1. Introduction
In December 2019, several cases of pneumonia were detected in the Chinese province of Wuhan. Many common pneumonia and respiratory tract infections were excluded from the investigations, and a new coronavirus infection was discovered and confirmed. The new coronavirus was called SARS-CoV-2, and the disease caused by the virus was COVID-19. The virus is highly contagious and could be very dangerous, especially for the elderly and people with chronic diseases. To reduce the number of infected people countries have approached the problem in very different ways, mostly taking relatively strict measures to prevent the spread, some countries have started implementing measures relatively late, while others had a completely different approach of solving the problem, namely considering heard immunization, without setting restrictions.
At the beginning of 2020, information channels appeared more and more frequently in Romania about a new highly contagious virus that wreaked havoc shortly after its appearance in China. Given the fact that China is geographically located at a considerable distance from Romania, the majority of the population at that time did not consider that it could reach the territory of their country. Unfortunately, the global mobility of the population in the world yield a fast spreading of the virus and the first infections in Romania occurred within just one month. It was soon declared a pandemic by World Health Organization (WHO) officials, and the entire academic community mobilized to stop the spread of the disease. Several factors influence the spread of COVID-19. Predicting the course of the spread of the virus is very important for dealing with the disease and its consequences. To predict endemic and pandemic processes, researchers have developed various models.
Zhang and all [
1] used the Poisson model to analyze the evolution of the disease in six Western European countries, and the statistical analysis allowed them to make predictions about the duration, maximum point and total percentage of the population that will be infected. Fanelli and Piazza [
2] analyzed the dynamics of the new coronavirus in China, Italy and France. The authors simulated the effects of drastic isolation measures taken in Italy to reduce the infection rate.
Qianying et al. [
3] proposed a conceptual model for Covid-19 outbreak in Wuhan, Kucharski et al. [
4] estimated how the transmission of Covid19 had varied overtime during January 2020 and February 2020 in Wuhan. Rafiq et al. [
5] applied a deterministic model to forecast the spread of COVID-19 in India and Okuonghae and Omame [
6] analyzed the impact of non-pharmaceutical control measures on the population dynamics of the new Covid-19 in Lagos, Nigeria using a mathematical model.
Since there are many links between Romania and Italy, we try to analyze in this paper whether the evolution of the virus spread in Romania was similar to that in Italy [
7]. The occurrence of the COVID-19 disease in Romania was not due to tourism or direct trade, cultural and economic exchange with China, but to the mostly economic and work related mobility of an important part of the Romanian population throughout Europe, especially to Italy, Spain, Germany or Great Britain. We chose a comparative analysis of the evolution of the spread in Italy and Romania, as Italy was the first European country to fight the major outbreak of Covid-19, it is notorious that many Romanian citizens work, live and travel to Italy, and a considerable amount of statistical data was available for the analysis.
According to the Italian National Institute statistics website [
8], many Romanian citizens worked in the areas Emilia-Romagna, Lombardy Trentino Alto-Adige, Friuli Venezia Giulia, that were, in April 2020, heavily affected by the disease COVID-19.
The fact that the first documented case of Romanian citizen infected with COVID-19 was a man of Italian origin travelling to Romania and the next two cases were Romanian citizens traveling to areas in Italy affected by the COVID-19 disease comes in support of this theory of causality
The large number of isolated persons, with whom the statistical data start at 5600 [
9,
10], is due to the Romanian citizens who entered the country from the time of the first travel restrictions in Lombardy. The number of infected persons continued to increase, either because of the lack of responsibility of the infected persons who did not tell their doctors or friends about their living in the dangerous area of Italy, or because they did not know that they had been infected with the virus. The incubation period (i.e., the time between exposure to the virus and the onset of symptoms) for COVID-19 infected people is estimated to be on average five to six days, but it can be up to fourteen days [
11]. The fact that many people, who came into contact with the virus showed no specific symptoms also facilitated the spread of the virus. Consequently, many people were hospitalized and a large number of medical staff was infected, too.
