1. Introduction
Coal is an important source of energy across the world. It is one of the main energy sources in industrial production, power production and other industries promoting the prosperous development of the global economy. Coal is one of the significant sources of energy and a valuable resource in China, which taking indispensible role in national energies for a long term [
1] (Li et al., 2020). The underground production environment of the coal mine is complex and dangerous, and thus there are numerous factors contributing to disasters. Coal-seam fires occur frequently and unpredictably, and pose a great threat to the safety of workers’ lives [
2], leading to significant losses and serious consequences. According to the data provided by the State Administration of Coal Mine Safety, although coal-seam fire accidents have decreased annually and numbers have become increasingly stable in recent years, it is still difficult to effectively prevent and control catastrophic coal-seam fires, which would show that China has met new challenges in the control and prevention of coal-seam fire accidents. The coal industry is in a stage of rapid development. In order to effectively contain the occurrence of coal mining accidents and transform passive management into active management, it would be necessary for Chinese coal mining to change from the traditionally qualitative method of the ‘risk detection’ safety-evaluation system to the quantitative method of the ‘risk assessment’ dual-prevention mechanism [
3]. In recent years, the General Office of the State Council, the State Council of the People’s Republic of China, and the newly revised production safety law of the People’s Republic of China have also clearly proposed and emphasized the significance of dual-prevention mechanisms and safety-risk identification, assessment and control procedures. Therefore, the implementation of a risk-assessment model of coal-seam fires contributes to the efficient implementation of national policies.
Conventional analytical methods for assessing coal mine accidents mainly consist of event-tree analysis (ETA), fault-tree analysis (FTA), operation-condition analysis, and the analytic hierarchy process (AHP) [
4]. With the development of computer science and mathematical science, the emergence of evaluation methods such as Bayesian networks (BN) [
5], Monte Carlo [
6], fuzzy mathematical simulation [
7], and machine learning have improved the shortcomings of traditional methods in terms of probability calculation, parameter uncertainty, and other problems In order to effectively solve the problem of large deviation in the results from a single assessment method in the assessment process, the coal-mine risk assessment commonly adopts an assessment model combining multiple assessment methods. Considering the uncertainty of coal-seam fire occurrences and the fuzziness of various influencing factors, Jiang and other researchers used the set pair analysis (SPA) for analyzing the risk assessment of coal-seam fires, established a quaternion number-system based on the set pair analysis (SPA), and evaluated the safety state of coal-seam fires [
8]. In addition, some scholars have studied the external and internal factors leading to coal-seam fires. In the case of external factors of coal-seam fires, they mainly analyzed electrical fires, machinery and equipment, emergency rescues, and so on. Jia and other researchers established a coal-seam fire-assessment model for external factors using the catastrophe progression method (CPM), the catastrophe theory and fuzzy mathematics [
9]. A lot of research has been conducted into the spontaneous combustion of coal due to fire in coal mining, and the risks of the spontaneous combustion of coals were assessed mainly through the measurement of temperature, carbon monoxide, ethylene, acetylene and other gas concentrations. Based on the critical oxygen concentration and critical wind speed, Li and other researchers determined the risk area of coal spontaneous combustion around the shaft, and put forward the key technology to prevent the spontaneous combustion of coal [
10]. Yu and Liu put forward a multi-index quantitative-risk-assessment model for different periods of the spontaneous combustion of coal by combining the analytic hierarchy process (AHP) and linear interpolation, and provided a development direction for the spontaneous coal-combustion fire risk assessment [
11]. However, there are limited studies measuring the risk assessment of the working position in coal mining. The State Council of the People’s Republic of China published a “Three-Year Action Plan for National Safety Special Rectification” in 2020, and it also requires SMEs to effectively manage the safety-risk classification in accordance with the risk assessment results, and to implement an enterprise safety production-responsibility system. In order to improve the objectivity and scientific values of the risk assessment results of coal-seam fires and the significance of risk management and control measures, this research mainly focuses on analyzing the working position of coal-mine fire accidents in China based on the superposition risk-assessment and calculation model.
