1. Introduction
In the last few years, a significant research effort has been devoted to the concept of parity-time (PT) symmetry. Originally, this principle comes from quantum mechanics. It states that non-Hermitian Hamiltonian
H, which commutes with the parity-time (PT) operator, can have real-energy eigenvalues [
1,
2]. Comparing the Schrödinger equation and the scalar Helmholtz equation [
3], i.e., comparing the linear operators in quantum mechanics and the matrix description of electrical networks [
4,
5], the principles of PT symmetry have recently been extended to electronics [
4], electromagnetics [
3,
6], optics [
7] and acoustics [
8,
9]. In their simplest one-dimensional form, the electromagnetic PT-symmetric systems are based on a combination of passive and active slabs with the refractive indices that form a complex conjugate pair [
7]. As an active system (a system with its own source of energy), a PT-symmetric system can operate in two fundamentally different modes: Unstable mode and stable mode. In unstable mode, a PT-symmetric system converts the energy from its power supply into self-oscillations. A practical application of unstable mode is a PT-symmetric laser [
10]. On the other hand, in stable mode, there is no self-oscillation. A stable system, excited with a bounded input signal, always responds with a bounded output signal (so-called Bounded Input Bounded Output or BIBO stability). There are many proposed applications of PT–symmetric systems that assume BIBO stability, such as unidirectional invisibility, loss-induced transparency, asymmetric refraction, perfect absorption, and non-trivial anisotropic transmission resonance [
7,
8], just to mention a few. In contrast to volumetric structures, some of the aforementioned effects can also be achieved using a simple pair of metasurfaces represented with positive and negative surface resistance [
3,
11]. The metasurfaces with positive surface resistance attenuate the power of an incident electromagnetic wave. The structure of such metasurfaces is based on passive, lossy materials [
12]. On the other hand, the metasurfaces with negative surface resistance amplify an incident wave, and thus require an internal power source and active circuitry [
13,
14,
15]. Ensuring BIBO stability is a must in the applications listed above. As clearly noted in [
8], the inherent constraints of PT-symmetric systems dictated by causality and stability cannot be overlooked in practical implementation. There has been a very recent attempt to achieve some of the counter-intuitive phenomena that arise from PT-symmetry in fully passive, inherently stable systems [
16]. In such a way, the instability issue would be avoided. Unfortunately, very few studies reported in the literature cope with the stability of active PT-symmetric systems in general. Most of them are associated with highly specific PT-symmetric systems, use theoretical methods of quantum mechanics and lack experimental verification [
17,
18,
19,
20,
21]. Therefore, we report the stability analysis of PT-symmetric systems in general. Furthermore, the stability analysis of the recently proposed metasurface-based PT-symmetric system [
3] is detailed. We report a derivation of the stability criterion and an analysis of its natural responses, along with the numerical and experimental verification of the presented theoretical approach.
2. Stability of Parity-Time-Symmetric Systems
PT-symmetric systems are often referred to as systems with a balanced distribution of gain and loss [
8]. While this characterization is not strictly mathematical, it conveys information about the stability. Indeed, if the gain and loss within a system are perfectly balanced, the system is marginally stable. If the loss prevails over the gain, the energy within the system dissipates over time, making the system stable. Similarly, if the gain prevails over loss, the energy within the system unboundedly accumulates, which is by definition the manifestation of instability. This leads to the conclusion that PT-symmetric systems are necessarily marginally stable. In a mathematical sense, the PT symmetry is a special type of space–time symmetry that describes the invariance of a physical system upon the combined action of two operators: The parity operator P, which takes the inversion of space coordinates (
), and the time reversal operator T, which reverses the sign of the time variable (
) [
8]. From the circuit-theory point of view, the action of the operator P is to the mirror spatial layout, and the one of the operator T is to switch gain and loss [
8]. Thus, upon the action of the operator T, the real part of all network impedances changes the sign. Notice that the operator P does not affect the stability properties of a system to which it is applied. However, this is not the case with the operator T. Let us assume that the operator T is applied to a stable system with a natural response that decays with time. Upon the action of the operator T, the sign of a time variable is inverted, making its natural response grow unboundedly. Thus, the operator T makes a stable system unstable, and vice versa. If a system changes its stability properties after applying the operator T, it cannot remain unchanged upon the action of both operators, P and T (i.e., the system is not invariant to the combined action of the two operators). Therefore, such a system is not PT-symmetric. Only if a system does not change its stability properties upon the action of the operator T can it be PT-symmetric. This is possible only if the natural response of a system does not decay or grow with time, which is a property of marginally stable systems. This again leads to the conclusion that only marginally stable systems can be PT-symmetric. Thus, every PT-symmetric system is indeed marginally stable.
