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Article

A Novel Variable Weight VIKOR Grade Assessment Method for Waterway Navigation Safe Routes Selection

1
School of Management and Economics, Sanming University, Sanming 365004, China
2
Office of Educational Administration, Fujian Police College, Fuzhou 350007, China
3
Library, Sanming University, Sanming 365004, China
*
Author to whom correspondence should be addressed.
J. Mar. Sci. Eng. 2023, 11(2), 347; https://doi.org/10.3390/jmse11020347
Submission received: 28 December 2022 / Revised: 15 January 2023 / Accepted: 2 February 2023 / Published: 4 February 2023
(This article belongs to the Special Issue State-of-the-Art in Maritime Safety and Smart Shipping)

Abstract

:
According to the characteristics of waterway navigation safe routes selection, and considering the individual feelings and group benefits of information, as well as no-compensation information between indexes, this paper describes the safe rating of waterway navigation routes, and then puts forward an evaluation model of and method for waterway navigation safe route selection based on variable weight VIKOR. First of all, from the concept and connotation of grade assessment, this paper describes the safe rating of waterway navigation routes, so as to avoid confusing the two essential different problems of safe rating and ranking. Then, the evaluation indexes and membership function of the appropriate grade of the safe rating of waterway navigation route are constructed, and the weights of an evaluation index based on entropy are proposed. Secondly, a variable weight VIKOR evaluation model and a binary semantic evaluation method for the safe grading of waterway navigation safe routes are proposed. Finally, through case study and comparative analysis, the rationality and feasibility of the model and method proposed in this paper are illustrated. This model can better reflect the connotation and characteristics of the appropriate grade assessment of waterway navigation safe routes, and provides new approaches and methods to support the development and management of waterway navigation safe route selection.

1. Introduction

As the world economy has been developing at a fast speed, the economic exchanges between countries and regions have occurred even more often. Statistics show that approximately 80 percent of global trade contacts are made through marine transport. Thus, the importance of marine transport becomes more and more prominent. While the global trade volume and the total number of ships are gradually increasing, the pace of making ships larger, more intelligent and more complex is accelerating. Energy infrastructure and port construction supporting marine transport are upsizing with each passing year. In addition, the higher ship navigation density, the continuous improvement of navigation aids in waters near to ports and the continuous increase of ship scale contribute to the gradual increase of potential risks for ships entering and leaving ports as well as navigating in waterways. According to statistics, such accidents as colliding, running into rocks, stranding and being on fire have tended to take place in various ports and nearby waters. This leads to life and property loss and water pollution to various degrees. For the purpose of navigation safety in waterways and waters near to ports, it is significant to assess the safety of marine navigation, which is a crucial part of waterway safety management.
In the research field of route selection for safe waterway navigation, the problem has been formulated as a multi-attributes decision making problem [1]. For example, Zhu and Huang [2] used the matter-element comprehensive evaluation method to make a scientific assessment of the night navigation environment risks for the waters of the fairway. Rong et al. [3] proposed a ship navigational risk assessment method in the waters of offshore wind farms based on a multi-factor fuzzy analytic hierarchy process. Gao et al. [4] proposed a multi-criteria group decision-making method based on the intuitionistic linguistic aggregation operators and applied it to the site selection decision-making process for waters of offshore wind farms. Deveci et al. [5] integrated interval rough numbers and best worst method to choose the best waters for siting offshore wind farms.
The VIKOR method is a MCDM technique designed to rank a set of alternatives in the presence of conflicting criteria by proposing a compromise solution [6,7]. Ren et al. [8] proposed VIKOR-based decision support systems in fuzzy environments. Büyüközkan et al. [9] proposed some VIKOR-based GDM methods under intuitionistic fuzzy environment. Wu et al. [10] proposed a VIKOR-based GDM approach under an interval type-2 fuzzy environment.
Chen [11] proposed VIKOR-based methods for multiple criteria decision analysis under Pythagorean fuzzy information. Liang et al. [12] proposed a new perspective of a compromise solution based on the traditional VIKOR for handling the decision maker’s psychological behavior by inducing TODIM. Wu et al. [13] proposed hesitant Pythagorean fuzzy VIKOR methods for enhancing fuzzy related problems flexibility. Çalı et al. [14], Gupta et al. [15] and Zeng et al. [16] proposed MADM methods based on VIKOR with application to plant location selection. Wu et al. [17] and You et al. [18] proposed extended VIKOR methods with possibility distributions of linguistic information and interval 2-tuple linguistic information. Yue [19] and Wang Çalı et al. [20] proposed an extended VIKOR approach with Picture fuzzy normalized information. Leila [21] and Çalı et al. [22] proposed extended VIKOR models with TOPSIS and ELECTRE for classification problems. Tavana et al. [23] proposed an extended stochastic VIKOR model considering the decision maker’s attitude towards risk. Luo et al. [24] proposed a variable weigh VIKOR evaluation modeland method for libraries emergency ability rating.
Social network group decision methods are proposed by Wu et al. [25] and Liu et al. [26,27]. Gong et al. [28] and Xu et al. [29] proposed social network group decision methods based on uncertainty theory. Gao et al. [30] proposed group consensus decision methods with non-cooperative behavior management for social network group decision problems. Wu et al. [31,32], Cao et al. [33], Wang et al. [34] and Sun et al. [35] proposed group consensus models with feedback mechanisms for social network group decision problems.
The above MCDM methods with VIKOR help to enrich the research on multi-attribute decision-making methods and their applications. However, a limitation is that the above VIKOR methods only considered the individual feelings and group benefits of information and gave the grades of alternates; they cannot distinguish the ranking of the safe grades of waterway navigation routes, which does not facilitate quick decisions. However, many practical situations such as waterway navigation safe routes selection require reasonable determination of the grade assessment.
Another limitation of the above MCDM methods with VIKOR is that the weights of indexes are constant and pay little attention to no-compensation information between indexes. The constant weighted comprehensive VIKOR methods for waterway navigation safe routes selection problems can thus lead to irrational results. Therefore, the no-compensation information between indexes must be considered.
Motivated by the above limitations, this paper puts forward the evaluation model and method of the waterway navigation safe routes selection based on variable weight VIKOR. The membership function of the safe grade of waterway navigation routes based on fuzzy sets are constructed, and the weights of an evaluation index based on entropy are put forward. A variable weight VIKOR evaluation model based a two tuple linguistic method for the safe grade of waterway navigation safe route is proposed. The proposed method not only solves the above limitations and improves VIKOR methods and the constant weighted approach, but also can better reflect the connotation and characteristics of the appropriate grade assessment of waterway navigation safe routes, and provide new approaches and methods to support the development and management of waterway navigation safe routes selection.
The rest of the paper is structured as follows. The waterway navigation safe route selection problem is described in Section 2. A method and procedure for the waterway navigation safe route selection problem is solved by the variable weight VIKOR grade assessment method in Section 3. Section 4 applies the proposed method, illustrated with a waterway navigation safe route selection example and comparison analysis. Section 5 shows conclusions and some remarks.

