1. Introduction
Quantum mechanics is perhaps the most successful physical theory of all times. Its basic principles and mathematical foundation have been known since the 1930s and covered in numerous textbooks and monographs written over the past nine decades [
1,
2,
3,
4,
5,
6]. Yet the discovery of non-Hermitian
symmetric Hamiltonians possessing a real spectrum towards the end of 20th century [
7,
8,
9] created the impression among some physicists that there were gaps in our understanding of the fundamental aspects of quantum mechanics [
10,
11,
12]. This motivated the reexamination of some of the basic issues related to the necessity of some of the postulates of quantum mechanics [
13,
14,
15,
16] and led to the confirmation of the fact that such Hamiltonians could define a unitary quantum dynamics provided that we could uphold each and every one of the postulates of quantum mechanics [
2] by an appropriate redefinition of the Hilbert space of the system [
17,
18,
19,
20,
21].
Among the benefits of studying non-Hermitian
symmetric Hamiltonians was the development of methods for defining invariant inner products [
13,
14,
21,
22] and using these to address some old and important problems related to the construction of the Hilbert space and basic observables in quantum cosmology [
23,
24] and relativistic quantum mechanics of scaler [
25,
26,
27] and spin-1 [
28,
29,
30] particles. Quantum cosmological applications of these methods yield quantum systems with a Hilbert space whose inner product depends on the logarithm of the scale factor, which is a time-like degree of freedom [
23,
24]. This has motivated the study of the role of the Hamiltonian operator in a Hilbert space with a time-dependent inner product and led to the discovery of a quantum mechanical analog of the principle of general covariance of general relativity [
31]. It has also revealed a conflict between the observability of the Hamiltonian and the unitarity of the dynamics it generates [
32]. Different authors have proposed ways to deal with this conflict [
33,
34,
35,
36,
37,
38,
39]. Among these is a geometric resolution that allows for a genuine geometric extension of quantum mechanics [
40] and uncovers a previously unnoticed geometric aspect of quantum mechanics [
41].
In the present article, we provide a careful and essentially self-contained discussion of some of the basic problems related to the formulation of the kinematics and dynamics of quantum systems and offer a thorough treatment of quantum systems defined on time-dependent Hilbert spaces. In particular, we consider systems whose Hilbert space acquires its time-dependence through the time-dependence of its inner product. This requires a detailed analysis of a dynamical generalization of the notion of pseudo-Hermiticity [
13], which was initially employed in the context of quantum cosmology [
23] and the quantum mechanical analog of the principle of general covariance [
31]. It also plays a central role in the context of the conflict between observability of the Hamiltonian and the unitarity of the dynamics it generates [
32,
33,
34,
35,
36,
37,
38,
39,
40,
41].
We close this section by posing a simple question related to the quantum mechanical analogs of time-dependent canonical transformations of classical mechanics [
42]. Consider a quantum system whose state vectors belong to a time-independent Hilbert space
and whose dynamics are determined by the Schrödinger equation,
where
H is a time-independent Hermitian Hamiltonian operator. The observables of the system are represented by Hermitian operators
O acting in
. Quantum mechanical analogs of the classical canonical transformations are unitary transformations of the state vectors,
under which the observables
O and the Hamiltonian
transform according to
By virtue of the fact that
is a unitary operator, (
2) and (
3) ensure the invariance of the expectation values of the observables, i.e.,
while (
4) guarantees that the transformation (
2) maps the solutions of the Schrödinger (
1) to those of
where
.
The unitarity of the transformation (
2) and the transformation rules (
3) and (
4) imply that the physical quantities that quantum mechanics allows us to compute are not affected by this transformation. This is standard textbook material, but it leads to the following dilemma. Usually we take the Hamiltonian to represent the energy operator and identify the energy levels of the system with points in the spectrum of the Hamiltonian. But the transformation rule for the Hamiltonian, namely (
4), does not leave its spectrum invariant. Therefore, even if we take the Hamiltonian
H to be the energy observable, we cannot claim that the transformed Hamiltonian
represents the energy observable, because its spectrum can be completely different from that of
H. For example if we identify
with the inverse of the time-evolution operator, i.e., set
, which we do in going from the Schrödinger picture of dynamics to its Heisenberg picture [
4], we find that
vanishes identically. Hence its spectrum is
. A simple way of avoiding this problem is to identify the energy operator before the unitary transformation and use the transformation rule for the observables, namely (
3), to determine the energy observable after the transformation.
