1. Introduction
This paper’s primary objective is to investigate the exact controllability of the following impulsive fractional nonlinear evolution equations with delay in Banach spaces:
where
represents the Caputo derivative of order
The state
takes values in
control function
u is given in
, and
is a bounded linear operator where
X and
U are Banach spaces.
is a closed linear unbounded operator on
X with dense domain
.
represents the history of the state function that will be specified in (2).
. The given functions
f and
are supposed to satisfy some appropriate assumptions that will be specified later.
In the last few decades, the topic of fractional calculus has received considerable and extensive attention. The modelling of many mathematical and biological problems by fractional differential equations has more superiority and accuracy than classical integral-order ones. In view of its extensive applications in the area of physics, chemistry, mathematics, medicine and economics, a growing number of researchers have devoted generous energy to the study of various types of fractional differential equations. For further details of the recent works, we refer readers to [
1,
2,
3,
4,
5].
It is well known that impulse and delay embody lots of rich and varied dynamic behaviors. The investigation of various dynamical systems with impulsive interference and time delay effects has obtained more and more attention due to their important and potential applications in signal and image processing, weather predicting, artificial intelligence and some other optimization problems. For more details, one can see [
6,
7,
8].
It is noted that the research on the controllability of fractional differential equations is becoming more and more active, since controllability is a quite important concept in mathematics and control theory. As one of the most mainstream research direction, exact controllability of many kinds of integral-order and fractional-order control systems have been well investigated by taking advantage of diverse tools and methods in some recent literatures. For example, S. Ji et al. [
9] studied the exact controllability of a class of integral-order impulsive differential equations by using the measure of noncompactness and fixed point theorem under a compact condition imposed on the nonlocal item. J. Wang and Y. Zhou [
10] investigated a class of fractional differential systems without assuming the compactness of the semigroup. They discussed the exact controllability of the considered control systems under the assumption that the nonlinearity satisfied Lipschitz continuity. In [
11], J. Du et al. obtained a result of exact controllability for some fractional neutral integro-differential evolution systems with delay and nonlocal conditions. The Lipschitz condition and some other growth conditions on nonlocal item and nonlinearity are still necessary. Z. Tai [
12] proved the exact controllability results for fractional impulsive neutral integro-differential systems in Banach spaces. The results are obtained by utilizing Banach contraction mapping theorem due to the Lipschitz conditions of the systems. In addition, some excellent results of exact controllability for various fractional differential equations have also been established recently [
7,
10,
11,
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23], but the limitation is also that the functions in the systems are either Lipschitz continuous, compact or satisfy some special growth suppositions. Although the exact controllability studied in [
13] does not require the nonlinear term to satify Lipschitz condition, the considered evolution system in [
13] have no effects of time delay and impulse. At present, it seems that the exact controllability results of fractional evolution equations with both impulses and delays are rare [
12,
21,
22]. We point out that nonlinearities and impulsive items in these papers satisfy special growth assumptions [
21], Lipschitz condition [
12,
22], and semigroups together with the resolvent operators of some systems possess compactness, which still show the limitation to a certain extent in practical problems. Therefore, it seems interesting whether the exact controllability of the impulsive fractional evolution equations with delay can be established via noncompact resolvent operators together with the nonlinearity satisfying continuity rather than Lipschitz continuity.
Inspired by the abovementioned papers and the ideas adopted in [
13], in this work, we present a new depiction of the exact controllability of the system (1) by using the theory of resolvent operator and the theory of nonlinear functional analysis. The main contributions of this article are as follows. (i) The Lipschitz and other restrictive conditions on nonlinear and impulsive items have been removed. (ii) The application of
-semigroup based on probability density function [
24] is replaced by resolvent operators without compact conditions, which is different from most of the existing literatures such as [
7,
10,
11,
12,
17,
21,
22,
25,
26]. (iii) With the properly defined delay item in a corresponding complete space we introduced, we have solved the delay-induced-difficulty during the investigation of exact controllability by measures of noncompactness.
The organization of this work is as follows. Some necessary notations, definitions and lemmas are introduced in next section. In the third section, sufficient conditions ensuring exact controllability of the addressed systems are provided. An example is worked out in the last section to illustrate our theory of the main results.
2. Preliminaries
We denote by
X a Banach space with the norm
. By
and
we denote the spaces of continuous functions from
I into
X,
into
X with suprema norms
and
, respectively. For the case of
, norm
is abbreviated as
. Also consider the usual Banach space
with the norm
.
stands for the domain of the operator
A in (1) with the graph norm
Denote by
U a Banach space with the norm
. By
we denote the space of all the
-Hölder continuous functions from
I into
X with the norm
, where
. For any measurable function
define the norm
where
is the Lebesgue measure on
. Let
be the space of all bounded linear operators from
X into Banach space
Y equipped with operator norm
.
