1. Introduction
In the already highly regulated aviation industry, improving safety standards is a primary, constant, and ever-ongoing goal for the entire aviation ecosystem [
1]. Air transport is considered the safest method of transportation due to the close interaction between all the organizations that are part of the aviation ecosystem [
2]. However, the need for rules and regulations has driven the aviation industry to use safer and more reliable technologies and procedures [
2].
One important way to minimize errors is to create a system that considers human factors, since these are one of the main reasons for accidents in industry. Since human error is inevitable, and although organizations increasingly tend to train their professionals to reduce this error, the feeling that technology is more reliable than humans lead them to be replaced by that same technology to mitigate the error. The number of accidents has decreased over time, but the decrease is not as significant if we consider the number of hours flown per occurrence [
2]. Human errors are still the leading cause of air accidents in recent years, and there are several factors for them to happen; one of them is the lack of personnel, which jeopardizes the proper functioning of an operation because it will overload the remaining professionals in place. In other words, when there is a lack of staff, there is a higher possibility of errors occurring due to the stress factor of the remaining personnel. Although human error has been the most significant cause of accidents over the years in various studies, technical factors and environment have also had some relevance in this matter, still corresponding to a percentage, although minor, of significant air accidents. New technologies and new procedures have been introduced so that errors are increasingly fewer. Accidents caused by sabotage, which nowadays are not as likely to occur, have revolutionized safety on board aircraft and at airports, making them safer. Beyond all the internal factors in the industry that influence accidents and the number of flights during a year, external factors can also play a role. This is the case with economic factors such as inflation and the growth of the gross domestic product (GDP); these factors are also indirectly related to the number of flights per year and the existence of air accidents. This is expected since inflation often creates economic crises in various industries.
The aim of this study is to statistically analyze the transport aviation data to understand this quantitative trend and then extrapolate it into a qualitative form. This research of quantitative order, based on a statistical analysis based on the aviation safety network, will aim to understand the trend of the evolution of air accidents, both quantitatively and by accident per flight hour. Besides the historical and forecast evolution of accidents over the next few years, it is possible to identify external factors such as economic factors that may influence and change the course of accidents and flight hour.
The paper is structured as follows.
Section 2 presents a brief state of the art of the hidden correlations between socioeconomic indicators and aviation accidents in the United States.
Section 3 describes the methodology used in the research; and the database on civil aviation accidents in the last 40 years collected by the ASN.
Section 4 shows the results of models applied, their validity, and the optimization of the algorithms. Finally, the conclusions are made in
Section 5.
2. State of the Art
Safety is a facet of organizational culture that refers to all stakeholders’ norms, values, and practices in relation to safety and risk. This type of culture gained prominence after pressure was implemented to prioritize production, which negatively influenced values, norms, and practices in safety management. An organization’s primary standards for safety management are management commitment to safety, collaboration, incident reporting, communication, commitment, support, compliance, training, and safety rules. Safety is the most critical pillar of the aviation industry; a weak safety culture culminates in an increased likelihood of accidents, while a strong safety culture reduces the likelihood of accidents [
3]. The EASA (European Union Aviation Safety Agency) defines safety as the result of all actions taken to prevent accidents, from the design of all aircraft applications to the operation of the aircraft. It defines safety standards to achieve the highest levels of safety. On the other hand, the ICAO (International Civil Aviation Organization) oversees the standards and practices of the participating nations to make the industry as safe and efficient as possible while also creating international standards to promote operational safety. When there is an accident, regardless of the location, the entire industry is negatively affected, especially if it is a fatal accident [
4]). From the 1990s to the present day, aviation has entered an era of safety and reliability. Globally, with few exceptions, accidents have become infrequent to the point of becoming exceptional events (
Figure 1). Although there are fewer and fewer accidents with fatalities and serious incidents, thus making risk assessment relatively difficult, there are new types of accidents that have been accounted for by the new type of causes (fatigue, “human error”, software failure, organizational failure). In the past, mental health was often neglected, although it has always been a serious factor in relation to accidents in aviation. Although airlines have created tools to preserve mental health, they are more focused on fatigue as a general problem. On the other hand, these tools sometimes served only to elude fatigue prevention [
5].
Historically, whenever air transport had a relatively rapid growth, this has eventually culminated in a series of accidents. However, ICAO has shown that the fatality rate for commercial flight operations has decreased over time [
6]. For example, between 1970 and 1993, the mortality rate fell from 0.18 to 0.04 per 100 million inhabitants [
7].
Although nowadays we see that accidents do not result from a simple occurrence but from a set of factors, accidents have not always been seen this way; in the beginning, two constituents were considered to culminate in an accident: people and technology. Technology has always been seen as the main problem when an error or malfunction occurs, but technology has become more reliable and less likely to fail over time. As time passed and technology advanced, people became the leading cause and, more recently, organizations and culture took that role, as seen in [
2] (
Figure 2).
Accidents in aviation have decreased globally since the 1960s due to improvements and innovations in aircraft design and reliability and have been improved constantly to this day [
8].
