2.1. LCA in General
Environmental life cycle assessments are used to examine how activities and products affect the environment throughout their entire lives. ISO 14040 [
3] is the foundational standard, outlining the principles and framework for conducting LCA. ISO 14044 [
4] provides detailed requirements and guidelines for performing LCA studies, including practical recommendations for data collection, impact assessment, and reporting. There are four phases: (A) goal and scope definition, (B) inventory analysis, (C) impact assessment, and (D) interpretation, as shown in
Figure 1.
In the following, information relevant to the LCA software and its evaluation will be provided. First, additional information on each of the phases shown in
Figure 1 is given. Then, a general distinction between two LCA approaches is explained.
The
goal and scope definition comprises the intended application and the reasons for the implementation. Among others, a unit is established, the so-called
functional unit, which defines the product’s performance in a quantity. Additionally, system boundaries are defined. The life cycle ideally refers to the entire lifetime known as
cradle-to-grave, but can also be narrowed down to
cradle-to-gate,
gate-to-gate, or
gate-to-grave [
3,
4].
Inputs and outputs (also referred to as “resources and emissions”) that occur during the life cycle of the process or product system are quantified in an
inventory analysis, also known as life cycle inventory analysis (LCI). An inventory can be set up based on the literature, laboratory test data, industry knowledge from, e.g., the production chain, or electronic databases. Examples of electronic databases are the
European Reference Life Cycle Database (ELCD) [
14] (which has been discontinued as of the 29 June 2018) and the database from
ecoinvent [
15], which is partially freely available at the open access database by
GLAD [
10]. The high level of detail that characterizes these electronic databases needs to be highlighted. In these databases, flows are subdivided into so-called compartments (e.g., emission “to water”, “to soil” or “to air”) and sub-compartments (e.g., “freshwater” or “sea water”). The resulting impact can vary depending on how the flow is used. To show the effect on the assessment, an example is given at the end of the section in
Figure 2.
In the
impact assessment, also known as life cycle impact assessment (LCIA), the magnitude and significance of the LCI are evaluated based on characterization factors. Different LCIA methodologies, such as
ReCiPe [
16], or
Eco-Indicator 99 [
17], use various impact assessment models and assessment factors to quantify the potential impacts [
18]. In the following,
ReCiPe will be explained exemplary (more details in [
13]). The
ReCiPe method is a combined mid- and endpoint category model.
Midpoint categories represent indicators that measure specific environmental stressors, such as “climate change” (also known as
Global Warming Potential (GWP)). It quantifies the emissions of greenhouse gases in g
-equivalent. Whereas midpoints are closer defined to the emission itself, the
endpoint categories express the impact as societal damage, such as the three areas of protection of human health, ecosystem quality, and resource scarcity. Endpoints are more comprehensible, e.g., the damage to ecosystems is measured in loss of species in a year ([species.year]). They make LCA results more accessible to decision-makers and the public, but are also more subject to assumptions and uncertainties. To handle these uncertainties,
ReCiPe offers different perspectives (
individualist,
egalitarian, and
hierarchist) and regions (
Europe and
world), which affect the factor of characterization (conversion of in- or outputs to impact indicators), normalization (e.g., the region’s population) and weighting (e.g., the perspective’s time frame) within the calculation.
The
ReCiPe method also provides the option of a
single score, which represents the impact information in one metric often used to compare the overall environmental performance of different products with each other. This idea originated from the concept of Wagernagel and Rees and the “ecological footprint” [
19]. This is an indicator that measures the ecological resources and services required to support a specific human activity or the production of a product. This idea was taken up again in the development of the
Eco-Indicator 99 [
17], which resulted in the indicator later known as
single score in units
Eco-Indicator-Points (pt).
To understand how the inventory and its assessment are computed,
Figure 2 visualizes the different steps of an imaginary product. It focuses on highlighting the previously mentioned complexity, e.g., the compartments, whereas the mathematical description can be found in [
13].
