1. Introduction
The painting depicting the “Virgin with the Child and two angels” by a Tuscan anonymous artist of the XIII century (
Figure 1), has shown elements of great interest regarding the execution technique, such as the presence of a sort of “negative” painting technique trough the wooden support, as well as the use of silver applied on wood as a background. Both these peculiarities legitimized a more in-depth examination of this painting.
The wood-digging technique, often recurring in the Byzantine icons, was actually very rare in Tuscany. The frame of this painting is, in fact, obtained from the panel through a complex and long carpentry work, made even more difficult by the choice of the conifer as wood fiber: the 3 cm thickness of the board has been reduced to obtain the pictorial plane. The frame consists of a 3 cm flat and wide outer frame. Many examples of “negative painting technique” were found in the area near Pisa from 1100 to the end of 1200. However, rare paintings and dossals were found also in Florence until the early 1300s due to the works of Pacino di Buonaguida (St. Nicholas, St. John The Evangelist, St. Proculus) and Giotto (Polyptych of Badia) as well as in Siena with the works of the Master of Tressa (the Redeemer’s dossal and the Madonna “with big eyes”). Originally the back of this painting was protected by a thick “ammanitura” (a layer of gypsum and glue cast on the wooden surface as a substrate for gilding) [
1]. Unfortunately, over the centuries, this layer got ruined due to adverse environmental factors (high humidity firstly) and now it is almost gone. The painting was made by using the egg-tempera technique and, later, was veiled with oil mixed with bright lacquers. The palette is composed of a few pigments dominated by red and blue.
Silver leaf was applied in the past, either as “argento deaurato” (glazed silver) as Cimabue (1240–1302) referred for the first time [
2,
3], or as “argento biancheggiato” (white silver) as Neri di Bicci referred in his “Le Ricordanze”[
4], or as “oro di metà” (part-gold). The first, also known as silver “dorato” or “meccato” was glazed on the surface with terpenic resins, often Sandracca, added with dyes such as Arzica, Turmeric, Campeggio (Haematoxylum Campechianum), Saffron, Dragon’s Blood, Gommagutta, Aloe, and a plasticizer as formerly beeswax and most recently replaced by Carnauba [
5]. In this way, silver leaf was conferred the appearance of the most precious gold leaf. Conversely, silver could be treated with a transparent film in order to protect the foil from degradation as well as to highlight the typical shining-whitish hue of silver (argento biancheggiato). Unfortunately, only little information is available regarding this technique leaving many issues open. The “oro di metà” known in Germany as “Zwishgold” consisted of the use of a silver leaf underneath a thinner gold silver [
6,
7,
8]. The adhesion of the two metal leaves occurred mechanically or alternatively through the use of protein-based adhesives.
The use of silver in medieval Europe is often present in the background of paintings and crosses, as well as the more expensive gold leaves, which, however, until the first half of 1200, were constituted of low-quality gold called the “pagliola” (20 or 21 ½ -carat gold). In 1252 in Florence and Genoa and in 1284 in Venice, the minting of 23-carat gold coins led to significant changes to the economic as well as to the artistic world [
9]. From this date on, the gold leaves obtained from the coins guaranteed the quality of the precious metal, because it was controlled by the Mint and regulated by rigid rules by the corporations. These leaves were applied by artists over the centuries by using increasingly refined technics such as the use of an orange-colored preparation substrate (the Armenian bole) allowing deep burnishing of the gilded background [
10]. The circulation of precious metals was therefore closely linked to economic, political, and social factors [
11]: from the 8th to the 13th century, the amount of gold in circulation was drastically reduced in favor of silver. At the end of the 8th century, the monometallic silver was mainly used because it best suited the economic needs of the market of that period. The renewal of the money system began between the 11th and 12th centuries when a silver coin called the “Grosso” was minted for the first time in Venice and soon spread throughout Italy and Europe [
12]. This coin was highly sought after so much so that the value of gold with respect to silver was lowered. Thus, it emerges the close interrelationship between the use of certain metals in paintings and in the goldsmith and silversmith. This also explains in that period the widespread use of silver plates in monumental works as for instance, in the “Madonna di Casale” by the Master of Greve at the Uffizi Museum in Florence as well as in the painted cross by Berlinghiero Volterrano at the Museum of St. Mattew in Pisa.