Over the years, several technologies have emerged for this purpose, to perform an operation with the least possible risk, namely the inclusion of autothrottle, fly by wire (FBW), or glass cockpit (EFIS/EICAS/ECAM) [
9]. The certifications of the surrounding areas are increasingly essential, such as Design, Production, Modification: Part-21-Certifications Specifications, Maintenance, and Certification of maintenance personnel: Part-M, PART-CAMO, PART 145, PART 147, PART 66, operations PART-OPS, and lastly, Certification Air Crew: PART-AIRCREW [
10].
The autothrottle system also allows the automatic control of the power generated by the motors for a given moment of operation, leaving conventional systems with a higher financial cost and lower efficiency. This control becomes essential so that pilots can pay attention to other tasks and possibly rest. Fly by wire (FBW) allows the surface actuators to be controlled and operated through electrical signals transmitted to an onboard computer. It has also brought numerous advantages, such as an increased aircraft performance, the ability to integrate additional controls to the movements, such as flaps for maneuvering the aircraft and not only for takeoffs and landings, and the possibility for the pilot to maneuver without worry. Lastly, the glass cockpit (EFIS/EICAS/ECAM) assists in the decision-making required for navigation. For decisions, pilots have screens and monitors called the glass cockpit that contemplates the navigation systems, engine instruments, and others. The system that provides cabin data is the electronic flight instrument system. In turn, the crew alert and engine indication system is called the engine indicating and crew alerting system—EICAS—and the aircraft’s central electronic monitor has the name electronic centralized aircraft monitor—ECAM [
9].
In addition to investments in automation systems, human factors have evolved [
11]. One of the most successful tools for managing human error was the introduction of CRM (crew resource management), which is designed to decrease error and increase crew efficiency and is defined for optimal crew use with all available resources (information, equipment, materials, and resources), and has encompassed a set of comportments and strategies that they have and must follow in the interest of safety, thus combining technical and human skills. The emergence of CRM is a milestone in the aviation–psychology relationship and changes the vision of aviation safety to reduce human error and increase crew efficiency [
12].
The primary function of checklists is to ensure that the crew configures the aircraft properly to the flight segment—a standardization of cockpit procedures. The benefits of using a checklist are improved information processing, a reduced workload, reduced error, and improved response time. Unexpected situations are the main challenge, since an inherent problem of the checklist is the inability to foresee all the abnormal situations that the crew may encounter [
13]. Another one of the objectives of the check-list is the effectiveness in promoting a positive attitude toward the use of this procedure; for the success of this mission, it is necessary that it is well-founded within the operational environment for it to have a good perception of its importance and not to consider it a bothersome task [
14].
Safety management systems (SMSs) build on system safety but expand their view to include human factors, with human performance having a critical effect on safety during the entire system operation process. As a result, safety is responsible in all areas and levels of the entire organizational structure.
The four components of the SMS according to ICAO are its policy and objectives, risk management, safety promotion, and safety assurance. The main processes of a safety management system [
15] are: (1) hazard identification; (2) safety reporting; (3) risk management; (4) performance measurement; and (5) safety assurance.
The main characteristics of any SMS are described as the management’s commitment to safety, as the management’s attitudes and actions can influence the organization’s culture and ways of working [
16]. Weather is responsible for a portion of airplane accidents. Weather and aviation have a complex relationship that has plagued aviation for over 100 years [
17]. Despite advances in scientific and technological understanding since the early 1900s, weather causes safety concerns, and little is known about the characteristics of weather-related fatal accidents in general aviation. These accidents happen most frequently between October and April, on weekends, in the morning and evening, and around mountainous locations [
17]. There has been a reduction over time in weather-related aviation accidents and fatalities since the 1980s; however, these accidents still correspond to about 100 fatalities per year in the United States alone. Even with technological advances such as satellite radar in the cockpit, weather remains a consistent obstacle in overall aviation safety. Fatal accidents related to the environment decreased at slower rates than all general aviation accidents; weather-related accidents decreased at a rate 2.57 times slower than all general aviation accidents, and fatal accidents related to the environment have declined at a rate 1.73 times slower than all fatal general aviation accidents [
17].
The 2021 safety report issued by the Aviation Safety Foundation identified a few safety risks that need to be mitigated, namely runway excursion, the loss of control in flight, and a controlled flight into terrain. Before the coronavirus pandemic, the commercial aviation sector was annually deploying over 37 million airplane departures and four billion passengers worldwide, with the ICAO expecting these numbers to reach 90 million and 10 billion, respectively, by 2040 [
18].
The COVID-19 pandemic has caused operational changes, and these changes may cause new threats if they are not identified and mitigated [
19]. In addition, the pandemic has affected the well-being of aviation professionals. All stakeholders must understand the impact and implement measures to address it. A total of 52% of the operators indicated that the staff described an increase in fatigue after returning to their duties, in addition to an increase in stress and, to a lesser extent, an increase in the level of reports of mental health problems during the pandemic [
19]. Every year, different organizations such as the FAA, ICAO, CAA and the commercial aircraft manufacturers (Boing and Airbus), provide valuable reports on air accidents. These reports are based on the descriptive statistics of accidents, such as the rate of fatal accidents and fatality worldwide per year, the nature of flight, and the age of aircraft. They can also make analyses on different causal factors for these accidents and behaviors associated with these events [
20].
