A good example of how disparate island phenomena can be is the Coordinate Structure Constraint (
Ross 1967), which is composed of two separate parts. One bans extraction
from conjuncts, called the Element Constraint (
Grosu 1973), and the other one bans extraction
of conjuncts, named the Conjunct Constraint (
Grosu 1973). There is good evidence that the two constraints are due to fundamentally different factors. Let us focus on the Conjunct Constraint first, illustrated in (1). This constraint is construction-invariant, since it arises in any kind of filler-gap dependency construction, be it interrogative, declarative or subordinate.
(1) | a. | *Who did you see Robin and yesterday? |
| b. | *Who did you see and Robin yesterday? |
| c. | *It was Alex who you saw Robin and yesterday. |
| d. | *It was Alex who you saw and Robin yesterday. |
| e. | *The person who you saw and Robin yesterday was Alex. |
| f. | *The person who you saw Robin and yesterday was Alex. |
All of the sentences in (1) become acceptable if the conjunction ‘and’ is replaced with a comitative like ‘with’, which serves to indicate that it is the coordination that hampers extraction. To my knowledge, nothing can improve the acceptability of Conjunct Constraint violations. This includes Across-the-Board (ATB) extraction, as in (2).
2(2) | a. | *Who did you see and yesterday? |
| b. | *It was Alex who you saw and yesterday. |
The insensitivity to ATB extraction is noteworthy because ATB extraction circumvents the part of the Coordinate Structure Constraint that bans extraction from conjuncts, the Element Constraint. This is illustrated in (3).
(3) | a. | *Who did you say Alex dislikes Robin and Mia absolutely loves ? |
| b. | *Who did you say Alex dislikes and Mia absolutely loves Robin? |
| c. | Who did you say Alex dislikes and Mia absolutely loves ? |
What is more, filler-gap dependencies like (3a,b) can become more acceptable if the conjunction is interpreted asymmetrically (
Kehler 2002;
Lakoff 1986;
Na and Huck 1992), as illustrated in (4). Here, the order of the conjuncts matters for the interpretation. For example, in (4a) the first conjunct is a preparatory action for the second conjunct, which expresses the main assertion. In (4b) the second conjunct is a consequence of the first, and in (4) we have a more complex case of the same kind of pattern. No such meaning-based amelioration can salvage Conjunct Constraint violations.
(4) | a. | Who did Sam pick up the phone and call ? |
| b. | How much can you drink and still stay sober? |
| c. | What did Harry buy , come home, and devour in thirty seconds? |
Taken together, the foregoing data tell us that the Conjunct Constraint and the Element Constraint are due to very different factors. The former constraint is brought about by coordination itself (conjuncts cannot be extracted), which can be explained if conjunctions are markers that attach to heads rather than heads that select arguments (
Abeillé and Chaves 2021;
Chaves 2007). The Element Constraint, in contrast, seems to be caused by the symmetric interpretation of coordination, which can be predicted by independently motivated pragmatic factors; see
Kehler (
2002, chp. 5) and
Kubota and Lee (
2015) for a more detailed discussion.
Languages that apparently allow LBC violations, like most Slavic languages, don’t have determiners (
Uriagereka 1988, p. 113), and therefore the extracted phrase is in apposition to the nominal head. No LBC violation occurs. This is best illustrated by languages, like French, that obey the LBC but have a special construction in which such extractions are apparently possible (
Corver 2014). Consider the contrast illustrated by (6a,b).
(6) | a. | *Quels avez-vous acheté livres? |
| | how-many have-you bought books |
| | ‘How many books have you bought’ |
| b. | Combien a-t-il vendu de livres? |
| | how-many has-he sold of books |
| | ‘How many books did he sell?’ |
There are good empirical reasons to believe that there is no LBC violation in (6b). The phrase
de livres is a post-verbal NP in French, and
combien behaves more like a nominal than a canonical quantifier (
Abeillé et al. 2004;
Kayne 1981), since the former can appear without the latter in the presence of other licensors, including the preposition
sans (‘without’) or negation, e.g.,
Paul n’a pas lu [de livres] (‘Paul did not read any books’). If
combien and the
de-phrase are autonomous, then that means that no LBC violation occurs in (6b). I suspect something analogous occurs in Slavic languages.
