Guidelines for the Technical Sustainability Evaluation of the Urban Drinking Water Systems Based on Analytic Hierarchy Process
Abstract
:1. Introduction
2. Methodology
3. Results and Discussion
3.1. Technical Sustainability of UDWS
- 1.
- Design and construction;
- 2.
- Operation and maintenance.
3.1.1. Design and Construction
- Reduced hydraulic capacity caused by internal corrosion (i.e., tuberculation) of unlined metallic components or calcium carbonate precipitation;
- Impaired water quality caused by internal corrosion of unlined metallic components, biofilm buildup, and/or inadequate maintenance methods;
- High leakage rates caused by corrosion entering pipe barrels through holes or joints that are degrading;
- Regular failures brought on by corrosion, material deterioration, improper installation techniques, production flaws, and operating circumstances.
- 1.
- Design optimization;
- 2.
- Safety against threats and disasters;
- 3.
- Construction quality.
- 1.
- Design Optimization
- i.
- Design period;
- ii.
- Projected design population for the design period;
- iii.
- Optimum water supply;
- iv.
- Optimum water pressure;
- v.
- Optimized pump efficiency.
- (i)
- Design Period
- (ii)
- Design PopulationProjected population can be calculated by applying various available methods, depending on trend of population increase [36].
- (iii)
- Optimum water supplyThe optimal value of water supply is a function of source capacity for the specified design period. The amount of supplied water should not exceed the renewal capacity of the source but also be able to address basic needs while maintaining the dignity of human life.
- (iv)
- Optimum water pressure
- (v)
- Optimized Pump EfficiencyThe optimized pump efficiency is the ratio of input hydraulic power provided to water relative to the energy consumed. It can be calculated by the formula given in [23]. Pump efficiency involves the following parameters:
- Pump Flow Rate: The total volume of liquid or fluid that moves through a fixed place over time is the flow rate. A flow meter is frequently used to measure this parameter because it can determine the flow rate in any unit as required.
- Total Head: The distance between the liquid or fluid source and the pump’s output, as well as the pressure the pump is generating at the pump outlet, is used to calculate the total head.
- The Best Efficiency Point (BEP): The flow for a certain impeller diameter at which the pump performs at its highest efficiency. When a pump is operated at flows that are either higher or lower than the BEP, this is termed as “operating pumps away from the Best Efficiency Point”.
- 2.
- Safety against Threats and Disasters to DWS
- Threats and Disasters: The Cambridge Dictionary [39] defines ‘threat’ as a situation or event that can cause harm or violence, especially when a particular action is not followed. ‘Hazard’ is a situation that only poses a threat when it is in a dormant state; however, when active, a hazard is no longer just a threat but becomes a disaster.
- Hazard: According to Cambridge Dictionary, a hazard is ‘something that is dangerous and likely to cause damage’. It may be an action or inaction that has negative effects. The probability that a hazard will materialize and inflict damage (within a given time period) is measured by its likelihood. For instance, if everything else is equal, the risk from current dangers is higher than the risk from hazards that are unlikely to occur in the next ten years.
- Risk: Cambridge Dictionary defines risk as ‘danger, or the possibility of danger, defeat, or loss’. Risk is the result of combining the severity of the harm that will be caused by a danger with the likelihood that it will occur.
- i.
- Potential hazardous runoff in the watershed and infiltration in distribution lines;
- ii.
- Vandalism, terrorism, and/or accidental contamination in the distribution system;
- iii.
- Earthquakes;
- iv.
- Erosion and landslides;
- v.
- Floods and rains;
- vi.
- Droughts;
- vii.
- Power supply failures;
- viii.
- Structural or operational failures of water supply treatment systems;
- ix.
- Security of reservoirs and system-supporting structures.
- i.
- Potential hazardous runoff in watershed and infiltration in distribution lines:
- ii.
- Vandalism, terrorism, and/or accidental contamination in the distribution system:
- iii.