Introduce a complete and integrable space
which contains all the integrable functions from
into
X. For
and
, define a piecewise function as follows:
for every
, where
is the same as in (1). It is not hard to verify that
Remark 1. Based on (2) and Lemma 4 together with Lemma 5 which we will present in the following discussions, it is much more convenient to study the exact controllability of system (1) by using the theory of noncompact measures.
Next we list the well known definitions as follows.
Definition 1. ([27]) The fractional integral with order for a function can be defined asprovided that the right side integral is pointwise defined on .
Definition 2. ([27]) The Caputo fractional derivative with order for a function is written aswhere , provided the right side integral is pointwise defined on Definition 3. ([28]) A family of bounded linear operators on X is called a resolvent operator of integral equation if the following assumptions are satisfied:
(i) is strongly continuous on and ;
(ii) , for every and ;
(iii) the resolvent equation holds
Definition 4. ([28]) A resolvent operator of (3) is called differentiable, if there is a function such that the following inequality holds:where for each . Consider the equation
where
According to [
28], the mild solution of (4) can be defined as follows.
Definition 5. We call a mild solution for (4) if , and satisfiesfor each . Now, let us give a useful lemma about differentiable resolvent operator from which one can get the equivalent definition of mild solution for Equation (
4).
Lemma 1. ([28]) Assume that is a differentiable resolvent operator for (4) and . Thenis a mild solution of (4). We now recall some useful properties of Kuratowski measures of noncompactness. For more details, please refer [
29].
Lemma 2. Let X be a Banach space and be the Kuratowski measures of noncompactness which is given by for a bounded subset Ω in X.
(I) Let be bounded sets of X and Then
(i) ⇔ is relatively compact;
(ii) ;
(iii) ;
(II) Assume that is a countable set of strongly measurable functions from I into Banach space X, and there has a function such that then is integrable on I, and satisfies For convenience, the Kuratowski measures of noncompactness of a bounded subset in spaces X, and are all denoted by , on the premise of no confusion.
Lemma 3. (Mönch) Suppose X to be a Banach space and is a closed and convex set, If is continuous and satisfies: countable, is relatively compact. Then A has a fixed point in D.
At last of this section, we present two important lemmas as follows.
Lemma 4. Suppose that converges to in as . Then converges to in for each as .
Proof. By (2), we can obtain
Obviously, (i) and (ii) imply that
This completes the proof. □
Lemma 5. Let be a bounded countable sequence in . Then for each one has where .
Proof. From the definition of Kuratowski measures of noncompactness in Lemma 2, we can infer that for any
there is a partition
such that
As already done in Lemma 4, we also deduce
Hence, from (5) and (6) one derives
which means
The arbitrariness of
implies that the conclusion is true. □
3. Main Results
In this section, we always suppose the resolvent operator
for (4) to be differentiable. Based on [
30], Definition 5 and the Riemann-Liouville standard fractional integral, the mild solution of system (1) can be defined as below.
Definition 6. For any given a function is called a mild solution of system (1) on J, provided that , for all andwhere Based on the exact controllability considered in [
13], we give the following definition
Definition 7. System (1) is exact controllability on if for any initial function and there has a control and a constant such that the mild solution x of (1) on satisfies
Remark 2. In contrast with the existing definitions in [9,10,11,15,17], our target point taking value at is likely to be achieved ahead of time a, which means that, from a conceptual point of view, it can be considered as an generalization of the existing notion of exact controllability. In order to obtain the main results, we present the hypotheses as follows:
(H1) and satisfies
(i) f maps bounded sets in into bounded sets in ;
(ii) There exist a constant
and a function
such that for any bounded subsets
(H2) (i) The linear operator is bounded, and there exists a constant satisfying ;
(ii) Linear operators
denoted by
from
to
X defined as
have invertible operators
taking values in
, which satisfy, for some constant
,
, and there is a constant
and a function
satisfying
for any bounded subset
(H3) is continuous and satisfies
(i) There exists a constant
such that
(ii) There exist constants
such that
hold for each bounded subset
.
(H4)
where
and
is the function mentioned in Definition 4.
In the sequel, suppose
to be a fixed constant such that
. By (H1), let
For simplicity, take
set
and present two notations as follows:
In view of condition (H2) and (H4), for any
and any
, define a control
where
and
Suppose that
, and then we let
,
. Denote
Then
is a closed convex set in
. By means of Lemma 1, we can define an operator
by
To simplify the proof of our main result, the following lemmas are needed.
