1. Introduction
In today’s highly competitive consumer electronics industry environment, cumulative sales of many hot-selling products have reached tens of millions of units [
1]. For brands and manufacturers, any issues related to product safety should be considering as priorities [
2]. Otherwise, once quality problems occur, in addition to the cost of product recalls and the possible huge loss due to consumer class action lawsuits, the loss of goodwill caused by such events is even more difficult to measure in terms of money [
3].
Most electronic products require power supply units to provide electric power directly or indirectly to drive the system to operate. In other words, whether the power supply meets the safety regulations is related to the safety and reliability of the entire electronic product [
4]. Manufacturing and quality assurance managers should identify and pre-manage possible problems in the production process and potential risks when consumers use the product in the future, to maximize the reliability and safety of the product. To consider user behavior under complex circumstances such as risk and uncertainty, studies have been developing machine learning algorithms to learn and predict complex scenarios to improve the quality of service for users [
5,
6]. Another commonly used method in the field of risk management is FMEA. This method can be used to evaluate and diagnose the reliability of a system/product/component [
7]. The main goal of FMEA is to identify potential failure modes in the system/product/component, evaluate possible subsequent effects, and recommend detectability strategies to eliminate or reduce the chance of serious problems, thus ensuring the robustness and safety of various products or system operating. Traditional FMEA has some shortcomings in practical use (the detailed description is presented in
Section 2). Therefore, many studies combine Multiple Criteria Decision-Making (MCDM) with FMEA to strengthen the applicability of traditional FMEA. For instance, Chemweno et al. [
8] developed an FMEA model for asset management and maintenance decision-making, which uses the Analytic Network Process (ANP) method to consider the interdependence of risk factors. The selected risk factors are on the basis of the International Organization for Standardization (ISO) 31,000:2009. Wang et al. [
9] established a risk priority model for the vertical machining system. The model uses the rough VlseKriterijuska Optimizacija I Komoromisno Resenje (VIKOR) method, and introduces House of Reliability (HoR) to identify the associations among the critical failure modes. In addition, a new method based on Failure Mode, Effects, and Criticality Analysis (FMECA) was proposed to prevent the possibility of direct or indirect occupational hazards (injury, illness, or death) caused by workplace risks—the so-called Total efficient risk priority number (TERPN) [
10]. Chang et al. [
11] proposed a hybrid FMEA and MCDM model that combines rough Best Worst method (BWM) and Rough Technique for Order Preference by Similarity to an Ideal Solution (R-TOPSIS) to obtain the ranking of failure modes. They used a multinational audio equipment manufacturing company to demonstrate that the model effectively overcomes many shortcomings of traditional FMEA, helping decision-makers and Research and Design (R&D) departments improve product reliability.
However, the above studies did not consider the uncertainty and ambiguity of the assessment environment in risk analysis. Considering the obvious complexity of the entire manufacturing process and the inherent ambiguity of human judgment, it is often difficult for the experts to express their judgments with clear and accurate numbers in the early stages of production operations. In order to be more flexible and more effectively describe the uncertainty and fuzzy information in actual operations, it is necessary to propose a more reasonable mathematical tool to deal with uncertainty and ambiguity, and build modeling based on the subjective opinions of experts [
12,
13]. For example, Kompa et al. [
14] pointed out that in high-risk fields, such as pharmaceuticals or self-driving cars, deep learning prediction models have been widely adopted in recent years, many studies have shown that prediction uncertainty can be improved. Among them, the Monte Carlo approach is one of the well-known deep learning methods [
15] and the other is the Bayesian neural network. In addition to using the discriminant model, it also uses the generative model to find out distribution data. Even though generative models are a way to perform out-of-distribution detection, they cannot assess predictive uncertainty [
16]. Moreover, some studies combined with fuzzy theory to improve the analysis of FMEA. Li et al. [
17] developed an FMEA model based on fuzzy information. The interval-valued intuitionistic fuzzy set (IVIFs) was applied to embody the risk ambiguity of failure modes. Their paper used service process at a hospital as an empirical example to demonstrate the accuracy, effectiveness, and flexibility of the proposed model. Many academic articles point out that the FMEA model combined with fuzzy theory can improve the accuracy of risk analysis. Unfortunately, previous FMEA studies used vague methods that did not take into account certainty, uncertainty, and error simultaneous in the risk assessment.