- Earthquakes:
- iv.
- Erosion and Landslides:
- v.
- Floods and Rains:
- vi.
- Drought:
- vii.
- Power supply failures:
- viii.
- Structural or operational failures of water supply treatment systems:
- ix.
- Security of reservoirs and system-supporting structures:
- 3.
- Construction Quality
- i.
- Physical condition of concrete structures;
- ii.
- Faulty layout of distribution pipes;
- iii.
- Inefficient fixtures.
- i.
- Physical condition of concrete structures:This threat includes the existence of defects such as cracks, honey combing, leaching, crazing, etc., in mains and water reservoirs, as well as the corrosion of metal pipes, pumps, valves, and appurtenances.
- ii.
- Faulty layout of distribution pipes:Pipes laid on the ground or with insufficient soil cover are exposed to impact loads such as vehicular traffic, pedestrians, etc., resulting in pipes running through contaminated water or soil.
- iii.
- Inefficient fixtures:Inefficient fixtures include leaking joints and connection seals; malfunctioning, damaged, or defective valves; and other appurtenances.
3.1.2. Operation and Maintenance
- 1.
- Optimized water supply;
- 2.
- Physical condition of distribution infrastructure;
- 3.
- Water quality at the consumer end;
- 4.
- Reliability–resiliency–vulnerability (RRV) index of the distribution system.
- 1.
- Optimized Water SupplyOptimized water supply, as evident from the term, is the quantity of water provided to consumers according to their needs. In other words, optimized supply is the quantity of water that is neither more nor less than the actual requirement. Loucks 24 suggested a general guidelines for minimum water usage requirements, as presented in Table 10.
- For drinking purposes, 5 lpcd is the true minimum requirement to sustain life in a moderate climate;
- Lower values indicate minimum use in developing countries;
- The upper values represent the social preferences for moderately industrialized countries;
- For direct sanitation systems, an average of 40 lpcd is considered adequate;
- For water-rich areas, use may exceed the maximum amount;
- 2.
- Physical Condition of Distribution Infrastructure
- i.
- Number of distribution-main breaks;
- ii.
- Water loss due to leakages (m3/yr.);
- iii.
- Water loss due to breaks (m3/yr.);
- iv.
- Pump failures (% time, yr.).
- i.
- Number of distribution-main breaks:
- The quality and age of the pipe, joints, and appurtenances;
- The pipe’s surroundings, such as external stresses, soil corrosivity, and frost and heaving;
- How well the pipe was laid out in terms of workmanship;
- Pressure and water hammer in supply pipes.
- Method of pipe manufacture;
- Soil type;
- External forces on the main:Shrink/swell;Frost penetration;External corrosion.
- ii.
- Water loss due to leakage:
- iii.
- Water losses due to breaks:
- iv.
- Pump failures (% time, yr.):
- 3.
- Water Quality at the Consumer End
- 1.
- For water meant to be used for human consumption, E. coli or thermotolerant coliform bacteria:
- Must not be detectable in any 100 mL sample
- 2.
- For all treated water entering the distribution system:
- Total coliform bacteria, E. coli, or thermotolerant coliform bacteria must not be detectable in any 100 mL sample, or zero (undetectable) in 95% of the samples taken throughout any 12-month period. The status of water quality at the consumer end is calculated as shown in Table 13.
- 4.