As we explain below, a quantum system is uniquely determined by the choice of its Hilbert space and Hamiltonian operator. But this choice is not unique, for all Hilbert space–Hamiltonian pairs that are related by unitary transformations provide physically equivalent descriptions of the system. Therefore, one must not be able to distinguish between different choices of such pairs. Yet the above prescription of identifying the energy observable seems to assume the existence of a special Hilbert space–Hamiltonian pair, which allows us to identify the energy observable with the Hamiltonian. This raises the natural question: “How do we find this special pair?” One of the aims of the present article is to offer a general prescription for determining the energy observable that is independent of the choice of the description of the system in terms of the Hilbert space–Hamiltonian pairs.
2. Basic Facts about Quantum Kinematics and Dynamics
Every quantum system can be described by a Hilbert space
and a linear operator
H acting in
called the Hamiltonian. Throughout this article we use the term “Hilbert space” to mean a complex separable Hilbert space, i.e., a complex vector space endowed with a positive-definite inner product such that as an inner-product space it is complete (i.e., the Cauchy sequences converge) and has countable orthonormal bases [
43].
The (pure) states of the system are identified with the one-dimensional subspaces (rays) of , and its observables are given by certain linear operators acting in . Each nonzero element of determines a unique state of the system, namely . For this reason we call nonzero elements of “state vectors” and label states of the system by , where is a state vector belonging to . Clearly , if and only if for some nonzero complex number .
The central ingredient of quantum mechanics that distinguishes it from classical theories is its measurement or projection axiom. According to this axiom, quantum mechanics does not allow for the prediction of the outcome of a measurement even if we have complete information about the observable we measure and the state of the system before the measurement. We can only use quantum mechanics to determine possible outcomes of the measurement, the probabilities of measuring these outcomes, and their expectation (ensemble average) values. Both of the latter quantities have the form
where
denotes the inner product of
,
is a state vector belonging to the domain of definition of
L such that
is the state of the system immediately before the measurement, and
L is either a projection operator associated with a subset
of the spectrum of the observable or the observable itself. In the former case, (
6) gives the probability of measuring a value for the observable that belongs to
. In the latter case, it gives the expectation value of the observable. In both cases, and regardless of the choice of
, (
6) is necessarily a real number. This simple requirement turns out to put a severe restriction on the operator
L. Specifically, it implies that
L must satisfy
where
stands for the domain of
L. We can use the basic properties of the inner product to show that (
7) implies the realness of the right-hand side of (
6) for all
. Showing that the latter requirement implies (
7) requires slightly more work ([Theorem 1.6.1] [
44]).
Linear operators
L fulfilling (
7) are said to be “symmetric”. Some authors call them “Hermitian” [
44]. But this is not consistent with the terminology adopted by von Neumann in his monumental book on quantum mechanics [
2]. von Neumann uses the term “Hermitian” for what is nowadays called “self-adjoint” [
43,
44,
45]. In the present article, we follow von Neumann’s terminology and use the terms “Hermitian” and “self-adjoint” interchangably. The precise definition of this concept which applies to finite- as well as infinite-dimensional Hilbert spaces is rather technical. We therefore present it in
Appendix A where we also discuss the basic requirements that disqualify non-Hermitian symmetric operators to serve as observables for quantum systems with infinite-dimensional Hilbert spaces.
It is easy to see that (
7) implies the realness of the eigenvalues of
L. The converse of this statement is, however, not true, i.e., there are non-symmetric linear operators whose eigenvalues are real. For example, suppose that
is the vector space
of
complex matrices (column vectors) endowed with the standard Euclidean inner product,
where
, and the superscript † stands for the Hermitian conjugate (complex conjugate of the transpose) of a matrix. It is an elementary fact of linear algebra that every linear operator
with domain
is given by a
matrix
according to
. This, in particular, implies that the eigenvalues of
L coincide with those of
, and
. Let us examine the following choices for
,
, and
.
