Next Article in Journal
Microbiota and Malodor—Etiology and Management
Next Article in Special Issue
A Pilot Study for the Feasibility of Exome-Sequencing in Circulating Tumor Cells Versus Single Metastatic Biopsies in Breast Cancer
Previous Article in Journal
Role of Genetic Variations in the Hepatic Handling of Drugs
Previous Article in Special Issue
Heterogeneity of Stemlike Circulating Tumor Cells in Invasive Breast Cancer
 
 
Font Type:
Arial Georgia Verdana
Font Size:
Aa Aa Aa
Line Spacing:
Column Width:
Background:
Article

Evolution of Estrogen Receptor Status from Primary Tumors to Metastasis and Serially Collected Circulating Tumor Cells

1
Division of Oncology, Department of Clinical Sciences Lund, Lund University, SE-223 81 Lund, Sweden
2
Division of Translational Cancer Research, Department of Laboratory Medicine, Lund University, SE-223 81 Lund, Sweden
3
Division of Surgery, Department of Clinical Sciences Lund, Lund University, SE-223 81 Lund, Sweden
4
Department of Surgery, Skåne University Hospital, SE-222 42 Lund, Sweden
*
Author to whom correspondence should be addressed.
Int. J. Mol. Sci. 2020, 21(8), 2885; https://doi.org/10.3390/ijms21082885
Submission received: 27 March 2020 / Revised: 17 April 2020 / Accepted: 18 April 2020 / Published: 20 April 2020

Abstract

:
Background: The estrogen receptor (ER) can change expression between primary tumor (PT) and distant metastasis (DM) in breast cancer. A tissue biopsy reflects a momentary state at one location, whereas circulating tumor cells (CTCs) reflect real-time tumor progression. We evaluated ER-status during tumor progression from PT to DM and CTCs, and related the ER-status of CTCs to prognosis. Methods: In a study of metastatic breast cancer, blood was collected at different timepoints. After CellSearch® enrichment, CTCs were captured on DropMount slides and evaluated for ER expression at baseline (BL) and after 1 and 3 months of therapy. Comparison of the ER-status of PT, DM, and CTCs at different timepoints was performed using the McNemar test. The primary endpoint was progression-free survival (PFS). Results: Evidence of a shift from ER positivity to negativity between PT and DM was demonstrated (p = 0.019). We found strong evidence of similar shifts from PT to CTCs at different timepoints (p < 0.0001). ER-positive CTCs at 1 and 3 months were related to better prognosis. Conclusions: A shift in ER-status from PT to DM/CTCs was demonstrated. ER-positive CTCs during systemic therapy might reflect the retention of a favorable phenotype that still responds to therapy.

1. Introduction

Breast cancer is the most common malignant disease in women, and although five-year survival is approaching 90%, 20–30% of women with an initially local disease develop metastatic disease within 10 years [1]. The median overall survival (OS) in women with metastatic breast cancer (MBC) is approximately two years, and only 25% survive beyond five years [2]. Evaluating the response of therapy in MBC can be difficult, especially in patients with non-measurable disease. Guidelines for therapy evaluation include diagnostic imaging, clinical assessment, and also evaluation of liquid-based tumor markers [2,3,4].
In breast cancer, the estrogen receptor (ER) and the human epidermal growth factor receptor 2 (HER2), which are predictive of the response to endocrine- and HER2-targeted therapy, respectively, are the most important treatment predictive markers. Since it was shown that the expression of ER and HER2 frequently changes between primary tumor (PT) and distant metastasis (DM) in breast cancer [5,6], it is important to re-evaluate the biomarker status in biopsies from metastatic lesions. Furthermore, there are indications that cancer cells lose their ER expression during endocrine treatment [7,8] as a mechanism of resistance. The choice of therapy in a metastatic setting should therefore preferably be based on the receptor status of the metastatic biopsy when available. Due to heterogeneity, biopsies from different sites should be evaluated. In clinical practice, however, it is not always feasible to biopsy multiple metastatic sites, and the metastasis might also be situated at a non-accessible site. Moreover, current diagnostic methods, i.e., needle biopsies, limit the amount of material available for further analyses.
Liquid biopsies evaluating the presence of circulating tumor cells (CTCs) are non-invasive and easily accessible with a limited risk of complications in comparison to an invasive tissue biopsy. They can be repeated regularly, which allows for the serial monitoring of real-time tumor evolution/response to treatment. Additionally, a tissue biopsy reflects a momentary state of the tumor at one location in the body, whereas liquid-based markers reflect real-time tumor progression and are not dependent on repeated invasive tissue biopsies.
CTCs can be detected in a liquid biopsy, and the CellSearch® system (©Menarini Silicon Biosystems, Inc 2020, USA) is considered the golden standard of CTC capturing and enumeration in MBC since it is the only Food and Drug Administration (FDA)-approved technology, so far. Multiple trials have shown CellSearch® enumerated CTCs as an independent prognostic factor in MBC [9,10,11,12,13,14,15]. CTCs have also been proposed to more accurately reflect tumor heterogeneity than biopsies of single metastases and are considered to originate from both the primary tumor and all metastatic sites [16]. Therefore, liquid biopsies enumerating CTCs might be a better proxy for the total metastatic burden. However, CTC enumeration alone is insufficient to predict the efficacy of therapy, and the addition of CTC tumor-marker expression might better predict the benefit of a therapy [17].
The primary aim of the present study was to characterize CTCs detected in blood samples from MBC patients and to evaluate ER-status during tumor progression from primary tumors to distant metastasis and CTCs, respectively. Our secondary aim was to relate the ER-status of CTCs to prognosis. We hypothesized that, by evaluating the ER-status of single CTCs, improved therapy guidance could be provided.

