The analysis of the results was divided into two parts to identify the mechanisms of combined organic–inorganic fouling. Firstly, the UF of the HA feed water and the influence of humic acid as a natural organic matter foulant on the flux, retention, and fouling resistances were discussed. Afterwards, the UF of organic–inorganic feed water and the influence of the addition of colloidal silica nanoparticles to the natural organic matter mixture were analyzed.
3.1. Analysis of Fouling during Humic Acid Feed Water
Figure 2 shows the permeate fluxes obtained under the transmembrane pressure of 50 kPa (a) and 150 kPa (b) for various combinations of cross-flow rates (1 and 5 L min
−1) and humic acid concentrations (50 and 150 mg L
−1). As expected, the permeate flux decreased with increasing humic acid concentrations for all combinations of the Q and TMP values. On the other hand, an increase in TMP and Q values increased the permeate flux. The difference between the achieved permeate fluxes at higher cross-flow rates and the influence of the concentration of humic acid was especially pronounced under higher transmembrane pressure values.
In
Figure 2a, the slight initial decline in the permeate flux can be observed, followed by the rapid establishment of a steady state. This is for the lower TMP of 50 kPa, the cross-flow rate of 5 L min
−1, and the concentration of HA of 150 mg L
−1. A similar result was found for the concentrations of HA of 50 and 150 mg L
−1 at the cross-flow rate of 1 L min
−1. The shape of the flux decline in time is practically independent of the operating conditions, and a steady state is rapidly established in the first minutes of filtration. Further, under a transmembrane pressure of 50 kPa, at a cross-flow rate of 5 L min
−1, and under a concentration of HA of 50 mg L
−1, the steady-state permeate flux of 320 L m
−2 h
−1 was established at the very beginning of the filtration, indicating that in-pore fouling may occur.
In
Figure 2b, a rapid decline in the permeate flux in the first ten minutes under the higher TMP of 150 kPa at the cross-flow rate of 1 L min
−1 for both concentrations of HA can be noticed. This indicates that membrane fouling is combined and that after the initial mild concentration polarization effect, the flux declines slowly due to the further deposition of HA particles on the membrane surface and within the pores. Due to the low cross-flow rate, there was no significant removal of HA particles from the membrane surface and back transport by diffusion. This was especially the case under the higher concentration of HA due to the low diffusion coefficient of HA agglomerates. Under these conditions, a steady-state flux is achieved slowly. When increasing the cross-flow rate to 5 L min
−1, the shape of the flux curve changes in the sense that the steady state is reached practically from the beginning of the filtration for both concentrations of humic acid. The high cross-flow rate prevents the deposition of particles and increases the back diffusion of particles, especially for the low concentration of HA. Also, the smaller particles of humic acid enter into the pores of the membrane due to the high pressure imposed and removed surface fouling. For the low HA concentration of 50 mg L
−1, a slight increase in permeate flux can be observed followed by a decrease caused by the trade-off between back transport under a high cross-flow rate and the dragging force of the permeate toward the membrane due to the high TMP. However, the high cross-flow rate took out larger particles of humic acid, lowering surface fouling and resulting in a high permeate flux of 850 L m
−2 h
−1.
Figure 3 shows the relative values of the irreversible (
Rirr) and reversible resistances (
Rr) calculated using Equations (3)–(5), while the absolute values are presented in the
Supplementary Materials (
Table S1 and Figure S5). The results show that humic acid causes both internal and surface fouling. Which one is going to be dominant depends on the operating conditions. Among others, the effect of the cross-flow rate is the key leading factor in dominantly irreversible fouling. Accordingly, at a cross-flow rate of 5 L min
−1, irreversible fouling prevails compared to the effect of the cross-flow rate of 1 L min
−1, where reversible fouling prevails. Further, the effect of the concentration of humic acid on the resistance can be observed. At the lower concentration of HA of 50 mg L
−1, at the cross-flow rate of 5 L min
−1, and at both values of TMP (50 and 150 kPa), internal fouling is more represented. Thus, at the cross-flow rate of 5 L min
−1, the TMP of 150 kPa, and under the 50 mg L
−1 HA concentration, the highest relative value of irreversible resistance of 81.7% was reached. On the other hand, at the cross-flow rate of 1 L min
−1, under the TMP of 150 kPa, and under the HA concentration of 150 mg L
−1, the highest relative value of reversible resistance of 93.4% was reached. Due to the agglomeration of HA, especially when the concentration is high and under low cross-flow rates, the membrane fouls mainly reversibly. Because of the establishment of a turbulent regime, under the rate of 5 L min
−1, the agglomerates can be separated, but also, the particles are removed from the membrane surface by high shear stress. This prevents the formation of a cake layer, so HA macromolecules enter the pores of the membrane, causing predominantly irreversible fouling.
