The starting material for this research was based on the 3D CAD model, obtained previously [
8] using the Autodesk Inventor Professional software [
13], to carry out a computer-aided engineering study, particularly a linear static analysis, using Autodesk Inventor Nastran [
14]. This is a powerful software for the numerical simulation of engineering problems; particularly, it is a calculation engine for the finite element method that is well recognized in mechanics.
This section briefly explains the operation of the steam engine under study, in order to provide a better conceptualization of the analysis carried out and the working hypotheses from the design point of view, detailing each of the previous phases before executing linear static analysis. In this analysis, two of the most notable variables are the von Mises stress and the displacements suffered by the components of the machine, since these variables mechanically characterize the behavior of the assembly, verifying that its operation under real operating conditions is completely safe.
2.1. Operation of the Machine
Although the detailed operation of the machine is explained in detail in a recent investigation carried out by the authors [
8], where detailed information on the modeling and assembly process can be obtained (
Figure 1), a brief summary is presented below.
This machine is made up of a single double-acting cylinder. Therefore, the working fluid (water vapor) enters and leaves on both sides of the piston, thus carrying out two thermodynamic cycles simultaneously (although out of phase; for example, while on one side of the piston, the admission of water vapor occurs, on the other, the escape occurs). Intake and exhaust control are carried out through a slide valve inside the slide valve chest block, which is located next to the piston cylinder. The movement of this slide valve is due to a linkage, whose relative movement between parts is produced thanks to the coupling of the connecting rod of the slide valve to the crankshaft. An eccentric sheave is attached to it in order to synchronize the movement of the piston with the movement of the slide valve so that the admission and exhaust of the steam are carried out during certain periods of time, thus achieving good operation of the machine.
A notable element of the machine and its design is the master linkage used to transform the reciprocating movement of the piston into a rotary movement of the crankshaft (
Figure 2). For this, a balance beam is used, located in the upper part of the invention, which allows a lightening of the weight of the machine.
In addition, a connecting rod with a piston at its end is attached to the balance beam, which will have an alternative movement inside a pump to compress the water vapor and propel it from the tank to the boiler, from where it will come out with higher pressure and temperature, to later expand in the cylinder chamber and transform the thermal energy into mechanical energy, which will be used thanks to the flywheel.
A great advantage of this machine, in addition to the one mentioned above, is its ability to self-regulate and keep working under stationary conditions. For this, a speed regulator is used (
Figure 3) with a very specific function: to regulate the flow of steam inlet to the slide valve chest block by turning a valve that will increase or decrease the cross-section inside the steam inlet housing. As a consequence, if the velocity of the fluid through the cross-section changes, the flow will also change. In this invention, the rotation of this valve is carried out automatically, being controlled by the speed regulator.
To accomplish this, the speed regulator is made up of two axes, one horizontal and the other vertical, each with its respective components. The horizontal axle is coupled to the crankshaft, and at its end is a gear that transmits the rotational movement from the horizontal axle to the vertical axle. At the opposite end of the vertical axle gear, there is a small linkage, formed by two articulated quadrilaterals, with some counterweights at the end of one of its links. Since the shaft rotates, these counterweights produce a centrifugal force that depends on the speed of rotation of the shaft and its angular acceleration. This causes the sliding collar of the speed regulator to move vertically, moving a yoke which in turn is connected to a bar that will rotate the valve connecting rod, producing its rotation and varying the inlet flow. Therefore, depending on the speed of the crankshaft, the centrifugal force exerted will vary and, consequently, the position of the sliding collar, thus regulating the inlet flow of water vapor. In this way, the speed of rotation of the flywheel is always the same and the steam engine works under stationary conditions since these steam engines were installed in trains or boats, with the speed constant through almost the entire displacement.
Figure 4 shows an axonometric view and a front view of the sectioned invention, in order to more clearly observe the elements that make up the machine, as well as the interior of the cylinder chamber and the slide valve chest block.
2.2. Analysis from the Mechanical Engineering Point of View
This section explains all the stages of the process followed to carry out an analysis using the finite element method, as well as all the established working hypotheses. The stages are as follows:
Pre-processing;
Assignment of materials;
Application of contacts;
Boundary conditions;
Discretization.
Subsequently, and once the previous stages have been carried out, a modal analysis was performed to determine the natural vibration frequencies of the machine, as well as a linear static analysis in the two critical positions of the piston plunger (lower dead center and upper dead center) which constitute the two critical positions analyzed.
2.2.1. Pre-Processing
An analysis could be carried out that included the steam engine as a whole, but due to the high number of components (more than 150) that make it up, the computational cost would be very high, and so would the simulation time. For this reason, elements that will not significantly influence the results obtained have been excluded from the analysis, given that their operating conditions will be far from critical (for safety factors regarding the unity). These excluded components are:
Pump: The function of this element is to compress the fluid (water vapor) before it enters the boiler. Since the variation in the pressure of the fluid will depend on the speed of rotation of the machine, this pump has been suppressed and only the stresses in the pump piston will be analyzed.