At the other end of the spectrum we have island effects that are construction specific (i.e., are only active in certain types of unbounded dependency construction), permit systematic circumvention, exhibit varying degrees of acceptability depending on the exact wording (e.g., the plausibility of the content expressed, parsing difficulty caused by lexical ambiguity, garden paths, infrequent words, and/or stylistic issue), and can weaken with repeated exposure. According to the survey in
Chaves and Putnam (
2021), this is the true of the majority of known island effects; cf. with
Szabolcsi and Lohndal (
2017). In what follows I provide a brief overview of a number of island effects which are graded, malleable, and construction-specific.
2.1. Subject Islands
Subject Island violations, like the one in (7a), famously vanish with the presence of a second gap (
Engdahl 1983) as illustrated by (7b), but see
Chaves and Dery (
2019) for concerns about such a paradigm.
(7) | a. | *Who did [the opponents of ] assassinate Castro? |
| b. | Who did [the opponents of ] assassinate ? |
The standard view that the second gap rescues the first by virtue of being outside the island is dubious, as
Levine and Sag (
2003),
Levine and Hukari (
2006, p. 256), and
Culicover (
2013, p. 161) note, because of examples like (8) in which both gaps are Subject Island violations. Such constructions should be completely ungrammatical.
(8) | This is a man who [friends of ] think that [enemies of ] are everywhere. |
More recently it has also been show that Subject Island effects can vanish if the extraction is from a relative clause, as in (9), which are attestations found by
Culicover and Winkler (
2022); see also
Abeillé et al. (
2020) for supporting experimental evidence.
(9) | a. | There are some things which [fighting against ] is not worth the effort. Concentrating on things which can create significant positive change is much more fruitful. |
| | [https://news.ycombinator.com/item?id=13946026, accessed on 7 January 2020] |
| b. | I’m looking for someone who I click with. You know, the type of person who [spending time with ] is effortless. |
| | [https://3-instant.okcupid.com/profile/mpredds, accessed on 7 January 2020] |
| c. | Survived by her children, Mae (Terry), Dale (Andelyn), Joanne (Gary), Cathy (Jordan), George, Betty (Tim), Danny (Angela); a proud grandmother of 14 grandchildren and 16 great-grandchildren, who [spending time with ] was one of her finest joys; |
| | [http://www.mahonefuneral.ca/obituaries/111846, accessed on 7 January 2020] |
Attestations involving extraction from subject-embedded verbal structures are shown in (10). To my knowledge, there are no attested Subject Island violations that do not involve extraction from relative clause subjects.
(10) | a. | The eight dancers and their caller, Laurie Schmidt, make up the Farmall Promenade of nearby Nemaha, a town that [to describe as tiny] would be to overstate its size. |
| | (Huddleston et al. 2002, pp. 1094, ft.27) |
| b. | In his bedroom, which [to describe as small] would be a gross understatement, he has an audio studio setup. |
| | (Chaves 2012, p. 471) |
| c. | Leaving the room, she is quick to offer you some Arabic coffee and dates which [to refuse ] would be insane because both are delicious, and an opportunity to relax and eat is welcome when working twelve hours. |
| | [www.thesandyshamrock.com/being-an-rt-in-saudi-arabia/, accessed on 7 January 2020] |
Still, various authors such as
Ross (
1967, p. 242),
Kluender (
1998, p. 268),
Hofmeister and Sag (
2010, p. 370),
Sauerland and Elbourne (
2002, p. 304),
Jiménez–Fernández (
2009, p. 111), and
Chomsky (
2008, pp. 160, ft. 39), among others, have noted that slight rewording can attenuate Subject Island effects in interrogatives, as (11) illustrates.
Interrogative Subject Island violations like the above sometimes ameliorate with repetition (
Chaves and Dery 2014;
Clausen 2011;
Francom 2009;
Goodall 2011;
Hiramatsu 2000;
Lu et al. 2021). According to
Chaves and Dery (
2019), extractions from subjects like (12a) are initially less acceptable than their object counterparts in (12b), but as the experiment progressed the former became more acceptable, and by 12 exposures the two types of extraction were equally acceptable. This was replicated by
Chaves and Putnam (
2021, p. 213).