2. Results

For the study cohort with an available CTC status using CellSearch®, and with information on the ER-status in the PT (n = 147), the median age was 65 years (range 40–84 years; Figure 1, Table 1). In total, 63% (92/147) of the patients were given endocrine therapy as first-line systemic therapy, whereas 48% (70/147) had chemotherapy. Furthermore, 84% (123/147) of PTs and 86% (105/122) of DMs were ER-positive (Table 1). The median time from diagnosis of PT to diagnosis of MBC was five years (range 0–36 years).

2.1. CTC Status at Baseline and During Follow-Up

At baseline (BL), 53% (76/144) of the patients were classified in the inferior prognostic group according to the previously approved and validated cut-off of ≥5 CTCs [9,10]. The corresponding percentages after 1 and 3 months of the first-line of therapy were 29% (37/128) and 19% (21/113), respectively.
DropMount slides could be prepared for 113 cases (Figure 1). When the CTC-DropMount method was used for CTC characterization, the corresponding numbers for cases included in the inferior prognostic group were 54% (35/65), 32% (7/22), and 52% (12/23) at BL, after 1 month and after 3 months of therapy, respectively.

2.2. ER Status of CTCs

By again applying the CTC-DropMount method for characterization, 26% (17/65) of CTCs were ER-positive at BL compared with 23% (5/22) after 1 month and 43% (10/23) after 3 months of therapy.
The distribution of number of CTCs at BL and the ER-status are depicted in Figure 2a, b. For ER-positive CTC cases at BL (Figure 2a), the number of detected cells ranged from 1 to 47, where cases were considered ER-positive if at least one CTC was positive for ER. With a cut-off of ≥5CTCs, 13 cases would have been regarded as ER-positive at BL instead of 17. For ER-negative cases (Figure 2b), the number of evaluated CTCs varied from 1 to 1094.

2.3. Shift in the ER Status

Evidence of a shift in the ER-status from PT to DM was assessed with the McNemar test, showing a shift towards more ER-negative tumors in DM (Table 2; Figure 3a). In total, 74% (90/122) retained ER positivity from PT to DM, 12% (15/122) changed from ER-positive in PT to ER-negative in DM, and 3% (4/122) changed from ER-negative to ER-positive DM (Table 2, Figure 3a).
Interestingly, when separately comparing the ER-status of the PT with the ER-status of CTCs at different timepoints, evidence of a shift from ER positivity to negativity was strong (Table 2; Figure 3b–d). Among 50 patients with ER-positive PTs, only 16 had ER-positive CTCs at BL (p < 0.0001; Figure 3b).
McNemar analysis comparing the ER-status in DM and of CTCs at different timepoints showed evidence of a negative association at BL and after 1 month but not after 3 months (Table 2).
Statistical power was low for a comparison of the ER-status of CTCs between follow-up timepoints (NBL = 17, N1 month = 19, and N3 months = 10; Table 2).

