1. Introduction
The maintenance of any machine can be performed using the following three basic techniques: (1) run to failure is the technique in which the maintenance is performed after the part and the analysis of its regions have failed; (2) periodic inspection is focused on determining the time remaining until failure, and maintenance activities are performed according to the schedule prepared by measuring the mean time to when failure last occurred; (3) predictive maintenance is a type of pro-active technique in which the data is acquired continuously, and maintenance activities are performed accordingly; it is focused on performing maintenance before the failure happens [
1]. In the mechanical industry, bearings have a vital role, as they support the shaft and bear a greater loading. Early stage detection of bearing faults is critical in order to avoid catastrophic failure. Hence, predictive maintenance is very often used in many branches of industry. Industry 4.0 has currently become popular, and predictive maintenance can be a very helpful tool in making it fully automatic. Some developed technologies, such as cloud computing, the Internet of things, and big data analytics, have already provided many benefits for the implementation of Industry 4.0 [
2]. The strain sensor based on the highly sensitive nanocomposite is developed for Industry 4.0 [
3]. To implement Industry 4.0, a review for sensor monitoring is also been presented [
4]. However, big data and cyber-physical systems require more attention in Industry 4.0 to make it fully autonomous [
5].
Numerous studies were conducted to diagnose faults in rotating machinery. Experimental analysis was performed to detect damages in a wind turbine. The vibration signals were measured by mounting the strain gauges on the gearbox and generator. Both the analyses based on the time domain and frequency domain were performed to capture components’ features and find the location of the damages [
6]. A novel method, called extended phase space topology (EPST), was proposed for pattern recognition and machinery diagnostics. The EPST was applied to the vibration data obtained from a rotating machine through the proximity probes. The EPST does not require any feature selection; therefore, it is easily applied in an automated process [
7]. The different fault conditions in rotating machinery were identified using an efficient feature extraction technique on the raw vibrational signal so that the mechanical health status can be detected in a timely manner. The proposed feature extraction technique was based on improved multiscale dispersion entropy (IMDE) and max-relevance min-redundancy (mRMR). The proposed methodology was analyzed experimentally, and the results proved that it is a useful technique for the fault diagnosis of mechanical components, including gearboxes and rolling bearings [
8].
The roller bearing diagnosis was performed at the low-energy stage of its development. The information from a machine vibration signal was extracted by amplitude level-based decomposition of the signal, and the spectral analysis was performed to extract features for bearing damage [
9]. The diagnosis for a rolling element bearing was also studied using a new fault feature extraction method—decomposing the vibration signal with adaptive local iterative filtering (ALIF) and measuring the signal complexity with modified fuzzy entropy. The technique was experimentally checked, and the results concluded that the proposed technique can be used in fault diagnostics [
10]. The bearing damages were also analyzed using vibrational resonance (VR) on the vibrational signals generated through simulation and experimentation. The proposed methodology was compared with the envelope spectrum, and it was concluded that the proposed VR method is better than the envelope spectrum method because the characteristic frequency was remarkably amplified in the proposed VR methodology [
11]. After reviewing the approaches for the change detection and optimal segmentation of the vibrating data acquired through the operation of the rolling element bearings (REB), a new approach based on the change detection and optimal segmentation of the vibrating signal was presented, and it was concluded that the proposed technique can be used for condition monitoring and industrial processes [
12]. The importance of correlated kurtosis was explored to indicate the periodicity and the impact of the signal [
13]. A novel method based on data-driven random fuzzy evidence acquisition and the Dempster–Shafer evidence theory was introduced to diagnose faults in rolling bearings, and the results proved that it has high accuracy [
14]. The bearing faults were also detected by combining fuzzy entropy of empirical mode decomposition (EMD), principal component analysis (PCA), and the self-organizing map neural network [
15]. An improved pattern spectrum algorithm based on a support vector machine was proposed to extract features by employing a morphological erosion operator. The experimental results concluded that the accuracy of the proposed algorithm reached 87.5% (21/24) in training and 91.7% (44/48) in testing [
16]. The deep structure of the convolutional neural network (CNN), which does not require the extraction of features and still shows high classification accuracy, was proposed to diagnose the bearing faults [
17].
Whenever a mating surface hits a defect, the energy is converted from kinetic into elastic potential energy. A shock pulse is generated at the interface because of a sudden change in the contact stress. These sudden changes (shock pulses) excite the system components, which react in their normal modes [
18]. Machinery defects can easily be detected in the early stages with periodically repeating shocks; gear defects have been detected with the real order derivative [
19]. The stochastic aspect of the shock occurrence was discovered for first time by the author’s of [
20], in which these shock pluses were analyzed on simulated and actual vibration data by modeling the bearing fault vibration as a series of impulse responses of a single degree of freedom system. These findings were readdressed in their subsequent works [
21,
22,
23]. In another article, bearing clearance has been determined by using three methods, including the calculation of the spectral kurtosis of corresponding spectra, and the results showed reliability in service detection [
24].