It is easy to see that the spectrum of
(and consequently of
L) consists of real eigenvalues, 1 and 2. We also have
Therefore, although
L has a real spectrum, it violates (
7). Notice also that the expectation value of
L in the state
with
fails to be real; a quick calculation gives
This is a clear proof that the realness of the eigenvalues of a linear operator does not ensure the realness of its expectation values.
Standard textbooks on quantum mechanics also use von Neumann’s terminology and identify observables of quantum systems with “Hermitian operators”. Most of them, however, do not discuss the difference between symmetric and Hermitian operators, and refer to condition (
7) as the “Hermiticity condition”. This causes no difficulties when the Hilbert space
of the system is finite-dimensional, because in this case the observables are defined everywhere in
. As we explain in
Appendix A, this makes the conditions of being symmetric and Hermitian equivalent. Therefore every non-Hermitian operator defined in a finite-dimensional Hilbert space violates (
7) regardless of whether its eigenvalues are real or not.
The requirement of the realness of the eigenvalues of observables is a logical consequence of the fact that they are the possible readings of measuring devices one employs to measure these observables. This seems to have provided the basic motivation for using non-Hermitian operators with a real spectrum as Hamiltonian operators for certain quantum systems [
7,
10,
12]. Because these operators violate (
7), there are states in which their expectation values fail to be real. Therefore, they cannot be identified with the statistical averages of readings of a measuring device, which are necessarily real numbers. This argument also applies when
is infinite-dimensional. The realness of the spectrum of a linear operator does not ensure the realness of its expectation values. This is a firmly established mathematical fact that is unfortunately not covered in a great majority of textbooks on quantum mechanics.
Because the knowledge of the Hilbert space
is sufficient for the identification of its one-dimensional subspaces and Hermitian operators acting in
, the states and observables of the quantum system, and consequently, its kinematic structure are determined by
. In general, changing
would drastically change the set of states and observables of the system. In particular, it might be possible to change the inner product on
in such a way that the domain of a non-Hermitian linear operator remains unchanged but it acts as a Hermitian operator in the new Hilbert space. This is the basic idea of the pseudo-Hermitian representation of quantum mechanics [
21], which was originally developed in an attempt to achieve the following seemingly unrelated objectives:
To establish a precise mathematical framework [
13,
14,
15] to study non-Hermitian
-symmetric Hamiltonians [
7] and elucidate their physical content [
17,
18,
46];
To address the problem of the construction of the Hilbert space and basic observables in minisuperspace quantum cosmology [
23,
24].
The information about the dynamical properties of a quantum system is contained in the Hamiltonian. In the Schrödinger picture of dynamics, the evolution of the state vectors
of the system is governed by the requirement that they satisfy the Schrödinger equation,
Here, we use the symbol
for the Hamiltonian to reflect the fact that it may depend on time. In general, the Hamiltonian involves a set of real classical control parameters or coupling constants,
, whose values may change with time. These determine the time-dependence of the Hamiltonian according to
, where
R stands for
. In general, we can identify the latter with (the coordinates of) points of a parameter space
M, and view the function
as a parameterized curve in
M. A well-known example is a spin-
s particle interacting with a rotating magnetic field
, where
is
endowed with the Euclidean inner product,
,
is the Larmor frequency,
is the direction of
, and
is the spin operator in its standard
-dimensional unitary representation [
47]. Because
traces a curve on the unit sphere,
the parameter space of this system is
. If we identify the axis of rotation of the magnetic field with the
z axis, we can express
in terms of the azimuthal and polar spherical coordinates,
and
. This gives
where
is the angular speed of rotation of the magnetic field about the
z axis. These formulas suggest taking
and
as the parameters of the system.
In the standard textbook description of quantum mechanics, the kinematical structure of the system is independent of its dynamics. This is because the Hilbert space
does not depend on time. There are, however, situations where this is not the case. A simple example is a non-relativistic particle trapped in an infinite square well potential with a time-dependent width
in one dimension [
48,
49,
50,
51], i.e.,
The Hilbert space of this system is the space of square-integrable functions defined on the interval
, i.e.,
. Consider an evolving state vector
for this system. At different instants of time,
belongs to different Hilbert spaces. This makes the very definition of its time derivative, namely
problematic; because
while
, it is not meaningful to speak of
. This is a serious problem as the Schrödinger equation (
8) involves
.