According to information available to us regarding the thirteenth-century technique, the silver as a background was applied in the form of metallic leaves made of irregular squares of 8 cm. The leaves were glued directly on the preparation substrate, smoothed with great accuracy and treated with glue to promote the adhesion of silver leaves. Despite the lack of the bole, some scholars maintain that the metal leaves could be burnished anyway. The subsequent application of a very thick layer of yellowish oil-resin-based compounds appeared to be necessary to make the surface bright as gold.
In this respect, this work aims at providing more clarity on some open issues regarding the execution technique as well as the composition and conservation of the materials used by the artist. For example, more precise information should be provided regarding the burnishing process of the silver leaves, the identification of the organic compounds cast over the silver layer as well as their role, and, the identification of the degradation products of silver. For this reason, a multianalytical approach was mandatory including imaging, spectroscopy, and microscopy techniques, which were applied on cross-sections of some samples taken from the painting where the silver background was present. In particular, UV-Induced VIS Fluorescence (UVIVF) microspectroscopy and imaging along with an Ultra-High-Resolution Scanning Electron Microscopy (UHR-SEM) were employed to study the stratigraphy of the samples in order to gather information on the execution technique and in particular on the burnishing process of the silver leaves. Besides, Fourier Transform Infrared (FTIR) and fluorescence spectroscopies were employed in order to identify the organic materials used as a gold-coloring agent, brightener and protective of the silver background, as well as the binder, used to make the silver leaves to adhere to the preparation layer. Finally, micro-Raman spectroscopy was used to study the degradation mechanism of the silver layer and characterize its corrosion products.
2. Materials and Methods
Four samples were taken from the painting in those areas where silver was applied as background in order to study the stratigraphy and gather information on the technical execution and the chemical composition of the artistic materials.
Figure 1 shows a view of the entire painting along with the sampling points. Sampling was carried out on original layers avoiding areas affected by most recent interventions of restoration.
The fragments were cast in polyester resin (Mecaprex 2S from Presi, Grenoble, France), dried and finely polished for cross-sections preparation. The stratigraphies were then observed with a UV–VIS Nikon Eclipse E400 epi-fluorescence microscope (Tokyo, Japan) provided with 5×, 10×, 20×, and 100× objectives and with a Nikon D80 DSLR digital CCD camera. Fluorescence was excited with a mercury lamp and was observed using a V2A Nikon filter cube (Exc.:380–420 nm, DM:420 nm, Bar.:450 nm).
Scanning Electron Microscopy-Energy Dispersive X-Ray Spectrometry (SEM-EDS) measurements were carried out by using a UHR-SEM Gaia 3 FIB/SEM by Tescan (Brno, Czech Republic) placed at the Center of Electronic Microscopies "Laura Bonzi" (Ce.M.E-CNR).
UV-Induced VIS Fluorescence (UVIVF) microspectroscopy was performed with a high-sensitivity Avaspec (Avantes, Apeldoorn, The Netherlands) CCD spectrophotometer (200–1100 nm, grating 300 lines/mm) coupled through an optical fiber to a Nikon Eclipse 400 epi-fluorescence microscope. An HBO mercury short-arc lamp (emission above 295 nm) was used as an excitation source, whereas a CFI PlanFluor 100×/1.3 OIL objective lens and the V2A Nikon filter cube to collect fluorescence emission from the varnish layers of the prepared cross-sections.
Fourier Transformed-Infrared (FT-IR) spectra of paint samples in embedded and non-embedded conditions were collected using Diffuse Reflectance Infrared Fourier Transform (DRIFT) and Microattenuated Total Reflection Fourier Transformed-Infrared (µ-ATR FT-IR) techniques. An Agilent Cary 630 FTIR portable spectrometer (Agilent Technologies, Santa Clara, CA, USA) fitted with a diffuse reflectance accessory for non-contact measures was exploited for Diffuse Reflectance Infrared Fourier Transform (DRIFT) measurements. Pseudoabsorbance spectra (log(1/R); R = reflectance) were acquired in the 4000–650 cm−1 range, at 8 cm−1 resolution and by averaging 64 scans per sample accumulated. The beam spot size was estimated to be approximately 1 mm. No correction algorithms were applied to DRIFT spectra.
