1. Introduction
Though there is little variation in the way microgrids are defined in the literature, microgrids can arguably be defined as groups of interconnected distributed energy resources (DERs) and loads at distribution level with a specified electrical boundary and functionality to operate both in parallel with the utility grid and in island. The deployment of microgrids is gaining momentum over recent years. There are a range of factors contributing for growing acceptance of microgrids in different parts of the world. In areas without access to electricity from the grid, microgrid appears to be the only feasible option. However, the need for microgrids is not just limited to geographically isolated areas. The increased demand for power supply reliability and the susceptibility of large grids to blackouts and short term interruptions related to natural disasters or other lower magnitude technical and natural events has contributed to the microgrid becoming a popular choice in already electrified areas. There is a way of thinking gaining more ground in recently that complex and bulky power grids will be modified into an aggregation of smaller microgrids. Microgrids ensure higher reliability for customers providing supply availability during grid outages as well as higher flexibility in ways to produce and utilize electricity.
As universal as the acceptance and interest in microgrids, there are a few critical technical challenges to practicing the technology. One of those critical challenges is the protection of the microgrid. Bidirectional current flow, varying fault current levels, continuous variations in system arrangement and mode of operation, and the largely fluctuating nature of renewable DERs contribute to the complexity of microgrid protection and the need for advanced techniques. This paper addresses this issue by recommending and testing an effective technique of detecting faults in a microgrid that can satisfy the required selectivity and reliability of a protection system.
The major challenges regarding the protection of microgrids arise from the construction features of a microgrid, which involve large scale presence of converter type DERs and the possibility of two way power flow. That is to be added to the low inertia of the systems especially in the island mode of operation. This makes microgrids easily susceptible to instability due to changes in load and generation. The issue of less stable generation is a more common phenomenon as it is customary for microgrids to be dominated by renewable sources which have an intermittent nature. Such conditions make the protection of microgrids a challenging task by causing:
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A varying magnitude of fault current based on the mode of operation and changes in configuration
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Low fault current in island mode
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Multiple fault sources and bidirectional current flow
Overcurrent protection through the utilization of simple overcurrent relays and/or fuses was a common practice in traditional low voltage distribution systems. However, such traditional current magnitude based protection has been proved to lack the effectiveness demanded in today’s distribution systems involving distributed generation and microgrids [
1,
2].
The challenges in the protection of microgrids, due to their special nature, have attracted researchers and scientists to work on and suggest different strategies. Some of the recommended techniques include park transformation [
3,
4], adding fault current source [
3], artificial neural networks [
4] and voltage restrained overcurrent relaying [
3], magnitude and angle of the superimposed negative and positive sequence current [
5] or impedance [
1], harmonic distortion based methods [
3], and techniques involving wavelet transform [
4]. A detailed review on the different fault diagnosis tools in the literature is available in [
6].
One of the techniques used to achieve the required level of reliability in the protection of microgrids requires using different type of signal analysis tools to transform the voltage or current signals to features which can be used to identify faults. Some of such transforms applied in microgrid protection studies are park (abc to dq0) transformation, Fourier transform (DFT and FFT), wavelet transform (WT) and Hilbert–Huang transform (HHT).
Another study [
4], the authors employed an approach incorporating abc–dq0 transformation of three-phase current, filtering the dq0 components through the wavelet transformation to detect faults using the finite difference between samples of the filtered signal. It was reported that the procedure was effective to detect high impedance faults. In another study [
7], the authors proposed a two stage protection scheme where the type of the fault is identified by monitoring the drop in amplitude of the fundamental component of the voltage signal and the fault is later located, by calculating the total harmonic distortion (THD). The paper recommended the applicability of the protection scheme as a backup, or that it be complementary to the main protection devices, referring to the potential malfunctioning in case of a network comprising of several dynamic loads. The authors of [
8] used a wavelet transformation with dq0 decomposition to extract the high frequency details for fault location and isolation. The use of a park transform is claimed to be an effort to reduce the computation time. The fault detection and location are both done by comparing the calculated parameters with a pre-set threshold which would influence the performance of the scheme under variations in configuration. While another study on time-frequency-based differential scheme through S-transform by [
9] reported that the method can reliably protect the microgrid against different faults, [
10] argues that the HHT based technique demonstrated an even better performance compared to that of the S-transform.
Most of the studies applying signal processing tools examined the effectiveness of using the transforms individually or in comparison with each other. The option of utilizing the transforms in parallel where effective is not covered in much depth. The other gap in the literature is the trend to keep using a predefined threshold to judge the occurrence of faults. Though the use of the transforms is an advancement to the traditional magnitude-only based approaches, the use of pre-decided threshold values is not convenient for microgrids where the fault current, and hence, the transformed parameters would significantly vary based on configuration and weather conditions in the case of renewables. Using adaptive setting values is recommended in some cases, while the need for sophisticated communication and the delay in online calculation of setting values are the bottlenecks for such an approach.
One option, which compromises between the use of a fixed, pre-defined threshold, and communication based adaptive settings, involves soft computing approaches where the judgment on fault occurrence is decided from past experience through a somewhat ‘black box’ model. Some of the soft computing approaches investigated in microgrid protection studies are deep neural networks [
11], Support vector Machines (SVM) [
12], Adaptive Neuro-Fuzzy inference systems (ANFIS) [
11,
12], and decision trees [
13,
14,
15,
16].