(12) | a. | Which stock does [the value of ] often parallels the price of the dollar? |
| b. | Which stock does the value of the dollar often parallels [the price of ]? |
The authors ensured that the acceptability differences in (12) were due to extraction (rather than to lexical biases, semantic plausibility, complexity, pragmatics, etc.), by making sure that their declarative counterparts shown in (13) were truth-conditionally near synonymous and expressed highly plausible propositions to begin with. This was done via a sentence acceptability norming experiment, with different participants.
(13) | a. | The value of this stock often parallels the price of the dollar |
| b. | The value of the dollar often parallel the price of this stock. |
Since the items expressed essentially the same proposition, this design avoided the concern raised by
Kim (
2021) about the factorial design adopted by
Sprouse (
2007), which does not control for important non-syntactic factors and therefore has limited ability to identify the exact nature of island effects.
Chaves and Dery (
2019) also compared acceptability and the online processing of near-synonymous sentence pairs like (12), which express essentially the same proposition. Any acceptability differences must come from the extraction itself.
The fact that no such dramatic acceptability increase was observed in the ungrammatical controls (including in a later replication by the same authors) suggests that Subject Island effects can vanish, in ideal conditions. That is, if the items are not too complex, express highly plausible propositions, and participants are sufficiently exposed to such structures. A similar effect was also observed in terms of reduced reading times around the gap site on a subsequent experiment in
Chaves and Dery (
2014). In other words, speakers can adjust to unusual gaps and the associated semantic-pragmatic consequences. The asymmetry between subject and object subextraction is not categorical, and can be countered in ideal conditions.
The conclusion is that English Subject Islands are most likely not purely syntactic phenomena. The effect is not present in relative clauses, and is sometimes graded elsewhere. But what, then, is behind such otherwise strong islands? One possibility is that extraction from subject phrases is dispreferred when the subject is expected to be discourse-old. Subject phrases are used typically used for topic continuity (
Chafe 1994;
Kuno 1972;
Lambrecht 1994). For example, subject phrases are more likely to be pronominal or elliptical than objects (
Michaelis and Francis 2007). Consequently, there is a conflict between the discourse function of the extracted element (focus) and the discourse function of the subject phrase itself (
Abeillé et al. 2020;
Erteschik-Shir 2006b;
Goldberg 2006;
Takami 1988;
Van Valin 1986). Extracting from a discourse-old subject not only involves a structurally unexpected move, so to speak, but also contextually unusual state-of-affairs, one in which a discourse-old referent is linked to a subordinate referent that can be the focus. No such contradiction arises in relative clauses, because their subjects are under no obligation to be a main topic or focus.
According to
Kluender (
2004, p. 495), ‘Subject Island effects seem to be weaker when the
wh-phrase maintains a pragmatic association not only with the gap, but also with the main clause predicate, such that the filler-gap dependency into the subject position is construed as of some relevance to the main assertion of the sentence’. In other words, the subject-embedded referent must contribute to the interpretation of the main predication. For example, in (11a) the extraction is licit because whether or not the attempt to find
x ends in failure crucially depends on the identity of
x; the search failed precisely because of the nature of what was sought. Similarly, whether or not an impeachment shocks most people crucially depends on the one that is impeached, and whether or not a solution is found crucially depends on the identity of the problem.
Chaves and Putnam (
2021, p. 228) found supporting experimental evidence for such a relevance constraint. A total of 20 experimental items were constructed, each of which had two versions, as seen in (14). The extracted referents in the –Relevant condition are less important for the situation described by the sentence as compared to the items in the +Relevant condition.
(14) | a. | Which joke was the punchline of extremely offensive? |
| | (+Relevant) |
| b. | Which joke was the punchline of overheard by the teacher? |
| | (–Relevant) |
To ensure that the +Relevant condition items were indeed more relevant than the –Relevant condition items, a norming experiment in which a different group of participants were asked to use a 5-point Likert scale to state to what extent they agreed with statements like (15), created from the 20 original experimental items.