Intake and regulation system: The speed regulator has a dynamic functionality as it will rotate at a speed proportional to that of the crankshaft and this will create more or less centrifugal force, so it would make more sense to analyze this component within a dynamic analysis. Similarly, the entry of steam through the intake housing, in which the flow control valve is located, will be eliminated from the analysis to simplify the model, since this could be analyzed separately simply by applying a pressure load on the contours of the elements through which the fluid passes.
Union elements: Many fixing elements have been suppressed and replaced by contact relationships of the ‘bonded’ type, that is, by welded unions. This type of contact establishes that the nodes of the meshes of the elements whose surfaces are in contact will not have relative movement between them on these surfaces. Given that in most cases, welded joints have a higher resistance than bolted joints, this simplification will make sense. This can be achieved as long as the von Mises stresses (which will be used as the failure criterion by comparing them with the yield strength) in the joint areas are far from failure (safety factor greater than unity). This will ensure that the tension in these zones continues to work in safe conditions and there is no plasticization in the joints. That is to say, if the welded joint resulted in a stress lower than the yield strength, the stress that would occur in the case of a bolted joint would be slightly higher. In
Figure 5, the simplified model is shown.
2.2.2. Assignment of Materials
The assignment of materials to the parts during the 3D CAD modeling with their corresponding mechanical and thermal properties is essential, since it will directly influence the behavior of the element in the analysis to be performed.
If during the modeling of each of these, the material is assigned to them, when opening the Autodesk Inventor Nastran environment, in the operations tree in the ‘Model’ tab, the idealizations of the materials can be found. For the invention under study, the assigned materials are the same as those assigned to each piece by the author of the plans: steel, carbon steel, stainless steel, cast iron, brass, cast bronze, rubber and nylon.
Table 1 presents the values of the properties of the materials used in the analysis.
2.2.3. Application of Contacts
For a correct simulation by the finite element method, it must be established what types of contacts there are between the elements that make up the assembly. Autodesk Inventor Nastran allows existing contacts to be established automatically, which is very advantageous since for assemblies with a high number of components, the number of contacts to be established manually would be very high and would take too much time. Therefore, it was decided to automate this process. The existing contacts in the machine are briefly explained below:
‘Separation’ type: This is the most common contact between two elements. In this type of contact, the relative movement between the nodes of the elements in contact is allowed, but with a coefficient of friction (which will be that of the materials). Apart from that, the coefficient of friction depends on other parameters, such as the surface finish of the surfaces in contact, temperature, surface roughness, etc. To simplify, a coefficient of 0.25 was applied between surfaces without lubrication, and a coefficient of 0.1 between surfaces with lubrication, for example, in bearings.
‘Bonded’ type: In this type of contact, relative movement between nodes is not allowed; that is, it behaves as if the elements in contact were welded.
‘Symmetric/Unsymmetric contact’ penetration type: In the case of symmetric penetration, the nodes of a mesh cannot penetrate the nodes of the adjacent mesh, and in the case of the asymmetric type, the penetration of nodes in adjacent meshes in contact is allowed.
One drawback that appears with the generation of contacts automatically is that the software will only make them of one type. Therefore, the behavior of the resulting mathematical model would not correspond to the behavior of the real model, since there are different types of contact in the assembly.
To solve this problem, there are two possible solutions: the first one is to establish the contacts manually, a long and tedious process since there is a large number of components, and the second option is to establish the contacts automatically and modify those that require it. The latter is the option chosen in this investigation, automatically establishing ‘bonded’-type contacts, and modifying them to a ‘separation’-type contact for those that require it. In this way, a response of the mathematical model that corresponds to that of the real model is achieved.
Figure 6 shows an example of the modification of a bonded contact to a separation contact (a pop-up is displayed to change the contact type between a bearing and the head of a beam).
2.2.4. Boundary Conditions
In order to carry out a coherent analysis, the boundary conditions that will restrict certain degrees of freedom of the components of the invention must be established, in order to obtain results that are as close as possible to those obtained in real operating conditions.
First, all the lower faces of the bedplate were fixed without any movement (all freedom degrees are restricted) (
Figure 7); that is to say, they are prevented from any displacement and rotation. This boundary condition would be equivalent to fixing the bedplate of the steam engine to the ground, or to the chassis of the train or ship where the steam engine was located.