Other scientists have also reported [
4,
20,
21] the tendency of humic acid to agglomerate and deposit on the surface of the membrane alongside the adsorption and penetration of small particles into the pores. However, which mechanism will be dominant depends on the pores’ size. During the UF of HA in a stirred cell, it was found that adsorption and concentration polarization caused relatively little flux decline while HA aggregates had a significant effect on fouling only for the membranes with larger cut-offs [
4]. Further, under lower concentrations of HA, the agglomeration is smaller, so the macromolecules can penetrate the pores of a membrane [
4,
22,
23]. The presence of fouling, especially in-pore fouling, can affect separation efficiency in terms of reduced retention, so it is necessary to analyze retention as well.
Figure 4 shows the retention of humic acid by the membrane under the TMP values of 50 kPa (a) and 150 kPa (b) for various combinations of cross-flow rates (1 and 5 L min
−1) and concentrations of HA (50 and 150 mg L
−1). At the beginning of the filtration, retention is usually lower when a low cross-flow rate was imposed. Under the high cross-flow rate, retention is almost constant throughout all processes. Upon the achievement of steady-state conditions, retentions range from 60 to almost 100%, depending on the operating conditions. The highest retention of almost 100% was yielded under the highest cross-flow rate of 5 L min
−1 and the lowest TMP, 50 kPa, regardless of the HA concentration (
Figure 4a). On the other hand, with increases in the transmembrane pressure, retention declines (
Figure 4b). At the higher TMP of 150 kPa, the higher retentions of about 85% were yielded for the higher concentration of HA of 150 mg L
−1 for both the tested cross-flow rates. This is due to the greater agglomeration at the higher concentrations of HA. The lowest retentions of about 65% were obtained under the lowest concentrations of HA of 50 mg L
−1 and the lowest cross-flow rate of 1 L min
−1 under both values of TMP. The lower retention is achieved under the higher TMP and cross-flow rate and the lower concentration of HA due to the smaller agglomeration and the higher force imposed on the membrane by pressure. This indicates that a certain level of agglomeration and the formation of a dynamic cake layer at the membrane surface serving as the additional filtering layer can improve the retention of HA if operating conditions are adjusted properly. Even though in-pore fouling is predominant when the highest cross-flow rate is imposed, the retentions are high because of the intensive removal of the particles from the surface of the membrane.
Lowe and Hossain [
24] studied the cross-flow ultrafiltration of HA-containing feed water using polymeric membranes of 3, 5, and 10 kDa. Among the tested membranes, the 10 kDa membranes provided the highest permeate flux of about 60 L m
−2 h
−1 and the highest removal of HA under the low initial concentration of 15 mg L
−1. They observed that the fouling was mainly reversible for all tested membranes. In our study, the 100 kDa membrane provided high fluxes while maintaining relatively high retention under the carefully chosen operating conditions. However, the performance of the membrane process can change when various constituents are present in feed water due to their interactions.
3.2. Analysis of Fouling during Filtration of Organic–Inorganic Feed Water
Figure 5 shows the time dependency of flux during the UF of a complex organic–inorganic mixture under the TMP of 50 kPa (a) and 150 kPa (b), under the various combinations of cross-flow rate (1, 3, and 5 L min
−1), and under the concentrations of HA (50 and 150 mg L
−1) for the colloidal silica concentration of 1000 mg L
−1. The obtained fluxes are significantly lower for organic–inorganic feed water compared to HA feed water due to the presence of colloidal silica. Thus, the fouling is exacerbated by the addition of SiO
2 particles. The exception is the operation under the cross-flow rate of 5 L min
−1 and the low TMP of 50 KPa, where the fluxes are slightly higher for the organic–inorganic feed compared to HA feed. Under the cross-flow rate of 5 L min
−1, the TMP of 50 kPa, and the HA concentration of 50 mg L
−1, the highest permeate flux value of 340 L m
−2 h
−1 is obtained. The reason for this behavior is that the surface fouling caused by colloidal silica leads to the precipitation of HA agglomerates on the fouling layer, thereby preventing the entering of macromolecules of HA into the pores under the low TMP of 50 kPa.