(15) | Whether the punchline of a joke is [offensive / overheard by the teacher] depends on what the joke is. |
To ensure that any difference in acceptability between the item pairs was due to extraction and not to semantic or pragmatic differences between the item pairs, a norming experiment was conducted to measure the acceptability of the declarative counterparts of the 20 items, illustrated in (16). The goal of this task is to ensure that the non-extracted counterparts of the items were equally acceptable to begin with.
(16) | The punchline of this joke was extremely offensive/overheard by the teacher. |
After these norming experiments, acceptability ratings were collected for the 20 Subject Island items like (14). A Cumulative Bayesian Linear Regression model with sentence acceptability ratings as a dependent variable and the mean relevance ratings per item from the questionnaire experiment as the independent variable (allowing for the intercept to vary with items and declarative acceptability ratings as random effects) found a significant effect (, , CI = [0.07,0.08], P() = 1). These results suggest that the more important the extracted referent is for the proposition described by the utterance, the more acceptable the subject subextraction. This is consistent with the view in which not all subject embedded referents are equally biased to be assigned the same pragmatic function as the subject referent. This depends on the predication, the proposition, and the context. Moreover, whether or not a referent embedded in a discourse-old subject is interpreted as new and has an impact on the main predication is a matter of degree, and therefore it is not surprising that with repeated exposure such constructions sometimes become more and more acceptable. To conclude, Subject Islands are not construction-invariant, and even when they are active, their effect is gradient. Although a syntactic account may be possible, stipulating that in certain constructions extraction is allowed, it is unclear how such an account can explain why things are the way they are on independently motivated grounds.
2.2. Adjunct Islands
A similar situation arises in connection with Adjunct Islands. First, they can be circumvented by the presence of a secondary gap (
Engdahl 1983), as illustrated by (17) and (18). But these sentence pairs have radically different meanings, and therefore it is not clear in which sense the main gap can be said to rescue the secondary gap. Indeed, it is well-known that such environments are not categorical boundaries to extraction, given examples like (19).
(17) | a. | *Which printouts did Kim discard thumbtacks [without reading ]? |
| b. | Which printouts did Kim discard [without reading ]? |
(18) | a. | *Which colleague did John slander Robin [because he despises ]? |
| b. | Which colleague did John slander [because he despises ]? |
There is no independently motivated empirical reason to assume that these adjuncts combine with their VP heads in different ways (
Truswell 2011), which suggests that syntax is not the source of the island effect.
Müller (
2017) provides sentence acceptability evidence from Swedish suggesting that extraction from tensed adjuncts is contingent on the degree of semantic-pragmatic cohesion between the matrix, and similar results are reported for Norwegian by
Bondevik (
2018). More recently,
Kohrt et al. (
2020) and various others show that semantic factors play a critical role in English Adjunct Islands.
As in the case of Subject Islands, clausal Adjunct Island violations are usually stronger than phrasal violations. Compare (17a) and (18a) with (20).
But
Gibson et al. (
2021) recently show that if a supporting context is provided, then island effects in tensed adjuncts is significantly ameliorated, suggesting that pragmatics plays a role as well. Further evidence for the presence of semantic-pragmatic factors comes from the fact that the most acceptable Tensed Adjunct Island violations involve relative clauses which express assertions rather than backgrounded information. This is illustrated in (21).
Indeed,
Sprouse et al. (
2016) found evidence of an Adjunct Island effect in interrogatives but no such effect in relative clauses like (21b). See also (
Kush et al. 2018,
2019), and
Müller and Eggers (
2022) for similar findings about such relatives in English and other languages. In sum, Adjunct Islands are not construction-invariant, and seem to be sensitive to semantic and pragmatic factors (
Khort et al. 2018a;
Kohrt et al. 2018b;
Müller and Eggers 2022). The parallel with Subject Islands does not stop here. Repeated exposure to interrogative Adjunct Islands can lead to amelioration effects (
Chaves and Putnam 2021, pp. 232, 238). This includes clausal islands like (22), which by the end of the experiment were as acceptable as grammatical controls.
(22) | Who would Amy be really happy [if she could speak to ]? |
2.4. Factive Islands
Factive Island phenomena exhibit various kinds of circumvention phenomena. As
Szabolcsi and Zwarts (
1993) originally noted, when a question necessarily has a unique true (and non-negative) answer then the presence of a factive verb hampers extraction, as illustrated in (26). See
Oshima (
2007),
Schwarz and Simonenko (
2018), and
Abrusán (
2014) for elaborations of this conclusion.