Government measures in Romania were taken as soon as the first cases of the disease were confirmed. The first case was registered on 27 February 2020 and two more the next day. On the 1st March 2020 the terms “quarantine” and “isolated person” were defined. The first data show that the number of people quarantined or in isolation was about 5600 [
9,
10], after medical check points were set in place at the border for citizens coming from the restricted areas of Italy.
The next restrictions were: a ban on visiting family members in hospitals, a ban on public or private events in open or enclosed spaces with more than 1000 people (8 March 2020), the suspension of the pre-school education process and the suspension of car, air and rail transport with Italy (10 March 2020).
When the number of 200 infected was exceeded (16 March 2020), a state of emergency was declared and other restrictive conditions were imposed: restaurants, hotels, bars would be closed, cultural, artistic, scientific, sports and entertainment events would be suspended, flights with Spain would be suspended and the restriction for travelling to/from Italy extended, universities would go online.
On 21 March 2020, when there were 367 confirmed infected patients, 4207 people in official quarantine and 55198 people in isolation, the restrictions were as follows: the borders were closed, shopping centers were closed, movement of people outside the home was prohibited between 22.00–06.00, dental surgeries, beauty centers were also closed. For private events where liturgical/religious acts are celebrated (weddings, baptisms, funerals), the number of participants had been limited to eight persons.
After statistical analysis of the data from [
9,
10] using variance and mean value analysis using the tests of Student and Fisher, it was found that the evolution of the COVID-19 infection in Romania differs significantly from that in Italy (
p-value 0.001).
The national reports of Romania [
12] and Italy [
8] for the age distribution of the population reveals that in Romania (Italy) the older population, considered vulnerable to the COVID-19 infection, represents 36.4% (58.8%), respectively.
Italy imposed a restriction on national quarantine on 9 March 2020, when the number of infected persons was 9172, the number of daily infected persons was over 1000 and the number of deaths was 463 per day. In Romania, the maximum restrictions were imposed from 22 March 2020, when the number of infected persons was 433, the number of infected persons per day was 66 and the number of deaths on that day was three. With a population that represents one third of the Italian population, Romania reported 1/15 infected compared to Italy and the number of deaths is less than 1/35 compared to Italy.
Based on real data (see
Figure 1) related to the first wave of the COVID -19 pandemic in Italy and Romania, we estimate the peak date, extent and duration of the second wave. For the calculations we use the Mathematica program to interpolate the functions from the time-dependent SIR model. We also study how the duration of the restrictions and the date when the restrictions were introduced in Italy and Romania affect the first wave and how they affect the second wave of the COVID -19 pandemic.
The paper is organized as follows: in the next section we consider the modified SIR model and two interesting theoretical examples. According to the presented model we adjust the parameters to the real-life evolution for Italy and Romania. In
Section 3, we present the results of the corresponding SIR models for Italy and Romania. In
Section 4, we present some remarks on immunity and finally, we answer in conclusions the questions asked in
Section 2.
2. Time-Dependent SIR Model
In this section, the classical SIR model and the time-dependent SIR model are briefly described [
13]. In the classical SIR model:
where
,
and
denotes the number of susceptible persons, infected persons and persons recovered at time
, respectively, the population of size
is closed, i.e.,
. The constants
and
stand for:
denotes the (average) number of susceptible persons an infected person comes into contact with (and is possible to spreads the disease), while
denotes the average time an infected person takes to recover (i.e., the time of being infectious). Therefore, the quotient
is constant and represents the number of new infections caused by an infected person before he/she recovers. In this paper
is considered as time-dependent:
changing after restrictions are announced.
Rewriting Equation (1) in a non-dimensional form, we define:
to obtain
From the dynamical point of view [
14,
15], the
plane is invariant,
is the line of singular points, and
is unstable if
, while all other singular points
are stable. Note that in Model (3) all variables are less than (or equal to) one (since representing the percentage of the total population). Note that the exact formula characterizing
is
where
is the starting number of susceptible persons. However, if the population
is quite big and there are only few initially infected, the density
is near 1, thus the approximation
is possible.