As shown in the figure, it is assumed that in the inventory, of phosphorus is emitted into freshwater, into agricultural soil, and into sea water. These emissions are classified as affecting the freshwater eutrophication (midpoint category) and damaging the ecosystems (endpoint category). To evaluate the emissions, they have to be characterized by indicators: kg P-eq (freshwater) for the midpoint and species.year for the endpoint. The characterization factors are used to summarize the emissions in these indicators, e.g., the midpoint CF for emitting to the sea water is 0 and, therefore, assumed to have no environmental impact. If the factors are multiplied by the emissions and then added together, the results are obtained. It is optional to weigh and normalize the results in order to calculate the single score.
As previously mentioned, these steps align with ISO 14040 and 14044 standards. Two distinct approaches are considered for completeness: process-based LCA (traditional ISO) and Economic Input-Output LCA (EIO-LCA). The traditional approach adopts a bottom-up methodology, dissecting the product’s life cycle into individual stages. For example, in the process-LCA of making a sandwich, each step, from ingredient cultivation and transportation to assembly and waste management, is examined, enhancing accuracy but requiring extensive data collection. Conversely, EIO-LCA is a simpler methodology, calculating energy, material resources, and associated greenhouse gas emissions for economic activity. In the sandwich example, EIO-LCA views the product as an economic activity, focusing on economic transactions, such as ingredient purchase, and considering the entire supply chain, encompassing entities like bakeries and wheat farms involved in bread production.
2.2. Current LCA Software and Tools
A LCA can be carried out with a variety of software and tools. The most commonly used process-based LCA software and tools are listed and evaluated in
Table 1. The following categories used in the table base on Bach and Hildebrand [
20]:
Origin, including the country, developer, and year of publication, provides background information and indicates the relevance;
Required user knowledge implies the degree of editable pre-settings for the user, while e.g., for a researcher, a significant degree of flexibility is desired, the goal in teaching is to demonstrate the basic concept;
Documentation and tutorials highlights which tools provide sufficient material to use the software;
Accessibility distinguishes between free, conditional (e.g., free for educational and paid for professional use), and paid access;
Data source shows whether the software is open for imports or has a predefined database;
LCIA methods implies the degree of flexibility with respect to importing different assessment methods;
Sensitivity analysis shows whether uncertainties can be analyzed;
API integration and model customization refers to possible Application Programming Interfaces (API) and manual adaption of models (such as LCIA) to customize the processing of data.
Five tools are compared in
Table 1.
SimaPro is a comprehensive LCA software known for its user-friendly interface and extensive database of life cycle inventory data. It offers various impact assessment methods and suits users looking for a versatile and well-supported LCA tool.
LCA for Experts (formerly GaBi) is a powerful LCA software that provides access to a comprehensive database of life cycle data and is known for robust modeling capabilities.
openLCA is an open-source LCA software known for its flexibility and customization options. It offers a wide range of impact assessment methods. It is suitable for users who prefer a free and open platform that can adapt and extend its functionality to meet specific project needs.
Brightway2 is a newer flexible open-source LCA software that stands out for its strong emphasis on customization and adaptability. It provides a Python-based platform for users who want to create customized LCA workflows, integrate with external systems, and perform advanced analyses. It is a powerful choice for users with coding skills and specific project requirements.
LCA-AD is an open-source tool specifically designed to evaluate aircraft designs. Details are given in
Section 2.4. Not considered tools within this study are, e.g.,
Umberto [
25] and
CMLCA [
26].