In the process of coal-mine production and operation, various risk factors in the working position would commonly interact with each other, resulting in the risk superposition effect. At this stage, there are many studies on superimposed risks in transportation, the chemical industry, finance and other fields. Shi and other researchers established a CA model to quantify the impact of single-factor and multi-factor superposition on road traffic safety and efficiency. The results showed that the superposition of fatigue driving and environment aggravates traffic accidents and congestion problems [
12]. Most research on coal-mine fire risk mainly focuses on the coupling effect between risk factors, but studies measuring the superimposed risk have rarely been developed up until the present. In recent years, scholars at home and abroad have analyzed the coupling effect of “human–machine-environment-management” risks [
13]. Qiao and other researchers [
14] studied and analyzed the coupling risk of the coal mine with the NK model, and concluded that the coupling risk of the human-management environment is the largest. At this stage, researchers looking at superimposed risk merely analyzed the risk factors in the man–machine-environment system, but did not evaluate a variety of risk factors and superimposed risks from the perspective of the working position. However, in the actual operation process, due to the existence of risk superposition effect, the size of a position risk will affect the size of other positions risk, especially in the job-intensive area this impact is particularly significant. Therefore, in order to objectively assess the risks of the working position, it is necessary to take the superposition effect of risks among working positions into consideration.
The research statistically analyzed the disaster process of classic coal-seam fire accidents. Based on the regional distribution of coal mining, the fire and risk factors of each working position were identified. Based on the relevant knowledge of safety-system engineering, the risk values of significant factors were verified, and a model constructed for calculating the working-position risk involved in coal-mine fire accidents. This research put forward the risk-calculation model of the working position. A post-superposition risk model was built, based on the kernel-density-estimation (KDE) method. In addition, ArcGIS software was used to analyze the superimposed risk of coal-mine fire posts, and obtain the risk distribution map. Moreover, a risk-classification standard was built, and the superposition risk of different working positions was evaluated, based on the risk-matrix method. Lastly, the priority of post-risk prevention and control was determined in this research, for taking on a significant guiding role in the effective control and prevention of risks in coal-seam fires in the future.
2. Risk Discrimination of Coal-Mine Fire
2.1. Analysis of Main Risk Factors
Risk discrimination is the main step in risk management, and also the premise and basis of risk avoidance. The research on the influencing factors of coal-mine safety production is mostly analyzed from four perspectives: human, machine, environment and management [
14]. Because safety-management factors include safety organization systems, safety rules and regulations, safety training and education and many other factors, they is difficult to extract and quantify, and they also interact with the human–machine environment and other risk factors. Therefore, this article mainly analyzes the risk factors from three perspectives: human, machine and environment. This research analyzes 100 classic cases of coal-seam fire accidents in China from 2000 to 2022, and these public data are commonly from the National Mine Safety Production Supervision Administration, the Coal Mine Safety Production Network, and the provincial and municipal coal-mine safety-production-supervision bureaus. The accident distribution is shown by using 37 of the coal-seam fire factors (
Figure 1). Taking these 37 relevant factors as the basic events, the fault-tree modeling is developed in accordance with the disaster chain of coal-seam fire accidents, as shown in
Figure 2. The meaning of each event in the fault tree is shown in
Table 1.
2.2. Risk Discrimination of Working Positions of the Coal-Seam Fire
The occurrence of a coal-mine fire is closely related to the geological conditions of coal seams, the development and mining conditions, ventilation conditions, disaster-relief systems, and so on, which involve numerous working positions in coal mining [
15]. At present, there is no specific classification standard for coal-mine posts [
6]. Therefore, by describing accident cases and analyzing the main safety management processes of coal-mining enterprises in Hebei, Henan, Shanxi, Inner Mongolia Autonomous Region, Xinjiang and other regions in China, this research summarizes five teams related to 37 factors and 24 job positions, as well as the relevant factors contained in each working position (
Table 2). These five teams mainly include the comprehensive mining team, the comprehensive excavation team, the electromechanical transportation team, the ventilation team and the safety-supervision department. The results show that the main coal miners in the comprehensive mining team and the underground-electrical-maintenance workers in the mechanical and electrical transport-team suffered from the most factors, followed by the filling workers in the fully mechanized mining-team, the blasting workers in the fully mechanized mining-team and the electric welders in the mechanical and electrical transport-team. ArcGIS software was used to mark the coordinate positions of each working position on the map, in accordance with the actual distribution of the mining area. The working-position distribution is shown in
Figure 3.