This paper proposes a novel FMEA model based on hybrid MCDM, which adopts neutrosophic set theory into the model. This theory can not only consider the uncertainty of the evaluation environment, but also explore the true judgments of experts during the evaluation (the measured factors include truth, falsity, and indeterminacy). This paper is divided into three stages. First, department managers related to design and production form an expert team. The expert team draws out all possible failure causes/modes for the analyzed products. Secondly, a NBWM questionnaire was designed for experts to evaluate the importance of risk factors, so as to obtain the weights of risk factors. Finally, all experts evaluate the risk value of each failure mode under the risk factors, and use neutrosophic Weight Aggregated Sum Product Assessments (NWASPAS) to calculate the Risk Priority Number (RPN) of the failure modes. The higher the number, the greater the risk level. The proposed model can encompass a wider range of uncertainties. This paper took a power supply product designed by a Taiwanese multinational electronics company as an analysis case. The potential critical failure modes are identifying through the analysis of this research, and the reliability of the product can be improved by eliminating the risk of product failure. In summary, the specific contributions and characteristics of this study are described below.
- (i)
The proposed FMEA model takes into account the economic perspective, which adds the expected cost (E) as a risk factor.
- (ii)
The introduction of the Single-Valued Trapezoidal Neutrosophic Numbers (SVTNNs), which integrates neutrosophic set theory into the analysis methods (BWM and WASPAS), can more clearly show the uncertainty of the experts in evaluating risks.
- (iii)
NBWM significantly reduces the number of pairwise comparisons and achieves a better consistency ratio.
- (iv)
NWASPAS optimizes traditional FMEA’s RPN calculation method to obtain more reliable ranking results.
- (v)
The root causes of the failures of the switching power supply are analyzed and provided to the decision-makers and R&D department to formulate improvement measures.
The rest of this paper is arranged as follows:
Section 2 briefly reviews the related research on FMEA combined with MCDM in recent years and points out research gaps in this field.
Section 3 describes the proposed FMEA model, including the detailed calculation steps of the neutrosophic set, NBWM, and NWASPAS.
Section 4 introduces a multinational corporation as an empirical case to demonstrate the practicality of the proposed model.
Section 5 explains the sensitivity analysis, model comparisons, and provides management implications. Finally,
Section 6 summarizes the findings and contributions of this research and explains future research directions.
2. A Brief Literature Review of MCDM Combined with FMEA
The FMEA model was developed by Grumman Aircraft Corporation in the 1960s and used to analyze the flight control system of naval aircraft [
18,
19]. So far, it has been used in various fields for more than 50 years, and is especially widely used in the evaluation of failure modes of products or systems operation. Generally speaking, the assessment of FMEA is based on three risk factors, namely, the severity (S), occurrence (O) and detection (D), and RPN = S × O × D. The scale of each risk factor is from 1 to 10. The higher the value, the higher the risk of failure mode. Many studies criticize that RPN has the following disadvantages:
- (i)
S, O, and D have equal weight, which does not consider the relative importance of these three risk factors [
20,
21].
- (ii)
Even though different combinations of risk factors may still form the same RPN, this does not indicate that the meaning of risk level is the same [
20,
21].
- (iii)
RPN is obtained by multiplying three risk factors. Such an evaluation model is too simple and unreliable [
21,
22].
- (iv)
RPN calculation is too sensitive to changes in risk factors [
20,
21].
- (v)
There are other important risk factors that are ignored, for example, the expected cost from a financial perspective is not considered [
23].
- (vi)
Uncertainty and ambiguity of information are not considered in traditional FMEA.
Many scholars have proposed to build a model by combing FMEA and MCDM methods. This study summarizes the academic research related to FMEA in the past two years, as shown in
Table 1.