Studies show that these tools can generate different results for the same product system, as mentioned in
Section 1. Whereas there are, to the author’s knowledge, no comparative tool assessments in the aviation context, studies were conducted relating generalized processes, or specific products. Herrmann and Moltesen [
5] compared the outputs from 100 unit processes for
SimaPro and
GaBi. They concluded that while the results in many cases are the same, in others, they show discrepancies that may affect the interpretation provided by the LCA study. Speck et al. [
27] studied
SimaPro and
GaBi as well, and assessed four basic material production and disposal processes for three different LCIAs with a total of 42 categories. They reported that half of these categories show at least a
discrepancy for one material. Additionally, the material’s ranking (high vs. low environmental impact) shifted for one category. Bach et al. [
20,
28] compared different LCA software for the building sector but focused on a qualitative assessment. Emami et al. [
29] assessed
SimaPro and
GaBi for two buildings and supports the before-mentioned findings that the tool choice affects the LCA interpretation. Lopes Silva et al. [
6] compared
SimaPro,
GaBi,
Umberto, and
openLCA. The researchers conducted a comparative study using a standard case study of particleboard production in Brazil. They analyzed the inventory flows, characterized and normalized impact potentials, and compared the results across the different software tools. The findings show that, in general, the impact results were similar for most impact categories across the software tools. However, there were variations in impact values for the photochemical oxidant formation and freshwater ecotoxicity categories. Additionally, the analysis of the characterization factors used by each software tool revealed several differences. Some software tools had missing CFs, additional CFs, or different CFs for the same flows. These discrepancies contributed to the differences observed in the impact results. Miranda Xicotencatl et al. [
30] analyzed the effect of LCI database versions and software choice (
Brightway and
CMLCA). They tested the hypothesis of whether the same data and modeling yield the same result on the example a of permanent magnet. They found out that the percentage difference between the tools can be below
if the inventory-LCIA linkage is correctly implemented.
2.3. Challenges of LCA in Aviation and Aircraft Design
In addition to the general overview given in
Section 2.1, this section focuses on highlighting the challenges of LCA in the aviation sector and the conceptual aircraft design.
The first challenge is the multidisciplinarity. In the systematic literature review of Pinheiro Melo et al. [
7], aviation’s life cycle is presented based on three systems: (1) the aircraft, (2) the infrastructure, and (3) the fuel life cycle. They all include phases of resource extraction, manufacturing/construction/production, the operation and maintenance of the system, and its end-of-life. Even though these systems could be assessed separately, they are highly connected. Evaluating new technologies might shift, e.g., the relevance of the aircraft’s operating phase to the fuel production [
13].
Assessing future technologies leads to another difficulty. Due to the wide range of technical parameter variations and temporal and geographical variability, they are characterized by a high degree of uncertainty, e.g., the effects of future aircraft systems may be influenced by regional variations in the electricity mix or the utilized materials. It is possible for a component to be manufactured in one country and have some of its raw materials imported from another [
7].
Another challenge is the often inaccessible data. The systematic literature review of Keiser et al. [
8] examined, among others, the data used for LCA conducted in the aviation domain and highlighted its limitations [
8].
of the authors consult scientific literature, while
also use the electronic database of
ecoinvent.
Finally, the special nature of flying at different altitudes should be mentioned. Current impact assessments characterize emissions based on emissions close to sea level. However, this does not take into account the climate impact that results from flying at different altitudes causing non-
emissions such as NO
, water vapor, and soot, as well as the cloud or contrail formation. In order to consider the non-
effects and altitude dependency, climate models can be integrated into the assessment (e.g., [
31]). However, it should be noted that they are subjected to a low degree of confidence [
32].
2.4. Previous Aircraft LCA Work
To provide a comprehensive overview of LCA in aviation, Keiser et al. [
8] conducted a systematic literature review to identify the state-of-the-art and common approaches to aircraft LCA [
8]. A total of 45 publications are analyzed qualitatively, covering a wide range of research areas within the aviation industry, including energy-efficient aircraft design, optimizing aircraft ground operations and facilities, sustainable aircraft production, and more (119 are analyzed quantitatively, including the new aircraft fuel development studies, which are already reviewed in [
7]). The results show that 23 studies focus on the design of energy-efficient aircraft, especially the research of fiber composite materials (19 studies). Additionally, the following topics are discussed in detail: (1) what aircraft components are studied; (2) which functional units are used; (3) which system boundaries are defined; (4) which data sources, impact assessment methods, and software tools are utilized; (5) what environmental indicator is used; and (6) how the studies document their LCA approach.