2. Description of the Waterway Navigation Safe Route Selection Problems

In order to assess the light environment of ship navigation at night, let us start with the definition, characteristics and origin of light pollution at sea. Then photometrics, colorimetry and principles of visual performance in combination with basic photometric and colorimetric information are employed to analyse the effects of light pollution at sea on the visibility of ship lights and the visual performance of navigators. Based on this, indices which affect ship navigation at night are sifted out in accordance with basic principles of screening out evaluation indices, so as to construct the index system for assessing the light environment of ship navigation at night, as shown in Table 1.
See Table 1 for more details. The index system for assessing the safety grade for a waterway environment is a two-level hierarchical structure of indices. The fist level represented as Level Ⅰ Index Set C = { c 1 , c 2 , c 3 } includes 3 assessment indices. Level Ⅰ Index c i ( i = 1 , 2 , 3 ) comprises m i Level Ⅱ indices. These indices are represented as Level Ⅱ Index Set C i = { c i 1 , c i 2 , , c i m i } , where m i = 4   ( i = 1 , 2 , 3 ) . b i s k stands for the benchmark criterion for Level Ⅱ index c i s with respect to e k , as shown in Table 1.
For the convenience of description, the safety grade set for a waterway navigation safe route is denoted by E = { e 1 , e 2 , , e 5 } , where e k means the k th safety grade for waterway routes and e k < e k + 1 is prescribed, indicating that the k + 1 th safety grade e k + 1 is better than the k th one e k . The safety grade eigenvalue v j ( j = 1 , 2 , , m ) for waterway routes based on variable weight VIKOR is computed, If v j [ 4.5 , 5.5 ) , the safety grade for waterway routes a j is e 5 . If v j [ 3.5 , 4.5 ) , the safety grade for waterway routes a j is e 4 . If v j [ 2.5 , 3.5 ) , the safety grade for waterway routes a j is e 3 . If v j [ 1.5 , 2.5 ) , the safety grade for waterway routes a j is e 2 . If v j [ 0 , 1.5 ) , the safety grade for waterway routes a j is e 1 .
The eigenvalue of waterway a j with regard to Level Ⅱ index c i s is y j i s ( j = 1 , 2 , , n ; i = 1 , 2 , 3 ; s = 1 , 2 , , m i ). That is to say, the information for assessment of waterway a j with respect to Level Ⅱ Index Set C i can be expressed by the matrix below.
      c i 1 c i 2   c i m i Y i = a 1 a 2 a n y 1 i 1 y 1 i 1 y 1 i m i y 2 i 1 y 2 i 2 y 2 i m i y n i 1 y n i 2 y n i m i
In Matrix Y i , the s th column refers to the eigenvalue of all waterways with respect to Level Ⅱ index c i s , whereas the j th row shows the eigenvalue of waterway a j with regard to Level Ⅱ Index Set C i , denoted by Y j i = ( y j i 1 , y j i 2 , , y j i m i ) T ( j = 1 , 2 , , n ) .
Grade division is a concept of fuzziness. Different grade assessment problems may have different division attributes. As the key information of multi-attribute grade division, attribute grade threshold values involve both quantitative and qualitative information. They are classified into upper-bound quantitative B 1 , lower-bound quantitative B 2 and and language B 3 grade threshold values. Then, they satisfy the constraints: B t 1 B t 2 = and t = 1 4 B t = B , where is an empty set.
Lower bound grade threshold  B 1 : The eigenvalue y j i of alternative a j on attribute c i s is no less than the criterion b i s k of grade e k   ( k = 1 , 2 , , 5 ) on attribute c i s , i.e., y j i s     b i s k , which satisfies the condition of b i s 1     b i s 2     b i s 5 .
Upper bound grade threshold  B 2 : The eigenvalue y j i of alternative a j concerning attribute c i s is no more than the criterion b i s k of grade e k   ( k = 1 , 2 , , 5 ) of attribute c i s , i.e., y j i s     b i s k , which satisfies the condition of b i s 1     b i s 2     b i s 5 .
Linguistic grade threshold  B 3 : the eigenvalue y j i of alternative a j on qualitative attribute c i s is linguistic information, i.e., y j i O i s , where O i = { o i 1 , o i 2 , , o i 5 } is the grade threshold of the quantitative attribute c i s .