(26) | a. | #Who did Robin know that [Alex helped first]? |
| b. | Who did Robin say that [Alex helped first]? |
As a consequence, there are two ways to circumvent the effect in (26a). One way is to make the question not have a necessarily unique true answer, which can be achieved by replacing the one-time adverb
first with any other kind of adverb:
(27) | Who did Robin know that [Alex helped yesterday]? |
The other way to circumvent the effect is to convert the unbounded dependency to a declarative, as in (28). This means that Factive islands are not construction-invariant, since they disappear in non-interrogative extractions.
(28) | a. | It was Kim who Robin knew that [Alex helped ]. |
| b. | I met the person who Robin knew that [Alex helped ]. |
| c. | kim, Robin knew that [Alex helped ]. mia he didn’t. |
But there are other, more subtle, island effects in clausal complements, illustrated in (29), where the interrogatives are not required to have a unique true answer. Here, it is the mere presence of a factive or manner-of-speaking verb that hampers extraction.
(29) | a. | What did John say that Mary bought ? | (Bridge verb) |
| b. | ??What did John know that Mary bought ? | (Factive verb) |
| c. | ??What did John whisper that Mary bought ? | (Manner-of-speaking verb) |
Most researchers seem to agree that the explanation for these for Bridge verb effects is at least in part pragmatic, although they disagree in the details (
Ambridge and Goldberg 2008;
Erteschik-Shir 2006a;
Kothari 2008;
Liu et al. 2022), and if
Tonhauser et al. (
2018) and
Degen and Tonhauser (
2022) are correct about factivity being a matter of degree, this would explain why such island effects are fuzzy.
For example,
Ambridge and Goldberg (
2008) provide evidence suggesting a pragmatic explanation: the more backgrounded the proposition, the stronger the island effect.
Liu et al. (
2019) challenge these findings and instead provide evidence suggesting that the frequency with which verbs are used in the clausal complement frame is responsible for acceptability contrasts observed by extracting from factive and manner clausal complements.
Liu et al. (
2022) conjectures that discourse, semantic, and structural factors might conspire to give rise to the observed frequency distributions, which in turn give rise to acceptability ratings.
3 2.5. Interim Summary
Most of the islands discussed above are not construction-invariant. They are stronger in interrogatives than in relative clauses that express assertions, for example. This suggest a common thread between the Element Constraint, Subject Islands, Adjunct Islands, Factive Islands, and the Complex NP Constraint: asserted content more readily allows extraction than backgrounded (non-at-issue content); cf. with
Erteschik-Shir and Lappin (
1979),
Kuno (
1987),
Goldberg (
2013),
Chaves and Dery (
2019), and
Abeillé et al. (
2020).
This observation allows us to make further predictions. For example, it means that extraction from parentheticals should be impossible, regardless of the construction, because parentheticals by definition express suppletive information, orthogonal to the main assertion. This prediction is borne out in the contrasts in (30) and (31).
(30) | a. | The union leaders–in case you missed that article–refused to sign the contract. |
| b. | *It was that article that the union leaders–in case you missed –refused to sign the contract. |
| c. | *What the union leaders –in case you missed –refused to sign the contract was that article. |
(31) | a. | David Johnson – I am not sure Robin told you this–refused to sign the contract. |
| b. | *It was Robin who David Johnson–I am not sure told you this –refused to sign the contract. |
| c. | *Who David Johnson–I am not sure told you this–refused to
sign the contract was Robin. |
Why are island effects gradient, even in interrogative environments?
Tonhauser et al. (
2018) provides evidence that whether or not speakers commit to the content expressed by subordinate clauses is a matter of degree, as it depends on a number of factors, including the prior probability of the event that is described. If this is correct, then it would provide an explanation for why
wh-phrases embedded in the subjects of certain interrogatives are more readily interpreted as Foci than others, i.e., more readily extracted, and so on. Another possibility is that the increase in acceptability is due to more general factors, independent of islands, which have more to do with how informants adapt to psycholinguistic tasks. I turn to this matter in the following section.