Secondly, as the pump has been eliminated in the simplified model for analysis, the movement of its piston must be restricted (
Figure 8), since it would have an alternative movement in the vertical direction with respect to the pump. Therefore, all displacements are restricted except for the displacement, whose direction coincides with the longitudinal axle of the pump piston. In turn, since two cap nuts that hold the pin that joins the pump piston to the rod have been eliminated in order to simplify the analysis, horizontal displacement (direction of the axis of revolution of the pin) is prevented in order to obtain an operation similar to that which would be obtained in the case of carrying out the analysis with these cap nuts. In
Figure 9, the restricted degrees of freedom for the piston pump (those with a tick) are shown.
Finally, since a linear static analysis is going to be carried out simulating the two most critical positions (piston plunger at lower dead center and at upper dead center), the flywheel is fixed (all freedom degrees are restricted) (
Figure 10). In this way, the invention will be blocked and the output variables (stress, displacement and safety factor) will be analyzed in both critical positions. In
Section 2.2.6, these critical positions are explained in detail, as well as the reason for choosing them among all the possible ones.
2.2.5. Discretization
To finish with the steps prior to the analysis, the continuous medium must be discretized. Discretization consists of dividing the continuum medium into numerous elements defined by nodes. In this way, the analysis variables will be calculated in the nodes of the elements, and the values will be interpolated in them in order to obtain the value inside the element. Depending on the number of nodes that the element has, the interpolation order will vary.
This discretization is necessary in order to be able to carry out the analysis, since the differential equations that govern the behavior of the continuous medium cannot be solved. Therefore, the finite element method is used to obtain an approximate solution to these equations. The error committed between the analysis by the finite element method, and the real case for solving the differential equations, will depend on the grid size.
After this brief description of the finite element method and the need to apply it in order to solve the problem, the discretization for the case study is presented (
Figure 11).
In the present investigation, quadratic interpolation order elements were used, that is, parabolic-type elements (tetrahedra) (
Figure 12), to obtain more precise results inside the finite element. The software automatically generates a smaller mesh in smaller parts so that the grid fits better to the geometry of the part and the results are more accurate. Thus, the maximum element size (0.029 m) and the maximum element growth ratio (1.1) have been defined. This configuration allows greater control over the mesh of the parts with contacts, meaning less distortion of the elements. In addition, Autodesk Inventor Nastran allows a more advanced configuration of the finite elements, being able to modify the maximum and minimum angles of the triangle of the tetrahedron. Moreover, the growth rate of the element can be modified in contact zones between different solids, as well as in edges or vertices where a smaller element is required for a better adaptation to the geometry of the solid. In this way, a higher-quality mesh is achieved, and, as they are tetrahedrons, a better adaptation to the geometry of each solid. In this investigation, the analysis used a mesh size of 1,132,720 elements and 1,696,754 nodes.
2.2.6. Critical Positions
The piston plunger positions that give rise to the greatest von Mises stress and the largest magnitude displacements should be analyzed, since although many positions could be analyzed, the ones of greatest interest are those that will subject the machine to the conditions of most critical operation.
For the case study, two critical positions are presented (
Figure 13), corresponding to the position of the piston plunger at the lower dead center and the upper dead center after closing the steam intake by the slide valve in order to later expand inside the cylinder chamber and produce work. In addition, since it is a double-acting steam engine, both situations must be taken into account. In these positions, the maximum pressure is exerted on one of the faces of the piston and atmospheric pressure on the opposite face, since when the steam is renewed in one of the chambers, the discharge or exhaust occurs in the other, and at that instant, the pressure on the face of the piston and cylinder chamber is atmospheric pressure. Once the piston reaches one of these two critical positions, the pressure inside one of the chambers is at its maximum, and the pressure will produce greater stresses and deformations.
Moreover, since the flywheel is blocked, it will be possible to simulate in this way the placing of the machine in operation and observe how the force is transmitted from the piston to the rest of the elements of the steam engine. This blocking situation can be assimilated to a very common test in reciprocating and rotary internal combustion engines, since the torque present on the engine shaft is measured by braking the flywheel.
Figure 13 shows the invention in both critical positions, clearly observing the position of the elements, particularly that of the balance beam, since it is the most innovative element of the invention for the time in which it was developed.
2.2.7. Modal Analysis
Every mechanical system has natural frequencies of vibration and has as many modes of vibration (natural frequencies) as degrees of freedom. Each vibration mode is characterized by a frequency (Hz) and a vibration mode (mode number). This is the consequence of subjecting the system to an imbalance caused by the application of an external force. If this external force takes the solid to a deformed position (within the linear elastic regime, without presenting permanent plastic deformations) and suddenly disappears, the solid will return to its original equilibrium position, but it will arrive with certain kinetic energy (since when it stops the force, the potential energy stored by the material is transformed into kinetic energy) that will cause deformation to occur in the opposite direction to that created by the external force, returning to seek the equilibrium position, and thus producing vibration. When the system vibrates, it will do so at a series of frequencies, these being the natural frequencies.