Through an extensive FMEA literature review, some research gaps were found in this study. As mentioned earlier, FMEA is based on expert judgment [
33]. In some cases, if the experts are not confident or unable to make appropriate judgments, that will lead to uncertainty in the risk analysis process [
34,
35]. In addition, only S, O, and D are considered in most FMEAs, and only a few studies have explored the management costs of failure modes. In the methodology section, a risk assessment model combining NBWM and NWASPAS methods has not been proposed in past studies. In particular, the proposed FMEA model has never been used in the switching power supply, one of the important parts of electronic products. In
Section 3, the analysis process of the proposed FMEA model is explained.
3. The Proposed FMEA Model
The proposed FMEA model integrates three methods, including the neutrosophic set, BWM, and WASPAS. This section details the concepts of the methods involved and presents the analysis steps of the proposed model. The important indices and variables are summarized in
Table 2. In addition, architecture of the proposed FMEA model for switched-mode power supply risk analysis is illustrated in
Figure 1. The research procedures can be divided into three stages. First, an expert team is formed to identify all possible failure causes/modes of switched-mode power supply. Second, the input data required by the analysis program is collected, and NBWM is used to obtain the weights of the criteria. Finally, we apply the NWASPAS to determine the priority of failure modes. In addition, sensitivity analysis and model comparisons are carried out to illustrate the advantages of the proposed model.
3.1. Neutrosophic Set: SVTNNs
Neutrosophic logic is proposed by Smarandache [
36], which extends the concept of traditional intuitionistic fuzzy logic, using three parameters to reflect the uncertainty of the evaluation environment, including truth (
), falsity (
), and indeterminacy (
). In the real world, in the face of unprecedented or special events, it is difficult for humans to accurately judge, evaluate and explain what circumstance it may happen in the future. Thus, using general fuzzy numbers to express the uncertainty of information may not be enough. SVTNNs is a method in neutrosophic set theory, which has two advantages to overcome traditional intuitionistic fuzzy numbers, namely, the inclusion of three parameters to reflect the ambiguity and the use of trapezoidal fuzzy numbers to include a larger amount of information. Several definitions of SVTNNs are as follows [
37].
Definition 1. The value range of,, andis between 0 and 1, normally expressed as a percentage. An SVTNN can be expressed as. It belongs to a special neutrosophic set in the real number set R, where,, andare expressed as truth-membership, falsity-membership, and indeterminacy-membership functions. The membership functions of,, andare shown as Equations (1)–(3) [36,37]. The SVTNN
is composed of two parts, including the trapezoidal fuzzy number
and the neutrosophic part
. Specifically, a trapezoidal fuzzy number can be used to describe the evaluation of an evaluated event, and the experts have to consider whether the number
is consistent, inconsistent, and uncertain with the evaluated event separately before forming a complete SVTNN. In neutrosophic logic, the three parameters
are independent of one another, and there should be no mutual dependence during the evaluation. The membership function of the three parameters can be plotted as shown in
Figure 2. Obviously, truth-membership function belongs to the larger the better (LTB) feature, and the remaining two functions are the smaller the better (STB) feature. The linear function on the
Figure 2 can correspond to Equations (1)–(3).
, is an increasing function, but and are decreasing functions. On the other hand, when , is a decreasing function, but and are increasing functions. This phenomenon shows that the concept of is opposite to the other two membership functions. In a nutshell, the truth-membership function is a positive parameter. The larger the value, the higher the confidence of the expert in the evaluation
Definition 2. To reflect the quality of expert judgment, SVTNN provides three useful functions which are the final score (), accuracy (), and certainty () functions, as in Equations (4)–(6) [36,37]. Definition 3. Suppose that there are two SVTNNs here, namelyand, therefore,andcan be compared with each other, which is defined as follows.
If , then , and it indicates that is absolutely better than .
If and , then , and it means that is better than .
If , then , and it means that is worse than .
