Once the focus of interest is shifted to a principled comparison between declarative base positions and
wh-interrogatives, as well as the underlying acceptability differences in declaratives, the question is what causes these acceptability differences found in
Brown (
2017) and
Kehl (
2021). In this section, I will first discuss factors which influence the acceptability of (declarative) participle adjuncts; some, but not all of these factors have been discussed in the previous literature. At the end of this section, I will combine the factors into a partially weighted model for predicting the acceptability of declarative and interrogative participle adjunct constructions. This model will be conceptually based on graded and multifactorial models of acceptability such as the Decathlon Model (
Featherston 2008,
2019) and the Cumulative Effect Hypothesis discussed in
Haegeman et al. (
2014) and
Greco et al. (
2017).
10 In these types of model, the violation of individual constraints show negative effects on acceptability; these constraint violations are cumulative, so that the violation of each additional constraint further decreases acceptability. I will argue that extraction from the adjunct is simply one additional negative effect that is added to the combined effects of the factors which influence acceptability in declarative BPPA constructions; crucially, the size of the extraction effect does not depend on whether other effects apply in the declarative or not.
11 This is precisely the fundamental assumption made in
Brown (
2017) and
Kehl (
2021), which differentiates these accounts from previous approaches to extraction from adjuncts.
5.1. Transitivity: Multiple Referents Incur Independent Processing Costs
One of the factors that determines whether a BPPA construction is highly acceptable in declaratives is transitivity, i.e., whether the matrix predicate selects one or more arguments.
Brown (
2017) finds that transitivity is a relevant factor because it determines whether telicity has an effect at all, shown by an interaction of the two factors in her experiments. For transitive predicates, it is not important whether it is an atelic activity or a telic accomplishment, but intransitives are sensitive to the unergative–unaccusative distinction, with unaccusative achievements being more acceptable than unergative activities. This result is also found in
Kehl (
2021, experiment 4), where unaccusatives have a general advantage over unergatives and transitives, which are not differentiated between telic and atelic.
An additional observation made in
Kehl (
2021), based on the discussion in
Borgonovo and Neeleman (
2000), is that the nature of the second argument is important: reflexive objects as in (32a) and subjects of resultative constructions as in (32b) behave differently than prototypical transitive predicates with two distinct discourse referents, as in (32c).
(32) | a. John hurt himself [trying to fix the roof]. | [reflexive] |
| b. John drove Mary crazy [talking about his sacking]. | [resultative] |
| c. John cut Bill [carving the turkey]. | [transitive] |
| | (Borgonovo and Neeleman 2000, p. 211) |
Here I will not go into a detailed discussion why resultative constructions differ from transitives; see
Winkler (
1997),
Rothstein (
2017), and
Hu (
2018) for discussion of how the subject of the resultative is assigned its
-role. Incidentally,
Borgonovo and Neeleman (
2000, p. 212) observe that extraction from the adjunct in (32b) is ungrammatical, whereas
Truswell (
2007,
2011) considers this a prime example of transparent accomplishments; this emphasizes the need to investigate this type of matrix predicate in more detail.
In more general terms, a second argument increases complexity in the BPPA construction, also because potential control conflicts of the adjunct predicate need to be resolved: in a transitive sentence, the adjunct can be controlled by both the subject and the object of the matrix clause, which increases the amount of processing to resolve this ambiguity. Some event types show restrictions in their control possibilities (
Rapoport 2019;
Simpson 2005), but then the parsing of the wrong control orientation should lead to even lower acceptability.
12The observation that transitivity in general incurs drops in acceptability independently of extraction operations is also made in
Jurka (
2010,
2013),
Polinsky et al. (
2013), and
Konietzko (
2021); they all find that predicates which select a second argument are slightly less acceptable than intransitives (unergatives and unaccusatives) in declarative structures.
Polinsky et al. (
2013, p. 296) refer to this as a ‘transitivity penalty’, which is probably caused by the processing effort to parse the second argument. Similar effects of transitivity are also discussed in relation to extraction in Dependency Locality Theory (
Gibson 1998,
2000), which also offers an explanation for the behavior of transitives; I follow
Polinsky et al. (
2013) in assuming that the effects of transitivity are not exclusive to sentences with extraction.