3. The Variable Weight VIKOR Assessment Method for the Safety Grade of a Waterway Environment

3.1. The Construction of Membership Function for the Safety Grade of a Waterway Environment

For index c i s B 1 ( i = 1 , 2 , 3 ; s = 1 , 2 , , m s ) , the membership function μ ˜ j i s k for safety grade e k ( k = 1 , 2 , , 5 ) of route a j ( j = 1 , 2 , , n ) with respect to Level Ⅱ index c i s is defined as follows:
μ j i s 1 = 1     ( y j i s b i s 1 ) y j i s / b i s 1 ( 0 y j i s < b i s 1 ) ( c i s B 1 )
μ ˜ j i s 2 = b i s 1 / y j i s       ( y j i s > b i s 1 ) 1   ( b i s 2 y j i s b i s 1 ) y j i s / b i s 2     ( 0 y j i s < b i s 2 ) ( c i s B 1 )
μ ˜ j i s 3 = b i s 2 / y j i s       ( y j i s > b i s 3 ) 1   ( b i s 4 y j i s b i s 3 ) y j i s / b i s 3     ( 0 y j i s < b i s 3 ) ( c i s C 1 )
μ ˜ j i s 4 = b i s 3 / y j i s ( y j i s > b i s 3 ) 1   ( b i s 4 y j i s b i s 3 ) y j i s / b i s 4 ( 0 y j i s < b i s 4 ) ( c i s B 1 )
μ ˜ j i s 5 = b i s 4 / y j i s     ( y j i s > b i s 4 ) 1   ( b i s 5 y j i s b i s 4 ) y j i s / b i s 5     ( 0 y j i s < b i s 5 ) ( c i s B 1 )
Similarly, for index c i s B 2 ( i = 1 , 2 , 3 ; s = 1 , 2 , , m s ) , the membership function μ ˜ j i s k for safety grade e k ( k = 1 , 2 , , 5 ) of route a j ( j = 1 , 2 , , n ) with regard to Level Ⅱ index c i s is defined as follows:
μ ˜ j i s 1 = 1 ( 0 y j i s b i s 1 ) b i s 1 / y j i s ( y j i s > b i s 1 ) ( c i s B 2 )
μ ˜ j i s 2 = y j i s / b i s 1 ( 0 y j i s < b i s 1 ) 1 ( b i s 1 y j i s b i s 2 ) b i s 2 / y j i s ( y j i s > b i s 2 ) ( c i s B 2 )
μ ˜ j i s 3 = y j i s / b i s 2 ( 0 y j i s < b i s 2 ) 1 ( b i s 2 y j i s b i s 3 )   b i s 3 / y j i s ( y j i s > b i s 3 ) ( c i s B 2 )
μ ˜ j i s 4 = y j i s / b i s 3 ( 0 y j i s < b i s 3 ) 1 ( b i s 3 y j i s b i s 4 ) b i s 4 / y j i s ( y j i s > b i s 4 ) ( c i s B 2 )
μ ˜ j i s 5 = y j i s / b i s 4 ( 0 y j i s < b i s 4 ) 1 ( b i s 4 y j i s b i s 5 ) b i s 5 / y j i s ( y j i s > b i s 5 ) ( c i s B 2 )
For index c i s B 3 ( i = 1 , 2 , 3 ; s = 1 , 2 , , m s ) , the membership function μ ˜ j i s k for safety grade e k ( k = 1 , 2 , , 5 ) of route a j ( j = 1 , 2 , , n ) with regard to Level Ⅱ index c i s is defined as follows:
μ ˜ j i s k = 1 ( y j i s = o i s k ) 0 ( y j i s o i s k ) ( c i s B 3 )
With Equations (2)–(12), it can be seen that the membership degree of route a j ( j = 1 , 2 , , n ) with respect to index c i s C 3 ( i = 1 , 2 , 3 ; s = 1 , 2 , , m s ) belonging to the k th grade e k ( k = 1 , 2 , , 5 ) is μ ˜ j i s k , which is expressed by the matrix below.
          e 1 e 2       e 5 μ ˜ j i = c i 1 c i 2 c i m i μ ˜ j i 11 μ ˜ j i 12 μ ˜ j i 15 μ ˜ j i 21 μ ˜ j i 22 μ ˜ j i 25 μ ˜ j i m i 1 μ ˜ j i m i 2 μ ˜ j i m i 5
This function is sometimes abbreviated as μ ˜ j i = ( μ ˜ j i s k ) m i × 5 and addressed as the grade eigenvalue matrix for route a j ( j = 1 , 2 , , n ) concerning Level Ⅱ Index Set C i . In the matrix, the s th column refers to the eigenvalue vector of route a j with respect to Level Ⅱ Index Set c i s belonging to e k ( k = 1 , 2 , , 5 ) and is denoted as
μ ˜ j i s = ( μ ˜ j i s 1 , μ ˜ j i s 2 , , μ ˜ j i s 5 ) ( j = 1 , 2 , , n )
Generally, k = 1 5 μ ˜ j i s k 1 . For the convenience of computing, μ ˜ j i s is normalized. The membership degree of route a j with respect to Level Ⅱ index c i s belonging to grade e k ( k = 1 , 2 , , 5 ) is:
μ j i s k = μ ˜ j i s k / ( k = 1 5 μ ˜ j i s k )
Using Equation (13), μ ˜ j i = ( μ ˜ j i s k ) m i × 5 can be transformed into the following matrix:
          e 1 e 2       e 5 μ j i = c i 1 c i 2 c i m i μ j i 11 μ j i 12 μ j i 15 μ j i 21 μ j i 22 μ j i 25 μ j i m i 1 μ j i m i 2 μ j i m i 5

