horizontal stress will lead to the increase in strain energy release.
- (4)
- The tunnel failure mode caused by excavation under high stress is obtained by numerical calculation. The failure modes of the tunnel are strain rockbursts caused by tangential stress concentration and spalling caused by normal stress release, which are also observed in the failure mode of the actual tunnel. For an underground mine exposed to high horizontal stresses, the single excavation height should be reduced to reduce the rate of horizontal strain energy release. In addition, it is recommended that energy-absorbing materials are used to absorb the strain energy release caused by excavation. The support design can be based on the strain energy release of surrounding rock and the amount of energy absorption by the support structure.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Specimens | High/mm | Width/mm | Thick/mm | Hole Size/mm |
---|---|---|---|---|
S-Intact | 149.7 | 119.1 | 21.0 | 0 |
S-Hole | 149.3 | 119.2 | 21.6 | 22 × 22 |
Specimen | UInt/J | UHole/J | UAft-ex/J | USpe-ho/J | URele/J |
---|---|---|---|---|---|
S-Intact | 6.848 | 0.184 | 6.664 | --- | 0.703 |
S-Hole | --- | --- | --- | 5.961 |
Mechanical Parameters | Specimen | Loading Platen |
---|---|---|
Young’s modulus (E, GPa) | 5.01 | 211 |
Poisson’s ratio (ν) | 0.33 | 0.29 |
Density (ρ, kg/m3) | 2700 | 7840 |
Normal penalty (Pn, N/mm2) | 5010 | 211,000 |
Tangential penalty (Pt, N/mm2) | 501 | 21,100 |
Friction (γ) | 0 | 0 |
Mesh element size (mm) | 2 | 2 |
Contact type | Node edge | Node edge |
Specimen | Displacement/mm | Load/kN | UInt/J | UHole/J | UAft-ex/J | USpe-ho/J | URele/J |
---|---|---|---|---|---|---|---|
S-Intact | 0.453 | 40.56 | 9.186 | 0.247 | 8.939 | --- | 0.434 |
S-Hole | 37.55 | --- | --- | --- | 8.505 |
h/mm | Displacement/mm | Load/kN | UInt/J | UHole/J | UAft-ex/J | USpe-ho/J | URele/J |
---|---|---|---|---|---|---|---|
0 | 0.453 | 40.56 | 9.186 | --- | --- | --- | 0 |
1 | 39.10 | 0.011 | 9.175 | 8.856 | 0.319 | ||
4 | 38.81 | 0.045 | 9.141 | 8.791 | 0.350 | ||
8 | 38.46 | 0.090 | 9.096 | 8.712 | 0.384 | ||
12 | 38.18 | 0.135 | 9.051 | 8.648 | 0.403 | ||
16 | 37.92 | 0.180 | 9.007 | 8.590 | 0.417 | ||
22 | 37.55 | 0.247 | 8.939 | 8.504 | 0.435 |
w/mm | Displacement/mm | Load/kN | UInt/J | UHole/J | UAft-ex/J | USpe-ho/J | URele/J |
---|---|---|---|---|---|---|---|
0 | 0.453 | 40.56 | 9.186 | --- | --- | --- | 0 |
1 | 40.49 | 0.011 | 9.175 | 9.172 | 0.003 | ||
4 | 40.31 | 0.045 | 9.141 | 9.129 | 0.012 | ||
8 | 39.90 | 0.090 | 9.096 | 9.038 | 0.058 | ||
12 | 39.37 | 0.135 | 9.051 | 8.918 | 0.133 | ||
16 | 38.73 | 0.180 | 9.007 | 8.772 | 0.234 | ||
22 | 37.55 | 0.247 | 8.939 | 8.504 | 0.435 |
Displacment/mm | Intact Specimen | Specimen with Hole | ||||||
---|---|---|---|---|---|---|---|---|
Dy | Dx | Fy/kN | Fx/kN | Fy/kN | Fx/kN | |||
0.10 | 0.431 | −0.142 | 40.56 | 5.07 | 16.90 | 1.69 | 37.06 | 3.27 |
0.25 | 0.398 | −0.088 | 12.67 | 4.22 | 36.93 | 10.26 | ||
0.40 | 0.365 | −0.033 | 20.28 | 6.76 | 36.80 | 17.26 | ||
0.60 | 0.322 | 0.039 | 30.42 | 10.14 | 36.66 | 26.44 | ||
0.80 | 0.277 | 0.112 | 40.56 | 13.52 | 36.42 | 35.84 | ||
1.00 | 0.232 | 0.186 | 50.70 | 16.90 | 36.19 | 45.24 | ||
1.20 | 0.189 | 0.257 | 60.84 | 20.28 | 36.05 | 54.43 | ||
1.35 | 0.156 | 0.312 | 68.44 | 22.82 | 35.97 | 61.52 |
UInt/J | UHole/J | UAft-ex/J | USpe-ho/J | URele/J | |
---|---|---|---|---|---|
0.10 | 8.38 | 0.23 | 8.15 | 7.76 | 0.40 |
0.25 | 7.51 | 0.20 | 7.31 | 6.90 | 0.41 |
0.40 | 7.07 | 0.19 | 6.88 | 6.43 | 0.45 |
0.60 | 7.12 | 0.19 | 6.93 | 6.42 | 0.51 |
0.80 | 7.89 | 0.21 | 7.68 | 7.05 | 0.63 |
1.00 | 9.42 | 0.25 | 9.17 | 8.41 | 0.76 |
1.20 | 11.65 | 0.31 | 11.34 | 10.40 | 0.94 |
1.35 | 13.84 | 0.37 | 13.47 | 12.40 | 1.07 |
Mechanical Parameters | Model |
---|---|
Young’s modulus (E, GPa) | 20.7 |
Poisson’s ratio (ν) | 0.23 |
Density (ρ, kg/m3) | 2790 |
Friction angle (φ) | 30° |
Cohesion (c, MPa) | 10 |
Tensile strength (σt, MPa) | 2 |
Fracture energy (Gf, N/m) | 4 |
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Xiao, P.; Li, D.; Zhu, Q. Strain Energy Release and Deep Rock Failure Due to Excavation in Pre-Stressed Rock. Minerals 2022, 12, 488. https://doi.org/10.3390/min12040488
Xiao P, Li D, Zhu Q. Strain Energy Release and Deep Rock Failure Due to Excavation in Pre-Stressed Rock. Minerals. 2022; 12(4):488. https://doi.org/10.3390/min12040488
Chicago/Turabian StyleXiao, Peng, Diyuan Li, and Quanqi Zhu. 2022. "Strain Energy Release and Deep Rock Failure Due to Excavation in Pre-Stressed Rock" Minerals 12, no. 4: 488. https://doi.org/10.3390/min12040488
APA StyleXiao, P., Li, D., & Zhu, Q. (2022). Strain Energy Release and Deep Rock Failure Due to Excavation in Pre-Stressed Rock. Minerals, 12(4), 488. https://doi.org/10.3390/min12040488