3. Superposition Risk Assessment of the Working Position of Coal-Seam Fire
3.1. Determination of Risk Value of Influencing Factors
Risk value represents the hazard degree of risk, and is the product of accident likelihood and severity [
16]. The probability of accidents caused by factors is determined by the frequency of the factors. This is the proportion of factor frequency in the total frequency. The formula for calculating the probability of accidents caused by factors is as follows:
Pi—possibility of occurrence of the ith factor; ni—frequency of the ith factor; N—total frequency of all factors.
The severity of the influencing factors indicates the degree of influence of the factors on the occurrence of fire accidents. Therefore, the importance of each influencing factor is determined by using the importance of the fault-tree structure, and then the severity is determined [
17]. The calculation formula of accident severity caused by factors is as follows:
I(i)—severity of the ith factor; Xi—the ith factor; Er—the rth minimum cut set; mr—the rth minimum cut set; Er contains mr basic events.
In Formulas (2) and (3), the occurrence probability and severity of each factor from X1 to X37 are verified, and they are brought into the risk-calculation formula (Formula (3)). The risk value of each factor is calculated, and the results are shown in
Table 3.
The calculation formula for the risk value is as follows:
R—risk value of factor; P—likelihood of occurrence of factors l; I—severity of factors.
In order to make the final result meet the expectations of the evaluators, this research took the correction coefficient of the risk value as 10,000, that is, the risk value was multiplied by 10,000 to get the modified risk value, 3. It can be seen from
Table 3 that the main high-risk factors are an insufficient emergency-rescue system, non-flame-retardant belts and surrounding flammables, insufficient firefighting facilities, and damaged monitoring equipment and the failure to replace it in time. The risk values are 34, 24, 21 and 19, respectively.
3.2. Risk Assessment of Working Positions
By determining the numerical value of risk factors involved in each working position and calculating the sum, the risk value of each working position is obtained. The risk level of each working position can be determined by developing a risk-assessment matrix, determining the risk rating standard, and combining the calculated risk value [
18]. The construction of the risk matrix involves two important factors, which are the possibility and severity of accidents [
19]. Combining the classification of production-safety accidents and the assignment rules of the LEC evaluation method, as well as the value range of risk possibility and severity of overlapping posts, this research divided the possibility and severity of factors into four levels. Based on the principles of comprehensiveness, objectivity and balance of data distribution in the risk matrix, a four-level risk-assessment matrix was established, as shown in
Table 4, and the risk rating criteria were verified. Level I risk: R ≥ 120; Level II risk: 40 ≤ R < 120; Level III risk: 10 ≤ R < 40; Level IV risk: 0 ≤ R < 10.
3.2.1. Superposition Risk Analysis of Working Positions
In the process of coal-mine production, two or more risks commonly interact with each other in practical working positions, due to the superposition effect of risks, thus making the working-position risk of coal-mine fire greater than the primeval risk [
20]. In the study of superimposed risks of chemical plants, the risk of hazard sources declines with the increase of the distance from the hazard source without constraints [
18,
21]. Researchers from this study believe that the risks of working positions are also affected by the superposition principle of the risks in the surrounding working positions. The superposition effect is determined by the size and distance of the risk value of the surrounding working positions. The extent of the influence of the superposition risk decreases with the increase in distance of the working positions. When reaching the influence radius, the superposition influence can be ignored.
Kernel Density Analysis
Kernel density analysis is a commonly used spatial analysis method in GIS analysis, which is used to intuitively reflect the spatial continuity and distribution of feature points in the region [
22]. At the same time, the distribution of factors can be analyzed on the basis of their severity The kernel density function is as follows [
23]:
f(x) is the density value at position x; i represents the sample point; h is the search radius; n is the number of sample points within the search radius; dix is the distance between point i and position x.
