3.1. Underlying Theories
Theorizing the interplay between migration, settlement, and resilience in relation to the Roma population involves understanding how historical migration patterns have influenced settlement decisions and how resilience has enabled Roma to overcome persistent discrimination and social exclusion. Migration theories, such as push/pull factors and forced migration, help to explain the historical migrations of Roma across Europe, which were often triggered by displacement, persecution and socioeconomic pressures (
Massey et al. 1993). Settlement theories that focus on integration and social stratification show that Roma communities often settled on the margins of established societies where they faced systemic marginalization (
Castles et al. 2014). Despite these challenges, the concept of resilience is key to understanding how Roma have maintained their cultural identity and continuity. From a sociological perspective, resilience encompasses the ability of Roma to adapt, preserve their traditions and build supportive community networks in the face of adversity (
Luthar et al. 2000). The overlap of these concepts suggests a dynamic process in which migration leads to settlement patterns characterized by social exclusion, while resilience enables Roma to overcome barriers and persist as a distinct ethnic group (
Matras 2015). This theoretical framework provides a comprehensive understanding of the historical and contemporary experiences of Roma and emphasizes their continued resilience amid ongoing migration and settlement challenges.
Understanding the migration, settlement and resilience of Roma populations demands a multi-layered theoretical framework that draws on a variety of academic disciplines such as sociology, anthropology, and migration studies. Several established theories and conceptual frameworks offer valuable insights into the complicated dynamics that shape the Roma experience. Theories of migration patterns, such as push/pull factors and transnationalism, help to explain the historical and contemporary cross-border movements of Roma (
Massey et al. 1993). Sociological perspectives, particularly those focusing on marginalization and social stratification, shed light on the challenges Roma face in integrating into mainstream society (
Castles et al. 2014).
Anthropological approaches that address cultural identity and adaptation are critical to understanding how Roma have maintained their unique heritage amidst assimilation pressures (
Okely 1994). These interdisciplinary approaches allow for a more nuanced analysis of the historical trajectory of Roma by emphasizing the interplay between social exclusion, resilience and cultural continuity (
Stewart 1997). By integrating these different theoretical perspectives, researchers can develop a more comprehensive understanding of the complex factors driving Romani migration and settlement, as well as the enduring resilience that has characterized the Romani community over the centuries. This holistic approach not only deepens academic discourse, but also provides a basis for addressing the broader societal implications of Roma marginalization and promoting greater inclusion and equity (
Matras 2015).
The theory of transnationalism emphasizes the flowing social, economic, and cultural connections across national borders (
Glick Schiller et al. 1995). In the context of the Roma population, transnationalism theory emphasizes the importance of maintaining links with their home country while actively participating in social and economic activities in host countries. Roma communities often engage in transnational networks to support each other, preserve their culture, and capitalize on economic opportunities, which contributes to their resilience to migration-related challenges. Intersectionality theory explores how multiple dimensions of social identity, such as ethnicity, gender, and class, intersect and shape individuals’ experiences of discrimination and marginalization (
Crenshaw 1989). For the Roma population, intersectionality theory helps to understand how factors such as ethnicity, socioeconomic status, and historical oppression intersect and influence their migration patterns, settlement experiences, and resilience strategies. It highlights the complex and interconnected nature of Roma identity and the need for holistic approaches to address their multiple needs and vulnerabilities.
Structural violence theory examines how social structures, institutions, and power dynamics perpetuate systemic inequalities and injustices (
Farmer 2004). In the context of the Roma population, structural violence theory highlights how historical and contemporary forms of discrimination, exclusion, and marginalization contribute to their vulnerability and resilience. Structural violence theory emphasizes the role of structural factors such as government policies, institutional practices, and social norms in shaping Roma migration, settlement, and resilience.
The cultural resilience framework focuses on the ways in which cultural practices, values, and beliefs contribute to the ability of individuals and communities to adapt and thrive in the face of adversity (
Ungar 2008). For Roma populations, the cultural resilience framework emphasizes the importance of cultural heritage, kinship networks, and collective identity in promoting resilience during migration-related challenges. It emphasizes the role of cultural values in creating a sense of belonging, social support, and empowerment within Roma communities.
Postcolonial theory examines the legacy of colonialism and imperialism on today’s social, political, and economic structures (
Said 1978). In the context of the Roma population, postcolonial theory helps to place their experiences in the context of broader historical processes of colonization, exploitation, and cultural hegemony. It highlights the continuing impact of colonialism on Roma identity, representation, and agency, as well as the ongoing struggle for self-determination and decolonization. It provides a framework for understanding the migration, settlement, and resilience of the Roma population. This framework considers the overarching nature of Roma identity, the structural forces that shape their experiences, the cultural values that underpin their resilience, and the historical legacies that shape their contemporary realities. By integrating these insights, researchers can analyze the multi-layered dynamics of Roma migration and settlement and develop policies and interventions to promote their rights, dignity, and well-being.
