This section presents and discusses the results of surface roughness, microhardness profiles, and the ground surfaces’ images obtained after the grinding of the SAE 52100 hardened steel with a white aluminum oxide grinding wheel under various cutting conditions.
3.1. Surface Roughness
The roughness results for R
a and R
z parameters of all cooling–lubrication conditions employed are presented in
Figure 6 and
Figure 7, respectively. Again, the values are grouped according to the radial depth of cut (a
e) and workspeed (V
w).
In general, R
a and R
z roughness parameters increase with the increase of the radial depth of cut (a
e), and this behavior is best visualized in the parameter R
z. Although R
a is one of the most used parameters, it does not depict flaws because it is an arithmetical mean roughness parameter. Therefore, other parameters are necessary for better characterization of the irregularities of the surface [
33], such as the average pick-to-valley roughness R
z.
According to Malkin and Guo [
34], the increase of the variable a
e causes increased abrasive grits acting during the process. Consequently, the contact time of these with the workpiece, and thus the portion of material removed by each abrasive becomes smaller, favoring the formation of thin and elongated chips. Therefore, there is a higher fraction of friction and scratching between the chips and the workpiece, causing the temperature rise in the cutting region, in addition to the increased roughness of the workpiece, cutting forces, and acoustic emissions.
As can be seen from
Figure 6, the tests performed with a radial depth of cut of 30 µm showed a more uniform trend compared to the use of a
e = 10 µm. Moreover, for the R
a parameter, in some tests the average value obtained with the employment of a
e = 10 µm was higher than that performed using a
e = 30 µm. One possible explanation concerns the machine having a certain gap in the system for selecting the radial depth of cut value, and in the case of an a
e value of 10 µm, this gap becomes more significant due to the magnitude of the variable. In this sense, the minimum cutting thickness may not be reached, thus only deforming material without actually causing the chip to be removed, negatively affecting the surface roughness. According to Lin et al. [
35], the depth of the abrasive grits during the grinding process is a factor of significant influence on the morphology of the machined surfaces, that is, on the finish and, consequently, on the roughness values of the ground components. Therefore, the depth of grits plays an essential factor in chip formation during grinding. If the grit or setting depth is insufficient to generate the minimum cutting thickness, only deformation of the material occurs instead of the removal stage and consequently chip formation.
In order to measure the difference in the analyzed roughness parameters (R
a and R
z) by varying the radial depth of cut from 10 to 30 µm and the workspeed from 3 to 7 m/min and to be able to identify any trend,
Table 5 and
Table 6 were prepared, which presents the results obtained for the different cooling–lubrication conditions.
As shown in
Table 5, the MQL + Graphene cooling–lubrication conditions resulted in the lowest percentage variation of the values obtained. At the same time, the conventional cutting fluid application was responsible for the most remarkable variations with the increase in radial depth of cut. Regarding the influence of the workspeed variation (
Table 6), similar behavior was observed for all the cutting and cooling–lubrication conditions evaluated, and for all conditions, the increase in V
w increased in R
a and R
z.
The increase of the workspeed (V
w) also caused an increase in the roughness parameters. This result is explained based on the equivalent chip thickness (h
eq). According to Rowe [
1], the increment of this variable leads to an increase in the material thickness that is removed in an entire revolution by the grinding wheel, that is, the parameter h
eq . Thus, with an increase in the equivalent chip thickness, the tensile stress on the abrasive grits and, consequently, on the shearing forces increase, and deterioration of the workpiece’s roughness occurs. As can be seen in
Figure 6 and
Figure 7, the increase in V
w from 3 m/min to 7 m/min resulted, in general, in the increase in the R
a and R
z roughness parameters, and for the parameter R
z, this increase is better visualized through the analysis of the results obtained after the experimental tests employing the highest radial depth of cut value (a
e = 30 µm). This behavior was also demonstrated in
Table 4, where for all the conditions of cutting and cooling–lubrication evaluated, it was observed that the increase in the workspeed indicated an increase in the R
a and R
z roughness parameters. The influence of the variables radial depth of cut and workspeed was evaluated by Tawakoli et al. [
36]. The authors performed plunge surface grinding of 100Cr6 steel (SAE 52100) with an aluminum oxide grinding wheel under different cutting and cooling–lubrication conditions (dry, MQL, and conventional), using three values of workspeed (2.5 m/min, 5 m/min, and 10 m/min) and four radial depths of cut (5 μm, 10 μm, 15 μm, and 25 μm). It was observed that the roughness parameters evaluated (R
a and R
z) increased with the a
e and V
w, and, in general, the cooling–lubrication technique that obtained the best roughness results was MQL. Sadeghi et al. [
37] also verified increased roughness (R
a) with a
e and V
w.