Generally, the flux increased with increasing cross-flow rates for both the tested transmembrane pressures. The influence of humic acid concentration was almost negligible under the lower TMP (
Figure 5a) and under the lowest cross-flow rate under the higher TMP (
Figure 5b). Only when the high cross-flow rate of 5 L min
−1 was imposed, a slight difference in fluxes between the 50 and 150 mg L
−1 HA concentrations could be observed for the TMP of 50 kPa. Under the higher value of TMP of 150 kPa (
Figure 5b), the effect of the HA concentration increased with the increasing the cross-flow rate. The influence of the HA concentration was negligible under the lowest cross-flow rate of 1 L min
−1 since the same fluxes were obtained for both concentrations. However, unusual behavior occurred when the high cross-flow rate of 5 L min
−1 was imposed. Namely, the flux was higher under the 150 mg L
−1 concentration of HA than for the 50 mg L
−1 concentration of HA and amounted to 394 L m
−2 h
−1. This indicates that the presence of SiO
2 can change the nature of membrane fouling by HA under high cross-flow rates and transmembrane pressures.
In
Figure 5a, the trends of flux decline with time during filtration at the cross-flow rates of 1 and 3 L min
−1 were the same with a rapid initial decline as a consequence of concentration polarization, followed by a gradual decline until the achievement of a steady state. The gradual decline of flux is the result of the deposition of colloidal silica particles, and of the creation of a cake layer on which humic acid particles precipitate especially at a lower cross-flow rate and transmembrane pressure. On the other hand, at the cross-flow rate of 5 L min
−1, under the TMP of 50 kPa, and under both concentrations of humic acid, the initial flux decline was not observed. A very slight flux incline followed by a decline can be observed at the very beginning of filtration. Furthermore, the steady-state flux is established rapidly. This is because the high cross-flow rate of 5 L min
−1 prevented the initial deposition of particles on the membrane’s surface.
In
Figure 5b, under the higher TMP of 150 kPa, the trend of flux decline with time is the same for all cross-flow rates with the rapid initial decline of the flux due to the concentration polarization followed by the slow deposition of particles until the achievement of a steady-state flux. The exception is the filtration of the 50 mg L
−1 HA feed under the cross-flow rate of 5 L min
−1, where the initial flux decline was not so expressed. Under other combinations of the concentrations of HA and SiO
2 and the operating conditions, this was not observed (see
Supplementary Materials,
Figure S1b).
Figure 6 shows the values of the irreversible (
Rirr) and reversible resistances (
Rr) relative to the overall fouling resistance for the organic–inorganic feed water, while the absolute values are presented in the
Supplementary Materials (
Table S2 and Figure S6). It can be noticed that during the filtration of the organic–inorganic mixture, reversible fouling was dominant under all the operating conditions except for the HA concentration of 50 mg L
−1 under the TMP of 150 kPa and the cross-flow rate of 5 L min
−1. Predominantly reversible fouling indicates that colloidal silica causes reversible fouling in the form of a cake layer and partially prevents the penetration of HA macromolecules into the membrane pores. This is particularly the case under low cross-flow rates and the high transmembrane pressures. At the cross-flow rates of 1 and 3 L min
−1, the reversible resistances had higher absolute values, in the range of 40.3 × 10
10 to 430 × 10
10, than the irreversible resistances did, which were in the range of 13.1 × 10
10 to 34.4 × 10
10. Also, at a cross-flow rate of 5 L min
−1, the reversible resistances had higher values, except under a transmembrane pressure of 150 kPa and a humic acid concentration of 50 mg L
−1, where a significantly higher absolute value of irreversible resistance (148 × 10
10) was obtained compared to the value of reversible resistance (4.21 × 10
10) (
Supplementary Materials,
Table S2 and Figure S6). Reversible fouling was predominant under the concentration of 100 mg L
−1 of HA and under the concentration of 500 mg L
−1 of SiO
2, and it was the lowest under the cross-flow rate of 5 L min
−1 (
Supplementary Materials,
Figure S3).
Given that HA agglomerates more at high concentrations and that the colloidal silica cake layer is compressible, predominantly reversible fouling can be expected even under a high cross-flow rate. On the other hand, when the concentration of HA is low under a high cross-flow rate, agglomeration is negligible or absent due to high turbulence. When, additionally, a high TMP is imposed, HA macromolecules can penetrate the SiO2 cake layer into the pores, so irreversible fouling becomes dominant. A high transmembrane pressure leads to the cake layer’s compression generally, and when a lower cross-flow is imposed, fouling remains predominantly reversible, while irreversible fouling is significantly reduced regardless of the HA concentration.