Theories of migration, settlement, and resilience provide useful lenses for understanding Roma experiences, yet they often require concrete evidence to fully apply to Roma history. The theory of transnationalism, for instance, suggests that Roma communities maintain cultural, social, and economic ties across borders, which have played a crucial role in their survival and cohesion. Recent scholarship, such as
Matras (
2015), provides empirical evidence for this theory, documenting how Roma populations maintain strong networks that facilitate migration and economic cooperation across Europe. These networks are critical for supporting families, preserving cultural identity, and navigating socioeconomic challenges in various countries. Similarly, structural violence theory helps to explain the systemic marginalization that Roma people face, as noted by
Farmer (
2004), by connecting historical and contemporary discrimination with broader social and political structures that perpetuate exclusion.
Cultural resilience frameworks offer further evidence of how Roma communities have adapted over time. For example,
Ungar (
2008) emphasizes the importance of kinship networks and cultural practices in Roma resilience. These networks have helped Roma populations to maintain a strong sense of identity and belonging, despite the challenges of displacement and marginalization. Modern Roma communities continue to rely on these networks to create social capital, ensuring mutual support in the face of adversity. The preservation of Roma traditions, values, and languages, even in hostile environments, demonstrates the significance of cultural resilience in sustaining Roma identity. This resilience, however, should not be romanticized without recognizing the structural violence that limits Roma opportunities.
3.2. Mapping Migration Route
Mapping the migration routes of the Roma population from history to the present reveals a complex and dynamic trajectory characterized by a series of movements, settlements, and dispersals across continents (
Kenrick 2007). Gypsy/Roma migration is unique due to its complex historical roots and the continuous movement of the group through different regions over many centuries. The Roma migration, which came from northern India over a thousand years ago, differs from other historical migrations in its long, dispersed, and often involuntary nature. Unlike other groups that may migrate due to a single major event, Roma migration was a long-term, dynamic process influenced by a changing sociopolitical environment, forced displacement, and social discrimination (
Kenrick 2007). This nomadic lifestyle has allowed for Roma to adapt to different cultures and languages, but it has also made them the target of marginalization and prejudice. Their unique pattern of migration has led to the development of a rich cultural diversity, while at the same time exposing them to increased levels of discrimination and marginalization (
Crowe 1994). Gypsy/Roma migration is thus characterized by resilience against a backdrop of constant displacement and adaptation.
In the early stages of their migration, Roma followed trade routes and established temporary settlements in regions such as Anatolia, the Caucasus, and the Balkans. However, the nomadic lifestyle of the Roma and their cultural distinctiveness often led to mistrust and hostility from the local population, resulting in regular expulsions and forced migrations (
Fonseca 1995).
In the early modern period, Roma migration routes expanded further into central and western Europe, favored by economic opportunities, political upheaval, and advances in transportation (
Fonseca 1995). Roma groups settled in regions such as Spain, France, Italy, and Germany, contributing to the cultural diversity in these societies. However, their presence also triggered discrimination, persecution, and legal restrictions, leading to cycles of displacement and marginalization. In modern times, Roma migration routes have further diversified to include global destinations outside Europe. Economic globalization, political instability, and the search for better living conditions have driven Roma migration flows to North and South America, Australia, and other regions (
Kenrick 2007). Roma communities continue to face challenges such as discrimination, poverty, and social marginalization in both their countries of origin and destination. Despite these obstacles, Roma migration remains a resilient and adaptable phenomenon, reflecting the ongoing struggle for recognition, rights, and integration within different societies around the world.
The Roma population in Europe is the result of three overlapping waves of migration up to the 21st century: the first in the late 19th century following the abolition of Gypsy slavery in Romania, the second in the 1960s and 1970s from Yugoslavia, and the third in the last decade following the political and economic changes in eastern Europe (
Gresham et al. 2001, p. 1314;
Reyniers 1995;
I. Hancock 1987;
Fraser 1992;
Liégeois 1994). In the four decades since the founding of the International Romani Union, the population of Roma in Europe has more than doubled. As of recent estimates, Roma now constitute over 7 percent of the population in countries such as Bulgaria, North Macedonia, Romania, Serbia, Slovakia, and Hungary (
Dická 2021, p. 1;
Süli-Zakar 2012).