- Reliability–Resiliency–Vulnerability (RRV) Index of Distribution System
- Reliability:
- Resiliency:
- Vulnerability:
- RRV Index
4. Discussion
5. Conclusions
- Development of an approach, related methodology, and a model that can shift from multidisciplinary and interdisciplinary to transdisciplinary and holistic thinking to uncover the emergent characteristics associated with sustainability challenges;
- Awareness that there are still many issues in the research community regarding the integration of methods and models, especially when it comes to the paradox of attempting replication and comparability when dealing with the extreme complexity and non-linearities in the sustainability assessment of UDWS;
- The creation of an appropriate process and technique for emphasizing and focusing stakeholders’ involvement and commitment throughout the process, shifting from consultation to coproduction of knowledge and shared obligations;
- Adaptation and definition of the objectives of the integrated assessment. This entails adding sustainability objectives and shifting from a comparative/analytical approach to a considerably more solution-oriented approach;
- The multicriteria nature of the sustainability of UDWS. Five key criteria and corresponding factors and sub factors of sustainability were identified. Based on stakeholder opinions, technical criteria were assigned a relative weight of 18.19%, with technical factors of design and construction and operation and maintenance assigned weights of 8.98 and 9.21, respectively. The sub factors were allocated the same weights as their corresponding factors. In order to determine the overall technical sustainability of a UDWS, the existing status of each sub factor was established in percentage according to the guidelines proposed in this study.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Stakeholders | Description |
---|---|
Technical stakeholders | Experts dealing with optimization of design, its safety against threats and construction quality, optimized water quantity, water quality at the consumer end, reliability, and the physical condition of the system. |
Environmental stakeholders | Experts dealing with the capacity of water sources, their reliability in terms of quality and quantity, and their protection against natural and anthropogenic factors. |
Economic stakeholders | Experts dealing with financial management for operation and maintenance of UDWS and their economic impacts. |
Social stakeholders | Experts working in the field of social sciences related to public awareness of water-related issues, water usage practices, and population coverage in terms of numbers and sectors of society. |
Institutional stakeholders | Officials and experts working with institutions related to overall management of UDWS including operation, maintenance, and rehabilitation. |
Goal | Criteria | Weights (Wc) | Factors (F) | Weights (WF) | Subfactors (f) | Weights (Wf) | SF Status (%) | Sustainability Score | Sustainability Results | Conclusions |
---|---|---|---|---|---|---|---|---|---|---|
1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 = 7 × 8 | 10 | 11 |
To evaluate sustainability of an urban drinking water system (project) | Technical | 18.19 | Design and Construction | 8.98 | Design optimization | 2.99 | St111 | s111 | Sustainable / Partially Sustainable / Not Sustainable | |
Safety against threats and disasters | 2.99 | St112 | s112 | |||||||
Construction quality | 2.99 | St113 | s113 | |||||||
Operation and Maintenance | 9.21 | Optimized water supply | 2.30 | St121 | s121 | |||||