The negative effects of transitivity make the prediction that the more arguments are selected by the matrix predicate, the higher the processing effort required of the parser, with at least some effect on acceptability. Thus, I predict a relative decline in the acceptability of the sentences in (33), even if all structures might receive a grammatical binary judgment:
(33) | a. John arrived singing an obscene song. | [intransitive] |
| b. John offended Mary singing an obscene song. | [transitive] |
| c. John gave Mary a letter singing an obscene song. | [ditransitive] |
The full paradigm of transitivity thus ranges from purely intransitive to reflexive transitive, resultative, transitive, and, finally, ditransitive. It is also possible that not only the number of arguments, but also other factors play a role; this could be formulated in terms of the multi-faceted definition of the transitivity continuum in
Hopper and Thompson (
1980). An additional problem that arises in ditransitives is that there is a potential orientation ambiguity for the participle adjunct depending on its lexical content: the orientation can be shifted towards the direct object, as in (34), and is sometimes the preferred interpretation.
(34) | John gave Mary a letter [lying on the table]. |
In the interrogatives corresponding to (33), the contrast between the intransitive and the (di-)transitive structures is noticeable, but the ditransitive is even worse than the transitive. This is not directly reflected in the binary judgments in (35), but should be visible in a judgment study. The low acceptability of the ditransitive structure (35c) carries over to the alternative ordering in the double object construction in (35d).
(35) | a. What did John arrive singing __ ? | [intransitive] |
| b. *What did John offend Mary singing __ ? | [transitive] |
| c. *What did John give Mary a letter singing __ ? | [ditransitive I] |
| d. *What did John give a letter to Mary whistling __ ? | [ditransitive II] |
Chaves and Putnam (
2020, p. 15) point to the fact that optional transitivity may confound the intended interpretation of interrogative BPPA constructions because the
wh-phrase may be linked to a gap in complement position of an optionally transitive matrix predicate instead of the complement position of the adjunct; see also
Staub (
2007) and
Ness and Meltzer-Asscher (
2019).
13 This ambiguity is shown in (36), where potential optional gap sites are indicated by underscores in parentheses.
(36) | What did John walk (__) whistling (__)? |
| a. John walked the dog whistling. |
| b. John walked whistling a funny song. |
An ambiguous parse with gap position after the matrix predicate can be avoided by restricting adjunct predicates to obligatorily transitive predicates, such as proclaiming, as in (37). Here the gap site after the main verb would trigger ungrammaticality because the gap after the adjunct is obligatory, here indicated by the lack of parentheses around the gap site following the adjunct predicate. This means that the wh-pronoun cannot associate with the optional potential gap site in the matrix clause. A parasitic gap reading is also possible here if the filler can be the object of both predicates; I do not discuss this possibility further here.
(37) | What did John walk (__) proclaiming __? |
| a. *John walked the dog proclaiming. |
| b. John walked proclaiming his love for Pam. |
Yet another way to reduce gap site ambiguity is if a motion verb like walk is augmented with a directional phrase, as in (38); it is still possible that John walks his dog to the park, but this parse becomes less likely than in (37).
(38) | What did John walk to the park whistling __ ? |
To sum up, transitivity, even if it is optional, increases the overall complexity of the BPPA construction and thus gradually builds up hurdles for extraction. Unambiguously intransitive predicates are predicted to have an advantage over potentially transitive and unambiguously transitive predicates; reflexive and resultative predicates occupy the middle ground because on the one hand they include a second argument, but this argument is either not directly selected by the main verb (resultatives) or is co-referential with the main verb’s subject (reflexives).
5.2. Event Structure: Durativity Instead of Telicity
Another factor which has an effect on the acceptability of declarative and interrogative BPPA constructions is based on the observation that not all types of matrix predicate can be felicitously modified by an adjunct predicate. The restrictions on BPPA constructions resemble those that operate in depictive secondary predication, where likewise not all types of main verb accept depictives to the same degree (
Rapoport 2019;
Simpson 2005). There is an ongoing discussion whether complex adjuncts, such as BPPAs, can be analyzed as depictives, but I will assume this for the present discussion; see also
Rothstein (
2017, p. 3874). For example, permanent statives, as in (39a), are odd with a BPPA, whereas temporary statives, as in (39b), are more acceptable.
(39) | a. ?John was blond [wearing his new sunglasses]. | [permanent state] |
| b. John lay in bed [wearing his new sunglasses]. | [temporary state] |
The difference between these types of states is that temporary states have an event variable, which permanent states lack (
Rapoport 1993, p. 173). Permanent states are property ascriptions whereas temporary states are predicated of the subject for a temporal interval that allows delimitation. This distinction also shows up in the corresponding interrogatives in (40):
(40) | a. *What was John blond [wearing __ ]? |
| b. What did John lie in bed [wearing __ ]? |
Since both permanent and temporary states are atelic, these acceptability differences are problematic for the telicity-based account in
Truswell (
2007) and
Brown (
2017), as well as for the reflexivity account in
Borgonovo and Neeleman (
2000).