We assume (see
Figure 2) the following time dependence for
:
After introduction of the restrictions/interventions, at time , the value of decreases to a certain (lower constant) value (i.e., ),
While the restrictions are in force this value remains constant (for time ),
After the end of the restrictions/interventions, after time , the value of increases to a certain (higher) value (i.e., ),
The total duration of restrictions is denoted by ,
The transitions and appear in a time comparable to , which is much less than .
This type of time dependent
in a SIR-model causes the evolution of the infected-fraction
, as shown in
Figure 3. The maximum of the 1st wave is
and appears at time
. The maximum of the 2nd wave is
and appears at time
.
By
a third value for
is denoted (see
Figure 4), as one considers again some restrictions to avoid the in-avoidable 2nd peak. Note also that the travels were one of the first things that were blocked by the restrictions, so closed population assumption is legitimate under the regime
. It is known that even in the restricted period a large number of people was traveling from Romania to Germany, for agriculture. The traveling between countries with the same risk-factor was possible after the end of the 1st wave. Even the traveling from a country with higher risk factor to a country with lower risk factor was possible, but migrations were quite limited at this time and a quarantine was mandatory. We assumed the traveling persons were healthy and tested for COVID-19 and they return in the period close to some (low) multiple of
. This justifies the assumption of closed population also under the regime
.
First we adjusted the value of
at the beginning from the data [
16,
17] by simply taking logarithms of
and adjusting the data
for the linear regression line. For Italy we found
, while for Romania we found
. The lower value corresponds to value
days, while the higher value corresponds to
days [
11]. Next, we read from the graph
[
16,
17] the date of the beginning of the restrictions in Italy and Romania (i.e., we read
). Then we adjust the value of
for Italy and Romania so that the maximum value of the first wave
appears at real time
, which in turn was read from the graph [
16,
17] according to the real data. For the transition-time of
from
to
and from
to
we assumed a value comparable to
, but still in accordance to the actual measures taken by authorities. The value of
and
was determined to adjust the evolution of
the to the real data. The values for
were checked for values
, according to [
18].
The crucial part of the model is the variation of the value for
(see also [
19]). Additionally, we vary the value of
to get its effect on
and on the value of the extent fraction
.
In the paper we answer the following questions:
(Q1) How do the publicly announced interventions/restrictions affect parameter ?
(Q2) What is the time delay, , in the evolution of the spread of the disease for both countries?
(Q3) How does parameter affect the fraction ?
(Q4) What is the effect of the parameter on the time ?
(Q5) How does the parameter (the duration of the restrictions) affect the fraction ?
(Q6) How does the parameter affect the time ?
(Q7) What is the effect of possible re-restrictions on the extent and datum of the second peak?
To answer these questions, we look at the system (3) with the real data output and vary the values of
,
,
for Italy and for Romania. For
we used/assumed the value of 11–14 days, as reported in news. To obtain numerical solutions to Equations (3) we used Mathematica 10.4. In the sequel model (3) with
as shown in
Figure 3.
were adjusted to real data for Italy [
16] and Romania [
17].
In the time dependent SIR model (4) the corresponding systems of ordinary differential equations are non-linear and therefore it is impossible to obtain the exact solution to a particular initial condition problem. Therefore we use the Mathematica 10.4. command
which gives results in terms of interpolating function objects. These interpolating functions are representing the numerical solution to a particular initial condition problem as an approximate function. For the time integration the Runge–Kutta 4th order method was used, while for the interpolation of the solution function the Hermite function was used. We used the following Mathematica code:
In the model is the initial value of infected fraction .
Theoretical Example 1. In this example, we show the sensitivity of the output in model (4) on
, with
= 4.0 and R1 = 0.5; i.e.,
jumps back to its »original« value. The evolution times
and
under each level are very important. For simplicity, in
Figure 4,
Figure 5,
Figure 6 and
Figure 7 we have two slightly different cases of jumps from
and the »boomerang effect« looks completely different. In
Figure 5, the second peak is larger than the first one, while in
Figure 7, the second peak much smaller. We see that the SIR model with the time-dependent
is very sensitive to the duration of the restrictions (i.e., to the value of
).