Microattenuated Total Reflection Fourier Transformed-Infrared (µ-ATR FT-IR) spectra were instead collected using an Agilent Cary 660 FT-IR spectrometer coupled with the Cary 620 Microscope and equipped with a MCT detector. The spectra were acquired in ATR mode with Germanium crystal, collecting 64 scans, with a resolution of 4 cm−1 in the 4000–400 cm−1 range. Spectra were processed using Agilent Resolutions Pro software (Agilent Technologies, Santa Clara, CA, USA ).
Raman measurements were performed under an XPlora Horiba micro-Raman instrumentation (Chelmsford, Essex, UK) using a 785 nm laser wavelength, a 100× objective, and a diffraction grating of 1200 g/mm. Raman spectra were collected using an integration time of 10 s at 4 mW laser power and were averaged over N = 15 mapping points.
3. Results
The cross-sections analyzed under the UV-light of the microscope show the presence of four distinct layers as indicated in
Figure 2d: (1) an uppermost white-opalescent layer, 40 µm thick approximately; (2) a thinner (circa 15 µm) fluorescent orangish layer; (3) a very thin (submicron) black layer, likely ascribable to the silver leave; and (4) a very thick whitish preparation layer showing (
Figure 2a,b) a double row of holes left by the canvas, which was applied throughout the panel and on the frame by means of a mixture of chalk and glue in order to cushion the movements of the wood. This procedure is in line with the preparatory technique of that time justifying also the considerable thickness of the ground. Analysis carried out on the canvas led to rough linen with a coarse “plain weave” texture (weft/warp ratio 1: 1).
Layers (1) and (2) were distinctly observed only with the UV-light. The same layers observed under VIS-light Optical Microscopy (OM) appeared as a unique layer of yellow color (see
Figure 3a). This suggests that its function was likely just to make silver brighter and probably like gold, as clearly displayed in
Figure 3b. Noteworthy is the “wavy” form of the orangish layer (layer 2), which is likely ascribable to the grooves left by bristles of brush used to apply layer 1 (see
Figure 2c,d).
A better knowledge of the chemical composition of the different layers might provide crucial information to shed light on these issues. The analysis of cross-sections by UVIVF micro-spectroscopy revealed to be very supportive for the discrimination of the two kinds of varnish layers found on top of the silvered surface. Normalized UVIVF spectra collected on the organic layers over the silver leaf are shown in
Figure 4.
Fluorescence maxima (λ
max) were found at about 500 (136 nm, measured at Full Width Half Maximum (FWHM) of the band) and 580 nm (230 nm FWHM) for the varnish layer 1 and 2, respectively, according to the scheme shown in
Figure 2d. Fluorescence intensity was strongly lower for layer 2 applied over the silver leaf in comparison to the thicker varnish on top (i.e., layer 1), thus suggesting that layer 2 was more aged and ancient. As witnessed by the narrower FWHM, varnish layer 1 is instead more representative of a less complex and aged composition [
13]. Unlike varnish layer 2, the blue-shifted fluorescence of the uppermost varnish layer 1 could match more plausibly with a yellow oil medium glaze, but it is rather difficult to obtain more detailed information.
From qualitative comparisons of DRIFT and µ-ATR FT-IR spectra additional and valuable information on the artistic technique were pointed out. In detail, DRIFT analysis of paint fragments before being embedded is shown in
Figure 5A.