A telicity requirement is also problematic for purely punctual achievements like
appear, which should be ideal candidates for a temporal inclusion relation in
Brown (
2017); still, these predicates are degraded in interrogatives, as seen in (41):
(41) | a. John appeared wearing a beautiful bespoke suit. | |
| b. *What did John appear [wearing t]? | |
| | (Truswell 2007, p. 1374) |
Similar observations can be made for verbs such as notice and other perception verbs. The question is whether this carries over to the declarative counterparts; as far as I am aware, this has not been directly tested in a controlled experiment. What permanent states and purely punctual achievements have in common is that both fail to felicitously appear in the progressive, as seen in (42a) and (42b). Crucially, temporary states are fine with the progressive, shown in (42c).
(42) | a. ?John is being blond. |
| b. ?John is appearing. |
| c. John is lying in bed. |
In terms of
Rothstein (
2004), punctual achievements and many perception verbs such as
notice fail to appear in the progressive because the progressive cannot target an interval preceding the culmination point. The situation is different in cases similar to
arrive, where the preceding interval can be conceptualized as the path component that leads up to the arrival. With
appear, the perspective is different: it is inherently external to the appearing entity, whereas
arrive allows a conceptualization from the perspective of the arriving entity. This is a first indication that telicity alone makes the wrong predictions in these cases; rather, it seems that there is a certain correlation between the reported interrogative patterns and the ability to appear in the progressive.
Thus, the generalization about telicity in
Truswell (
2007) needs to be revised to exclude purely punctual achievements and to allow for temporary states. Instead of telicity, I argue that a first step towards a descriptive pattern is to consider the encoding of a durative subevent as relevant for acceptability, which is not the case for permanent states and punctual achievements.
5.3. Incrementality: Themes, Paths, and Properties
An exclusive focus on durativity leads to problems with the experimental results for activity main verbs in
Brown (
2017) and
Kehl (
2021): BPPA constructions with activity main verbs are less acceptable than achievements. To further constrain declarative BPPA constructions, a comparison with depictive secondary predicates shows that not all activity main verbs license a depictive, as shown in (43). The pattern is more difficult to capture than that of permanent and temporary states or punctual achievements, but if the BPPA construction can be analyzed as depictive secondary predication, similar effects can be expected there as well. It is also noteworthy that the addition of an object in (43c) ameliorates the modification of
draw by a depictive.
(43) | a. Jones danced/lectured drunk. | |
| b. *Jane laughed/drew drunk. | |
| c. Jane drew pictures drunk. | |
| | (Rapoport 2019, pp. 434–35) |
The distinction between
draw and
draw pictures in (43b) and (43c) also shows up in BPPA constructions, where the bare form in (44) is degraded in the interrogative; as noted above, the experimental evidence in
Brown (
2017) and
Kehl (
2021) suggest that the declarative counterparts are also less acceptable than sentences with achievement main verbs.
(44) | a. I work listening to music. | |
| b. *What do you work [listening to t]? | |
| | (Truswell 2007, p. 1373) |
The sentences improve in the presence of a direct object, seen in (45). This is contrary to the expectations derived from transitivity in the previous subsection, but suggests that some form of temporal delimitation may be a factor contributing to acceptability, without leading to a telicity requirement.
(45) | a. Mary worked on her thesis drinking coffee. |
| b. What did Mary work on her thesis drinking __ ? |
All the acceptable depictive constructions in (43) involve an activity predicate that is in some sense delimited, but still atelic. A specific dance or a lecture have a specified duration, and the drawing of pictures can be measured by the amount of pictures produced, whereas laughing and drawing in the sense of aimlessly doodling are not delimited in the same sense. It could be argued that this type of delimitation is connected to the concept of incremental themes (
Dowty 1979): a lecture, pictures, and working on a thesis can be measured against a scale of progress, similar to the incrementality of eating one, two, or three apples. The analogy to incremental themes also extends to the domain of motion, which also come in incremental and non-incremental forms. As noted in
Dowty (
1979),
Tenny (
1995), and
Borgonovo and Neeleman (
2000), unergative manner of motion verbs like
walk behave differently when they are followed by a directional PP like
to the station; this PP introduces a path component that can be measured similar to incremental themes. The effect is shown in (46):
(46) | a. ?Mary walked whistling a funny song. |
| b. Mary walked to the station whistling a funny song. |
Incrementality also extends to properties, which captures cases such as (47), where the degree of being scared increases with the progress through the movie (the gradual reading of this sentence probably comes from the durative character of the adjunct predicate, but this discussion is outside the scope of this paper).