To verify this statement, we conducted a stability analysis of the recently proposed metasurface-based PT-symmetric system [
3]. Its one-dimensional circuit model, shown in
Figure 1, consists of a parallel combination of a positive and a negative resistor, mutually connected via a segment of ideal transmission line described by its length (
l), characteristic impedance (
) and phase velocity (
). Following the recently published stability analysis of distributed networks with negative elements [
22,
23,
24], the locations of the poles
s of the network from
Figure 1 can be found by solving the system equation:
Here,
s stands for complex frequency defined as
(
convention is used). In the most general case, the right-hand side of (
1) contains complex impedances, thus, it is a function of complex frequency
s. In such a general case, (
1) is a transcendental equation that cannot be solved analytically [
3]. Here, however, the right-hand side of (
1) is not a function of complex frequency
s, since
,
, and
are positive real constants. Thus, the closed-form expression for pole locations can be derived:
Equation (
2) reveals an infinite number of poles (
) related to the periodic behavior of the transmission line. Here,
represent reflection coefficients given by the well-known expressions [
25]:
It is interesting that all the poles are aligned along the line parallel to the imaginary axis of the complex plane. It is well known that, for a stable operation, all poles of a system must lie in the left half-plane of complex plane (
).This condition is satisfied if
, which leads to the general stability criterion:
Please notice that stability of the system does not depend on the length of transmission line
l, but
,
and
only. The stable and unstable combinations of
,
and
can be determined from the graph in
Figure 2. Shadowed areas represent the regions of stable operating points that satisfy stability criterion (
4). Stable and unstable regions are separated by two stability margins given by (
5). Those margins are derived from the condition for marginal stability (
.
If
and
are chosen from the first quadrant, both resistors are positive and dissipate injected energy upon each reflection. As a result, the response decays with time and the network is stable. If
and
are chosen from the third quadrant, both resistors are negative. Upon each reflection from negative resistors the amount of energy in the network increases. As a result, the response unboundedly grows with time, thus the network is unstable. However, when it comes to PT-symmetric systems, one is interested in a combination of positive and negative resistors (the second and the fourth quadrant). Recall that a network is PT symmetric only if it remains unchanged upon the combined action of the operators P and T. Therefore, the network from
Figure 1 is PT symmetric only if the resistors
and
have the same absolute value and opposite signs. This condition places the operating point of the network on the line defined by (
5a), representing the stability margin. As a result, the analyzed PT-symmetric network is indeed marginally stable. In this case the resistors can be related to the characteristic impedance as
and
,
, being a proportionality constant. It can be easily shown that
for any
r.
While (
4) clearly shows that only reflection coefficients
and
affect the stability of the network, both the length of the transmission line (
l) and phase velocity (
) influence the pole locations in the complex plane. These parameters determine the type of natural response of the network. By analyzing the poles (
2), it is possible to predict the rate of growth and repetition frequency of the natural response. The envelope of the response is defined by the exponential function:
Here,
represents the transmission line delay defined as
. The real part of the poles
represents the rate of growth. As (
6) indicates, the natural response decays with time only if
, which is consistent with the stability criterion (
4).
The repetition frequency of natural response is defined by the smallest imaginary part of the poles different than zero. According to (
2), if
, a pole occurs at the real axis of the complex plane for
. As a result, the natural response is an exponential-like direct current (DC) signal. In this case, the repetition frequency is defined for
, leading to (
7a). If
, there is no pole on the real axis. Thus, the response is purely oscillatory, with the repetition frequency defined by (
7b), for
. In both cases the repetition frequency depends on
. Notice that the repetition frequency of the exponential-like response (
7a) is twice the repetition frequency of the oscillatory response (
7b).