Their patterns can be documented in written accounts of people who encountered them during their travels. With the help of linguistics, the routes of the Gypsies on their migration from India to the west have been roughly reconstructed, whereby it is assumed that the migration to Europe took place in several waves between the ninth and fourteenth centuries (
Achim 2004, pp. 7–8;
Boerger 1984;
Turner 1926). Linguistic evidence and documents suggest that Roma first came to southern Europe via Persia and the Caucasus and then via the Byzantine Empire (
Fraser 1992), although some Macedonian legends place Roma in Europe as early as the fourth century BC. The first detailed references to Roma in central and eastern Europe are found in twelfth-century records from the Dalmatian coast and from Hungary, now the Slovak Republic (
Crowe 1994).
When the Gypsies moved westwards, there were probably two main migration routes: one overland through Byzantium and eventually through Thrace, and another along the coast of the Near East and across the Sinai to Egypt (
Strom 1993, p. 10). According to the historian Nicolae Iorga, the arrival of the Gypsies in this region was caused by the Mongol invasions of eastern and central Europe led by Genghis Khan and later by Tamerlane, and they were later left behind as slaves of the Mongol military when the defeated troops withdrew (
Crowe 1994, p. 107). In the studies of Franz Miklosich, who emphasized the differences between Tatar (Mongol) slaves and slaves of Gypsy origin, it was argued that their arrival in Europe must have taken place at different times, as the former were kept in permanent dwellings and had Turkish names, while the latter had Romanized names and lived in tents (
Achim 2004, p. 16). What is certain is that in the late 14th century, there were several references to Roma in Romania who were treated as property by the church, the state, or wealthy landowners and shopkeepers. Those who remained in Iran were divided into two groups. One group travelled south through Syria, to North Africa and Greece. The other group travelled north through Armenia to present-day Bulgaria, Romania, and Serbia (
Saitta 2010). Many Roma remained in these Balkan countries, while others travelled west to Europe.
In mapping Roma migration routes, it is crucial to connect their early movements with their modern migration patterns. The initial migration of the Roma from northern India, passing through the Middle East and into Europe by the 14th century, set the stage for centuries of forced and voluntary movements driven by sociopolitical upheaval, economic necessity, and persecution (
Ullah 2014). The gap between the medieval migrations and modern movements can be bridged by considering the multiple waves of Roma migrations in the 19th and 20th centuries, such as those triggered by the abolition of Roma slavery in Romania and the collapse of Yugoslavia. These modern migrations reflect the ongoing patterns of displacement, adaptation, and marginalization that have shaped Roma communities across Europe and beyond (
Kenrick 2007). The movement to global destinations in recent decades illustrates how economic globalization and political instability have further dispersed Roma populations.
Reflecting on the challenges of representing population histories, it is essential to recognize the ways in which authorial voices and ideologies shape the narrative. Representing Roma history as separate from the majority population’s history can reinforce the very marginalization that has plagued Roma communities for centuries. Many writers have depicted Roma as existing outside the main currents of European history, reinforcing stereotypes of Roma as perpetual outsiders. However, recent works challenge this narrative by integrating Roma history into broader historical processes, acknowledging that Roma have not only been shaped by but have also shaped European societies. The role of the historian, therefore, must be critically examined, as narratives of Roma history can either perpetuate marginalization or contribute to a more inclusive and deep understanding of their place in European and global history.
3.3. Integration, Inclusion, and Resilience
Integration, inclusion, disadvantage, and resilience characterize the complex relationships between the Roma population and European societies throughout history and up to the present day. From the earliest migrations to contemporary realities, Roma communities have faced a variety of challenges and opportunities that characterize their experiences of integration and exclusion across Europe (
Crowe 1994).
Historically, the integration of Roma into European societies has been hindered by systemic discrimination, marginalization, and social exclusion (
Gheorghe et al. 2016). They have faced barriers to accessing education, employment, healthcare, and housing, perpetuating the cycle of poverty and social exclusion (
Ringold et al. 2005). These challenges are exacerbated by negative stereotypes, prejudice, and structural inequalities that have marginalized Roma communities (
FRA 2020).
Despite these adversities, the resilience of Roma has been a defining characteristic throughout their history in Europe. From the preservation of traditional crafts and languages to the creation of solidarity through music and storytelling, the resilience of Roma is a testament to their enduring spirit and cultural vitality (
Fonseca 1995). In today’s Europe, Roma communities continue to face the challenge of integration and inclusion, especially in countries such as Romania where they are a significant minority. Despite efforts to combat discrimination and promote social cohesion, Roma continue to be disproportionately affected by poverty, unemployment, and inadequate access to education and healthcare (
Ringold et al. 2005). Persistent stereotypes, prejudices, and structural inequalities perpetuate the cycle of disadvantage and marginalization and hinder the participation of Roma in mainstream society (
Gheorghe et al. 2016;
FRA 2020).