3.2. The Principles and Procedure of the Variable Weight VIKOR Assessment Method

Considering the influence of grades (i.e., information of location distribution), the subscript k (the grade variable) of grade e k is deemed as “variable weight” and the grade eigenvalue of route a j ( j = 1 , 2 , , n ) regarding to Level Ⅱ Index c i s is:
υ j i s = ( 1 , 2 , , 5 ) ( μ j i s 1 , μ j i s 2 , , μ j i s 5 ) T = k = 1 5 k μ j i s k ( s = 1 , 2 , , m i )
The entropy of index c i s is defined as
ϕ i s = [ j = 1 n ( υ j i s / 5 ) ln ( υ j i s / 5 ) ] / ln n     ( s = 1 , 2 , , m i )
With the entropy of index c i s , the weight of Level Ⅱ index c i s can be computed as
w i s = ( 1 ϕ i s ) / s = 1 m i ( 1 ϕ i s ) ( s = 1 , 2 , , m i )
According to the variable weighted decision method [36,37], suppose that u i ( υ j i ) is a variable weight state vector, which is written as u i ( υ j i ) = ( u i 1 ( υ j i ) , u i 2 ( υ j i ) , , u i m i ( υ j i ) ) T . Then, the constant weight vector w i = ( w i 1 , w i 2 , , w i m i ) T is multiplied by vector u i ( υ j i ) (the normalisation) and their Hardarmard is defined as vector w i ( υ j i ) = ( w i 1 ( υ j i ) , w i 2 ( υ j i ) , , w i m i ( υ j i ) ) T . In other words,
w i ( υ j i ) = w i u i ( υ j i ) t = 1 m i w i t u i t ( υ j i ) = ( w i 1 u i 1 ( υ j i ) t = 1 m i w i t u i t ( υ j i ) , w i 2 u i 2 ( υ j i ) t = 1 m i w t u i t ( υ j i ) , , w i m i u i m i ( υ j i ) t = 1 m i w i t u i t ( υ j i ) ) T
In the above equation, sign refers to the Hardarmard multiplication of the two vectors.
As 0 μ j i s k 1   ( j = 1 , 2 , , n ;   i = 1 , 2 , 3 ;   s = 1 , 2 , , m i ;   k = 1 , 2 , , 5 ) , it is easy to know that μ i s k + = ( 1 , 1 , , 1 ) T and μ i s k = ( 0 , 0 , , 0 ) T are the positive and negative ideal vectors for index c i s with respect to safety grade e k . The similarity values S j i k and R j i k of route a j with respect to index c i belonging to safety grade e k are
S j i k = t = 1 m i ( w i t ( υ j i ) μ j i t k μ i t k μ i t k + μ i t k ) p = t = 1 m i ( w i t u i t ( υ j i ) μ j i t k t = 1 m i w i t u i t ( υ j i ) ) p = t = 1 m i ( w i t u i t ( υ j i ) μ j i t k ) p ( t = 1 m i w i t u i t ( υ j i ) ) p
R j i k = max 1 t m i { ( ( w i t ( υ j i ) μ j i t k μ i t k μ i t k + μ i t k ) ) p } = max 1 t m i { ( w i t u i t ( υ j i ) μ j i t k t = 1 m i w i t u i t ( υ j i ) ) p } = max 1 t m i { ( w i t u i t ( υ j i ) μ j i t k ) p ( t = 1 m i w i t u i t ( υ j i ) ) p }
where p is the parameter of distance. This parameter is selected in terms of real situations, so p = 1 is chosen in this paper. The similarity measure Q j i k of safety grade e k ( k = 1 , 2 , , 5 ) of route a j with respect to Level Ⅰ index c i is
Q j i k = λ S j i k S j i S j i + S j i + ( 1 λ ) R j i k R j i R j i + R j i = λ t = 1 m i ( w i t u i t ( υ j i ) μ j i t k ) p max 1 k 5 { t = 1 m i ( w i t u i t ( υ j i ) μ j i t k ) p } max 1 k 5 { t = 1 m i ( w i t u i t ( υ j i ) μ j i t k ) p } min 1 k 5 { t = 1 m i ( w i t u i t ( υ j i ) μ j i t k ) p } + ( 1 λ ) max 1 t m i { ( w i t u i t ( υ j i ) μ j i t k ) p } max 1 k 5 { max 1 t m i { ( w i t u i t ( υ j i ) μ j i t k ) p } } max 1 k 5 { max 1 t m i { ( w i t u i t ( υ j i ) μ j i t k ) p } } min 1 k 5 { max 1 t m i { ( w i t u i t ( υ j i ) μ j i t k ) p } }
where S j i + = max 1 k 5 { S j i k } , S j i = min 1 k 5 { S j i k } , R j i + = max 1 k 5 { R j i k } and R j i = min 1 k 5 { R j i k } . λ [ 0 , 1 ] is a mixed coefficient, indicating a decision-maker’s preference; λ > 0.5 shows that the decision-maker prefers to make decisions from the perspective of maximum population effect, while λ < 0.5 means that the decision-maker prefers to make decisions from the perspective of minimum individual regret; and λ = 0.5 suggests that the decision-maker make decisions from the perspective of equilibrium, representing both maximum population effect and minimum individual regret of equal importance.
The membership degree of route a j with respect to index c i ( i = 1 , 2 , 3 ) belonging to all safety grades e k ( k = 1 , 2 , , 5 ) is
μ j i = ( μ j i 1 , μ j i 2 , , μ j i 5 ) = ( Q j i 1 k = 1 5 Q j i k , Q j i 2 k = 1 5 Q j i k , , Q j i 5 k = 1 5 Q j i k )
Therefore, the membership degree of route a j with respect to Level Ⅰ Index Set C = { c 1 , c 2 , c 3 } belonging to safety grade e k ( k = 1 , 2 , , 5 ) can be expressed as the following matrix:
  e 1 e 2       e 5 μ j = c 1 c 2 c 3 μ j 11 μ j 12 μ j 15 μ j 21 μ j 22 μ j 25 μ j 31 μ j 32 μ j 35