Fortunately, it is possible to devise an alternative description of this system that makes use of a time-independent Hilbert space [
51]. This description avoids the problem with the definition of
when
belongs to a time-dependent Hilbert space
, but it does not offer a general solution for it.
There is a class of quantum systems described by a time-dependent Hilbert space
where the set of state vectors and the rules according to which they are added and multiplied by numbers do not change with time. This means that the vector-space structure of
is time-independent. The time-dependence of such a Hilbert space stems from the time-dependence of its inner product. For this class of quantum systems, the term
is meaningful, but (
10) is still unacceptable, because the operation of evaluating the
limit in its right-hand side is ill-defined. Recall that given a function
f mapping
to a Hilbert space
,
means that there is some
such that
, where
stands for the norm of the Hilbert space. To make sense of the right-hand side of (
10), we need a unique choice for the norm of
, which is unavailable because
and
belong to Hilbert spaces with different inner products.
3. Quantum Dynamics in a Time-Dependent Hilbert Space
Consider a quantum system described by a time-dependent Hilbert space
and a possibly time-dependent Hamiltonian operator
. In analogy with the description of time-dependent Hamiltonians that we offer in the preceding section, we can imagine that
acquires its time-dependence through its dependence on a set of time-dependent real parameters,
, i.e.,
with
. Again, we can identify these parameters with coordinates of points of a parameter space
M in some coordinate system, so that as time progresses
traces a curve in
M. This description of a quantum system with a time-dependent Hilbert space involves the assignment of a Hilbert space
to each point
R of
M. Imposing the natural requirement that the dimension
N of
(which can be finite or infinite) be independent of
R, we arrive at a bundle of Hilbert spaces attached to points of
M. This is an example of what mathematicians call a Hermitian vector bundle (Hilbert bundle when
) [
52,
53]. This suggests that we should replace the role of the time derivative of the evolving state (
10), which applies to dynamics taking place in a constant Hilbert space, with an appropriate notion of covariant time derivative on a Hermitian vector bundle
, [
52,
54,
55].
3.1. Covariant Differentiation with Respect to Time
Consider an orthonormal basis
of
for each
R, and suppose that
are smooth functions of
R at least in some open subset
of
M where our coordinate system is defined. To be precise,
M is a smooth manifold and
’s provide an open covering of
M by coordinate charts [
54,
55]. Given an evolving state vector
that belongs to
, we can expand it in
. This gives
where
and
is the inner product of
. The basis expansion (
11) applies for the values of
t such that
.
Now, suppose that
is a fixed (separable) Hilbert space having the same dimension as
, namely
N. Because separable Hilbert spaces with the same dimension are isomorphic, there are unitary operators mapping
to
. To specify one, we choose an arbitrary time-independent orthonormal basis
of
, and let
be the unitary operator that maps
onto
, so that
This means that for all
,
where
stands for the inner product of
.
We define a concept of covariant time derivative
in
by
where
t ranges over some interval
such that
,
is a differentiable function, and for each
and
,
is a linear operator acting in
. It is the choice of these operators, or alternatively the operator-valued differential form,
that determines the covariant time derivative
of
. Because
is a unitary operator, we can use it to extend this notion of covariant time derivative to functions
as follows:
In view of (
11), this is equivalent to
where
The concept of covariant differentiation defined by (
16) or (
17) would be acceptable provided that it does not depend on the choice of the orthonormal basis
. To satisfy this requirement, the operators
must comply with a particular basis transformation rule.