Note that the only difference of
in
Figure 5 and
Figure 7 are the time intervals (the levels of higher
and lower
is the same).
The time intervals in
Figure 4 are as follows: for
[0,3.5] we have
, for
[3.5,5.5] we have the descending line, for
[5.5,10] we have
, for
[10,15] we have the ascending line and for
[15,25] we have again
.
The time intervals in
Figure 6 are as follows: for
[0,4] we have
, for
[4,6] we have the descending line, for
[6,10] we have
, for
[10,15] we have the ascending line and for
[15,25] we have again
.
For Italy, the parameters of the model (4) are adjusted to real data are found to be
The parameter was varied in the range of [1.2,3]. Parameter value was varied in the range of [4.3,6.3]. Note that in the dimensionless model (4) this corresponds to a range from almost two months to more than three months.
For Italy, the time is in units days, for Romania the time is in units days.
For Romania, the parameters of the model (4) adjusted to real data are found to be:
The parameter was varied in the range of [1.5,2.5]. Parameter was varied in the range of [2,8]. Note that in the dimensionless model (4) this corresponds to a range from one to almost four months.
4. Remarks on Immunity
The coronavirus SARS-CoV-2 has only been circulating in human hosts since December 2019, which means that it is simply impossible to know whether immunity to the disease will last longer than nine months. In the meantime, the results only confirm that COVID-19 patients can maintain the adaptive immunity to SARS-CoV-2 for two weeks post-discharge. Evidence from other coronaviruses (e.g., 2002s SARS 1, or 2012s middle Easter respiratory syndrome) suggests that immunity probably lasts longer than that [
23]. The duration of immunity to SARS-CoV-2 by a vaccine (once developed) is estimated to be 6–18 months [
24].
However, it is still unclear whether someone with immunity could spread the coronavirus to others while fighting off a second infection. If the immune response were strong enough to crush the virus quickly, the person probably wouldn’t transmit it further. A weaker response that allowed some viral replication might not prevent transmission, especially as people without symptoms are known to transmit the coronavirus [
23].
Let us just comment on the evolution in Romania: in the 1st wave, the total number of infected persons was approximately 1% of the population, but, after the 2nd wave the (maximum) total number of infected is estimated to be about 60%. Assuming immunity for approximately 12 months this yields the reduction of the number of susceptible persons to
. Possibly the extent of the estimated 3rd wave (again assuming constant
) will be at most 3% after approximately
(see green curve in
Figure 28). It is possible that due to the continuous (and prompt) reactivation of restrictions already the 2nd wave will not be of such extent, as predicted by the proposed model.
Note that the proposed model must be modified after the 2nd wave, because the regime described in
Figure 8 and
Figure 9 is no longer valid after the 2nd wave. Most likely the value of parameter
(with a slight random error) will remain above
. Such a regime is likely to be in operation in Sweden from the beginning (in February 2020) [
9,
10].
The evolution of COVID-19 in Sweden (i.e., the function of removed persons
) is a strictly increasing function (see [
25]; real time evolution of the removed persons
), while for Italy the same curve runs almost horizontally between May and August (see [
26]; real time evolution of the removed persons
).
Finally, note that also in Israel [
9] the evolution of the COVID-19 disease (until September 2020) is composed of two waves. According to the shape of
(a large horizontal line between 25 April and 15 June 2020 corresponds to the time period between the end of the 1st and the beginning of the 2nd wave) the evolution in Israel also obeys the proposed model (i.e., the variation of
). The large difference between the extent of the 1st and 2nd wave in Israel is probably due to larger value of
compared to Romania and Italy.