Physical condition of distribution infrastructure | 2.30 | St122 | s122 | |||||||
Water quality at consumer end | 2.30 | St123 | s123 | |||||||
Reliability–resiliency–vulnerability (RRV) index of distribution system | 2.30 | St124 | s124 | |||||||
Environmental | 27.86 | Source capacity | 12.97 | Existing capacity | 6.49 | St211 | s211 | |||
Reliability of source for design period | 6.49 | St212 | s212 | |||||||
Source quality | 14.89 | Water quality at source | 7.44 | St221 | s221 | |||||
Source protection | 7.44 | St222 | s222 | |||||||
Economic | 19.73 | Finances | 9.82 | Reliability/continuity of finances | 4.91 | St311 | s311 | |||
Recovery for depreciation/cost recovery | 4.91 | St312 | s312 | |||||||
Benefits | 9.91 | Direct benefits | 4.96 | St321 | s321 | |||||
Indirect benefits | 4.96 | St323 | s323 | |||||||
Social | 20.11 | Awareness | 10.74 | Awareness of water-related issues | 5.37 | St411 | s411 | |||
Water usage practices | 5.37 | St412 | s412 | |||||||
Involvement | 9.36 | Equity | 4.68 | St421 | s421 | |||||
Inclusion | 4.67 | St422 | s422 | |||||||
Institutional | 14.11 | Capacity | 5.94 | Human resources | 1.98 | St511 | s511 | |||
Technical resources | 1.98 | St512 | s512 | |||||||
Financial resources | 1.98 | St513 | s513 | |||||||
Effectiveness | 8.17 | Integrated approach | 2.72 | St521 | s1521 | |||||
Preventive and remedial measure plans | 2.72 | St522 | s522 | |||||||
Continuity of service to consumers | 2.72 | St523 | s523 |
Based on Respondents’ Data | ||||||
---|---|---|---|---|---|---|
(a) | ||||||
T | N | E | S | I | ||
T | 1.00 | 0.72 * | 1.16 * | 0.79 * | 1.05 * | |
N | 1.39 | 1.00 | 1.19 * | 1.81 * | 1.99 * | |
E | 0.86 | 0.84 | 1.00 | 1.04* | 1.41 * | |
S | 1.27 | 0.55 | 0.96 | 1.00 | 1.70 * | |
I | 0.95 | 0.50 | 0.71 | 0.59 | 1.00 | |
(b) | ||||||
T | N | E | S | I | Weights | |
T | 0.182 | 0.199 | 0.231 | 0.150 | 0.147 | 18.19% † |
N | 0.254 | 0.277 | 0.237 | 0.347 | 0.279 | 27.86% † |
E | 0.158 | 0.233 | 0.199 | 0.199 | 0.197 | 19.73% † |
S | 0.232 | 0.153 | 0.192 | 0.191 | 0.237 | 20.11% † |
I | 0.173 | 0.139 | 0.141 | 0.113 | 0.140 | 14.11% † |
Weight Sum Matrix | Weighted Sum Vector | Weighted Sum Vector/Avg.Weight | λmax | CI | RI (Saaty, 1977) | CR = CI/RI | |||||
---|---|---|---|---|---|---|---|---|---|---|---|
T | N | E | S | I | |||||||
T | 0.182 | 0.200 | 0.228 | 0.158 | 0.149 | 0.917 | 5.041 | 5.052 | 0.013 | 1.12 | 0.01160 = 1.16% |
N | 0.253 | 0.279 | 0.234 | 0.364 | 0.281 | 1.412 | 5.068 | ||||
E | 0.157 | 0.235 | 0.197 | 0.209 | 0.200 | 0.998 | 5.056 | ||||
S | 0.232 | 0.154 | 0.190 | 0.201 | 0.240 | 1.016 | 5.052 | ||||
I | 0.173 | 0.140 | 0.140 | 0.118 | 0.141 | 0.712 | 5.043 |
Criteria | Weight (WC) % | Factor (F) | Weight (WF) |
---|---|---|---|
Column 2 | Column 4 | ||
Technical | 18.19 | Design and construction | 8.98 |
Operation and maintenance | 9.21 | ||
Environmental | 27.86 | Source capacity | 12.97 |
Source quality | 14.89 | ||
Economic | 19.73 | Finances | 9.82 |
Benefits | 9.91 | ||
Social | 20.11 | Awareness | 10.74 |
Involvement | 9.36 | ||
Institutional | 14.11 | Capacity | 5.94 |
Effectiveness | 8.17 |
Criteria | Weight (Wc) | Factors (F) | Weight (WF) | Subfactors (f) | Weight (Wf) | SF Status (%) | Sustainability Score | Sustainability Results |
---|---|---|---|---|---|---|---|---|
2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 = 7 × 8 | 10 |
Technical | 18.19 | Design and Construction | 8.98 | Design optimization | 2.99 | St111 | s111 | |
Safety against threats and disasters | 2.99 | St112 | s112 | |||||
Construction quality | 2.99 | St113 | s113 | |||||
Operation and Maintenance | 9.21 | Optimized water supply | 2.30 | St121 | s121 | |||