Therefore, since a linear static analysis is to be carried out later, it does not make sense to execute it if any of the vibration modes of the system (steam engine) corresponds to a frequency of 0 Hz, since it would behave like a mechanism. In this way, for both critical positions of the assembly, the first 10 natural frequencies were obtained, and it was verified that all of them are greater than 0.
2.2.8. Linear Static Analysis
As previously mentioned, the analysis to be carried out will be linear static, after verifying that the system does not have any vibration mode corresponding to the frequency of 0 Hz. This analysis will force a convergence analysis of the mesh to ensure that the results obtained are correct and that this convergence approaches the real solution. Therefore, the objective of the convergence analysis is to observe for what value of the element size the von Mises stress does not vary to a large extent.
Determination of the Strain Envelope
The correct determination of the strain envelope is essential for a correct analysis that does not lead to erroneous results.
The plans [
7] that have made it possible to obtain the 3D CAD model of the invention show its reduced dimensions. As mentioned previously, the main application of this machine was its use in small boats and trains, so its dimensions would be larger depending on the size of the means of locomotion.
Despite all this, and as a starting point, an analysis was carried out for a manometric working pressure of 0.75 MPa, since exact information on the operating conditions of the machine is not available. The steam conditions at the cylinder inlet depend on the geometry of the machine, that is, the dimensions of the plunger, the chamber, etc., as well as the application. For use in maritime vessels or trains, the pressure value could range between 1 and 8 MPa, depending on the machine, and in power plants for the generation of electrical energy, the outlet pressure of the boiler could have a value greater than 10 MPa. This pressure is produced by the steam that comes out of the boiler, being applied in the slide valve chest block, the slide valve and the corresponding piston face, depending on the position. Therefore, this manometric pressure value is used, because throughout the invention in its environment, and in the chamber opposite to the pressure application chamber, there will be an applied pressure of a value equal to atmospheric pressure. In addition, after expanding the steam inside the chamber, the exhaust valve opens and the steam escapes at a constant pressure equal to atmospheric pressure, while in the other chamber, the admission of steam will be taking place at the working pressure.
After the application of the pressure of 0.75 MPa, the behavior of the machine can be observed, and if the minimum safety factor is less than the unity, the steam engine will have exceeded the yield strength and therefore, it will fail at the first cycle static charge. In this way, several analyses must be carried out until a pressure value is determined that causes a maximum von Mises stress lower than the yield strength value, and whose safety factor is greater than the unity for the machine to work safely (values between two and four are those used when designing machines today).
In
Figure 14, the application of the pressure loads for the critical position corresponding to the position of the piston plunger at the lower dead center can be seen in detail.
In the same way, the pressure load for the critical position corresponding to the upper dead center would be applied. In that case, the load would be applied to the opposite face of the piston with respect to the lower dead center position. In this way, it will be possible to observe two critical and opposite behaviors, given that for the lower dead center position, the piston rod will work in compression while for the upper dead center, the piston rod will work in traction. Viewed in this way, a more critical behavior can be anticipated in the upstroke of the piston, that is, for movement from the lower dead center to the upper dead center. The fact that the piston rod works in compression instead of traction produces greater criticality in the deformed state, since a compression load can give rise to eccentricity of the applied load if the piston rod deforms, producing buckling. For this reason, it is foreseen that the most critical position will be the position of the lower dead center.
Analysis Execution
After applying the pressure loads, the analysis will be carried out. Autodesk Inventor Nastran allows users to automatically perform several iterations in the simulation to determine the convergence of the mesh. Finally, a graph will be obtained for the convergence analysis as well as the response of the steam engine to the load, quantified by the values of the von Mises stress and by the displacements, as well as the safety factor defined as the quotient between the yield strength of the material and the von Mises stress at a given point.
The steam engine is an assembly with a high number of components, obtaining a very complex mesh with a high computational cost in the simulation. However, the mesh convergence analysis performed by the software itself reaches convergence in two iterations. For this reason, in order to ensure that the results offered by the software are completely reliable, it was decided to carry out a mesh convergence analysis manually, the results being those corresponding to the manual mesh convergence analysis. This analysis consists of performing a first mesh with a determined global mesh size and proceeding to the simulation. Once the results are obtained, the place where the external strains give rise to a maximum von Mises stress can be determined, noting this value together with the iteration number and the element size.
The next step is to perform a local mesh control in the area of maximum stress, reducing the size of the finite element in that area. Control can be achieved in several ways: by refining vertices, edges, surfaces or solids. For the case study, it was decided to completely refine the solid (piston rod) where the maximum stresses are produced. Once the value of the size of the element has been reduced, the meshing of the assembly is carried out again and the simulation is repeated. This process is repeated until the relative error of the von Mises stresses between iteration (i) and iteration (i-1) is less than an established percentage (in the present investigation, a value of 10% was adopted).