Based on the analysis using the kernel density function, a post-superposition risk model is built. The formula of the post superposition risk model is:
RG—the actual risk value of a position; i—the position point; h—the search radius; n—the number of jobs in the search radius; RGi—the original risk-value of post i; dix—the distance between the post, i, and the position, x.
The process of calculating the superimposed risk of job points is shown in
Figure 4. Firstly, the working-position points are covered on the fenced research area. Each working-position point is covered with a risk curved suface, and the risk surface at the location of the point takes the highest value (risk value). Within the search radius of a working-position point, other position points are brought within this radius in the risk superposition model, and then the sum is calculated, to calculate the superposition risk of the position point.
Risk Assessment of Working Positions
The search radius and the primeval risk value of the working position are extremely important for the superimposed risk analysis The primeval risk value of the post is shown in
Table 5: the search radius is determined, based on the size of the damage range of the coal-mine fire accidents; the article selects the flame-spread range within 20 min of the coal- mine fire as representing the search radius, that is, 100 m [
24].
By using the kernel-density-analysis function of the ArcGIS software, the post-superimposed risk was simulated and the results calculated by researchers to obtain the risk-distribution map of the working positions. Based on the established risk-grading standard, the post-superimposed risk was graded. The original risk, superimposed risk and risk level of the post are shown in
Table 5, and the distribution map of the working positions of the coal-seam fire accident is shown in
Figure 5.
The result analysis shows that after risk superposition, the risk- and grade-distribution are more obvious, and the difference is increased. The risk range increased from 64 to 144, with an increase of 2.3 times. Superposition risks have a greater impact on the densely distributed positions. For instance, for the fully mechanized mining team, the risk related to the mining electrician increased from 21 to 151. At the same time, it can be seen that the risk level of each working position was below Level I before the risk superposition. However, the number of Level I posts increased to 11 after the superposition, including all relevant working positions on the fully mechanized mining team, the underground-electrical-maintenance workers on the mechanical and electrical transport-team, the winch drivers located in the return-air roadway, the welders at the shaft, and those working on the construction of ventilators in the ventilation team, the monitoring workers located in the shaft, and the sealing workers located in the goaf, which implies that these workers are the priority control-posts for preventing mine fire-accidents. At the same time, it can be seen that the risk rating of the blasters, electricians, lane cleaners and nearby monitoring and monitoring workers of the comprehensive excavation team approach Level I, and belong to the Level II control-posts.
The risk-distribution map of fire-risk accidents is shown in
Figure 5. The depth of color reflects the size of the regional risk value: the more intensive the position, the greater the risk-impact range, which shows directly the specific distribution of post-personnel risk. We can see intuitively that the stations with risks greater than 100, that is, the level 1 stations, are at the coal-mining face, the shaft and the tunneling face. Among them, the posts at the coal-mining face and the tunneling face are densely distributed, and are prone to fire, due to mining, maintenance, stress and other reasons, and the risk value is high; There are many posts involved in the shaft, which has a great impact on ventilation. The consequences of fire are extremely serious, and the risk value is high. The inlet and return airways involve ventilation workers, winch drivers, tape-conveyor drivers and other positions, and the risk value is more than 80. In the actual coal-mine-production process, these areas are also coal mine fire-prone areas.
4. Discussion
In this research, through the establishment of the coal-mine fire-post-superposition-risk model, the coal-mine fire-accident risk in China is effectively assessed qualitatively and quantitatively. Compared with traditional superposition-risk studies into integrated “human–machine-environment-management” factors, this research mainly focused on 24 working positions related to coal-seam fires, and analyzed the superposition risks among them. The research results show that after risk superposition, the assessment was more organized, and the proportion of Level I, II, III and IV posts changed from 0%, 25%, 52.5% and 22.5%, to 27.5%, 52.5%, 15% and 5% respectively. This is in line with the practical application in the coal-mine production process, to a large extent. In addition, through the assessment of post-superposition risks, key management objects can be determined for safety management, forming management priorities. Therefore, compared with Level II and III, the risks of Level I jobs need more attention. The assessment results were combined with ArcGIS software functions to visualize job risk, which is particularly conducive to the hierarchical management and control of coal-mine job risks and the correct management of risk in the coal-mine-production process. In the cases especially of the jobs with a higher risk-level, such as the 11 Level-1-risk jobs among the comprehensive mining team, the mechanical- and electrical-transport team and the ventilation team, measures should be taken to construct vivid warning signs and alarm devices, emergency measures should be provided for the field site, and the hidden-danger investigation should be continuously intensified, to ensure that the risk could be effectively controllable.