Physical condition of distribution infrastructure | 2.30 | St122 | s122 | |||||
Water quality at consumer end | 2.30 | St123 | s123 | |||||
Reliability–resiliency–vulnerability (RRV) index of distribution system | 2.30 | St124 | s124 |
S. No. | Required Parameter | Benchmark (BM) Description | BM Value | Observed Value or Design Value | Calculation of Status |
---|---|---|---|---|---|
1. | Design period | Time duration for which the system is capable of performing its intended function [34,35]. | Benchmark value = x1; Select the nature of population growth: (a) For static growth, benchmark value for design period = x1 = life of distribution mains (yrs.); (b) For a growing population, design life = x1; (c) The absence of any model of population growth. | y1 [For both (a) and (b), if y1 ≥ (2 × x1), then z1 = 0] | z1 = 1 − [(x1 − y1)/x1] If y1 ≥ (2 × x1),then z1 = 0 |
2. | Projected design population for design period | Projected population is can calculated by applying one of various available methods, depending on the trend of population increase [36]. | Benchmark value = x2; Arithmetic increase method: Pn = Po + nx; Geometric increase method: Pn = Po (1 + r/100)n; Incremental increase method: Pn =Po + nx +n(n + 1)/2]y. | y2 | z2 = 1 − [(x2 − y2)/x2] If y2 ≥ (2 × x2), then z2 = 0 |
3. | Optimum water supply | The optimal value of water supply is a function of the source capacity for the specified design period. The amount of supplied water should not exceed the renewal capacity of the source and also be able to address basic needs while maintaining the dignity of human life. | Benchmark value = x3. | y3 | z3 = 1 − [(x3 − y3)/x3] |
4. | Optimum water pressure | The optimum value of pressure is selected on the basis of source capacity, as well as the volume of water supplied. Pressure in pipes is kept between minimum and maximum standards for “safe, reliable, and economic operation” [37,38]. | Benchmark value = x3 = 20–40 psi. | y4 | If y4 = x4, then z4 = 1 If y4 < 20, z4 = 1 − [(x4 − y4)/x4] If y4 > 40, z4 = 1 − [(y4 − x4)/x4] If y4 ≥ 80, then z4 = 0 |
5. | Pump efficiency | [23] | Benchmark value = x5 ɳ pump = ρ.g.Q.H/Pmech. | Y5 | z5 = 1 − [(x5 − y5)/x5] |
Status of Design Optimization | ∑Z × 100 (%) |
S. No. | Required Parameter | Benchmark (BM) Description | BM Value | Observed Value or Design Value | Calculation of Status |
---|---|---|---|---|---|
1. | No. of threats to the system | Existence/non-existence of threat to the system | Number of potential threats = 0 | Number of various threats to the system, x1 | If x1 ≥ 2 then Z = 0% or If x1 = 1 then Z = 50% or If x1 = 0 then Z = 100% |
Status of safety against threats and disasters | Z (%) |
S. No. | Required Parameter | Benchmark (BM) Description | BM Value | Observed Value or Design Value | Calculation of Status |
---|---|---|---|---|---|
1. | Construction quality; level 1 to N | Level 1 Level 2 Level 3 Level 4 Level 5 Level N | Level 1 100% | If 1 then x = 100% If 2 then x = 80% If 3 then x = 60% If 4 then x = 40% If 5 then x = 20% If N then x = 0% | Z = x |
Status of Construction Quality | Z (%) |
Type of Use | Suggested (Minimum) (Liters per Capita per Day) | Range (Liters per Capita per Day) |
---|---|---|
Drinking water | 5 a | 2–5 b |
Sanitation requirement | 20 a | 20–75 b |
Bathing and hygiene | 15 a | 5–70 b |
Food preparation/kitchen use | 10 a | 10–50 b |
S. No. | Required Parameter | Benchmark (BM) Description | BM Value | Observed Value or Design Value | Calculation of Status |
---|---|---|---|---|---|