2.4. ER Status of CTCs and PFS

Among all patients with positive CTCs (≥1 CTCs) at BL (n = 65), evidence of an association between the ER positivity of CTCs at BL, measured by the CTC-DropMount method, and improved PFS was weak (hazard ratio (HR): 0.57, 95% confidence interval (CI): 0.29–1.1, p = 0.10; Figure 4a). The effect, as well as the evidence, was stronger in landmark analyses using the ER-status of CTCs measured at 1 month (HR: 0.25, 95% CI: 0.055–1.1, p = 0.066; Figure 4b) and at 3 months (HR: 0.33, 95% CI: 0.11–1.01, p = 0.052; Figure 4c).
Similar results were seen in patients with ≥5 CTCs at BL (n = 61). Thirteen cases were defined as ER-positive and 48 cases as ER-negative CTCs at BL, and ER positivity was associated with better PFS at BL (HR: 0.33, 95% CI: 0.13–0.83, p = 0.019), at 1 month (HR: 0.64, 95% CI: 0.071–5.8, p = 0.69) and at 3 months (HR: 0.32, 95% CI: 0.078–1.3, p = 0.12).

3. Discussion

The tissue biopsy reflects a momentary state of a tumor at one location in the body, whereas liquid-based markers reflect real-time tumor progression and are not dependent on repeated invasive tissue biopsies. Enumeration and characterization of CTCs has potential as a less invasive diagnostic method to evaluate the progression of breast cancer. To our knowledge, this is one of a few studies evaluating the ER-status of single CTCs in metastatic breast cancer using an immunofluorescence method [18]. In the present study, we also evaluated the ER-status in PT and DM and identified a shift towards more ER-negative cases in DM. A shift in the ER-status from PT to CTCs was also detected. Out of 50 patients with ER-positive PT, only 16 had ER-positive CTCs at BL.
In the present study, retained ER positivity of CTCs after initiation of systemic therapy was associated with better prognosis and thus seemed to reflect a favorable retained phenotype that still responded to therapy. Van de Ven et al. showed that, after neoadjuvant chemotherapy, there was a 2.5–17% change in the ER-status from positive to negative [19]; in metastatic breast cancer, 17% of the cases were found to have a different ER-status in metastasis compared to the primary tumor [20]. Hence, we hypothesized that, by evaluating the ER-status of single CTCs, improved therapy guidance could be provided.
Bock et al. reported results similar to ours, with a shift towards more ER negativity in CTCs; 37% ER-positive in PT vs. 8% ER-positive in CTCs compared to our results, with 84% ER-positive in PT vs. 26% ER-positive in CTCs at BL [18]. Other studies showed ER-status discordance between CTCs and primary or metastatic biopsies similar to our results, ranging from 30% to 60% [21,22]. Lindström et al. showed an altered ER-status in one-third of patients during tumor progression from PT to DM, but CTCs were not assessed [23]. We identified a 16% (19/122) altered ER-status in PT vs. DM in the present study and four of them changed from ER-negative in PT to ER-positive in DM. Two of them had first-line endocrine therapy and had shorter time to progression than the median PFS in the study cohort. Unfortunately, the ER-status of the corresponding baseline CTCs was not available for these patients and consequently no conclusion on endocrine therapy resistance based on CTC data could be drawn. Furthermore, Lindström et al. stated that ER-positive recurrence had better prognosis than ER-negative recurrence, irrespective of the ER-status of the PT [23].
In our study, as treatment continued, the number of CTCs decreased, and this was confirmed by a decrease in the number of CTCs between different timepoints. However, we could not determine whether this decrease was due to technical issues with the CTC-DropMount method or a true biological difference. Fewer CTCs were found through immunofluorescence using the CTC-DropMount method than using the CellSearch® method. This might have been because cells were attached to the walls of the CellSearch® cartridge or were detached from the slides during the immunofluorescent-staining process. With fewer CTCs detected, the possibility of finding CTCs positive for ER consequently decreases. However, direct use of the CellSearch® system for the evaluation of ER-status, as Paoletti et al. presented [24], would demand larger amounts of blood at a higher cost, which was not possible in this study. Other studies acknowledged technical difficulties concerning CTC characterization using fluorescence in situ hybridization [25]. With few cells to evaluate, this had the largest impact on the evaluation of ER-negative cases. The question was whether cases were truly negative or classified as such only because ER-positive cells were not detected.
According to the applied criteria for the definition of the ER-status of CTCs, only a few positive cells are needed for a sample to be considered ER-positive. Since CTCs disseminate from tumors, ER-negative cells could preferentially detach compared to ER-positive cells. This might explain the finding of a lower number of ER-positive CTCs than ER-positive PT. In line with our findings, Babayan et al. found 19% (9/16) ER-negative CTCs in patients who originally had ER-positive primary tumors [26].
As depicted in Figure 2, the number of detected cells ranged from 1 to 47 for samples classified as ER-positive. Regarding samples classified as ER-negative, on the other hand, the range was wider (1 to 1094). Ultimately, in cases where only one CTC was found, it is difficult to say whether this was or was not a true-negative CTC sample.
The strengths of our study include a prospective study design, with a homogeneous cohort (all patients were included before they started the first-line of systemic therapy), with predefined timepoints for sampling; consequently, the ER-status of CTCs was measured at longitudinal timepoints after the initiation of therapy. Furthermore, information on the ER-status of both PT and DM was available for most cases, enabling a thorough comparison throughout the tumor evolution. Weaknesses are mainly attributed to applying an in-house technique for capturing CTCs from the cartridge, which could potentially cause a lower cell recovery rate. Consequently, we had few cases to compare between the different timepoints, limiting the statistical power. Furthermore, there are few similar publications in the field with which to compare our results.