Among all the cooling–lubrication conditions employed, multilayer graphene platelets’ addition to the cutting fluid contributed to the surfaces with the lowest roughness values. These particles act by reducing the friction between the grinding wheel and the workpiece, thus favoring the achievement of better-finished surfaces. Research by Gao et al. [
38] investigated the tribological performance of vegetable cutting fluid containing platelets of carbon nanotubes (CNT) during friction tests simulating the grinding process, using AISI304 steel and an aluminum oxide wheel (WA80H12V). The addition of the CNT platelets contributed to the increase in the cutting fluid viscosity, resulting in a stable tribo-film and thus in the improvement of the lubricating properties of the fluid, and consequently, positively affecting some variables used to analyze the surface and sub-surface integrity of ground components, such as roughness. The study of the behavior of the efficiency of the addition of particles in cutting fluids in the grinding processes of steel with the aluminum oxide grinding wheel also occurred in a study developed by Huang et al. [
12]. They tested the addition of multilayer carbon nanotubes to the cutting fluid (0.25% by weight) under different cutting and cooling–lubrication conditions. When comparing the results obtained with the condition MQL + carbon nanotubes with those obtained by the MQL condition without solid particles, the authors reported that the lower values of roughness were obtained in the carbon nanotubes’ presence because these nanoparticles act in the improvement of the lubricant property of the cutting fluid. Mao et al. [
39] also observed a positive influence of the addition of Al
2O
3 particles in the cutting fluid in the grinding process of the 52100 hardened steel (100Cr6), where the roughness values obtained by using the MQL + Al
2O
3 condition were comparable to those found in the tests performed using the conventional cutting fluid application technique (flooding).
Analysis of variance (ANOVA) was performed to evaluate the influence of the input variables (radial depth of cut, workspeed, and cooling–lubrication condition) and the interaction between them. Analysis of variance (ANOVA) was performed using Excel 2016 software. The
p-values of these variables are presented in
Table 7, where
p-value < 0.05 (for statistical reliability of 95%) represents that the variable is significant for the roughness parameter, whereas
p-value > 0.05 indicates that it is not significant. As shown in
Table 7 through the
p-value analysis, only the workspeed (V
w) significantly influenced the R
a roughness parameter. On the other hand, only the radial depth of cut significantly influenced the parameter Rz. In
Figure 8, the graphs show the trend effect of the input variables on the roughness parameters of R
a and R
z. As can be observed, the increase of a
e and V
w was responsible for raising the values of R
a and R
z, while with respect to the cooling–lubrication conditions, the addition of the graphene platelets to the cutting fluid contributed to obtaining the lowest values for both roughness parameters. The increase in a
e provided an average increase in R
a of 24.53% (
Figure 8a) and for the parameter R
z of 32.34% (
Figure 8d), while the increase in V
w indicated an average increase of 40.21% for R
a (
Figure 8b) and 13.97% for R
z (
Figure 8e). In addition, among the cooling–lubrication conditions, MQL + Graphene was responsible for obtaining surfaces with lower roughness parameters (0.4595 µm for R
a (
Figure 8c) and 3.31 µm for R
z (
Figure 8f)) than conventional, which in general presented the more significant 0.497 µm for R
a (
Figure 8c) and 3.88 µm for R
z (
Figure 8f).
3.2. Microhardness
The plots of the Vickers microhardness profiles for grinding of SAE 52100 hardened steel with the three cooling–lubrication conditions are presented in
Figure 9. The dashed line represents the microhardness value of the material before the grinding process (737 HV). Thus, each point in the graph corresponds to the average of three measurements taken in different regions, but at the same depth of the ground surface, for each workpiece.