1. | Optimized Water Supply | Available volume of water within a range that caters to minimum human requirements, at the least, without overrunning the renewal capacity of the source [65]. | 50 lpcd min. or x lpcd | y | If y < 50, then z = 0 or If y < x then, z = (x − y)/x or If y > x then, z = (y − x)/x or If y ≥ (2x), then z = 0 |
Status of Optimized Water Supply | Z × 100 (%) |
S. No. | Required Parameter | Benchmark (BM) Description | BM Value | Observed Value or Design Value | Calculation of Status |
---|---|---|---|---|---|
1. | Number of main breaks | An important indicator of DWS performance that represents the physical condition of the system [74,75,76]. | x1 = 0.1–0.3 breaks/ mile /yr. OR 1 to 3 breaks/yr./1000 people served | y1 | z1 = (x1 − y1)/y1 |
2. | Water loss due to breaks and leaks (m3/yr.) | Smaller amounts of water lost due to cracks and loose joints [78], as cited in [74]. | X2 = 20% of total water supplied | y2 | z2 = (x2 − y2)/y2 |
3. | Pump failures (% time, yr.) | Pump failure is of equal significance as pipe leaks and breaks with respect to the malfunction of a DWS [79,80,81] and is a major performance indicator for the reliability of a system [70,82,83,84,86,87,88]. | x3 = 10% of operational time/yr. | y3 | z3 = (x3 − y3)/y3 |
Status of Physical Condition of Distribution Infrastructure | ∑Z × 100 (%) |
S. No. | Required Parameter | Benchmark (BM) Description | BM Value | Observed Value OR Design Value | Calculation of Status |
---|---|---|---|---|---|
1. | Biological contamination | Presence of E. coli | Benchmark value = x Zero (undetectable) in 100 mL sample | y | If y = x, then z= 100% OR If y ≠ x, then z = 0% |
All water intended for drinking (treated or non-treated) | OR In case of large supplies in which sufficient samples are examined: zero (undetectable) in 95% of the samples taken throughout any 12-month period [73] | ||||
Water Quality at Consumer End | Z (%) |
S. No. | Required Parameter | Benchmark (BM) Description | BM Value | Observed Value or Design Value | Calculation of Status |
---|---|---|---|---|---|
1. | Reliability | The measure of the system’s ability to run in a satisfactory state | 1 | R1 = x1/x2 | Reliability |
2. | Resiliency | Capacity of a system to recover from an episode of failure | 1 | R2 = y1/y2 | Resiliency |
3. | Vulnerability | The duration and/or extent for which the system runs under unsatisfactory conditions | 0 | V = z1/z2 | |
RRV Index [3,93,94] | 1 | I = [R1 × R2 × (1 − V)](1/3) | |||
Status of RRV Index | Z (%)= I × 100 |
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Rehman, R.; Aslam, M.S.; Jasińska, E.; Javed, M.F.; Goňo, M. Guidelines for the Technical Sustainability Evaluation of the Urban Drinking Water Systems Based on Analytic Hierarchy Process. Resources 2023, 12, 8. https://doi.org/10.3390/resources12010008
Rehman R, Aslam MS, Jasińska E, Javed MF, Goňo M. Guidelines for the Technical Sustainability Evaluation of the Urban Drinking Water Systems Based on Analytic Hierarchy Process. Resources. 2023; 12(1):8. https://doi.org/10.3390/resources12010008
Chicago/Turabian StyleRehman, Rukhshanda, Muhammad Sagheer Aslam, Elżbieta Jasińska, Muhammad Faisal Javed, and Miroslava Goňo. 2023. "Guidelines for the Technical Sustainability Evaluation of the Urban Drinking Water Systems Based on Analytic Hierarchy Process" Resources 12, no. 1: 8. https://doi.org/10.3390/resources12010008
APA StyleRehman, R., Aslam, M. S., Jasińska, E., Javed, M. F., & Goňo, M. (2023). Guidelines for the Technical Sustainability Evaluation of the Urban Drinking Water Systems Based on Analytic Hierarchy Process. Resources, 12(1), 8. https://doi.org/10.3390/resources12010008