Of interest in this study are the functional units, LCIAs, the used software, and environmental indicators. Firstly, the unit “passenger kilometer (PKM)” is, according to the analysis, considered to be appropriate for the entire aircraft operation. Regarding the LCIA, it is to be highlighted that
of the studies do not report any impact assessment method. Besides that, the dominant estimation method is
ReCiPe, used by
of the authors, followed by
Eco-Indicator 99 with
. Furthermore, minor details about the software or tool being used are provided. In general, it is reported that
of the papers use LCA software. At
,
SimaPro is the most commonly used (e.g., [
33,
34]), followed by
GaBi (e.g., [
35]) and
OpenLCA (e.g., [
36,
37]) at
each. In total,
of the studies use simplified methods, such as EIO-LCA [
38] (e.g., [
39]) or Greenhouse Gases, Regulated Emissions, and Energy Use in Transportation (GREET) [
40]. One study uses its own developed tool (the Eco-Efficiency-Assessment-Model by DLR [
41]), and for the remaining studies, no accounting software or tools were provided. Lastly, an analysis is conducted on environmental indicators. In total,
correspond to the midpoint categories, whereas
relate to the “climate change” category. The “photochemical oxidant formation” (commonly referred to as summer smog), “resource depletion”, “acidification”, and “human toxicity” are also usually taken into account. In addition, the endpoint categories are also determined by
of the analyzed literature. The review makes no note of the single score.
A few additional studies are worth mentioning. One of these studies is from Rahn et al. [
42,
43]. To eliminate simplification, such as considering flight hours as an average per year or neglecting maintenance events, they suggest a discrete-event simulation combined with LCA [
42]. In a more recent publication [
43], the authors analyze different dynamization methods to allow detailed consideration of temporal and spatial variations. An application case is, e.g., the altitude-dependency operating an aircraft, which, therefore, requires dynamic characterization.
Furthermore, Johanning’s study [
12] should be highlighted, as this tool serves as a baseline within this study. He aimed to build a simple and comprehensive connection between LCA and aircraft design. The
Microsoft Excel tool
LCA-AD containing the model is open-source [
44], as well as its updated version as
MATLAB scripts [
13]. The tool is limited to up to 13 inputs (e.g., number of seats, operating aircraft empty weight, including default values) assessing aircraft powered by kerosene, sustainable aviation fuels, hydrogen, or battery-electric. The used functional unit is PKM, and the data bases on a mix of literature and
ELCD data.
ReCiPe is used as LCIA, which calculates mid- and endpoint categories, as well as the single score. A process-based LCA approach is used including a
cradle-to-grave system boundary. His assumptions are the following:
Goal and scope definition: environmental impact of a short-range passenger aircraft (A320-200 like), openLCA 1.4.1 as LCA software with following processes:
- -
Design and development: computer usage, wind tunnel tests, flight test campaign;
- -
Production: use of production facilities, material production;
- -
Operation: energy generation and consumption at airports, ground handling at airports, and either:
- *
For kerosene, sustainable aviation fuel, or hydrogen-powered aircraft: fuel production, cruise flight, landing, and take-off cycle;
- *
For battery-powered aircraft: battery production, battery charging;
- -
End-of-life: reuse.
Inventory analysis: ELCD 3.0 database;
Impact assessment: ReCiPe 2008 (was updated to
ReCiPe 2016 with [
13]) & altitude-dependent linear climate model;
Interpretation: based on the single score (assumptions: hierarchist perspective with average weighting and region world).
The methodology is outlined in
Figure 3.
Starting with a fixed database, LCIA, perspective (hierarchist), and cut-off criteria, an analysis is conducted for each process in openLCA, e.g., for the process “computer usage”, a LCI is conducted, which results in a list of resources and emissions (can be up to 800 in- and outputs). These are evaluated then with the ReCiPe endpoint assessment, and the results are exported to an Excel spreadsheet. To reduce the extensive list, in- and outputs that fall below a fixed threshold of single score contribution are not considered relevant (up to ). Additionally, to reduce the complexity, the differentiation between subcompartments (freshwater, ocean, etc.) is neglected by using the emission and resource with the highest . In the case of “computer usage”, the inventory is reduced from 392 to 13 in- and outputs ( threshold), which cover of the overall modeled process. The reduced LCI is then transcribed to the LCA-AD tool, where the overall aircraft assessment is conducted.
This approach is easy to use but reduces the share of considered in- and outputs, limits the tool in the assumed settings, and does not allow, e.g., a new perspective, weighting, region, cut-offs, database, or impact assessment method to be used.