According to the input variables for all the cooling–lubrication conditions employed, the behaviors of the microhardness values were similar. For all tests performed in the region close to the ground surface, there was a drop in microhardness in relation to the reference microhardness, and then the microhardness values increased with the distance from the machined surface. This behavior was probably due to the occurrence of excessive tempering, which was caused by the high temperatures developed in the process, causing the material in these regions to present a more ductile behavior, and thus presented a reduction in microhardness values [
34]. Among all the input variables evaluated, the increase in parameter a
e was responsible for causing the most significant microhardness drops, as shown in
Table 8, which presents the percentage drop in microhardness values in the region closest to the ground surface. When there is an increase in a
e, a more considerable amount of abrasive grits come into contact with the workpiece, thus increasing the area and the contact time, directly influencing the cutting region temperatures and, consequently, the chances of occurrence of thermal damage to the ground component [
40]. Huang et al. [
12] also observed this behavior in the peripheral surface grinding of NAK80 steel, and the increase of a
e resulted in the elevation of temperature values, consequently increasing the possibility of thermal damage. During the grinding of 20CrMnTi steel, Zhang et al. [
41] observed a reduction in the hardness of the material with the increase of the radial depth of cut, and the authors explained that this behavior was due to the increase of the contact area grinding wheel/workpiece and, consequently, the number of particles acting in the cutting zone. As the value of a
e increases, the undeformed chip thickness per grit and the heat rate also increase, resulting in microstructural changes in the ground workpiece, reducing the material’s hardness. The tests performed using the lowest workspeed (3 m/min) resulted in the most significant microhardness drops. For all cooling–lubrication conditions employed, the most significant drops were found in the tests using the most severe cutting conditions (a
e = 30 µm). In the tests using the radial depth of cut of 30 µm, the most significant drop caused by the variation in the workspeed was found in the conventional cooling–lubrication condition, this drop being 28.1%. This behavior is explained by Rowe [
1] as due to the time of contact between the grinding wheel and workpiece. The use of low workspeed (V
w) increases the possibility of thermal damage to the machined component since the process energy is concentrated in the contact region of the grinding wheel/workpiece for a more extended period.
In the tests performed using conventional and MQL cooling–lubrication conditions, it can be stated that the employ of a
e = 30 μm and V
w = 3 m/min resulted in thermal damage to the ground component due to the high drop in microhardness values in comparison with the average microhardness of the material before the process. The cooling–lubrication conditions responsible for obtaining the smallest microhardness decreases were MQL + Graphene. The addition of solid particles to the cutting fluid contributed to improving the lubricant and thermal properties of the same (heat transfer), thus reducing the friction, cutting forces, and heat generated and diminishing thermal damage to the ground component [
42]. In general, considering the more severe condition using a
e = 30 μm and V
w = 3 m/min, the use of graphene (MQL + Graphene) resulted in only a 15% reduction in the microhardness obtained after the grinding test, in the region closest to the ground surface, followed by the application of MQL without graphene, with 21%, and by the conventional condition, with 38%, as can be seen in
Table 8. Furthermore, through the analysis of
Figure 9, it can be stated that the thermal damages, represented by the microhardness variation, extended below the ground surface (the extent to which it was possible to observe the microhardness variation until reaching the average microhardness of the material) up to approximately 150 μm for the MQL + Graphene condition, 250 μm for the MQL condition, and 400 μm for the conventional condition. This result shows that graphene platelets to the cutting fluid positively influenced the process by minimizing thermal damage to the ground component under the investigated conditions. In other words, this behavior demonstrates the benefit of adding solid particles to the cutting fluid in terms of the sub-surface integrity of the ground components. The dispersion of the graphene platelets mainly contributes to the increase of the lubricating capacity of the fluid, thus reducing the generation of heat in the cutting zone and, consequently, the reduction of the area affected thermally by the portion of the heat that is directed to the workpiece. Consequently, some mechanical properties, such as hardness, are also less affected. As can be seen, compared to the MQL + Graphene condition, the MQL and conventional conditions showed an extension of thermal damage, respectively, 166.7% and 266.7% higher.
The
p-values obtained by ANOVA for the microhardness are shown in
Table 9. It was observed that with a 95% confidence interval, the radial depth of cut, workspeed, and the cooling–lubrication conditions, in addition to the interactions of a
e with V
w, and a
e and V
w with the cooling–lubrication condition, significantly influenced the results obtained.
Figure 10 shows the behavior trends of the microhardness with changes in the cutting conditions. The increase of the radial depth of cut and the reduction of the workspeed resulted in lower values of the average microhardness. MQL + Graphene presented the average value closest to the material’s initial microhardness (737 HV). As shown in
Figure 10, the increase in radial depth of the cut from 10 µm to 30 µm provided a 3.6% reduction in the microhardness value, where this percentage was obtained by reducing the workspeed by 7 m/min; for 3 m/min, it was 3.29%. Regarding the cooling–lubrication conditions, the MQL and conventional conditions showed decreases in microhardness, respectively, equal to 0.7% and 5.98% in relation to the MQL + Graphene condition.