3.2. Gauge Transformations
Suppose that
is another orthonormal basis of
for
. Because any two orthonormal bases of a Hilbert space are related via a unitary transformation, there is a unitary operator
such that
. Let us expand the elements
of
in both
and
. This gives
where
and we have suppressed the
R-dependence of
, and
for brevity. The basis transformation
is the passive transformation,
which does not change
. It induces a basis transformation in
, namely
where
, and
is the unitary operator defined by
In
Appendix B, we show that the right-hand side of (
17) is left invariant under the basis transformation (
22) if and only if the operators
transform according to
Here,
stands for the partial derivative with respect to
, and we have suppressed the
R-dependence of
,
, and
. Transformation (
24) coincides with a gauge transformation of the gauge field in a non-Abelian gauge theory whose gauge group is the unitary group of the Hilbert space
. In differential geometry,
are known as the components of a local connection one form [
54,
55].
Suppose that
is a time interval such that for all
,
and
satisfies
. Then, we say that
is obtained by the parallel transportation of
along the curve traced by
in
. Demanding that the parallel transportation of pairs of elements of
leaves their inner product unchanged is equivalent to the condition that
be Hermitian operators acting in
. This follows from the equivalence of
with
and the fact that we can write the latter equation as the Schrödinger equation,
for the Hamiltonian operator
Because
is arbitrary, the Hermiticity of the operators
is equivalent to the Hermiticity of the Hamiltonian operator
and the unitarity of the time-evolution it generates via (
25). If
and
are elements of
satisfying
, the functions
defined by
solve (
25). Because
and
are unitary operators, the Hermiticity of
, which ensures the Hermiticity of
, implies
The converse of this argument also holds;
implies
and consequently the unitarity of the time-evolution generated by (
26), which in turn requires
and
to be Hermitian operators.
3.3. Active Transformations of the Hilbert Space
Consider the active unitary transformations of of the Hilbert space
:
where
is a unitary operator. Expanding
and
in the basis
and denoting the coefficient of the expansions by
and
, so that
and
, we can express (
27) in the form
The active transformation (
27) induces the following unitary transformation of the Hilbert space
.
where
is arbitrary and
Let us examine the effect of active unitary transformation (
27) on the covariant time derivatives of the evolving state vectors
and
. Denoting the transformed
, and
, respectively, by
, and
, we have
and
where we have used (
16), (
17), (
29), and (
30). This calculation shows that under the active transformation (
27),
transforms according to
if and only if
If we demand that
belongs to
, then under active unitary transformations of
, it must transform similarly to
, i.e., (
31) and consequently (
32) hold. It is also easy to see that (
31) is equivalent to
This is the main reason for calling
the “covariant differentiation with respect to time.” We can view (
32) as an implication of (
33).
3.4. Covariant Schrödinger Equation
Having introduced the notion of covariant time derivative and examined some of its basic properties, we propose to determine the dynamics of our quantum system in
using the following covariant generalization of the Schrödinger equation.
where
, and
is a Hermitian operator acting in
for all
. This provides a local description of the dynamics of the system in the sense that the curve traced by
is confined to a single open subset
of
M. We can extend this prescription to situations where
traces an arbitrary smooth curve, if we know the structure functions of the underlying Hermitian vector bundle
, [
40].
We can use the dynamics generated by (
34) in
and the unitary operator
to induce a dynamics in the time-independent Hilbert space
. Applying
to both sides of (
34) and using (
15) and (
16), we arrive at the Schrödinger equation
where
and
is the operator defined by (
26). Under the active unitary transformations
of the Hilbert space
, the operators
,
, and
transform according to
Relation (
37) follows from (
33) and (
35), while (
38) and (
39) are consequences of (
26), (
32), (
36), and (
37). In view of the first equation in (
36) and (
37)–(
39), the Hamiltonian
transforms according to
For situations where
traces a curve contained in
, we can describe our quantum system using either of the Hilbert space–Hamiltonian pairs
and
. Let us first examine its description in terms of
, where the Hilbert space is time-independent. As we see from the above derivation of (
39), the last term on the right-hand side of this equation has its origin in the way
, and consequently the local connection components
, transform under active unitary transformations of the Hilbert space
. The latter do not correspond to observables of the system. They describe the geometry of the bundle
of Hilbert spaces
. In contrast,
is a Hermitian operator, which we can identify with an observable of the system. We propose to interpret it as the energy observable. Because
is the counterpart of
in the representation of our system in terms of
, the same interpretation applies to
. The advantage of the latter representation is that it applies to all of
M, i.e., it provides a global description of the quantum system that is applicable regardless of the choice of the curve traced by the parameters
of the system in time.