If , , and , then . Obviously, is better than . On the other hand, if , then . Finally, when , it means that and is the same. Next, the survey data of BWM and WASPAS will be constructed using SVTNNs.
3.2. NBWM
The MCDM method assists experts in the decision-making process to be more scientific. Rezaei [
38] proposed BWM in 2015; in contrast with AHP, BWM’s structure is more streamlined and comes with better consistent results. This study combines the neutrosophic set with the BWM method, so that SVTNNs can be used to replace the crisp value in the BWM survey. The detailed steps of NBWM obtaining the weights are as follows:
- ▪
Step 1. Identify the set of risk factors for the decision-making system
The expert team formulates n risk factors that meet the decision-making issues, .
- ▪
Step 2. Decide the most and least important risk factors
Following the n risk factors established in Step 1, the most important (i.e., most satisfactory, best, or most preferred) and the least important (i.e., most dissatisfied, worst, or disfavored) risk factors are selected.
- ▪
Step 3. Take the most important risk factor as a basis and doing pairwise comparisons with other risk factors to produce the neutrosophic Best-to-Others (BO) vector
Experts assess the relative importance of the most important risk factor and other risk factors, as shown in
Table 3. The linguistic variables of assessment are from “Equally important, (1, 1, 1, 1)” to “Absolutely important, (4.5, 4.5, 4.5, 5)”. Next, a degree of confidence is given to each evaluation item with the linguistic variables in
Table 4. Each evaluation item is a set of SVTNNs. The neutrosophic BO vector can be generated, as shown in Equation (7).
where
represents the importance of the most important risk factor
B relative to risk factors
j, and the comparison between the most important risk factor and itself must be “Equally important” and “Absolutely high confidence”, that is,
.
- ▪
Step 4. Take the rest of the risk factors as a benchmark, and make pairwise comparisons with the least important risk factor to generate the neutrosophic Others-to-Worst (OW) vector
Similar to Step 3, the experts assess the relative importance of other risk factors with the least important risk factor, and generate the neutrosophic OW vector, as shown in Equation (8).
where
represents the importance of the remaining risk factor
j relative to the least important risk factor
W, and
.
- ▪
Step 5. Use Equation (4) to convert SVTNNs into crisp values
The elements of the neutrosophic BO and OW vectors are all types of SVTNNs. Before linear programming is used to obtain the criteria weights, the elements of the neutrosophic BO and OW vectors must be converted to crisp values through Equation (4).
- ▪
Step 6. Calculate the optimal weight value of each risk factor
The optimal weight is calculated by the linear programming model. The BO and OW vectors are the input data (with crisp values), and the absolute deviations from the expert evaluation (that is,
and
). Moreover, to maximize the absolute deviation value in the end, the minimum of the two is chosen as the optimal goal function, and the complete model is shown in Equation (9).
In Equation (9), the goal function for minimizing the maximum value can be alternated into a linear goal function to facilitate the calculation. The minimization goal function after conversion can be introduced by the following model:
In Equation (10), it is possible to produce multiple optimal solutions; thus, Rezaei [
39] proposed a linear BWM model and modified the minimization goal function model to:
It is a linear function in Equation (11), and only a single optimal solution is obtained. can be regarded as a consistency index when is close to 0, which indicates a high degree of consistency.
3.3. NWASPAS
WASPAS is a hybrid MCDM method, developed by combining the two systems of Weighted Sum Model (WSM) and Weighted Product Model (WPM) [
40]. This method has been used to deal with MCDM problems. For example, Badalpur and Nurbakhsh [
41] applied WASPAS identified and evaluated the risks of a road construction project in Iran. In addition, authors pointed out that WASPAS is one of the basic MCDM methods for getting started, and the calculation results of this method are reliable and effective.
The paper proposes the NWASPAS method to determine the risk score of failure modes and their ranking. The operation steps are as follows:
- ▪
Step 1. Obtain the initial neutrosophic assessment matrix
This study applies the linguistic variables in
Table 5 [
30] to identify the scores of failure modes. Next, the experts give confidence levels for each score according to
Table 4.