Their resilience remains a powerful force for change and empowerment. Grassroots initiatives, community-based organizations, and advocacy work led by Roma activists are challenging stereotypes, promoting cultural pride, and advocating for policy reforms to advance Roma rights and inclusion (
Kenrick 2007). Roma youth are increasingly raising their voices to shape their future and are campaigning for education, employment opportunities, and recognition of their cultural heritage.
In Romania and elsewhere in Europe, their resilience manifests itself in everyday acts of resistance, creativity, and collective action (
Stewart et al. 2018). Whether through art, music, education, or political activism, Roma communities are reclaiming their history, asserting their rights, and forging pathways to greater social justice and inclusion (
I. F. Hancock 2001). As Europe grapples with the imperatives of diversity, equity, and social cohesion, the resilience of the Roma population is a reminder of the constant quest for dignity, equality, and belonging in a multicultural continent.
The integration of Roma communities into European societies has been a challenge in the past and is still an ongoing process. Throughout European history, Roma communities have faced discrimination, marginalization, and persecution, which has hindered their ability to settle and integrate into mainstream society (
Fraser 1992). Integration involves not only recognizing but also respecting Roma culture and traditions. This is the key to breaking down the stereotypes and prejudices that often fuel discrimination against Roma (
Liégeois 1994). Successful integration is a two-way process that requires the active participation of both Roma communities and wider European societies. For integration to progress, policies, and initiatives must promote social inclusion while preserving the unique cultural identity of Roma (
European Commission 2020). This includes creating opportunities for Roma voices to be heard and removing structural barriers in the areas of education, employment, and healthcare. By promoting mutual understanding and cooperation, integration efforts can help to break down the historical prejudices that have isolated Roma from mainstream European society (
Matras 2015). Throughout history, Roma have maintained a distinct cultural identity characterized by their language, rituals, music, and dance (
Lidskog 2017). Their lives as migrants have had a significant impact on their identity and cultural customs, as they have been forced to adapt to new places and conditions while preserving their traditions and values.
The persistent discrimination, violence, and marginalization of Roma by the majority society shows that “certain profound and fundamental problems of Roma have been ignored” (
UNDP 2002, pp. 5, 7). Despite their current marginalization, the Roma were initially welcomed by Europeans when they arrived in the 15th century. At that time, nobles who encountered the Roma issued them with letters of protection that allowed for them to travel safely from one country to another. As they travelled through different regions, the Roma demonstrated the ability to adapt to local cultures and customs. This adaptability also extended to religion, with the majority of Roma adopting the predominant faith in each area they settled in. For example, many Roma in the Middle East and Iran are now Muslims, while in South America, they are predominantly Catholic. In North America and western Europe, most Roma follow Protestant denominations (
Sharp 2002). This flexibility in religious practices is a testament to the resilience and adaptability of Roma, even though they have faced increasing hostility and marginalization over time.
Despite varying degrees of success, socialist governments attempted to assimilate the Roma and minimize ethnic differences. Communist parties issued decrees and implemented policies aimed at integrating Roma into society through the provision of housing and jobs (
Ringold et al. 2005). Although these policies varied widely, they were often culturally repressive. Among the most repressive campaigns were those in Bulgaria and Czechoslovakia, which aimed to eliminate ethnic segregation. In socialist Yugoslavia, however, Roma were granted official citizenship status in 1981 (
Poulton 1991).
The history of Roma integration into society has long been intertwined with policies and attitudes that oscillate between acceptance and exclusion. As
Ullah (
2013) discusses, integration policies play a central role in facilitating the inclusion of marginalized groups like the Roma into society as full members. These policies, while distinct from assimilation, often encourage Roma communities to preserve their cultural identity while simultaneously adopting certain aspects of the dominant society’s lifestyle and practices. Yet, critics argue that integration often resembles assimilation in ways that diminish the ethnic significance of marginalized groups (
Ullah 2010). However, it is important to differentiate between the two; integration policies aim to include Roma without erasing their cultural distinctions, offering protections for individual rights in the process (
Pace 1993).
This modern struggle for cultural preservation and societal inclusion echoes the historical challenges Roma communities faced during the Middle Ages, when they encountered pervasive mistrust, persecution, and restrictive laws aimed at controlling their mobility and limiting their cultural practices (
Fonseca 1995). The legacy of forced assimilation, slavery, and segregation has further entrenched marginalization within Roma communities, denying them access to basic rights and socioeconomic opportunities for centuries (
Crowe 1994). The transition from these historical experiences to contemporary integration efforts highlights the ongoing tension between cultural preservation and societal inclusion, emphasizing the need for policies that genuinely respect and protect the unique identity of Roma communities while promoting their full participation in society.