Decision tree based data-mining models are employed in [
15,
16]. The authors of [
16] used discrete Fourier transform to preprocess the faulted current and voltage signals, while the authors of [
15] used Wavelet transform for the same purpose. Both papers reported achieving effective protection of the microgrid against faulty situations through their respective schemes. The authors of [
13] used a protection scheme involving the Hilbert Space-Based Power (HSBP) algorithm as a primary protection and THD as backup protection, and used a ANFIS based decision maker to decide circuit breaker action. There are some recent studies on applying soft computing techniques with wavelet and Fourier transform in the protection of microgrids. The option of combining wavelet transform and decision tree methods was tested in [
15]. The authors reported satisfying results in detecting and locating faults under variations in operating conditions by making use of the decision tree trained using wavelet transform based features of the current signals. The authors of [
11] recently attempted to make use of the Discrete Wavelet transform (DWT) and deep learning algorithm in the form of gated recurrent units (GRUs) to address the protection of microgrids. The paper utilized the time frequency domain features of the branch currents extracted through DWT given as inputs for three deep neural networks. They stated that they validated the fault detection mechanism’s performance in providing accurate and timely fault type, phase, and location information.
Most of the studies on microgrid protection revolve around DC microgrids, though there are a small number of studies on AC microgrids as well. There are gaps in the available studies targeting AC microgrids in terms of the signal processing as well as incorporating the bagged decision tree algorithm. Although the use of soft computing techniques, together with signal analysis tools, have been seen to greatly improve the accuracy in detection and identification of faults in some of the studies, they either lack the comprehensiveness in incorporating both voltage and current measurements or the signal processing tools such as WT and FFT. The methods that solely depend on current measurements suffer from possible current transformer saturation. Those involving only one of the WT and FFT signal processing tools would miss the feature of frequency or time resolution from using either method, both of which are of great importance in fault detection. The single decision tree based fault detection techniques are limited in capacity in order to entertain a large number of input features. Most of the studies are also seen to recommend extremely theoretical schemes, which are too far from the state-of-art industrial protection schemes. In this study, improving the well-known differential, directional, and overcurrent protection schemes through the use of signal processing tools and bagged decision trees is investigated.
Operation under different conditions was investigated by applying small and large changes in generation and loads, all kinds of faults were detected at each branch of the microgrid in both grid-connected and island modes of operation. The effectiveness of the suggested scheme for solid and high impedance faults is also examined by applying faults of different fault resistances. The devised approach was tested on a test microgrid consisting of multiple converter-type DERs, which were modeled using PSCAD4.6. The model microgrid is inspired by an operational microgrid in Goldwind Science & Technology Co. Ltd. in Beijing, China. Current and voltage waveforms were recorded and transferred to a MATLAB R2017b environment for further analysis to make judgments about the occurrence and location of faults. The protection scheme involves extracting the features for fault detection from the current and voltage records through windowed fast Fourier transform (WFFT) and windowed wavelet transform (WWT). The extracted features from WWT are the change in magnitude of the approximation (ΔEa) and detail components (ΔEdn) and the change in number of peak values of wavelet coefficients (ΔNp). Changes in the magnitude of individual harmonic components (ΔHn) and phase angles of the fundamental frequency components (Ang) were calculated from the WFFT analysis. After the most important features were selected from a candidate list of features through correlation analysis, bagged decision trees were trained and tested for detecting faults at the different zones (components) of the test microgrid.
The devised protection scheme was tested and achieved the intended target of sensitive and selective operation without compromising the reliability of the system. It was able to accurately identify the different faults from each other and other abnormal operating conditions that should not necessitate the tripping of a circuit breaker. It was superior to the conventional overcurrent, directional, and differential protections due to its higher sensitivity and accuracy in detecting and locating the faults. It also has the edge over adaptive relaying as it makes use of local measurements and avoids the need for communication and delayed calculation to frequently modify the relay settings.
4. Conclusions
With a greater level of microgrid deployment in today’s grid, their protection has become one of the mainstream research topics in the field. This study contributes to this field of research by recommending and verifying a novel bagged decision tree based protection scheme which makes systematic use of two of the most famous signal processing tools, fast Fourier and wavelet transform. The protection scheme devised in this study uses only local measurements, voltage of the busbar in the protection zone, and current measurements from meters connected to the branches descended from the bus. Hence, the need for complex and time taking communication is avoided. This paper incorporates the analysis of both current and voltage waveforms, hence, avoiding the issues related with current transformer saturation in current-only based methods.
After a list of candidate features extracted from windowed FFT and WT of the local voltage and current records is derived, the most important features were selected in a procedural manner through correlation analysis. The architecture of the bagged decision trees and their respective inputs were selected individually for the different protection zones. Rather than using an absolutely theoretical proposition, which is far from industrial practice, upgrading the current practical techniques with incorporation of the newly devised scheme is adopted in the study. Hence, the recommended approach was verified using a microgrid model initially modeled in PSCAD/EMTDS, which is based on an operational microgrid, and the results were compared to the conventional approaches such as differential, directional, and overcurrent protections. In all the test cases, regardless of whether the microgrid is operating in either grid-connected or island modes or the faults being solid or high impedance faults, the devised approach showed a great level of accuracy in detecting faults selectively, both in terms of comparative and standard performance.
Signal features, such as changes in magnitude of individual harmonics, phase angles, wavelet energy, and number of peak values in the wavelet coefficients, were very effective in signaling the presence of a fault in the different protection zones. Incorporation of the correlation analysis stage created a logical and objective way to input a parameter selection whose effectiveness was well reflected with a high level of accuracy achieved by the protection scheme as a whole. The fact that only the local measurements and most important features extracted from those measurements were considered enabled the proposed method to have the edge over the communication intensive and online computation-based adaptive approaches in terms of fault detection speed. The use of bagged decision trees proved to be a coherent decision as substantial gains in fault detection accuracy were achieved. That is due to the decorrelation between individual trees using different sets of inputs, which allowed for an improved generalization and high level of robustness by the technique, with respect to noisy data.