Assume that the FMEA team has
k experts. Experts assess the score of failure mode
i in risk factor j to obtain the initial neutrosophic assessment matrix (Equation (12)), where
k = 1, 2, …,
p;
j = 1, 2, …,
n; and
i = 1, 2, …,
m.
where
represents the score of the
kth expert’s assessment of the failure mode
i under the risk factor
j.
- ▪
Step 2. Obtain the assessment matrix
According to Equation (4), the initial neutrosophic assessment matrix is defuzzified to obtain the assessment matrix Equation (13).
- ▪
Step 3. Use Equation (14) to calculate the average assessment matrix
where
.
- ▪
Step 4. Calculate the normalized matrix
In order to unify the unit and score range of the assessment risk factors, the normalized matrix Equation (15) is obtained through Equation (16) here, we set the highest risk score to 10.
- ▪
Step 5. Calculate the performance indexes WSM and WSP
Through Equations (17) and (18), the performance indexes WSM and WSP can be calculated.
Both WSM and WSP are considered in NWASPAS, and the preference ratio of these two is determined by the parameter. The integrated performance index Z is shown in Equation (19).
The failure modes are ranked according to the performance index Z. If it has the highest performance value Z, it means that the failure mode is the riskiest.
5. Discussion
In this section, sensitivity analysis and model comparisons are performed to measure the robustness and effectiveness of the proposed model. In addition, in the part of management implications, the elimination and improvement strategies of failure modes are also discussed.
5.1. Sensitivity Analysis
The integration of the two parameters WSM and WSP is used for sensitivity analysis. This study set these two parameters to be configured with equal weight (
λ = 0.5), which means that the parameters have equal importance in the beginning. The reason for taking this approach is to ensure the robustness of the proposed model not being affected by the different weights of WSM and WSP.
Table 15 shows the failure modes for different risk scores, with the parameter
ranging from 0.1 to 0.9 (lowest to highest). According to
Figure 3, there is no significant difference in the ranking result even though the parameter
is changed. Therefore, it is justifiable to set the parameter
= 0.5.
5.2. Model Comparisons
The following section is to compare the model (NBWM and NWASPAS) proposed in this study with two other models. As shown in
Table 16, the RPN of the first model was obtained from the traditional FMEA. From the perspective of failure mode ranking, the results of RPN are only slightly different from the ranking results of our proposed model. However, just as the shortcoming discussed in
Section 2, the final value obtained by multiplying the three factors could range from 1 to 10,000. These unreasonable RPN numbers could mislead the interpretation of risk levels. Another problem is that the weights of S, O, and D are equal, which will cause the relative importance of these three risk factors to be ignored. It is very likely to have the same value after calculation, but almost impossible to determine which ones are more serious and need to be treated as the priority tasks to resolve.
For the second model [
43,
44], BWM and SAW, it does not take into account the uncertainty of the evaluation environment. In addition, there is no way to obtain the confidence levels from the interviews with the experts in answering questions during the evaluation process. The proposed model (NBWM and NWASPAS) not only allows the authenticity, deviation, and uncertainty to be considered, but also more clearly reflects the true and effective risk values during the expert assessment.
5.3. Management Implications
Among the top five failure modes with the highest risk, four modes are related to the lack of power output. The following content will discuss their root causes and consequences, respectively. The experts unanimously agree that FM11 (risk score 0.6925) capacitor burst is ranked number one. The operating temperature of the electrolytic capacitor is up to 105 °C [
45]. Once the internal temperature rises to the boiling point of the electrolyte liquid, it leads to the rising of the capacitor’s inside pressure to exceed the withstand limit of the explosion-proof valve, which will cause capacitor burst. The main chemical solvent and electrolytic paper of the electrolyte are flammable, and the electrolyte liquid is also conductive. If the electrolyte contacts the motherboard, it may corrode the circuit or cause a short circuit, resulting in smoke or fire. Therefore, the circuit layout should not be located under the capacitor; similarly, the operating conditions should not exceed its rated operating voltage and temperature.