Predictive maintenance have proven effective for Industry 4.0 because it provides maintenance activities before the failure happens. In order to perform predictive maintenance, accurate condition monitoring of mechanical machinery is required. This article proposes that due to the impairment in a damaged bearing, the bearing produces high amplitude vibrations as compared to the undefective bearing. The damaged bearing has high vibration energy at damage, which is why it produces high amplitude vibrations. The proposed method has been examined through systematic and detailed experimentation.
The literature concluded that the concept of Industry 4.0 requires some automatic fault detection techniques for implementation. This research article proposes two statistical parameters, histograms and kurtosis, as the indications of a change in vibration energy at damage for the detection of roller bearing faults. The damaged bearing will produce high vibrations, as it has high damage energy, and this damage energy change can be used to detect faults in the roller bearing. Detailed experimentation is performed to explore the proposed methodology. An overview of the vibration energy at damage concept and corresponding formulas are given in the next section, followed by the experimental setup section, in which the experimental setup is explained in detail. Finally, the results are discussed.
2. Vibration Energy at Damage-Based Statistical Approach
One body has six degrees of freedom (DOF): three are translational, and three are rotational. The equation of motion for a shaft under torsional/rotational vibration is shown by Equation (1). The signal acquired from the machine in terms of displacement, velocity, or acceleration can be compared with a defected signature to perform fault diagnosis.
where
is the mass moment of inertia,
is the angular acceleration,
is the damping coefficient in the torsional domain,
is the torsional stiffness, and
is the torque as a function of time. These torsional vibrations can be measured by a laser torsional vibrometer and optical encoders. In this study, accelerometers were used to measure rotational vibration, rather than measuring the torsional vibration. The data can be acquired in terms of displacement
, velocity
or acceleration
. The followings are the basic parameters to measure vibration:
where
is the rotational frequency in rad/s, which can also be expressed as
and
is the frequency in cycles per second, or hertz (Hz). Generally, the
is measured at
, the
is measured at
, and the
is measured at
. On the right hand side of the equation of motion, there is a forcing function, and it depends upon
, which is the forcing frequency. The natural characteristics of the machine can be obtained from Equation (3):
where
,
,
, and
are the natural rotational speed, stiffness, mass, and natural frequency of the machine, respectively. The resonance will occur if the forcing frequency is equal to the natural frequency, and it will result in larger displacement. Operators avoid the natural frequency during the operation, but this parameter is calculated by designers for safety. The following Equations (4) and (5) explain the frequency response functions, where
is the forcing function:
In this study, a statistical approach is proposed to detect roller bearing damages. As the roller bearings are mainly used in industry, it is important to detect damages at the early stages. The roller bearings have to bear great loading at high rotating speeds. Therefore, it is necessary to use a proactive technique for inspection. This technique not only provide a safe environment the proper function of the machines, but it also decreases the maintenance costs. Basically, the roller bearings bear loading with their rolling elements and reduce friction. Roller bearings have three main components: the balls, the inner race, and the outer race.
The disorder or sudden peak in the vibration-based frequency or time domain data are often considered faults. Because, as the ball passes through a discontinuity or defect, it can be subjected to an impulsive force as an effect of damages, peaks in courses of physical magnitudes can be noticed. Thus, most of the researchers have analyzed characteristic features of signals at frequency. In this research, the characteristic fault frequency multipliers for ball pass frequency outer race
, ball pass frequency inner race
, ball spin frequency
and fundamental train frequency
were calculated using Equations (6)–(9). However, our main objectives are to plot histograms and calculate kurtosis values so that the damage energy for an intact bearing and damaged bearing can be compared.
where,
is the ball diameter,
is the pitch diameter,
is the number of balls, and
is the angle of contact. The ER-16K faulty rolling element bearings, with ball diameter
and pitch diameter
, number of balls
, and angle of contact
, are used in this study. By putting the values of
,
,
, and
in the above Equations (6)–(9), the characteristic fault frequencies of the roller bearings are calculated and shown in
Table 1.
The characteristics fault frequencies are obtained by multiplying the operating speed by the multipliers calculated in the second row of
Table 1. The peaks at these characteristics fault frequencies and their respective harmonics are analyzed, and the bearing is often regarded as a damaged bearing if the vibrations are high at these characteristics fault frequencies (BPFO, BPFI, BSF, and FTF). However, in reality, these peaks are submerged by the noise, and it is not an easy task to recognize the peaks at these characteristic fault frequencies. Thus, a novel method is proposed in this study, based on the vibration energy at damage. The histograms, along with the kurtosis values, were used to analyze the vibration data of an intact and damaged bearing. The kurtosis is a measurement of the frequency of extreme values, or peakedness of distribution. The kurtosis
can be calculated from the following Equation (10):
where
is the fourth moment,
is the second moment, and
is the variance. First, the deviation from the mean is calculated by using Equation (11), then the second moment
, variance
and the fourth moment
can be calculated from Equations (12)–(14), respectively. The averaged value of kurtosis is used in this study so that the accuracy of measurement can be improved. The averaged value of kurtosis is the mathematical average of the numeric (absolute) value of all data blocks.