For the confirmation of the observations made in our study, microscopic images of the feed waters were taken and are shown in
Figure 7.
Figure 7a shows a microscopic image of the feed water containing a HA concentration of 150 mg L
−1.
Figure 7b shows a microscopic image of the feed water containing the colloidal silica at a concentration of 1000 mg L
−1.
Figure 7c shows the feed water containing HA and silica in concentrations of 150 and 1000 mg L
−1, respectively. For the feed water containing HA and SiO
2, the deposited agglomerated HA on the colloidal silica layer could be observed.
Figure 8 shows the magnified view of agglomerated and precipitated humic acid on the colloidal layer. Similar evidence of agglomeration and the deposition of humic acid, obtained by a transmission electron microscope, was given by Li et al. [
25]. Also, similar observations were reported by Qin et al. [
13]. They observed that the cake layer was created by the separate deposition of colloidal silica and humic acid onto the membrane surface during membrane distillation. Additionally, the fouling layer morphology showed that the humic acid was layered on top of the colloidal silica.
Several researchers discussed the tendencies of HA and colloidal SiO
2 to compress [
4,
22,
23,
25]. Humic acid has a low compressibility and causes internal pore fouling, while colloidal silica is highly compressible and forms a dynamic surface layer. Also, at a lower concentration of HA (50 mg L
−1), lower agglomeration of humic acid occurs, which leads to the incorporation of macromolecules of HA into the pores.
Figure 9 shows the retention of humic acid, during the filtration of the organic-inorganic mixture, under the TMP values of 50 kPa (a) and 150 kPa (b), for all combinations of Q (1,3, and 5 L min
−1) and HA concentrations (50 and 150 mg L
−1) and at a constant concentration of colloidal silica—1000 mg L
−1. The retentions of HA during the filtration of the organic–inorganic mixture were generally higher compared to the retentions of HA during the filtration of the feed water containing HA only. Under the high cross-flow rate of 5 L min
−1, the retention was practically constant during filtration. This was due to the lower fouling generally. For the low cross-flow rate, the retention was low at the beginning of the filtration and increased with time but did not reach the values obtained under the high cross-flow rates. Under these conditions, fouling was intensive, and it took time for the dynamic filter cake to form. During the filtration under the cross-flow rate of 3 L min
−1, a decrease in retention occurred under the TMP of 50 kPa.
The highest retention of almost 95% was yielded when the concentration of HA was 150 mg L
−1, the cross-flow rate was 5 L min
−1, and the low TMP was 50 kPa (
Figure 9a). This is a slightly lower value than that of the filtration of the HA feed water despite the presence of a surface fouling layer at the membrane surface. Under low TMP values, the surface fouling layer was not compressed enough, so the small HA particles could penetrate it into the pores. Under the high TMP value of 150 kPa, the retentions ranged from 80 to 90%, the highest retentions obtained under the cross-flow rate of 3 L min
−1 (
Figure 9b). Under these conditions, the dynamic cake layer formed due to the not-so-high shear stress under the higher cross-flow rates of 5 L min
−1, while the high TMP caused the compression of the cake layer and simultaneously pushed the small HA particles into the pores. The retention results additionally confirm the complexness of the influence of operating conditions on the agglomeration of HA and the formation and compressibility of a colloidal cake layer. Also, the presence of colloidal silica nanoparticles can increase the retention of HA by properly adjusting the operating conditions. In other studies where multi-walled carbon nanotubes and graphene oxide particles were used and incorporated into the PES membrane, the HA rejection values were 90.8% and 94.8%, respectively [
26]. Also, Almanassra et al. [
27] used carbon derived from carbide oxidized by acid treatment (OCDC) as a filler in the production of innovative PES composite membranes. The results demonstrate a significant advancement in HA rejection rates, with a range between 92.6 to 96.8%.
Previous studies on humic acid and mixtures of humic acid and colloidal silica have primarily focused on polymer membranes. To compare the effectiveness of ceramic and polymer membranes at removing humic acid, we have provided a comparative table in this study (
Table 1). The removal rate of humic acid is influenced by various factors, including the type and pore size of the membrane. Our ceramic membrane demonstrated a high capacity for removing humic acid, both as a single foulant and in combination with colloidal silica, indicating its effectiveness for water treatment applications.