1. Introduction
Quark Gluon Plasma (QGP), a deconfined state of quarks and gluons, is believed to be produced in heavy-ion collisions at the Relativistic Heavy-Ion Collider (RHIC) and the Large Hadron Collider (LHC). However, the observations of QGP signatures like the strangeness enhancement [
1] and double ridge structure [
2] in high-multiplicity proton-proton (pp) collisions at the LHC indicate the possible formation of QGP droplets in pp collisions. These discoveries have important consequences on whether to use the pp collisions as a baseline to understand a medium formation in heavy-ion collisions. Thus, a closer look at the underlying physics mechanisms in pp collisions has become very essential. Many of the QGP-like behaviours have been successfully explained by phenomena such as multi-partonic interactions, string fragmentation, color reconnection, rope hadronization, etc., which are incorporated in the PYTHIA8 Monte Carlo event generator [
3]. Unlike the lower collision energies, where pp has been used as a reference measurement to study heavy-ion collisions, the pp collisions at the LHC energies have brought up new challenges and opportunities in terms of their high-multiplicity environment to study many emergent phenomena. In this direction, one uses the recently introduced transverse spherocity to separate jetty and isotropic events in pp collisions, as the production dynamics for both are different. When the jetty events involve high transverse momentum (
) phenomena and are described by perturbative Quantum Chromodynamics (pQCD), the isotropic events are mostly dominated by soft-physics (low-
). It would be interesting to look into the dependence of chemical freeze-out parameters on event-shape and multiplicity. In order to do that, we use a statistical thermal model in different tunes of ensembles and employ the method of transverse spherocity, which is more effective in discriminating multi-jet topologies [
4] than some of the other techniques like sphericity [
5] and thrust [
6]. As such a study has not been performed in any of the LHC experiments, the present analysis using the PYTHIA8 event generator would be useful in performing a baseline study and bringing out necessary physics messages.
The thermal statistical model has been quite successful in describing the composition of stable particles in high-energy pp, p-Pb, Xe-Xe, and Pb-Pb collisions at the LHC [
7,
8]. In general, the grand canonical ensemble is used for heavy-ion collisions as the volume of the produced system is large enough so that it holds the relation
, where
V and
T are the system volume and temperature, respectively. However, for small collision systems, where the number of particles is small, one has to explicitly conserve the charges of the QCD, namely baryon number (
B), strangeness (
S), and electric charge (
Q) in the small volume. Such a canonical treatment of particle production results in the suppression of particles carrying non-zero quantum numbers as it has to be created in pairs. In this framework, the yields of non-strange particles in small systems are expected to be very similar to those observed in large collision systems, whereas the strangeness production is expected to be suppressed in smaller systems. However, a recent multiplicity-dependent study of the production of strange and multi-strange particles relative to pions in pp collisions at the LHC showed an enhancement, and for high-multiplicity pp collisions, the obtained values are similar to Pb-Pb collisions [
1]. This observation has raised one of the key questions about whether the systems created in high-multiplicity pp collisions have reached a thermodynamical limit where both the canonical and grand canonical ensembles are equivalent. This was addressed in [
7,
8], where it was indeed observed that the chemical freeze-out parameters obtained in high-multiplicity pp collisions are similar to the peripheral Pb-Pb collisions. To address this behavior, one can also use the strangeness canonical ensemble where the exact conservation of strangeness is required while the baryon and charge content is treated grand canonically. Studying the chemical freeze-out (CFO) parameters such as the chemical freeze-out temperature (
), strangeness saturation factor (
), and freeze-out radius (
R) using multiplicity alone could be an incomplete study as in each multiplicity class, we can have jetty, as well as isotropic events. In view of the observation of heavy-ion-like features in high-multiplicity pp collisions [
1,
2], the studies of the event topology dependence of particle production have been an emerging area of research at the LHC energies [
9,
10,
11,
12,
13]. Recently, a finite hadronic phase lifetime was also reported using the event multiplicity dependence of ALICE data [
14,
15]. This hints at looking into the event-shape dependence of chemical freeze-out parameters in pp collisions at the LHC energies. Before an experimental study is made, it is worth looking into the possibilities using a widely used pQCD-based event generator like PYTHIA8 [
16], which has been successful in describing many observed features in pp collisions. One should note that PYTHIA8 does not have inherent thermalization, while for a study on the CFO properties, one needs to have the thermalization of a system. However, as reported in [
17], the color reconnection (CR) mechanism along with the multipartonic interactions (MPIs) in PYTHIA8 produces the properties that arise from the thermalization of a system such as radial flow and the mass dependent rise of mean transverse momentum. In the PYTHIA model, a single string connecting two partons follows the movement of the partonic endpoints, and this movement gives a common boost to the string fragments (final state hadrons). With CR along with MPI, two partons from independent hard scatterings can reconnect, and they increase the transverse boost. This microscopic treatment of final state particle production is quite successful in explaining the similar features that arise from a macroscopic picture via the hydrodynamical description of high-energy collisions. Thus, it is apparent that the PYTHIA8 model with MPI and CR has a plausible ability to produce the features of thermalization, and this allows us to look for the CFO properties using simulated data from PYTHIA8. The present study should serve as a baseline work in this direction exploring the CFO properties in pp collisions and their event topology and multiplicity dependence. This need arises because of the different dynamics of particle production in jetty and isotropic events.