(47) | John got scared watching a horror movie. |
Similar effects of incrementality are seen with semelfactive main verbs such as jump in (48), where a particle inducing iterativity and thus durativity has a positive effect in interrogatives. A possible factor in addition to transitivity and durativity could thus be the potential of the event described by the main verb to be measurable or quantifiable in some sense.
(48) | What did she jump *(around) [singing t]? | (Truswell 2007, p. 1361) |
Taken together, there is at least some evidence that purely temporal inclusion of the matrix interval within the interval of the adjunct predicate is not able to account for the full data pattern, which casts doubt on the scale amalgamation process suggested in
Brown (
2017). The overall picture emerging from this discussion is that it is unlikely that there is a single factor which determines whether a given main verb will be highly acceptable with a BPPA. This bears close similarity to the multiple factors which influence performance and acceptability along the lines of
Chomsky (
1965), suggesting that the acceptability of declarative BPPA constructions is a matter of syntactic and semantic complexity and compatibility criteria instead of strict syntactic licensing requirements.
5.4. Combining the Factors into an Acceptability Model
Based on the theoretical discussion of the relation between acceptability in declarative and interrogative BPPA constructions in
Brown (
2017) and the evidence supporting it,
Kehl (
2021) develops a model that captures this relation; this model includes factors that differ from those in
Brown (
2017) and other approaches. The main focus is on the fact that the factors which operate in interrogatives are also visible in declaratives. Extraction simply acts as an additional factor that is independent of the individual decreases in acceptability resulting from other factors, such as transitivity or durativity. The model can be summarized as follows:
(49) | Model for the acceptability of BPPA constructions: |
| Determine the acceptability of the declarative sentence; factors: transitivity, durativity, incrementality Determine the acceptability of the interrogative sentence by adding the processing costs of extraction to the result of (i)
|
In the first stage of the model (49i), the factors discussed above influence the acceptability of the BPPA construction: transitivity will decrease acceptability because more arguments require more processing effort. Durativity and incrementality work similarly: the absence of a durative subevent, i.e., for permanent states and purely punctual achievements, decreases acceptability, as does the absence of a delimited or incremental meaning component. Transitivity is most likely a result of increased processing effort, but durativity and incrementality are semantic factors which seem more related to the conceptual felicity of the situation described in the sentence.
Kehl (
2021) collects durativity and incrementality under the term
semantic compatibility.
14 In contrast to these factors, transitivity can be captured in syntactic terms, but the reason that transitivity matters is more likely to be found in relation to ease of processing and the ambiguity between transitive and intransitive uses of the verb in question.
The second stage of the model (49ii) adds the cognitive cost of establishing a dependency (
Wagers 2013); this cost is most likely higher than into other domains, such as subcategorized complements, in line with the CED.
15 As this dependency formation is more demanding than a declarative sentence, this results in decreased acceptability. Crucially, the application of extraction and the resulting decreases in acceptability are independent of the factors which determine acceptability in the declarative: in a sense, extraction is blind to these factors. This is compatible with the independence of syntactic operations from purely semantic properties of the sentence (
Brown 2017).
With respect to the relative weight of the factors that affect acceptability in declarative BPPA constructions, the previous experimental work on this construction in
Brown (
2017),
Kohrt et al. (
2018), and
Kehl (
2021) does not directly allow conclusions. The negative effect of transitivity is observed and isolated as a key factor in
Brown (
2017) and is in agreement with the transitivity penalty discussed in
Polinsky et al. (
2013). Scalar change and durativity are more complex to evaluate because the previous experimental work has focused on the telic–atelic distinction to check the predictions of
Truswell (
2007), but this distinction does not directly map to the factors discussed here. The complex interactions of these factors should be addressed in future experimental research. Based on the experimental results from
Brown (
2017) and
Kehl (
2021), it is possible to assign a preliminary weighting to this model: the effect of extraction is much stronger than that of durativity, incrementality, or transitivity. This observation connects to the discussion above about the subtle acceptability differences in declarative BPPA constructions, which run the risk of being considered irrelevant, especially if the focus of the approach in question is in grammaticality rather than acceptability. The acceptability model can be graphically represented as in
Figure 3, taken from
Kehl (
2021).
This illustration shows the positive effects of durativity and incrementality with upward arrows, as well as the negative effect of transitivity with downward arrows; double downward arrows on the factor extraction indicate that this effect is stronger than the others. The central characteristic of this model is that it incorporates the relation between declarative and interrogative acceptability as formulated in
Brown (
2017), which is stated in
Kehl (
2021) as the independence of extraction from the factors operating in declaratives. This model accounts for the sometimes subtle acceptability differences in declarative BPPA constructions, as well as the central factors isolated for participle adjunct islands in
Borgonovo and Neeleman (
2000) and
Truswell (
2007). At the same time, however, this model is conceptually simpler because the extraction operation remains blind to semantic characteristics of the sentence in question.