4. Material and Methods

The study was previously described in detail [27,28]. In brief, 168 women with newly diagnosed MBC, previously untreated for metastatic disease, were included in a prospective observational study at Skåne University Hospital and Halmstad County Hospital (ClinicalTrials.gov NCT01322893). Ethical permission was granted by the Lund University Ethics Committee (LU 2010/135) and all patients signed informed consent forms. Briefly, inclusion criteria were MBC diagnosis, age ≥18 years, Eastern Cooperative Oncology Group (ECOG) performance status score 0–2, and predicted life expectancy of >2 months. Study protocol included blood sampling at baseline (BL) and during therapy at 1, 3, and 6 months. In the current study, DropMount slides from BL (n = 113) and after 1 (n = 60) and 3 months (n = 46) were used. In total, 63% (92/147) of patients received adjuvant endocrine treatment, and 48% (70/147) received adjuvant chemotherapy. The primary endpoint was progression-free survival (PFS).
Patient and tumor characteristics (e.g., ER-status) were retrieved from clinical records and pathology reports. ER-status was routinely assessed by immunohistochemistry on formalin paraffin-embedded material (with commercially available antibodies) on surgical specimen from the primary tumors at the time of primary diagnosis and on diagnostic core biopsies from metastasis at the time of diagnosis of metastatic disease. All assessments were performed by board-certified pathologists and ≥10% were classified as ER-positive according to the European guidelines [2,29].
After CTC enumeration using CellSearch®, cells were fixated using the CTC-DropMount method as previously described [30]. In brief, isolated CTCs were separated using a magnetic stand, and all nonmagnetic fluid was removed. The remaining cells were resuspended in phosphate-buffered saline (PBS), dropped onto Superfrost™ slides (ThermoScientific™, Germany), dried at 37 °C for 30 min, and fixated in pure methanol for 5 min. The slides were stored at –20 °C until analysis (i.e., CTC-DropMount method).
With at least five CTCs enumerated using CellSearch®, 113 cases were available as DropMount at BL. Using a previously described immunofluorescence method [30], cells were evaluated in the present study for ER expression at BL and after 1 and 3 months. A rabbit monoclonal anti-ERα antibody was used as a primary (Thermo Fisher Scientific, #9101S1210D) and an AlexaFluor488-labeled goat antirabbit as a secondary antibody (Life Technologies, #1423009). For CD45 staining, a rat monoclonal antibody was used as a primary (Thermo Fisher Scientific/Invitrogen, #MA5-17687) and an AlexaFluor647-labeled goat antirat as a secondary antibody (Thermo Fisher Scientific/Invitrogen, #A-21247). Cytokeratins 8, 9, and 19 were stained with phycoerythrin-labeled mouse monoclonal antibody provided as leftovers from the CellSearch®-kit (Menarini, #E491A). Blood spiked with cells from the MCF-7 cell line was used as a positive control for ER expression. Cells positive for 4’,6-diamidino-2-phenylindole (DAPI) and cytokeratins 8, 18, and 19 but negative for CD45 were considered to be CTCs. Samples were classified as ER-positive if at least one CTC was positive for ER. Assessment of the ER-status of CTCs was independently performed by EM and CF. The cells were scanned using a BX63 Upright Microscope (Olympus Corporation, LRI, Lund, Sweden) and CellSense Dimension software. The filters used were DAPI, Cy2/fluorescein isothiocyanate (FITC), Cy3/tetramethylrhodamine-5-isothiocyante (TRITC), and Cy5. Scans were performed at 20×, while objects of special interest were captured at 40×. A representative example is shown in Figure 5.