In the past, the socialist governments of Czechoslovakia and Poland banned nomadism in 1958 and 1964, respectively, resorting to drastic measures such as the shooting of horses, the dissolution of caravans, and the banning of gatherings (
Toma 2019). Other countries enforced settlement or resettlement through the demolition of ghettos, the allocation of state housing, and the dispersal of large families (
Toma 2019). In the 1960s, the Czechoslovak government’s “Dispersion and Transfer Programme” aimed to resettle Slovak Roma in areas with a low Roma density, but this failed and led to forced assimilation. Hungary’s 1964 housing plan aimed to improve or destroy 2100 Roma settlements known as “shanty towns’”, with varying degrees of success (
Kenrick 2007). Nevertheless, ghettos were occasionally rebuilt in remote areas. An example of this is the attempt by the Hungarian authorities in 1988 to resettle a large Roma community in Miskolc, which met with public resistance.
The dissolution of the Soviet Union and the subsequent integration of the former communist countries into the European Union have emphasized the importance of the social and economic inclusion of Roma in European society. As the countries of the former Eastern Bloc strive to join the EU, the integration of Roma in central and eastern Europe has become a priority (
Ringold et al. 2005;
Martínez-Cruz et al. 2016).
Slave Gypsies who worked as artisans, blacksmiths, or artists in the principalities of Wollachia and Moldavia, which later became part of modern Romania, were integrated into the Romanian working class along with peasants and local craftsmen. In 1385, Prince Voivide donated the Monastery of St Anthony in Vodita to forty Gypsy families. In 1471, Prince Stephen of Moldavia returned with 17,000 Gypsy slaves from Wollache to integrate them into the labor force (
Crowe 1994, p. 108). In Transylvania, which was under Hungarian control, the Gypsies were not kept as slaves, which led to a considerable number of them abandoning their nomadic way of life and leading a more settled existence, which was a natural process of social development (
Achim 2004, p. 20).
Slavery was abolished on 26 August 1864, leading to an unprecedented exodus of Roma from the nascent Romanian kingdom, partly out of fear of renewed enslavement. With a lack of money, land, and resources, and nomadism soon restricted, “the situation of Romanian Gypsies improved little” with liberation and many Roma “in desperation offered themselves for sale to their old masters” (
Crowe 1994, p. 121). Although the abolition of serfdom represented a significant advance for the Roma, their socioeconomic position in Romanian society remained unchanged throughout the 20th century. The immediate post-socialist period significantly worsened the overall situation of the vast majority of the Roma population and may have contributed to the loss of momentum to promote change in their socioeconomic situation (
Dická 2021;
Šprocha and Tišliar 2016;
Šuvada 2015).
Resilience: The resilience approach offers insights into the complex dynamics of Roma communities, which are characterized by regional settlement patterns, different levels of integration, and divergent economic and social development paths. Romania is characterized by the largest and most diverse Roma population in central and eastern Europe, reflecting a multi-faceted composition shaped by historical, religious, linguistic, and occupational factors (
Brie 2014). Despite this diversity, major challenges remain, such as limited access to education, healthcare, social services, and housing, which emphasizes the resilience required to overcome systemic barriers.
After the First World War, Romania experienced a demographic shift as the country’s borders expanded and the population quadrupled, fueling concerns about ethnic minorities (
Sanborne 1996). The Roma, who made up about two percent of the population, faced pressure to abandon their nomadic way of life and assimilate as wage laborers, indicating forced attempts to settle down (
Achim 2004). However, these efforts were met with resistance, leading to the marginalization and stigmatization of Roma communities, which was exacerbated by deportations and forced labor camps in the 1940s (
Achim 2004).
During the communist era, policies aimed at integrating Roma into the working class failed due to underlying social marginalization and poverty (
Stewart 1997). Ceauşescu’s regime intensified these efforts, resulting in widespread redistribution of housing and displacement and perpetuating intergenerational ethnic tensions (
Fonseca 1995). The collapse of communism brought economic upheaval that exacerbated social inequalities and triggered violence against Roma communities (
Helsinki Human Rights Watch 1990). The economic turmoil led to further marginalization of Roma, leaving many families without a livelihood and perpetuating the cycle of poverty and exclusion (
UNDP 2002). Despite the challenges, Roma communities remain resilient, and efforts to address social and economic inequalities are critical to promoting inclusion and empowerment (
Plájás et al. 2019).