Starting from the top (
Figure 5A, spectrum a), the broad C=O stretching band in the 1745–1730 cm
−1 region with a shoulder at 1778 cm
−1 and the C-H bending at 1465 cm
−1 were indicative of an oil-based glaze. Signals near 2900 cm
−1 (C-H stretching band) were scarcely informative, whereas the clear shoulder-peak at 1676 cm
−1 (C=O stretching band) could be from amide I in proteins. The evidence of the latter was found also in other fragments extracted from the same sampling point (
Figure 5A, spectrum b). As shown, C-H stretching bands (2954, 2920, and 2852 cm
−1), a shoulder of C=O at 1725 cm
−1 and absorptions in the amide I and II range at 1676, 1635, and 1550 cm
−1 are consistent with a protein-based binding medium [
14]. Noteworthy are the slightly perceivable signals at 3320 and 3113 cm
−1 and the one at 1676 cm
−1, which could be assigned firmly to guanine but even to proteins [
15]. More detailed information of the outermost layer may be retrieved from the µ-ATR FT-IR stratigraphic analysis of the painting cross-section shown in
Figure 2 (
Figure 5B spectrum a). It is possible to confirm that the topcoat (i.e., layer 1) is likely constituted of oil, as suggested by the intense C=O stretching band at 1730 cm
−1 and by the C-H stretching (2926–2934 and 2857 cm
−1) and bending (1455–1460cm
−1) vibrations. Moreover, the very weak out-of-plane CH bending vibration at 720 cm
−1 is diagnostic for the presence of a lipidic component. The weak band at 1377–1382 cm
−1 may also suggest the use of a mixture with a natural resin [
16]. However, a direct identification is not straightforward, as from FTIR spectra of preheated and aged oil-resin varnishes individual signatures of each component are no longer recognizable [
17,
18].
The broad shoulders at about 1650–1660 and 1550 cm
−1 may be attributed to amide I and amide II, respectively, thus confirming the presence of a proteinaceous substance [
19]. In this regard, the µ-ATR FT-IR spectrum collected over the surface of a sampled fragment showing a severely crackled and tarnished silver leaf (
Figure 5B, spectrum b) resulting consistently with that of an aged egg yolk, as suggested by the appearance of very weak signal at 3070, the shoulder of C-H stretches at 2954 cm
−1, the C=O stretching vibration at 1735 cm
−1, and signals at 1650, 1576–1550, and 1460 cm
−1 of amide I, amide II, and amide III, respectively [
15,
20]. The thin film over the silvered surface was also characterized by DRIFT, which is well-known to generate high-quality IR spectra in reflection–absorption configuration (
Figure 5A, spectrum c). Besides the presence of overlapping signals originating from the underlying gypsum layer (1680 and 1632 cm
−1), a mixture of proteinaceous material (signals at 1650, 1576, and 1550 cm
−1) and calcium oxalates (1636, 1320, and 780 cm
−1) was identified [
21,
22,
23]. The band presence at 1320–1325 cm
−1 is typical of whewellite (Ca(C
2O
4) H
2O) [
24]. In the spectrum c of
Figure 5A, additional signals requiring further attention were the C-H stretches near 2900 and 1460 cm
−1 and the sharp features of signals at 1735 cm
−1 (stretching vibrations of C–O–C groups) and 1170 cm
−1 (stretching vibrations of C–O–C groups). Most of these features were detected also by µ-ATR FT-IR (
Figure 5B, spectrum b) and matched very well with the signatures of waxes (e.g., beeswax, Carnauba, shellac wax, etc.) [
16].
Concerning with layers underneath the silver leaf, the use of a protein-based glue was clearly confirmed, as shown by the typical spectral profile (
Figure 5B, spectrum c). Calcium sulphate dihydrate was detected as well, which is consistent with the presence of gypsum in the ground (O-H stretching bands at 3540 and 3401 cm
−1, bending vibration of water at 1625 cm
−1 and vibration of sulphate at 1117 cm
−1), particularly evident in the bulk of this layer (
Figure 5B, spectrum d). In spectrum d, some weak bands not ascribable to the ground and red-labeled were attributable to the polyester embedding resin (1731, 1458, 1256, and 1275 cm
−1). Moreover, DRIFT spectra of the ground (
Figure 5A, spectrum d) figured out a strong and broad
ν1 +
ν3 (SO
4 −2) overtone and combination bands in the 2500–1900 cm
−1 range, with maxima at 2230 and 2130 cm
−1, and a strong inverted reststrahlen band at 1150–1160 cm
−1. These features are unequivocally ascribed to calcium sulphate [
25]. The bands at 1636 and 1550 cm
−1 were also of amide I and II due to the proteinaceous material present in the ground.