If we confine our attention to a single curve of parameters, then the bundle over this curve is topologically trivial and there is no advantage of using . Yet the existence of this representation and the corresponding covariant Schrödinger equation reveal the basic reason why the Hamiltonian transforms differently from the observables under time-dependent unitary transforms of the Hilbert space. This follows from a hidden geometric aspect of quantum mechanics, which is quantified in terms of a Hermitian operator-valued gauge field .
When we describe a quantum system using a time-independent Hilbert space, we neglect the presence of
. This does not cause any problems, if
is a pure gauge (a flat connection). In this case, we can make a proper choice for the gauge (basis) where
. In other words, we assume the existence of a representation of the system in terms of a Hilbert space–Hamiltonian pair with a time-independent Hilbert space in which
. The developments reported in Refs. [
40,
41] and the present article question the validity of this assumption. They suggest that we should investigate the physical content of quantum systems for which the connection one-form
fails to be flat and explore the physical meaning of the corresponding local curvature two form,
which is a measure of the non-flatness of
, [
54,
55]. We can express
in terms of its components
according to
where ∧ stands for the standard wedge product of differential forms [
54,
55]. In view of (
41) and (
42),
are Hermitian operators acting in
that are given by
These correspond to the components of the field strength associated with the gauge field
.
3.5. Energy Observable and Reparametrizations of Time
In the preceding subsections we consider non-stationary quantum systems described by time-dependent Hilbert space–Hamiltonian pairs where the time-dependence of the Hilbert space and the Hamiltonian is determined through the dependence of a set of real parameters on time. These trace a curve in a parameter space M, and a consistent description of the dynamics of the system is achieved by replacing the role of the Hilbert space by a bundle of Hilbert spaces over . This is obtained as the restriction of a Hermitian vector bundle over M to , which is necessarily a trivial Hermitian vector bundle. This does not, however, mean that has a trivial geometry (a flat connection).
The dynamics of the system is determined by the covariant Schrödinger Equation (
34), which involves Hermitian operators
acting in the fibers
of
. These are given by the restriction of
to
. We can view
as a function that maps
M to a real vector bundle
over
M. The fibers
of
that are attached to the points
are vector spaces of Hermitian operators acting in
. Because
acts in
,
is a function such that
for all
. This identifies
with what mathematicians call a global section of
, [
40,
41]. The restriction of
to
specifies the Hermitian operators
, which we identify with the energy observable. Other observables of the system are also obtained similarly by restricting global sections of
to
, [
40].
Now, consider a reparameterization,
, of
where
is a monotonically decreasing or increasing differentiable function. Such a function determines a reparameterization of
provided that
and
trace the same segment of
. Under the reparameterization,
,
and consequently
transform according to
where
denotes the derivative of
f, and we have made use of (
17). In view of (
43), the reparameterization,
, changes the covariant Schrödinger Equation (
34) into
where
. Comparing (
34) and (
44), we see that whenever
, the solutions
of the covariant Schrödinger Equation (
34) are invariant under reparameterizations,
. This is to be expected, because in this case
is obtained via parallel transportation of
along the curve
. Because we interpret
t as time, we say that the dynamics of the system is time-reparameterization-invariant.
The left-hand side of the covariant Schrödinger Equation (
34) involves the covariant time derivative determined by the connection on
, a quantity which specifies the geometry of
, while its right-hand side is given by
, which is the energy observable at time
t. The latter represents the interactions that are independent of the geometry of
. The above analysis shows that these interactions are responsible for the breakdown of the time-reparameterization invariance of the dynamics of system.
3.6. Equivalent Representations of Quantum Systems
A by-product of our geometric treatment of quantum systems described by time-dependent Hilbert space–Hamiltonian pairs is that they admit a consistent formulation in terms of time-independent Hilbert space–Hamiltonian pairs . However, the choice of the latter is not unique. Two Hilbert space–Hamiltonian pairs, and , represent the same quantum system if there is a one-to-one correspondence between state vectors and Hermitian operators of and those of such that the expectation values of the corresponding Hermitian operators in the corresponding state vectors coincide, and the solutions of the Schrödinger equation defined by in correspond to those of the Schrödinger equation defined by in . Such a correspondence defines a possibly time-dependent everywhere-defined one-to-one and onto a linear operator with the following properties.