3.3. Images of the Ground Surfaces
The scanning electron microscope (SEM) images of the SAE 52100 hardened steel ground surfaces under different cutting and cooling–lubrication conditions are shown in
Figure 11. The ground surfaces presented a similar pattern, with grooves mainly oriented in the cutting direction and regions containing flaws and material side flow, followed by adhered material. Usually, grooves oriented in the cutting direction are preferable, as this indicates that the grits have been active and removed the material from the workpiece. Nevertheless, the flaws, material side flow, and adhered material represent surface defects. These events usually occur due to the deficiency of the cooling–lubrication conditions in cooling and/or lubricating the system. In other words, the surfaces that present the most significant amount of these defects result from tests performed with unfavorable tribological conditions [
31,
43]. Majumdar et al. [
44] also point out that processes with better cooling and lubricating properties keep the abrasive grits sharpened for longer, resulting in a machined surface with a better surface texture with fewer defects.
In the more severe cutting conditions (a
e = 30 μm), a more significant number of areas with flaws, material side flow, and grooves were found that were not so uniform, with a greater thickness and depth than the tests carried out using a
e = 10 μm. This behavior was also observed in a study developed by Li et al. [
45], who reported the presence of only elastic and plastic deformations after machining at the lowest values of a
e, while the more significant number of areas with plastic deformations and consequently material side flow, in regions with material chipping (flaws), that adversely affect surface finishing were observed after machining with the highest values of a
e. In general, the workspeed variation did not significantly change the results regarding the quality of the ground components’ surface textures. Nevertheless, it was possible to observe that the surfaces obtained after the tests carried out using the workspeed of 3 m/min showed a more significant amount of material side flow and flaws compared to the surfaces originating from the tests using V
w = 7 m/min, especially in more severe cutting conditions (a
e = 30 µm). According to Rowe [
1], the use of low workspeed values results in a longer contact time between the grinding wheel and the workpiece, making the energy generated in the process become concentrated in the cutting zone for a longer time and, therefore, being unfavorable with respect to the finish of the machined components. No cracks were found in any sample of SAE 52100 steel under the cooling–lubrication conditions investigated.
Among all the evaluated cooling–lubrication conditions, the use of the cutting fluid containing dispersed multilayer graphene platelets was responsible for the better finishing surfaces, while the surfaces obtained through the conventional condition were the worst. The surfaces obtained after grinding using the MQL + Graphene cooling–lubrication conditions showed less plastic deformation and material side flow, as well as and adhered material, and practically no flaws, and the grooves generated showed greater uniformity and less depth. The addition of graphene platelets improves cutting fluid properties, such as increased viscosity and solid lubricants at the grinding wheel/workpiece interface. Thus, there is greater lubrication of the system, reducing the friction generated during machining and facilitating the cutting of the material, contributing to the generation of components with better surface texture [
46]. Although solid particles also significantly increase fluid viscosity, this cutting fluid was used in the grinding process through the MQL cooling–lubrication condition. In this condition, tiny fluid droplets are propelled employing compressed air (0.3 MPa) to the cutting zone. Thus, nozzle blocking due to graphene platelets is practically unlikely for this condition. Furthermore, it was observed that the significant increase in viscosity provided better lubrication of the contact region between the grinding wheel and the workpiece, resulting in surfaces with a better surface finish. Huang et al. [
12] observed the positive influence of the addition of MWCNT (multi-walled carbon nanotube) platelets to the cutting fluid on NAK80 steel ground surfaces compared to dry and MQL tests applying pure fluid, which they attributed to the formation of a thin film, under high pressure and temperature, on the surface, improving the lubrication of the cutting region and, thus, producing machined surfaces with better quality. The dispersion of solid particles to the cutting fluid also improved the surface texture of AISI 52100 hardened steel submitted to the grinding process in a study developed by Mao et al. [
39].
In the analysis by scanning electron microscopy (SEM) and an energy dispersive system (EDS) aid, graphene platelets were found on all ground surfaces using the MQL + Graphene cooling–lubrication conditions, regardless of the cutting conditions employed, as observed in
Figure 12. The surface shown in
Figure 12 refers to tests performed using cutting conditions a
e = 10 µm and V
w = 7 m/min. This result is beneficial because these particles can act as solid lubricants, thus reducing the friction during the use of these components and facilitating the heat exchange between the piece and the environment due to the good thermal properties of graphene.