3. Data Implementation
The methodology used in the research uses a quantitative approach that will be analyzed through a statistical analysis of the database on civil aviation accidents in the last 40 years, collected by the Aviation Safety Network [
21].
A survey of the last 40 years of accidents and economic indicators that have occurred in U.S. airspace, covering the period 1980–2021 (40 years), has been organized and analyzed by the following data:
- (1)
Number of accidents per year;
- (2)
Number of fatalities and injuries per year;
- (3)
Number of accidents by flight phases (ground, takeoff, en route, approach, and landing;
- (4)
Number of accidents by root causes (technical, environmental, human error, and sabotage);
- (5)
Type of flight (passenger flights, cargo flights);
- (6)
Correlation with economic factors;
- (7)
Correlation with the number of professionals in the operation of a flight.
The SPSS V27 software was the scientific tool chosen for the statistical analysis of this project. Besides a statistical analysis, it is also possible to check Pearson’s correlations, also elaborated in SPSS, with other data taken from World Bank databases to verify the correlation of accidents with GDP growth and inflation; the same flight cycles were also performed. To settle our curiosity, we went to check with the data we found in the FAA about the number of professionals involved in the operations and verified their correlation with the accidents and the causes of human errors. Pearson’s correlation is the correlation method used by the most used SPSS tool for making correlations. “Correlation is a bivariate association measure (strength) of the degree of relationship between two variables” [
22]. The Pearson correlation coefficient (r) ranges from −1 to 1. The sign indicates the positive or negative direction of the relationship, and the value suggests the strength of the relationship between the variables. A perfect correlation (−1 or 1) indicates that the variables are linearly related. Conversely, a correlation of zero values indicates no linear relationship between the variables [
22], although there may be a nonlinear relationship.
In addition to the correlation model, the ARIMA (autoregressive integrated moving average) model is an autoregressive moving average model. Moving average models use the average of the recorded observations as a forecast for a given period in the future. Moving averages can be simple, centered, or weighted in these models. The models that use the simple moving average are given by:
where
n is the number of observations (observation window) and
is the mean [
23]. This model is also based on the plots of the autocorrelation function and the partial autocorrelation function so that, by visualizing the decays of the functions, it is possible to estimate the appropriate order of the model [
24]. The ARIMA method is obtained with a set of factors. Although it checks the existing values in the previous years, i.e., if there is a change of factors in the forecast years or if the factors used are too many, there is always an associated error.
5. Conclusions
As it was possible to ascertain in the statistical analyses, the trend of air accidents has had a downward slope over the years, primarily due to the increasing attention on safety in the aviation sector. This is because safety is currently one of the main concerns of the sector, because whenever there is an air accident, the whole industry might suffer from it due to a lack of confidence from the passengers. Therefore, over the years preceding the global crisis, there has been a decrease in accidents, but there is also a decrease in passengers carried due to a lack of demand. After observing this fact, a correlation was made between accidents and the growth of the gross domestic product and inflation, and it was possible to conclude that both are correlated with accidents in different ways; we know that there is a positive correlation with the GDP (that is, when one rises, the other also rises, and vice versa) and a negative correlation with inflation. Thus, when there is higher inflation, the number of accidents can be expected to decrease. It is also noteworthy that, after the fateful day of 11 September 2001, there was a decrease in air accidents, much due to the security measures imposed after the event.
Since it has become imperative that safety should be seen as a priority, the number of casualties has tended to decrease as several efforts have been made to mitigate accidents to make the industry more appealing and trustworthy in the view of the population. As a result, the forecast for the coming years indicates a downward trend in fatalities while there is stagnation in the number of injuries.
During the operation of an aircraft, there are flight phases that are more prone to accidents than others; as verified, it is on land that there are more accidents; however, it is during the route and approach that there are more fatalities, and in the landing phase that there are more injuries. In all phases of flight, the leading cause of accidents is human error; on the other hand, sabotage is the cause with the least expression in the causes of accidents. Therefore, it is possible to verify that sabotage occurs mainly during flight, and technical failures happen mostly during landing and during the flight.
Human error is the most significant root cause of air accidents, with a percentage of 67%; it was possible to correlate human error with the existing human resources in the asset in order to verify if both could be linked, mainly because from the analysis, it was possible to conclude that they are strongly negatively correlated, and that when there are more professionals in the operations of a flight, there are fewer accidents. Human error has a decreasing trend, as do technical failures; however, in addition to comprising the most significant cause of accidents, human error is still the largest cause of injuries and fatalities, with the least cause being sabotage. Cases of sabotage are now zero and are expected to remain zero in the coming years; there is also a great deal of control onboard aircraft and at airports, so it is increasingly difficult to carry out an unlawful act. In the generality of flights in the United States, there are stagnant periods, as it was possible to ascertain during global or airline security crises. These were determined to be strongly negatively correlated with inflation and the number of flights (i.e., when inflation rises, the number of flights decreases) as whenever inflation increases, it means a loss of purchasing power for families; therefore, it is possible to verify that inflation directly affects the aviation industry.