Similar to Equations (7) and (8), the grade eigenvalue of route a j ( j = 1 , 2 , , n ) with respect to Level Ⅰ index c i is defined as follows:
υ j i = ( 1 , 2 , , 5 ) ( μ j i 1 , μ j i 2 , , μ j i 5 ) T = k = 1 5 k μ j i k     ( i = 1 , 2 , 3 )
The collectivity entropy of Level Ⅰ index c i is defined as:
ϕ i = [ j = 1 n ( υ j i / 5 ) ln ( υ j i / 5 ) ] / ln n   ( i = 1 , 2 , 3 )
In combination with the collectivity entropy above, its weight can be computed:
w i = ( 1 ϕ i ) / i = 1 3 ( 1 ϕ i )   ( i = 1 , 2 , 3 )
Then, the constant weight vector w = ( w 1 , w 2 , w 3 ) T is multiplied by variable weight state vector u ( υ j ) = ( u 1 ( υ j ) , u 2 ( υ j ) , u 3 ( υ j ) ) T (the normalisation) and their Hardarmard is defined as vector w ( υ j ) = ( w 1 ( υ j ) , w 2 ( υ j ) , w 3 ( υ j ) ) T . In other words,
w ( υ j ) = w u ( υ j ) i = 1 3 w i u i ( υ j ) = ( w 1 u 1 ( υ j i ) i = 1 3 w i u i ( υ j ) , w 2 u 2 ( υ j i ) i = 1 3 w i u i ( υ j ) , w 3 u 3 ( υ j 3 ) i = 1 3 w i u i ( υ j ) ) T
In the above equation, sign refers to the Hardarmard multiplication of the two vectors.
As 0 μ j i k 1   ( j = 1 , 2 , , n ;   i = 1 , 2 , 3 ;   k = 1 , 2 , , 5 ) , it is easy to know that μ i k + = ( 1 , 1 , , 1 ) T and μ i k = ( 0 , 0 , , 0 ) T are the positive and negative ideal vectors of Level Ⅰ index c i with respect to e k . The similarity degrees S j k and R j k of route a j in regard to safety grade e k are
S j k = i = 1 3 ( w i u i ( υ j ) i = 1 3 w i u i ( υ j ) μ j i k μ i k μ i k + μ i k ) p = i = 1 3 ( w i u i ( υ j ) i = 1 3 w i u i ( υ j ) μ j i k ) p = i = 1 3 ( w i u i ( υ j ) μ j i k ) p ( i = 1 3 w i u i ( υ j ) ) p
R j k = min 1 i 3 { ( w i u i ( υ j ) i = 1 3 w i u i ( υ j ) μ j i k μ i k μ i k + μ i k ) p } = min 1 i 3 { ( w i u i ( υ j ) μ j i k i = 1 3 w i u i ( υ j ) ) p }
The similarity measure Q j k of route a j concerning safety grade e k ( k = 1 , 2 , , 5 ) is
Q j k = λ S j k S j S j + S j + ( 1 λ ) R j k R j R j + R j = λ i = 1 3 ( w i u i ( υ j i ) μ j i k ) p max 1 k 5 { i = 1 3 ( w i u i ( υ j i ) μ j i k ) p } max 1 k 5 { i = 1 3 ( w i u i ( υ j i ) μ j i k ) p } min 1 k 5 { i = 1 3 ( w i u i ( υ j i ) μ j i k ) p } + ( 1 λ ) max 1 i 3 { ( w i u i ( υ j i ) μ j i k ) p } max 1 k 5 { max 1 i 3 { ( w i u i ( υ j i ) μ j i k ) p } } max 1 k 5 { max 1 i 3 { ( w i u i ( υ j i ) μ j i k ) p } } min 1 k 5 { max 1 i 3 { ( w i u i ( υ j i ) μ j i k ) p } }
where S j + = max 1 k 5 { S j k } , S j = min 1 k 5 { S j k } , R j + = max 1 k 5 { R j k } and R j = min 1 k 5 { R j k } .
In accordance with Equation (16), the comprehensive membership vector of route a j concerning all safety grades e k ( k = 1 , 2 , , 5 ) is
μ j = ( μ j 1 , μ j 2 , , μ j 5 ) = ( Q j 1 k = 1 5 Q j k , Q j 2 k = 1 5 Q j k , , Q j 5 k = 1 5 Q j k )
At the same time, the similarity degree vector of route a j with respect to all safety grades e k ( k = 1 , 2 , , 5 ) can be normalised as, respectively:
S j = ( s j 1 , s j 2 , , s j 5 ) = ( S j 1 k = 1 5 S j k , S j 2 k = 1 5 S j k , , S j 5 k = 1 5 S j k ) = ( i = 1 3 ( w i u i ( υ j ) μ j i 1 ) p k = 1 5 i = 1 3 ( w i u i ( υ j ) μ j i k ) p , i = 1 3 ( w i u i ( υ j ) μ j i 2 ) p k = 1 5 i = 1 3 ( w i u i ( υ j ) μ j i k ) p , , i = 1 3 ( w i u i ( υ j ) μ j i 5 ) p k = 1 5 i = 1 3 ( w i u i ( υ j ) μ j i k ) p )
r j = ( r j 1 , r j 2 , , r j 5 ) = ( R j 1 k = 1 5 R j k , R j 2 k = 1 5 R j k , , R j 5 k = 1 5 R j k ) = ( min 1 i 3 { ( w i u i ( υ j ) μ j i 1 ) p } k = 1 5 min 1 i 3 { ( w i u i ( υ j ) μ j i k ) p } , min 1 i 3 { ( w i u i ( υ j ) μ j i 2 ) p } k = 1 5 min 1 i 3 { ( w i u i ( υ j ) μ j i k ) p } , , min 1 i 3 { ( w i u i ( υ j ) μ j i 5 ) p } k = 1 5 min 1 i 3 { ( w i u i ( υ j ) μ j i k ) p } )
Thus, the eigenvalue of safety grade for the environment of route a j is
υ j = ( 1 , 2 , , 5 ) μ j T = k = 1 5 k μ j k = k = 1 5 k Q j k k = 1 5 Q j k
To any υ j [ 1 , 5 ] , its two-tuple linguistic model is defined as
τ ( υ j ) = ( e k j , Δ j ) E × [ 0.5 , 0.5 )
where E = { 1 , 2 , , 5 } is the subscript set for safety grade set E = { e 1 , e 2 , , e 5 } defined before. In k j = Round ( υ j ) , Round is a bracket function. Δ j = υ j k j stands for the deviation between safety grade eigenvalues υ j and k j . Afterwards, the safety grade for the navigation environment of route a j and its deviation can be determined, respectively, according to the positive integers k j and Δ j of Equation (23).