- (P1)
For all
,
, and Hermitian operator
other than
, there are a unique vector
and a unique Hermitian operator
such that
This determines the corresponding state vectors and Hermitian operators of and .
- (P2)
Let
be arbitrary and
and
denote the inner products of
and
, respectively. Then,
This means that
is a unitary operator [
43,
45].
- (P3)
Now, suppose that a state and an observable of the quantum system are, respectively, given by the state vector
and Hermitian operator
in its
representation, and
is an evolving state vector in this representation, i.e., it solves
Then, according to P1 the corresponding state vector, Hermitian operator, and evolving state vector in the
representation are given by (
45) and
. In view of these equations, P2, P3, and (
48), we have
This shows that we can quantify the kinematic and dynamical properties of the system using either of
and
, i.e., they represent the same quantum system.
Next, we address the question of whether two Hilbert space–Hamiltonian pairs,
and
, represent the same quantum system. The above analysis shows that this is the case if and only if there is a unitary operator
fulfilling (
47). Because equality of the dimensions of any two (separable) Hilbert spaces is equivalent to the existence of a unitary operator mapping one to the other [
43], a necessary condition for
and
to represent the same quantum system is that
and
have the same dimension. This is, however, not a sufficient condition; if the dimensions of
and
coincide, there are always unitary operators
, but they may violate (
47).
4. Time-Dependent Inner Products
Given a complex vector space
V and an inner product
on
V, every inner product
on this vector space has the form
where
is a linear operator defined on all of
V such that
and
o is the zero vector in
V. Let us make the
-dependence of
transparent by labeling the latter by
, i.e., set
use
and
to denote the inner product spaces obtained by endowing
V with the inner products
and
, respectively, i.e.,
and suppose that
and
are Hilbert spaces. Because
determines the inner product
, it is called a metric operator on
.
A linear operator with domain is said to be continuous, if for every sequence in that converges to some , the sequence converges to . L is said to be bounded, if there is some such that for all , . It is easy to show that L is continuous if and only if it is bounded.
Condition (
50) identifies
with a positive-definite operator
defined on all of
. This in particular implies that it is an everywhere-defined Hermitian operator with an everywhere-defined Hermitian inverse
, [
21]. A basic theorem of operator theory known as Hellinger–Toeplitz theorem states that everywhere-defined Hermitian operators cannot be discontinous. This implies that both
and
are continuous and consequently bounded operators. For this reason,
and
have identical topological properties, i.e., the notions of open subset, convergence, limit, and continuity in
and
coincide.
If in (
49) we replace
by a Hermitian automorphism,
, i.e., a Hermitian operator that is defined on all of
and is one-to-one and onto,
defines a possibly indefinite inner product on
, [
56]. For this reason we call
a pseudo-metric operator [
21].
Now, consider a quantum system represented by the Hilbert space–Hamiltonian pair
where
is a possibly non-Hermitian operator with a dense domain, i.e., for every
, there is a sequence in
that converges to
. Suppose that for all
and
, the Schrödinger equation,
has a global solution (defined for all
) fulfilling the initial condition,
. The time evolution determined by (
52) in
is necessarily non-unitary, i.e.,
depends on time. It might, however, be possible to find a metric operator
such that the inner product
is invariant under the time evolution, i.e., for every pair,
and
, of the solutions of (
52),
is time-independent. In view of (
49), this condition is equivalent to
Using (
52) and arbitrariness of the solutions,
and
, we can express (
53) in the form of the following differential equation for
, [
31].
where
stands for the strong derivative of
, i.e., it is the operator that satisfies
If
is Hermitian, (
54) reduces to the Liouville–von Neumann equation.
It is easy to infer from (
53) that the general solution of (
53) has the form
where
,
is the evolution operator associated with the Hamiltonian operator
, and
is a time-independent metric operator [
23]. Clearly,
We also recall that
satisfies
where
is the strong derivative of
with respect to
t in
, and
I is the identity operator.