5. Conclusions
In order to enhance the correctness of the risk assessment of coal-mine fire positions and optimize the classification management of operational positions, this research proposes a superposition-risk-model of positions, combining the structural importance in fault-tree analysis (FTA) and the kernel-density-analysis (KDE) method in ArcGIS software to study the superposition risk of coal-mine fire positions. The main findings can be summarized as follows:
(1) Based on 100 coal-mine fire-accident cases and enterprise post standards, 37 risk factors and 24 important operation posts were recognized, and the risk factors related to each post were obtained. The results show that the types of posts prone to coal-mine fire accidents mainly existed in the comprehensive mining team, the comprehensive excavation team, the mechanical- and electrical-transport team, the ventilation team and the safety-supervision department. Among them, the main coal miners in the comprehensive mining team and the underground-electrical-maintenance workers in the electromechanical-transport team have the most factors, followed by the filling workers in the comprehensive mechanized-mining team, the blasting workers in the comprehensive mining team and the electric welders in the electromechanical-transport team.
(2) Based on the statistical methods of analysis of the cases and the accident-tree-structure-importance analysis method, the likelihood and severity of the accidents were verified. Based on the system-engineering algorithm, the risk values of the factors were derived, and based on the summation-calculation method, the risk-calculation model of each position was established. In addition, the risk-assessment matrix were established, the risk-level-division standard was determined, and the working-position risk level was divided up for this research. The results showed that nearly 80% of risk levels of working positions were focused on Level II and III before risk superposition.
(3) In accordance with the analysis of the kernel density estimation (KDE) in ArcGIS software, the superimposed-risk and post-risk distribution map of coal mine fire posts was obtained. The results indicated that, after risk superposition, there is a greater difference among post risks, the range of risk value increased by 2.3 times, and the number of Level-I risk posts reached 11. Through the visual display of the risk-distribution map showing the post-risk of a coal-mine fire, it is concluded that the mining face, mining face and shaft had the higher level of risk.
(4) The priority of post-risk management is divided, in accordance with the risk level of post superposition: the 11 Level-I risk posts are key management posts in the prevention of coal-mine fire accidents. In addition to daily safety management, risk control and management should also be carried out looking at the factors of alarm devices, emergency measures, etc.
The superposition-risk-analysis result of the coal-mine fire post is consistent with the real safety-production risk in the coal mine. Results of this research provide a theoretical basis for the classification management of coal-seam fires. In conjunction with this study, adjusting the risk factors according to the actual situation of specific coal mines in China and applying the superimposed-risk model to practical applications, is the next research focus.
Author Contributions
Conceptualization, F.L., C.Z. and X.H.; Methodology, F.L., C.Z. and X.H.; Software, C.Z., X.H. and B.D.; Investigation, C.Z., X.H., B.D., C.W. and Z.Y.; Data curation, F.L., C.Z., X.H., B.D., C.W. and Z.Y.; Writing—original draft, C.Z. and X.H.; Writing—review & editing, F.L.; Supervision, F.L. All authors have read and agreed to the published version of the manuscript.
Funding
This study was financially supported by National Natural Science Foundation of China [grant number 52064046] and [grant number 51804311], the Special Project for Regional Collaborative Innovation of Xinjiang Autonomous Region [Science and technology assistance plan for Xinjiang] [grant number 2020E0258], China Scholarship Council (CSC) and the Fundamental Research Funds for the Central Universities [No. 2020YJSAQ13].
Data Availability Statement
The data used to support the findings of this study are available from the corresponding authors upon request.
Conflicts of Interest
The authors declare no conflict of interest.
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