For the second-place FM13 (risk score 0.6143), components are burned out due to overheating. This phenomenon can happen for several reasons: (1) the input voltage is continuously unstable or over the component rated specification, (2) the components are damaged by rush currents, (3) the parts are highly abrasive after long time use, and (4) the cooling fan efficiency decreases, which causes overheating. Ranked third is the failure of FM12 (risk score 0.6026), transistor failure. A transistor is a solid semiconductor, and as a variable current switch, it can control the output current based on the input voltage [
46]. There are many points to pay attention to in the application of transistors, especially the maximum ratings, such as maximum voltage, current, and output power. Used in an excessive state, the internal structure of the transistor will be damaged and cause the problem of no power output after it fails.
The fourth item is FM14 (risk score 0.5788)—blown fuses. Switched-mode power supply (SMPS)’s fuses burning out can be due to the following reasons: (1) the total output capacity is too close to the designed current, (2) the input power is larger than the rated specification, and (3) the fuse has problems of aging or quality defects. A blown fuse sometimes burns its associated circuit parts in a chain reaction; thus, it is necessary to be very careful about this kind of problem. Ranked fifth is FM21 (risk score 0.5088), the output voltage being insufficient. The general root cause is using controller IC with poor quality. It may also be caused by lower input or unstable voltage. This problem will affect the performance of the entire device. Take a desktop computer as an example. It may not be able to boot the computer or its computing performance may be lower than the original design specifications. In severe cases, it could damage the motherboard, graphics card, and hard disk. This is a serious failure problem for the desktop computer.
According to the research results shown above, the risk assessment values of the top five failure modes are all more than 0.5; thus, they are relatively important among all failure modes. Furthermore, “severity (S)” and “expected cost (E)” are the linchpin risk factors for appraising the failure modes of a power supply, which shows the need to add the expected cost in the FMEA evaluation factors. The quality of the SMPS directly affects the overall performance and safety of electronic equipment. Improving power output and quality are urgent actions to be taken.
6. Conclusions and Future Work
This study has brought many benefits to the case company. An important concept is that the reliability of power supply should be considered from the source (i.e., the product development and manufacturing stage) of a product. Otherwise, the subsequent maintenance costs in the market may be extraordinarily costly and cause consumers to lose confidence in the brand. Engineers may consider using different production methods or higher-grade components to remove these problems. However, considering limited resources and the time constraint in the real world, this study uses a hybrid MCDM based FMEA model to enhance the effectiveness of the risk analysis model. Moreover, the efficiency and reliability of the model calculation will not be influenced by the number of failure modes. The calculation concept in this method is clear, easy to understand and operate, and suitable for practical use. In addition, this model not only effectively integrates the judgments from experts but also greatly optimizes the calculation of traditional FMEA. Specific contributions and characteristics of this study are summarized below:
- (i)
Considering the expected cost (E) as a risk factor.
- (ii)
Introducing the neutrosophic logic into the analysis methods and clearly showing the uncertainty of experts during the evaluation process.
- (iii)
Significantly reducing the number of problem items and achieving a better consistency ratio.
- (iv)
Optimizing the traditional FMEA’s RPN calculation method to obtain more reliable ranking results.
- (v)
Analyzing root causes of SMPS failures and providing improvement measures to decision-makers and engineers of R&D and quality.
Even though this research makes up for some of the shortcomings and limitations of the original FMEA model, there are still some discrepancies that need to be improved. In the future, evaluation systems can be used to apply more seasonable measurement data to help experts to judge the effectiveness and efficiency of the failure modes. Furthermore, even though the proposed model can help diagnose failure modes, troubleshooting still has to be performed by well-trained professionals. In terms of application, our research methods will be extended to the risk management of other electronic products in the future, and we expect that evaluation model can be used for coding software for different industrial uses. In addition, the research framework will be combined with other evaluation tools, such as DEMATEL, to define the mutual influence among the risk factors, so that risk assessment can be more comprehensive and cover a wider range.