Lemma 6. Suppose that and . Then and Proof. For
and
such that
, one has
which shows that
and
. This completes the proof. □
Lemma 7. Assume that condition (H1) holds. Then the operator defined bysatisfies for any countable bounded set . Proof. No loss of generality, we may suppose that the bounded countable set
By using Lemma 5, we have
From Lemma 2 (II) and the Hölder inequality, it follows that
This completes the proof. □
Lemma 8. Assume that conditions (H1)(i), (H2), (H3)(i) and (H4) hold. Then is equicontinuous on each .
Proof. The first step is to demonstrate that
From (H2), one has
For any
x ∈ Ω and
t ∈ [0,τ], we obtain from (H2)
Thus, this together with (7) shows
On the other hand,
which means
It is obvious that for any . Then the fact is thus proved.
Next, we shall prove that is equicontinuous on each . For any and with , the discussion can be divided into two cases.
Case (i): If
, then from the continuity of
, we have
Case (ii): If
, then
Denote by
In the following, we prove that
independently of
as
For
, we have
For
, we can rewrite it as
By Definition 4, one gets
From the proof process of Lemma 6 and (9), it follows that
To sum up, it can be concluded that
as
for all
. Consequently,
is equicontinuous on each
. □
Lemma 9. Assume that conditions (H1)(i), (H2), (H3)(i) and (H4) hold. Then the operator is continuous.
Proof. Since from Lemma 8, we only need to prove that is continuous. Suppose to be a sequence satisfying in as
From condition (H3), it is easy to see that
From condition (H1) and Lebesgue dominated convergence theorem, it follows that
Therefore, one can obtain
Then, for each
one has
By means of the similar proof of equicontinuous for in Lemma 8 and the Ascoli-Arzelà theorem, it is easy to get as i.e., is continuous on . The conclusion follows. □
Now, it is in the position to present our main theorem of this work.
Theorem 1. Assume that hypotheses (H1)–(H4) hold, then the fractional evolution Equations (1) satisfies exact controllability on I.
Proof. From (8) and Lemma 1, we know that it is suffices to show that under control the operator has a fixed point x which is a mild solution of (1) on J. Simple verification implies the fact which can show that system (1) is exactly controllable on I. For this purpose, we shall take advantage of Mönch fixed point theorem.
The continuity of operator is given by Lemma 9. Take It is not difficult to check that . Suppose to be a bounded countable set satisfying we shall prove that From Lemma 8, it is easy to derive that is equicontinuous on Notice that so is also equicontinuous on each .
For any
, denote
where
Without loss of generality, let
. Then it is not difficult to obtain that
From hypothesis (H1)(ii) and Lemma 5, for any
we get
Then this implies from Lemma 2 and Lemma 7 that
which together with (H2) (ii) indicates
In addition, by using Hölder inequality, we have
From Lemma 2, for
, we have
In view of (10), for each
, we obtain
Therefore, by (10), (11), (12) and (13), we can get
Besides, from the equicontinuity of
on each
and Proposition 7.3 of [
31] about the measures of noncompactness, it follows that
Consequently, by (7), (14) and (15), we can obtain
which indicates
. By lemma 2 (I)(i), we know that
is relatively compact. Then from Lemma 3,
has at least one fixed point
, which means that system (1) is exactly controllable on
I. The conclusion follows. □
Remark 3. Resolvent operator is a generalization of semigroup and then has more extensive applications [28]. For instance, for the special case that scalar kernel is taken as 1, the resolvent operator becomes the semigroup generated by A. We refer the readers to [28,32], in which examples are presented to show that they can not generate a semigroup but admit a resolvent operator. Then we improve and generalize some analogous results of fractional evolution systems. 4. Examples
Example 1. Consider the following fractional partial differential evolution system of the formwhere , , δ is a characteristic function of certain subinterval , , and which satisfies for . Define
for
Thus,
A is an infinitesimal generator of a noncompact semigroup
which is given by
for
. From the subordinate principle (see Chapter 3, [
33]), it follows that
A is the infinitesimal generator of a strongly continuous differentiable bounded linear operators family
such that
, and
where
and
where
is a contour which starts and ends at
and encircles the origin once counterclockwise.
Let
Then problem (16) can be regarded as
and it is not difficult to check that all the hypotheses of Theorem 1 are satisfied. Then system (16) satisfies exact controllability on
.
Example 2. consider the following fractional partial differential evolution system of the formwhere represents a bounded domain with smooth boundary , Δ denotes the Laplace operator, δ stands for the characteristic function of certain subdomain , , which satisfies for , and Let
and the operator
defined as
with domain
Then,
A generates a uniformly bounded analytic semigroup. Define
,
,
,
, and
Let
Then problem (17) can be regarded as
It is not difficult to check that all the hypotheses of Theorem 1 are satisfied. Then system (17) satisfies exact controllability on
.