4. The Calculation and Analysis of Waterway Navigation Safe Route Selection

4.1. Description of Waterway Navigation Safe Route Selection

To demonstrate the superiority of the proposed method, literature data [2] are used for reference, including three selected routes, namely Channels a 1 (the main course), a 2 (Dagusha course) and a 3 (compound course) of Tianjin Port. Channel A is the only route that vessels must take and where merely one-way navigation is available for over 10,000 DWT ships. With a total length of 44 km, it winds in broken lines. Channel C is composed of the small-ship waterways and alert areas on the north and south sides of Channel A and the two-side waterways follow the mode of entry through the northern sides and exit through the southern ones. Channel B has a total length of 27.5 km, in which most ships are from the fishing sector. These constitute the only way for ships to reach and leave the Dagusha, Nanjing-Nangang harbour areas. The data of the three routes are shown in Table 2.

4.2. Determination of Waterway Navigation Safe Route Selection

According to Table 1, such quantitative indexes as c 11 are lower bound grade threshold, so the membership functions of grade e k ( k = 1 , 2 , , 5 ) for alternative a j concerning index c 11 are:
μ j 111 = 1 ( y j 11 90 ) y j 11 / 90 ( 0 y j 11 < 90 )
μ ˜ j 112 = 90 / y j 11 ( y j 11 > 90 ) 1 ( 50 y j 11 90 ) y j 11 / 50 ( 0 y j 11 < 50 )
μ ˜ j 113 = 50 / y j 11 ( y j 11 > 50 ) 1 ( 40 y j 11 50 ) y j 11 / 40 ( 0 y j 11 < 40 )
μ ˜ j 114 = 40 / y j 11 ( y j 11 > 40 ) 1 ( 25 y j 11 40 ) y j 11 / 25 ( 0 y j 11 < 25 )
μ ˜ j 115 = 25 / y j 11 ( y j 11 > 25 ) 1 ( 15 y j 11 25 ) y j 11 / 15 ( 0 y j 11 < 15 )
Analogously, the membership functions of grade e k ( k = 1 , 2 , , 5 ) for routes a j   (   j = 1 , 2 , 3 ) on indexes c i s C 2 ( i = 1 , 2 , 3 ; s = 1 , 2 , , m i ) can be constructed. Thus, we can get through calculation the membership of indexes c i s C 2 ( i = 1 , 2 , 3 ; s = 1 , 2 , , m i ) for routes a j   (   j = 1 , 2 , 3 ) , and μ ˜ j ( j = 1 , 2 , 3 ) is normalized, which can be expressed as follows
μ 11 = 0.100   0.180 0.225 0.322 0.172 0.085 0.113 0.169 0.282 0.352 0.053 0.092 0.148 0.264 0.461     μ 12 = 0.124 0.136 0.169 0.227 0.343 0.043 0.066 0.194 0.330 0.367 0.093 0.140 0.187 0.280 0.300 0.153 0.197 0.230 0.294 0.125 0.100 0.065 0.410 0.259 0.166
μ 13 = 0.065   0.084 0.140 0.280 0.431 0 0 0 0 1 0 0 0 0 1     μ 21 = 0.093   0.167 0.208 0.333 0.200 0.080 0.107 0.161 0.268 0.383 0.046 0.080 0.128 0.213 0.533
μ 22 = 0.124 0.136 0.169 0.227 0.343 0.043 0.066 0.194 0.330 0.367 0.090 0.135 0.180 0.270 0.324 0.153 0.197 0.230 0.294 0.125 0.075 0.049 0.383 0.300 0.193     μ 23 = 0.055 0.072 0.120 0.240 0.513 0 0 0 0 1 0 0 0 0 1
μ 31 = 0.095   0.171 0.214 0.329 0.190 0.085 0.113 0.170 0.284 0.347 0.049 0.087 0.138 0.231 0.495     μ 32 = 0.124 0.136 0.169 0.227 0.343 0.043 0.066 0.194 0.330 0.367 0.099 0.149 0.199 0.298 0.255 0.155 0.200 0.233 0.291 0.121 0.068 0.044 0.372 0.314 0.202
μ 33 = 0.057 0.075 0.125 0.249 0.494 0 0 0 0 1 0 0 0 0 1
Combining with Equation (6), the weights of the indexes c i s ( i = 1 , 2 , 3 ; s = 1 , 2 , , m i ) with Equations (7) and (8) are calculated as follows:
w 1 = ( 0.363 , 0.333 , 0.304 )
w 2 = ( 0.304 , 0.199 , 0.181 , 0.199 , 0.219 )
w 3 = ( 0.433 , 0.284 , 0.284 )
According to the characteristics of waterway navigation safe routes selection, the variable weight state function of index c i s ( i = 1 , 2 , 3 ; s = 1 , 2 , , m i ) is constructed as follows: u i s ( υ j i s ) = e 0.5 υ j i s . Combining with w i ( i = 1 , 2 , 3 ) , the variable weight function of index c i s ( i = 1 , 2 , 3 ; s = 1 , 2 , , m i ) can be expressed as follows:
w i s ( υ j i ) = w i s u i s ( υ j i s ) t = 1 m i w i t u i t ( υ j i t ) = w i s e 0.5 υ j i s t = 1 m i w i t e 0.5 υ j i t
Combining with Equation (17) and λ = 0.5 , the relative closeness degrees of routes a j   ( j = 1 , 2 , 3 ) for indexes c i ( i = 1 , 2 , 3 ) on grade e k ( k = 1 , 2 , , 5 ) can be computed and normalized; the membership degrees of routes a j   ( j = 1 , 2 , 3 ) for indexes c i ( i = 1 , 2 , 3 ) on grade e k ( k = 1 , 2 , , 5 ) can be expressed as follows:
μ 1 = 0.000 0.068 0.157 0.270 0.506 0.000 0.024 0.383 0.307 0.285 0.000 0.010 0.037 0.107 0.846
μ 2 = 0.000 0.051 0.130 0.240 0.579 0.000 0.021 0.193 0.212 0.574 0.000 0.011 0.042 0.119 0.828
μ 3 = 0.000 0.062 0.144 0.259 0.536 0.000 0.021 0.206 0.234 0.539 0.000 0.010 0.038 0.109 0.843
Combining with Equation (13), the weights of the indexes c i ( i = 1 , 2 , 3 ) are calculated as follows:
w = ( 0.252 , 0.365 , 0.283 )
Similarity, the variable weight state function of index c i ( i = 1 , 2 , 3 ) is constructed as follows: u i ( υ j i ) = e 0.5 υ j i . Combining with w , the variable weight function of index c i ( i = 1 , 2 , 3 ) can be expressed as follows:
w i ( υ j ) = w i u i ( υ j i ) t = 1 3 w t u t ( υ j i ) = w i e 0.5 υ j i t = 1 3 w t e 0.5 υ j t
Combining with Equation (20) and λ = 0.5 , the membership and grade assessment eigenvalues of grade assessment e k ( i = 1 , 2 , , 5 ) for routes a j   ( j = 1 , 2 , 3 ) are computed as shown in Table 3.
Similarily, combining with Equations (14)–(16), when λ = 1 and λ = 0 , the membership and grade assessment eigenvalues of grade assessment e k ( i = 1 , 2 , , 5 ) for routes a j   ( j = 1 , 2 , 3 ) are computed as shown in Table 4 and Table 5.
The waterway navigation safe route selection problem of Section 4.1 is solved by Wang et al. [38] and the membership and grade assessment eigenvalues of grade assessment e k ( i = 1 , 2 , , 5 ) for routes a j   ( j = 1 , 2 , 3 ) are shown as Table 6.
According to Table 4, Table 5 and Table 6, it is unfeasible to distinguish the only, accurate, and proper grade through adopting the maximum membership principle. On the contrary, the two-tuple linguistic method not only evaluates information reasonably and assumes grade information and deviation, but also demonstrates security degrees for night ships in different waterways. This paper uses a variable VIKOR method to assess security grades of night ships in various channels, taking into account both group benefits and individual regrets, while overcoming the flaws of previous VIKOR methods which merely address the problem of ranking and information compensation among diverse indices.

5. Conclusions

In order to select safe courses for waterway navigation, the evaluation model and method of the waterway navigation safe route selection based on variable weight VIKOR considering the individual feelings and group benefits of information, taking account of no-compensation information between indexes. The advantages of the proposed method can be summed up as:
(1)
Security grade division, evaluation index systems and grade thresholds for the navigation waterways of night ships are constructed.
(2)
The method to determine the index weight based on entropy and then the variable weight VIKOR method are proposed, the latter of which gives consideration to both group benefits and individual regrets. It not only overcomes the problem that the previous ranking evaluation methods only consider group benefits, but also overcomes the shortcomings that VIKOR method itself only solves the problem of ranking and information compensation among indices. This is an expansion and development of VIKOR methods.
(3)
The results of using two-tuple linguistic information to measure the security grade of ships’ night navigation channels reflect the grade information and deviation, judge the security level of each ship’s night navigation waterways, and overcome the shortcomings of the maximum-membership-principle method, and further improve the evaluation method.
The variable weight VIKOR method to assess security grades for the navigation routes of night ships proposed in this paper can also be used to solve other management decision-making problems such as those about ecological, supply chain and network security, or to study issues of group consensus [39], large group risk decision making [40], the green economy [41,42,43,44] and portfolio selection [45].