According to the analysis given above, it is possible to define four types of natural response: Stable exponential-like (, ), unstable exponential-like (, ), stable oscillatory (, ) and unstable oscillatory (, ) response.
4. Discussion on Limitations
One should be aware of yet another very important limitation, which lies in the implementation of the negative resistor circuitry. In general, a negative resistor is simply an electric element that relates the voltage
V across it to the current
I through it with the negative proportionality constant
. Thus, it can be modeled using Ohm’s law
extended to negative
R. While such an element does not exist in nature, a circuitry that mimics its behavior can be designed using an NIC, as explained above. It is the designer’s choice whether to use a voltage-inverting VNIC or a current-inverting CNIC. These two types of NICs show very different stability properties. Sometimes, they are classified as open-circuit-stable (OCS) and close-circuit-stable (SCS), respectively. This classification, however, is uninformative concerning whether a circuit is stable when terminated with any other type of impedance [
27,
28]. A glimpse of a new promising approach to stability analysis of NIC-based devices, based on relating the positive and the negative feedback loop of an NIC, is given in [
26]. Unfortunately, the stability properties of NICs are not yet fully understood by the scientific community. As a result, the circuitry that mimics the behavior of a negative resistor may show different stability properties that arise only from the implementation choice, which may introduce inconsistency in the stability analysis proposed here. To overcome this challenge, we decided to use a VNIC-based negative resistor with the fixed resistance
that satisfies the condition
, as stated in
Section 3.2. Future research efforts will be devoted to the development of a comprehensive approach to stability analysis of NIC-based devices that avoids the aforementioned limitation.
After the criterion (
4) is verified both numerically and experimentally, having in mind the limitation explained above, it can be safely used to accurately predict the stability properties of the PT-symmetric system proposed in [
3]. The framed circuit shown in
Figure 7 represents the equivalent circuit model of the analyzed system. Recall that for any
, the operating point of the unloaded framed circuit lies at the stability margin represented by the red line in
Figure 2 defined by (
5a). Thus, as expected, it is marginally stable. While we have already shown that PT-symmetric systems are necessarily marginally stable, including the analyzed metasurface-based PT-symmetric system, in practical realization their operating point may easily drift into an unstable region due to the imperfection of the system components. Moreover, to exhibit some of the interesting effects listed in the introduction, PT-symmetric systems usually need to exchange energy with their surroundings. In particular, to exhibit the effects of negative refraction and planar focusing, the metasurface-based PT-symmetric systems proposed in [
3] require an incident electromagnetic wave coming from free space, which is then transmitted through the system, and radiated into the forward half-space. Thus, the additional impedances
, representing the surrounding free space, are used to load the input and the output port of the system, as shown in
Figure 7. Following the proposed stability analysis, it can be shown that such a system is stable providing that:
According to [
3], the effects of negative refraction and planar focusing occur only for the specific value of the parameter
. Unfortunately, if
, the condition (
9) is not satisfied, which leads to instability. This instability is what ultimately limits the practical exploitation of the metasurface-based PT-symmetric system proposed in [
3]. In [
8], the authors reported the occurrence of unstable poles in an acoustic PT-symmetric system based on a circuit model similar to the one in
Figure 7. However the mechanism and cause of instability were not further investigated. The instability was avoided by engineering the dispersion of the system elements and reducing the operating bandwidth. The most recent attempts to avoid instability in PT-symmetric systems are given in [
16]. Here, the authors proposed an inherently stable, gain-free route to achieve effects similar to those that arise from PT symmetry. The method extends the concept of virtual absorption to implement virtual gain. Since it is fully passive, such a system is not based on the balance of loss and gain, which may limit its performance. Moreover, it may be more sensitive to inevitable parasitic losses ever-present in passive systems. Thus, stability analysis and understanding the stability properties remain essential prerequisites for designing active PT-symmetric systems.