To separate the jetty and isotropic events from the average-shaped events, one should look into the geometrical shape of events using event-shape observables. Transverse spherocity as one of the event-shape observables has given a new direction for understanding the underlying events in pp collisions to have further differential study along with event multiplicity. Recently, the kinetic freeze-out scenario and system thermodynamics were studied using event-shape and event multiplicity in pp collisions at the centre-of-mass
= 13 TeV using PYTHIA8 [
11,
12]. It would be interesting to look into the spherocity dependence of chemical freeze-out parameters, which would provide a complete picture of the produced fireball and hadronic phase in high-multiplicity pp collisions. In this work, we perform a double differential study of chemical freeze-out parameters using spherocity and final state charged particle multiplicity in pp collisions at
= 13 TeV using PYTHIA8.
This paper is organized as follows. The description of event generation in PYTHIA8, the analysis methodology, and the definition of spherocity are given in
Section 2. In
Section 3, we discuss in detail the different ensembles used in this study. The results obtained using different ensembles for different spherocity classes are discussed in
Section 4. Finally, in
Section 5, we conclude with a summary of the important results.
2. Event Generation and Analysis Methodology
For this analysis, we used the PYTHIA8 to simulate ultra-relativistic proton-proton collisions. It is a blend of many models and theories relevant for physics like parton distributions, hard and soft interactions, initial and final-state parton showers, fragmentation, multipartonic interactions, color reconnection, and decay [
16]. We used Version 8.235 of PYTHIA, which includes MPI, which is crucial to explain the underlying events and multiplicity distributions, along with other observables. Furthermore, as explained in the previous section, this version includes flow-like patterns in terms of color reconnection [
17]. The detailed description of the physics processes in PYTHIA8.235 can be found in [
3]. We implemented the inelastic, non-diffractive component of the total cross-section for all soft QCD processes using the switch (SoftQCD: all = on). Around 250 million events were generated at
with Monash 2013 tune (Tune:14) [
18]. We used the MPI based color reconnection scheme (ColorReconnection:mode(0)) as it describes the ALICE charged particle spectra in pp collisions at
= 13 TeV, as shown in
Figure 1, the details of which are discussed in
Section 4. One should note that for our analysis, the minimum bias events are those events where no selection of charged particle multiplicity and spherocity is applied. For the generated events, all the resonances were allowed to decay except the ones used in our study (HadronLevel:Decay = on). In our analysis, the event selection criteria are such that only those events were chosen that had at least five tracks (charged particles at the mid-rapidity
), and the charged particle multiplicities (
) were chosen in the acceptance of the V0 subdetector with a pseudorapidity range of V0A (
) and V0C (
) [
19] to match the experimental conditions of the ALICE detector. The events generated using these cuts were then further divided into ten multiplicity (V0M) classes, each class containing 10% of the total events.
Table 1 shows all ten charged particle multiplicity classes.
It is worth noting here that although there are many tunes of physics processes in PYTHIA used to explain observable specific physics findings, our aim in this paper is to see the event-shape and multiplicity dependence of CFO parameters taking the best suited tunes.
Transverse spherocity is defined for a unit vector
, where
is the transverse component of the unit vector
, that minimizes the following quantity [
4]:
where
is the transverse momentum of the
particle. The distinct configuration of events if they are isotropic or jetty in the transverse plane is coupled to the extreme limits of spherocity, which varies from zero to one. In the spherocity distribution, the events limiting towards one are isotropic in nature, while towards zero are jetty. The jetty events are the consequence of hard processes, while the isotropic events are soft processes. The depiction of jetty and isotropic events is shown in
Figure 2. The spherocity distribution is selected in the pseudo-rapidity range of
, and all events have a minimum constraint of five charged particles with
> 0.15 GeV/
c. In the spherocity distribution, the jetty events are those having
with the lowest 20 percent of total events, and the isotropic events are those having
with the highest 20 percent of the total events.
4. Results and Discussion
To check the compatibility of the simulated data from PYTHIA8 with the experimental data, we compare the charged particle
spectra for pp collisions at
= 13 TeV from ALICE data [
20] and from the PYTHIA8 simulation used for this analysis. The comparison is shown in
Figure 1. The lower panel shows the ratio of the
spectra predictions from PYTHIA8 to experimental data. In order to see the agreement of the spectral shapes, we used an arbitrary scaling factor (1.35) to scale the simulated data. The scaling factor used is to check the matching of the spectral shape, and it bears no physical significance. We found that the scaled simulated data agree with the spectral shape from the experimental data within (10–20)% at low-
and consistent to unity for intermediate and high-
.