where,
is the
ith observation,
is the arithmetic average of all values, and
is the number of values. The formula to calculate the second moment
and variance
is the same. Finally, the formula to calculate kurtosis
becomes:
The system that samples the data from a machine and then converts it to the digital form is known as the data acquisition system (DAQ). The following Equations (16)–(19) are used in DAQ:
where
is the total time,
is the number of data points,
is the time resolution,
is the sampling frequency,
is the maximum frequency, and
is the frequency resolution. The smaller the time resolution is, the higher the sampling frequency will be, and this will enhance the results. By increasing the
, speed range, and spectrum lines, the frequency resolution can be enhanced. Generally, the
is calculated by
or
times the rotating speed. The Hanning window produces a high-frequency resolution, along with protection from leakage, with fair amplitude accuracy.
3. Experimental Setup
This study is based on the experiments performed on a machinery fault simulator (MFS). Experiments testing the vibration energy at damage-based statistical approach in detecting bearing damages were performed on an MFS made by SpectraQuest. This simulator has a three-phase pre-wired electric motor of 1 HP that drives a rotor assembly with a variable frequency AC drive that has a multi-featured, front panel programmable controller. The rotating speed is measured by a built-in tachometer, with an LCD display, that can be varied from 0 to 6000 rpm with a short duration. The motor and rotor shaft is connected with an L-type standard jaw coupling, made of sintered iron, that has a length of 54.6 mm. The rotor assembly consists of a 25.4 mm diameter turned, ground, and polished (TGP) steel rotor shaft supported by two roller bearings. The roller bearings are placed in a horizontal-type split bracket. The accelerometers are placed on inboard and outboard bearing housings in the vertical and horizontal direction, and the vibration data are recorded. These accelerometers can record the vibration with a sensitivity of 10.2 mV and a measurement range of ±490 ms
−2. An eight-channel data acquisition card was used to acquire the data from the simulator, which was later analyzed. The complete experimental apparatus is shown in
Figure 1.
This simulator was used in our previous studies to detect: the imbalance caused by using accelerometers at three different operating speeds [
25], the misaligned and cracked shafts using order analysis [
26], the bearing faults using spectral density analysis [
27] and octave analysis [
28]. It was also used to detect imbalance using piezoelectric strain sensors [
29]. The misaligned and cracked shaft was also analyzed on this simulator, and sensitive locations for transducers were discussed [
30]. This study focuses on multiple damages in roller bearings; bearing damages have been analyzed by comparing the intact bearing’s histogram and kurtosis values with the following defected bearings: (1) inner race defect; (2) outer race defect; (3) ball defect; and (4) combination defect.
All of the above defected bearings in this experimental study were used at 1002, 1500, 2400, and 3000 RPM rotating speeds, with two types of loading conditions: without installing a bearing loader and with installing a bearing loader. In the first type of the loading condition, the vibration data of intact and defected bearings were acquired through the accelerometers, without installing a bearing loader on the rotor assembly. In the second type of loading condition, a bearing loader was installed at a distance of 5 cm from the outboard bearing housing, and the vibration data of intact and defected bearings were acquired through the accelerometers. For both types of loading conditions, the defected bearing was placed at outboard bearing housing. The intact bearing histograms and kurtosis values are compared with each defected bearing. The inner race, outer race, ball, and combination damage bearings were placed only at the outboard bearing housing. The vibration data were acquired with 12,800 spectral lines and 10 kHz maximum frequency.
The overall velocity-RMS values have been collected at no fault condition for both types of loading conditions in order to follow the ISO standard 20816-1 [
31]; this was also done in our previous studies [
25,
26,
27,
28]. The ISO standard 20816-1 has a vibration severity chart consisting of four categories: A, B, C, and D. Category ‘A’ means that the machine is in outstanding condition, and category ‘D’ means that the machine’s vibrations are not permissible. The vibration severity chart of ISO standard 20816-1 also classifies all machines into four classes, class I through class IV, depending upon the size of the machine. The simulator had a power of 1 HP and according to the ISO standard 20816-1 vibration severity chart, it belongs to class 1. The velocity-RMS values in class 1 range from 0.28 mm/s to 2.80 mm/s for category ‘A’ to ‘C’, respectively, meaning that if the machine belongs to category ‘C,’ the vibrations are within the limits. The velocity-RMS values before placing the damaged bearings for all rotating speeds, without installing a bearing loader and with installing a bearing loader, are shown in
Table 2 and
Table 3 respectively. From
Table 2 and
Table 3, it is found that the maximum overall velocity-RMS value is 2.7166 mm/s in the horizontal direction at 3000 RPM for the rotor inboard bearing housing, which is less than the 2.80 mm/s value of category ‘C’. Therefore, this simulator falls into category ‘C,’ meaning that the vibrations are within tolerable limits, and the experiments can be performed.