5. Conclusions
Since at the time of the outbreak of the COVID epidemic in Europe, many Romanian citizens returned to Romania en masse from Italy, Spain, Great Britain, etc. when the first wave of the epidemic started in Romania, the first wave was relatively more pronounced in Romania than in Italy. However, the number of deaths in Romania during the first wave was far from being as high as in Italy. The proposed model answers the questions asked in the introduction and forecasts about the same extend of the second peak (maximum at about 8%) for both countries (in relative terms).
Note that the proposed model cannot answer the question when (if) will the epidemics end—it just rises up the question on the relation between the time and extent of the 1st and 2nd peak. Neither the prevalence of the disease can be considered by SIR models. To explain how changes, note that in the SIR model the population is assumed to be closed, and cannot change, neither the rate of recovery . Therefore, the real change appears on the parameter . A simple application of the definition of conditioned probability yields , where is a contact parameter (i.e., the probability of contact between a single infected and a single susceptible) and is a contagion parameter (i.e., the probability that if a contact occurs, then the susceptible becomes infected). However, cannot change with restrictions, since it depends on the infectivity of the disease. Therefore, a lockdown-type restriction makes smaller, since it reduces the contacts. The duration of restrictions (i.e., ) and the social distance approach as considered in the model is reflected linearly in terms of the fraction of the maximal extent and in terms of the expected datum of the 2nd peak. On the other hand, the relation = seems to be exponential. The model predicts the influence of the beginning and duration of the restrictions to the extent and duration of the 2nd wave.
The number of total infected in the 2nd wave seems to be much higher than the number infected in the 1st wave (note that the 1st peak is measured in per mils while the 2nd peak in per cents). A reasonable question is of course also how many waves will occur. That depends, of course, on the duration of the actual immunity and on whether/when we will have a coronavirus vaccine. Similar to the assessment of the duration of immunity, the answer to this question should be compared with cases from real-life. From history we know of cases where the virus has decimated the population, so caution is more than appropriate in combating COVID-19. One of the most affected diseases in Europe was Spanish flu. In 1918, the Spanish flu infected 500 million people with the H1N1 flu virus in four waves, which was one third of the world’s population at that time (and killed 17-50 million people). If there are many waves, and if the immunity to SARS-CoV-2 is as strong as the immunity to SARS-CoV-1, the next waves will not be as strong as the 2nd wave. However, this is left for the future work.
To conclude we give answers to the questions (Q1)–(Q7):
Answer to (Q1): In Italy, the final =0.4, however the average , with days.
In Romania, the final R2 = however the average = 2.14, with days.
Answer to (Q2): The time delay
varies with
and
, as it can be seen in
Figure 16 and
Figure 23. Varying of
makes sense for the future evolution, while varying of
, once the restrictions were eased, has just a theoretical meaning. For Italy,
varies from 2.5 months (if
= 3) to 7.3 months (if
= 1.5).
Answer to (Q3): From
Figure 13 and
Figure 20 we see that the relation is linear and ascending. For
the extent fraction is higher than 10. From
Figure 25 and
Figure 26 we see that after repeating the restrictions the extent of the 2nd peak can be much lower (i.e., one third) than predicted by
Figure 2 and
Figure 3.
Answer to (Q4): The relation
seems to obey the exponential law
. The relation is shown in
Figure 14 and
Figure 21. The exponential dependence is more considerable in case of Romania (see
Figure 21). For higher values of
the period between the peaks,
is lower. Furthermore, the second peak appears faster and has a greater extent.
Answer to (Q5): The longer the restriction period, the smaller the fraction
. From
Figure 15 and
Figure 22 we see that the relation is linear (descending). This means that prolonging the duration of the restrictions leads to decreasing of the extent of the second wave of infection.
Answer to (Q6): The parameters and are linearly related (ascending). For longer restriction periods one obtains the 2nd peak later. Also, the appearance of the second wave is of lower extent.
Answer to (Q7): The extent of the 2nd wave in case of re-restrictions is always lower and depends on the time of reacting on the start of the 2nd wave. In the middle of September in Italy, a restriction concerning the closure of nightclubs and the obligatory use of face-masks after 18:00 was introduced. This is a concrete example of lowering to as noted in the Theoretical Example 2.