The grand canonical, strangeness canonical, and canonical ensembles are considered for pp at
= 13 TeV using the PHYTHIA8 Monash tune for three spherocity classes, namely spherocity integrated, isotropic, and jetty events. We considered
, K, p,
, and
yields in THERMUS for our study. We assigned 10% uncertainties to the individual particle yields as a conservative higher limit in this analysis; as usually, the experimental uncertainties are of this order. The simulated results in high-multiplicity pp collisions at
= 13 TeV for different spherocity classes allow us to access very high-multiplicity events in small collision systems and further investigate the applicability of these three ensembles. Looking into the particle-antiparticle symmetry at the LHC energies, the net baryon number and strangeness numbers are set to zero. Hence, the canonical ensemble differs from the grand canonical ensemble by a multiplicative factor as discussed in [
21]. However, in the thermodynamic limit, they must be equivalent.
The particle yields in pp collisions are fitted using THERMUS [
21] for the grand canonical, strangeness canonical, and canonical ensembles with three free parameters, namely
,
, and
R. In the case of SCE, we have an additional free parameter, known as the strangeness canonical radius, which is taken as the fireball radius (i.e.,
) [
21]. The comparison between the model and data for the spherocity integrated class for the highest multiplicity class is shown in
Figure 3. In the top panel, the black bar shows the simulated data points obtained using PYTHIA8. The blue solid circles are obtained for the grand canonical ensemble. The black solid stars are for the strangeness canonical ensemble. The red rectangular boxes are for the canonical ensemble. The bottom panel shows the deviation from the fit, which is defined as
Here,
are the uncertainties in particle yields as estimated using PYTHIA8. Similarly, the comparison of the particle yields in the thermal model and data for the isotropic and jetty events for the highest multiplicity class are shown in
Figure 4 and
Figure 5, respectively. The fitting of the thermal model to the simulated data points is performed as a function of charged particle multiplicity and spherocity classes for all the ensembles. The goodness of fit and
/NDF, where NDF is the number of degrees-of-freedom, for different multiplicity and spherocity classes in pp collisions at
= 13 TeV for different ensembles are given in
Table 2,
Table 3 and
Table 4. The obtained
/NDF is better for the higher charged particle multiplicity classes. The extracted thermodynamic parameters are shown in
Figure 6,
Figure 7 and
Figure 8 as a function of charged particle multiplicity for three different spherocity classes. Although one expects isotropic events to be better described by statistical thermal models, within the obtained sensitivity of
/NDF between jetty and isotropic events, it is difficult to comment on. In view of this, it would be nice to perform a similar study when experimental data are available in the near future, as there is no inbuilt thermalization feature in PYTHIA8, except the fact that MPI with CR mimics a thermalization feature—an outcome that gives a description of flow-like features seen in high-multiplicity pp events [
17]. It is known that at the LHC energies, the proton-to-pion ratio is not well explained by the statistical hadron resonance gas model, which introduces some degree of uncertainty in the estimated thermal parameters [
28]. This is reflected in the observed
/NDF. With baryon and anti-baryon annihilation channels being switched on in hydrodynamic models like VISHNU, the proton-to-pion ratio at the LHC was well explained [
29]. In this direction, this work attempts to look for any possible dependency of the thermal parameters on event-shapes in hadronic collisions at the LHC, rather than emphasizing the exact estimation of the thermal parameters, which would be performed on the experimental data.
In
Figure 6, we show the fireball radius
R as a function of the charged particle multiplicity for different spherocity classes in pp collisions at
= 13 TeV by considering the grand canonical, strangeness canonical, and canonical ensembles. The freeze-out radius increases with the charged particle multiplicity for all three ensembles. However, the radius obtained for the canonical ensemble is lower compared to other two ensembles for a lower charged particle multiplicity. The radius in the canonical ensemble approaches the strangeness canonical ensemble for the above charged particle multiplicity around 30. For the strangeness canonical ensemble, the value of the radius lies between the canonical and grand canonical ensembles. For isotropic events, the obtained radius is higher compared to the jetty and the spherocity integrated ones, as seen by ALICE [
30]. It is observed that the fireball radius is lower for the jetty-like events. However, for the high-multiplicity classes, the behavior of the fireball radius is similar for all spherocity classes within the uncertainties. In all three ensembles, the observed behavior is similar.