As a linear operator mapping
onto
,
fails to be a unitary operator unless if
for all
. According to (
54), this happens when
is Hermitian. As an operator mapping
to
, however,
is a unitary operator. This is because for all
and
,
where we have made use of (
49), (
51), (
55) and (
56).
Next, consider the positive square root of
, which we denote by
. This is the unique positive-definite operator acting in
that satisfies
, [
43]. In view of (
49) and (
51), for all
,
This calculation shows that as an operator mapping
to
,
is a unitary operator [
16]. Consequently, given a densely defined linear operator
and
is a Hermitian operator acting in
if and only if
is a Hermitian operator acting in
. Expressing
in terms of
, using the result to compute its adjoint in
, and assuming that
is Hermitian, we have
This calculation identifies Hermitian operators
acting in
with
-pseudo-Hermitian operators acting in
, [
13,
14,
16,
17,
21].
Solving (
54) for
, we find
Comparing this equation with (
58), we see that
fails to be a Hermitian operator acting in
unless
is time-independent, i.e.,
for all
.
If we identify
with the Hilbert space of our quantum system, the time evolution generated by the Hamiltonian
becomes unitary provided that we solve the Schrödinger Equation (
52) in
but compute the transition probabilities and the expectation values of the observables as if the state vectors of the system belong to
and the observables are Hermitian operators acting in
. This leads us to the unavoidable conclusion that the non-Hermitian Hamiltonian operator
, which determines the time evolution in
, does not act as a Hermitian operator in
. Therefore, it cannot represent an observable of the quantum system [
32]. The geometric formulation of dynamics of the system that we described in
Section 3 shows that this is a generic feature of all quantum systems.
The non-Hermitian Hamiltonian operator
is not a Hermitian operator acting in
, but the time-dependent unitary operator
maps it to a Hermitian operator acting in
, namely,
For this reason, we can represent the quantum system using the Hilbert space–Hamiltonian pair
, [
17,
21].
The above developments rely on the use of
, which is the positive square root of
in
. One can instead consider a more general decomposition of
in terms of a possibly non-Hermitian operator
, which satisfies
and as a linear operator mapping
to
is unitary. For situations where
has a discrete spectrum and its eigenvectors form a Riesz basis [
21] of
, one can identify
with the linear operator that maps this basis onto an orthonormal basis of
, [
14].
Because
is also a unitary operator mapping
to
,
is a unitary operator mapping
onto
. Clearly,
This equation shows that given a metric operator
fulfilling (
59), every choice for the operator
that achieves the decomposition (
61) is uniquely determined by a possibly time-dependent unitary operator
.
We can use
to obtain an equivalent representation of the quantum system, namely
, where
is the Hamiltonian operator defined in
by
It is easy to see that
is a Hermitian operator acting in
. This calculation shows that the Hermitization of
that makes use of
is unique up to unitary equivalence, i.e., every representation of the quantum system that has
as its Hilbert space is obtained from
via a unitary transformation
of
.
We close this section by making the following comments:
There is a major difference between the consequences of (
54) for time-dependent and time-independent metric operators. As we mentioned above, we can solve this equation for
for every Hamiltonian
that admits an evolution operator
. For example, when
is finite-dimensional or more generally
is a bounded operator,
exists [
43], and (
55) provides the general solution of (
54). Therefore (
54) does not put any restriction on the choice of the Hamiltonian operator
or its spectrum. The situation is drastically different if we demand the existence of a time-independent metric operator. In this case, (
54) reduces to the pseudo-Hermiticity condition for
, which imposes severe restrictions on its spectrum [
13,
14,
15]. In this sense, referring to (
54) as time-dependent pseudo-Hermiticity or a quasi-Hermiticity condition is misleading, for it does not impose any condition on the Hamiltonian.
The results of this section are related to the constructions outlined in
Section 3. If we denote the isomorphisms that map the fibers
of the Hermitian vector bundle
over
to its typical fiber
by
, as we describe in Ref. [
40], we can use them together with the inner product of
to induce an inner product on
. This leads to an example of the Hilbert space
with
depending on
R. We can then identify the unitary operator
of
Section 4 with
where
is the positive square root of
.