SEM-Back-Scattered Electrons(BSE) images of the Ag layer (
Figure 6) in the cross-section showed a very thin (≈100 nm) metal leaf following the shape of the ground underneath. At some points, the Ag layer followed precisely the shape of even single gypsum grains (i.e., the area in the cross-section indicated by a white arrow in
Figure 6A) demonstrating an amazing accuracy in the execution technique and suggesting burnishing afterward. As observed in the UV microscope images, a classic bole did not appear here to have been applied since the presence of a layer of organic matter between the metal and the ground was not observed (
Figure 6 A1, B). The Ag layer appeared rather be attached directly to the preparation layer most probably trough the protein-based glue detected by FTIR spectra
(Figure 5B spectrum c).
White arrows in
Figure 7 indicate scratches in the ground filled with Ag that might suggest the application of more than one single metal leaf overlapped [
26].
The elemental composition of the Ag layer was detected performing a SEM-EDS analysis on the surface of a sample not used for resin casting and cross-section preparation. The SEM-EDS spectrum and the area of analysis are shown in
Figure 7. In particular, an area devoid of the uppermost varnish layers along with the metal leaf in a relatively good state of conservation (not blacked) was selected for the analysis. Results led to 80% of Ag and 2% of gold (Au) along with other elements such as calcium (Ca), silicon (Si), and aluminum (Al) mainly due to the ground [
27]. The presence of chlorine (Cl) and sulphur (S) was ascribable to the degradation products of the silver leaf and Ag sulphide was detected by micro-Raman spectroscopy (see after). The confirmation of the provenance of Au from the Ag layer was achieved mapping the elemental composition of an extended area. In this respect,
Figure 8 shows the SEM compositional map of the area A2 (
Figure 7) confirming a distribution of gold totally overlapped to that of Ag. Conversely, no presence of gold was detected on the varnish layers ruling out the possibility to be a case of varnish loaded with gold. Besides, looking at the Cl element map in
Figure 8 it is possible to observe the degradation of the Ag leaf due to the presence of chlorides, which, however, appeared to be concentrated to some spots.
The black color of the silver layer suggests a critical conservation state of the metal leaves due to corrosion and oxidation processes. The non-invasive identification and characterization of the degradation products in cross-sections are not trivial because of the very thin layer of silver (submicron) as well as the wide range of compounds that can be found such as chlorides, oxides, sulfides, and sulphates [
28]. Micro-Raman spectroscopy carried out with a 100× objective yielding a 2 µm-sized laser spot on the sample allowed a punctual analysis of the silver layer and enabled the identification of the corrosion and oxidation products of silver.
Figure 9 shows typical Raman features of Ag
2S at 158, 198, and 281 cm
−1 as well as for Ag
2O at 236, 425, 491, and 563 cm
−1 [
28,
29].
Raman spectra carried out on the preparation layer (
Figure 10) showed bands of gypsum in the form of calcium sulphate dihydrate (CaSO
4 2H
2O) and anhydrite (CaSO
4). Raman bands at 415, 496, and 675 cm
−1 were common to both phases. Bands at 607, 627, and 1015 cm
−1 were ascribable to anhydrite whereas the Raman band at 1007 cm
−1 was ascribable to calcium sulphate dihydrate. Moreover, micro-Raman analysis carried out on reddish grains in the preparation layer revealed the presence of hematite (
Figure 10B).
The coexistence of these two mineral phases of gypsum is due to the lack of temperature control during the cooking of the mineral. Until the second half of the nineteenth century, in fact, the calcination of gypsum did not occur in an efficient way, as there were major difficulties in controlling the temperature of the furnaces [
30]. The impossibility of keeping the adequate temperature constant caused uneven cooking of gypsum, which led to a mixture of anhydrite and calcium sulphate dihydrate. In this respect, a Raman analysis mapping performed at different depth (Z) on the ground of the cross-section (
Figure 11) confirmed that the distribution of the two mineral phases varied with the distance from the surface (Z = 0). Specifically, Raman spectra acquired at different Z distance indicated the prevalence of calcium sulphate dihydrate phase close to the Ag leaf, whereas both dihydrate and anhydrite calcium sulphate contributed to the spectra recorded in the bulk ground.
Raman vibrational modes assignments of CaSO
4, Ag
2S, and Ag
2O compounds are reported in
Table 1 [
28,
31].