In
Figure 7, the chemical freeze-out temperature
is shown as a function of the charged particle multiplicity for different spherocity classes in pp collisions at
= 13 TeV by taking the grand canonical, strangeness canonical, and canonical ensembles. In general, the freeze-out temperature obtained for the canonical ensemble is higher compared to the GCE and SCE. The trend of the freeze-out temperature shows a slight increase with the charged particle multiplicity for the GCE and SCE, while the CE shows a decreasing behavior as a function of charged particle multiplicity. Beyond a charged particle multiplicity of around 30, the freeze-out temperature for the CE is similar to the SCE within the uncertainties.
As mentioned in the previous section, the strangeness saturation factor
is responsible for the degree of deviation from the strangeness chemical equilibrium in the strangeness sector. Thus, it is important to understand the strange particle production in smaller collision systems as a function of charged particle multiplicity and spherocity classes.
Figure 8 shows the strangeness saturation factor
as a function of the charged particle multiplicity for different spherocity classes in pp collisions at
= 13 TeV by considering the grand canonical, strangeness canonical, and canonical ensembles. The strangeness saturation factor
increases with the multiplicity in pp collisions and reaches unity for the higher charged particle multiplicity for the grand canonical and strangeness canonical ensembles. This indicates the strangeness chemical equilibrium for high-multiplicity pp collisions at
= 13 TeV. For higher multiplicity classes,
is similar for the grand canonical and strangeness canonical ensembles. However, when we study the yields with exact conservation of all three quantum numbers, i.e, for the canonical ensemble,
is below one for the higher charged particle multiplicity classes. In the case of the spherocity dependence study of
, it is higher for the jetty events followed by the spherocity integrated and isotropic events, although the separation is not very significant considering the uncertainties.
As we observed a significant dependence of the CFO parameters on spherocity and multiplicity classes, to compliment/confront our results, it would be interesting to look into the particle yields in pp collisions at = 13 TeV once the spherocity-dependent experimental data points are available.
5. Summary and Conclusions
Recent heavy-ion-like properties such as enhanced production of strange particles with respect to pions [
1], the degree of collectivity [
31], the hardening of particle spectra with multiplicity [
32,
33], etc., are seen in high-multiplicity events in proton-proton (pp) collisions at the LHC energies and have drawn considerable interest in the research community. In order to understand the production dynamics of particles in high-multiplicity pp collisions, an event-shape-dependent study becomes inevitable. Further to study the event topology dependence of the CFO properties, as thermalization in the medium is a basic requirement, the PYTHIA8 model with multi-partonic interaction and the color reconnection mechanism offers the possibility to make such a study. Thus, in this manuscript, using simulated data from PYTHIA8, we extracted CFO parameters such as the chemical freeze-out radius (
R), temperature (
), and strangeness saturation factor (
) by studying the particle yields in a thermal model for pp at centre-of-mass
= 13 TeV in different multiplicity and spherocity classes with a primary focus on the dependence of the CFO parameters with the geometrical shape of an event. Here, three types of ensembles, namely, grand canonical, strangeness canonical, and canonical, are used to look into their applicability in small collision systems. This study was performed by considering
, K, p,
, and
yields in THERMUS. The important findings are summarized below:
The freeze-out radius increases with charged particle multiplicity, and the highest value is observed for the grand canonical ensemble followed by the strangeness canonical and canonical ensembles.
For higher charged particle multiplicity, the radii obtained in the canonical ensemble are similar to the strangeness canonical values.
As the process of isotropization takes more time, the radii are expected to be higher for isotropic events compared to jetty and spherocity integrated events. However, in our study, we do not see such behavior within the uncertainties.
The chemical freeze-out temperature increases with the charged particle multiplicity for the grand canonical and strangeness canonical ensembles, whereas the canonical ensemble shows a reverse trend.
As seen in the case of the radius parameter, the chemical freeze-out temperature is similar for the strangeness canonical and canonical ensembles at higher charged particle multiplicities.
The strangeness saturation factor, , shows a clear evolution as a function of charged particle multiplicity and reaches the value of one for the GCE and SCE, which indicates complete strangeness chemical equilibrium.
The strangeness saturation factor, , is higher for the grand canonical ensemble and minimum for the canonical ensemble.
A final state multiplicity in the V0M acceptance of around
30 appears to be a thermodynamic limit, where the freeze-out parameters become almost independent of the ensembles. This goes in line with earlier observations [
7,
34].
Although the spherocity dependence of the CFO parameters shows a separation for different geometrical event shapes, considering the uncertainties, they are found to be similar.
In this study, the grand canonical and strangeness canonical ensembles converge for the higher charged particle multiplicity classes. For high-multiplicity pp collisions, reaches unity, which shows a full strangeness chemical equilibrium. It will be more interesting to look into the high-multiplicity pp events in different spherocity classes in the future when experimental data are available to get more information about the strangeness chemical equilibrium and to understand the particle production mechanism in smaller collision systems.