Author Contributions

G.-F.Y.: Conceptualization, methodology, software, visualization, writing—original draft. Y.-J.L. and X.-M.L.: supervision, writing—review and editing. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by [The general project of the National Nature Science Foundation of China] grant number [72001126], [The project of the Natural Science Foundation of Fujian Province] grant number [2020J01925].

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Data is contained within the article.

Conflicts of Interest

The authors declare that they have no known competing financial interest or personal relationship that could have appeared to influence the work reported in this paper.

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Table 1. The index system and categorisation criterion for assessing the safety grade of a waterway environment.
Table 1. The index system and categorisation criterion for assessing the safety grade of a waterway environment.
IndexesSafety Grade
e 1 e 2 e 3 e 4 e 5
Natural factors c 1 Visibility c 11 9050402515
Wind c 12 2001501006030
Current velocity c 13 742.51.50.5
Waterway conditions c 2 Width of waterways c 21 0.910.930.670.50.33
Length of waterways c 22 0.770.500.170.10.07
Curvature of waterways c 23 9060453015
Intersection of waterways c 24 9070604520
Obstacles in waterways c 25 0.020.130.721.32.02
Traffic situations c 3 Traffic volume c 31 65050030015070
Traffic control c 32 O 321 O 322 O 323 O 324 O 325
Navigation aids c 33 O 331 O 332 O 333 O 334 O 335
Table 2. Environment data of route.
Table 2. Environment data of route.
IndexesRoutes
a 1 a 2 a 3
c 11 282526
c 12 484249
c 13 0.80.60.7
c 21 0.280.30.29
c 22 0.090.090.09
c 23 282535
c 24 474748
c 25 0.821.021.1
c 31 97.461.675.6
c 32 O 325 O 325 O 325
c 33 O 335 O 335 O 335
Table 3. Results for grade assessment of waterway navigation safe routes ( λ = 0.5 ) .
Table 3. Results for grade assessment of waterway navigation safe routes ( λ = 0.5 ) .
RoutesThe Membership Degree of Safe RatingGrade Assessment EigenvaluesGrade AssessmentThe Maximum Membership Degree Method
e 1 e 2 e 3 e 4 e 5
a 1 0.0000.0420.2880.2600.4094.036 e 3 e 5
a 2 0.0000.0390.1610.2110.5894.351 e 3 e 5
a 3 0.0000.0460.1710.2270.5554.292 e 3 e 5
Table 4. Results for grade assessment of waterway navigation safe routes ( λ = 1 ) .
Table 4. Results for grade assessment of waterway navigation safe routes ( λ = 1 ) .
RoutesThe Membership Degree of Safe RatingGrade Assessment EigenvaluesGrade AssessmentThe Maximum Membership Degree Method
e 1 e 2 e 3 e 4 e 5
a 1 0.0000.0340.2140.2940.4584.175 e 3 e 5
a 2 0.0000.0210.2920.1870.5004.166 e 3 e 5
a 3 0.0000.0310.1580.2440.5674.346 e 3 e 5
Table 5. Results for grade assessment of waterway navigation safe routes ( λ = 0 ) .
Table 5. Results for grade assessment of waterway navigation safe routes ( λ = 0 ) .
RoutesThe Membership Degree of Safe Rating ofGrade Assessment EigenvaluesGrade AssessmentThe Maximum Membership Degree Method
e 1 e 2 e 3 e 4 e 5
a 1 0.0000.0580.3830.1820.3773.878 e 3 e 3
a 2 0.0000.0590.1490.1920.6004.332 e 3 e 5
a 3 0.0000.0670.1630.2060.5634.266 e 3 e 5
Table 6. Results for grade assessment of waterway navigation safe routes.
Table 6. Results for grade assessment of waterway navigation safe routes.
RoutesThe Membership Degree of Safe Rating ofGrade Assessment EigenvaluesGrade AssessmentThe Maximum Membership Degree
e 1 e 2 e 3 e 4 e 5
a 1 0.1770.1060.1720.1150.4303.514 e 3 e 5
a 2 0.1710.0980.1590.1140.4583.588 e 3 e 5
a 3 0.1740.1020.1650.1170.4413.549 e 3 e 5
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Yu, G.-F.; Lin, Y.-J.; Luo, X.-M. A Novel Variable Weight VIKOR Grade Assessment Method for Waterway Navigation Safe Routes Selection. J. Mar. Sci. Eng. 2023, 11, 347. https://doi.org/10.3390/jmse11020347

AMA Style

Yu G-F, Lin Y-J, Luo X-M. A Novel Variable Weight VIKOR Grade Assessment Method for Waterway Navigation Safe Routes Selection. Journal of Marine Science and Engineering. 2023; 11(2):347. https://doi.org/10.3390/jmse11020347

Chicago/Turabian Style

Yu, Gao-Feng, Yu-Jin Lin, and Xiao-Mei Luo. 2023. "A Novel Variable Weight VIKOR Grade Assessment Method for Waterway Navigation Safe Routes Selection" Journal of Marine Science and Engineering 11, no. 2: 347. https://doi.org/10.3390/jmse11020347

APA Style

Yu, G. -F., Lin, Y. -J., & Luo, X. -M. (2023). A Novel Variable Weight VIKOR Grade Assessment Method for Waterway Navigation Safe Routes Selection. Journal of Marine Science and Engineering, 11(2), 347. https://doi.org/10.3390/jmse11020347

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