The model captures the following judgment differences discussed in the literature: (i) the advantage of telic over atelic matrix predicates due to scalarity (50i), (ii) the oddity of punctual matrix predicates because the latter do not satisfy durativity (50ii), (iii) the improvement with path scales and incremental themes for atelic matrix predicates because they introduce a scalar meaning component (50iii), and (iv) the effect of the number of arguments selected by the matrix predicate as a reflex of transitivity (50iv). If these contrasts can be shown to be observable in declaratives as well as interrogatives alike, this supports the predictions of the factorial acceptability model.
(50) | i. | What did John arrive/*work whistling __ ? | [scalarity] |
| ii. | *What did John appear/notice whistling __ ? | [durativity] |
| iii. | What did John work *(on his thesis) whistling __ ? | [scalarity] |
| iv. | What did John hurt himself/*Bill trying to fix __ ? | [transitivity] |
Not all of these contrasts have been tested experimentally in the literature: the contrast in (50i) is the one that most of the existing literature focuses on, e.g.,
Brown (
2017),
Kohrt et al. (
2018), and
Kehl (
2021). Likewise, transitivity effects as in (50iv) are to a certain extent explored in these studies, but further studies are required to see where reflexive and resultative matrix predicates lie in relation to intransitive and transitive sentences. The contrasts between purely punctual and extendable achievements in (50ii) as noted in
Truswell (
2007) and the precise effect of an added scalar meaning in cases like (50iii) also require additional work.
This acceptability model focuses on simple declarative and interrogative BPPA constructions, but it can also be modified to include other sentence forms, such as relativization or topicalization; these sentence forms also encode unbounded dependencies, but are not interrogative (
Chaves and Putnam 2020). It can thus be expected that they do not show the same degree of decreased acceptability as the
wh-interrogatives focused on in this article, which is also indicated in the data reported in
Abeillé et al. (
2020) and
Liu et al. (
2022). Compare the declarative BPPA construction in (51) with the different types of dependencies in (51a)–(51c).
(51) | John arrived [whistling an annoying song]. | [declarative] |
| a. Which song did John arrived [whistling _]? | [wh-interrogative] |
| b. This annoying song, John arrived [whistling _]. | [topicalization] |
| c. I hated the song (that/which) John arrived [whistling _]. | [relativization] |
Initial evidence that relativization leads to a generally smaller decrease in acceptability than bare
wh-interrogatives is given in (
Kehl (
2021) [experiment 1]). This might be related to a better match between the information-structural status of the adjunct constituent from which extraction takes place and the discourse function of relativization, as proposed in
Abeillé et al. (
2020). The visualization of the acceptability model in
Figure 3 can be generalized by adding more extraction types than just
wh-extraction, and by linking these different types of dependency formation to separate acceptability levels; this is shown in
Figure 4, where relativization and topicalization are allowed for negative effects on acceptability that are not necessarily identical to that of
wh-extraction. I will have to leave the relative magnitude of these effects for future experimental research. The underlying hypothesis remains that the contrast between matrix verbs such as
arrive and
work can be observed equally across these different dependency types; this assumption follows the argumentation in
Chaves and Putnam (
2020) that the pragmatic felicity of the underlying proposition has a strong role to play in island effects and extraction asymmetries.
Another important issue is how strong the factors of the acceptability model are affected by variation in speaker judgments. So far, I am not aware of experimental studies that explicitly take this factor into account. There are studies on the related phenomenon subject islands investigating whether judgments improve depending on presentation order:
Chaves and Dery (
2019) report that judgments improved if the item was presented later in the experiment, suggesting that there is a satiation effect and that the initially low acceptability judgment improves with repeated exposure as a type of learning effect. If violations of the subject condition can improve over time, it seems plausible that the type of semantic mismatches resulting from scalarity and durativity can also improve with repeated exposure, but this requires further investigation.
In conclusion to the factors related to acceptability in the BPPA construction and the model proposed in
Kehl (
2021), it seems that
Truswell (
2007) is not right in his claim that declarative BPPA constructions which do not meet his extraction condition are unremarkable. The exact opposite holds: acceptability differences in declaratives resulting from a variety of different factors are the key determinants of acceptability in interrogative BPPA constructions, and it is not the extraction operation that triggers these differences in interrogatives.