Statistical Analysis

The study followed the Reporting Recommendation for Tumor Marker (REMARK) criteria [31,32]. Kaplan–Meier plots and the log-rank test were used to compare PFS between patient groups. Survival analysis of ER expression measured at 1 and 3 months was performed with landmark analysis. Hazard ratios (HRs) were quantified by the univariable Cox proportional hazards-regression model, and proportional hazard assumptions were graphically checked. Comparison of the ER-status of PT, DM, and CTCs at different timepoints was performed using the McNemar test. Stata version 16.1 (StataCorp, College Station, TX, USA) was used for statistical analyses.

5. Conclusions

We demonstrated evidence of a shift from ER positivity to negativity in the PT compared to DM, as well as evidence of a similar shift in the ER-status of CTCs from PT and DM. Using the CTC-DropMount method, the ER positivity of CTCs at 1 and 3 months was related to better prognosis. The ER positivity of CTCs after the initiation of systemic therapy might reflect the retention of a favorable phenotype that still responds to therapy.

Author Contributions

Conceptualization, K.A., C.F., A.-M.L., and L.R.; methodology, K.A., C.F., and E.M.; formal analysis, K.A., P.-O.B., C.F., E.M., and L.R.; investigation, K.A., C.F., and E.M.; resources, L.R.; data curation, C.F., P.-O.B., and L.R.; writing—original—draft preparation, C.F.; writing—review and editing, all authors; supervision, K.A., C.L.T.J., and L.R.; project administration, K.A., C.F., S.J., and L.R.; funding acquisition, L.R. All authors have read and approved the final version of the manuscript.

Funding

This research was funded by The Swedish Cancer Society: 2016/563; 190388. The Mrs Berta Kamprad Foundation: 2017-39. The Crafoord Foundation: 20170702. Governmental Funding of Clinical Research within the National Health Service (ALF): 2018-40304. The Swedish Research Council: 2015-02516. Skåne University Hospital Funds: 2017-92502; 2018-92502. The King Gustav V Jubilee Foundation 19/140141. Biocare-strategic research area at Lund University: 2016-124359.

Acknowledgments

We are indebted to Anna Ebbesson, Sara Baker, and Kristina Lövgren for CTC enrichment and enumeration, and to Henrik Frithiof for establishing the CTC-DropMount method. We thank Ulrik Narbe for providing the follow-up data. This work was supported by BioCare–Strategic Research Area at Lund University (2016-124359), The Swedish Cancer Society (2016/563; 190388), the Mrs Berta Kamprad Foundation (2017-39), the Crafoord Foundation (20170702), Governmental Funding of Clinical Research within the National Health Service (ALF) (2018-40304), the Swedish Research Council (2015-02516), Skåne University Hospital Funds (2017-92502; 2018-92502), and the King Gustav V Jubilee Foundation (19/140141).

Conflicts of Interest

The authors declare no conflict of interest.

References

  1. Brewster, A.M.; Hortobagyi, G.N.; Broglio, K.R.; Kau, S.-W.; Santa-Maria, C.A.; Arun, B.; Buzdar, A.U.; Booser, D.J.; Valero, V.; Bondy, M.; et al. Residual Risk of Breast Cancer Recurrence 5 Years After Adjuvant Therapy. J. Natl. Cancer Inst. 2008, 100, 1179–1183. [Google Scholar] [CrossRef] [PubMed] [Green Version]
  2. Cardoso, F.; Senkus, E.; Costa, A.; Papadopoulos, E.; Aapro, M.; Andre, F.; Harbeck, N.; Aguilar Lopez, B.; Barrios, C.H.; Bergh, J.; et al. 4th ESO-ESMO International Consensus Guidelines for Advanced Breast Cancer (ABC 4) dagger. Ann. Oncol. 2018, 29, 1634–1657. [Google Scholar] [CrossRef] [PubMed]
  3. Henry, N.L.; Hayes, D.F. Uses and abuses of tumor markers in the diagnosis, monitoring, and treatment of primary and metastatic breast cancer. Oncologist 2006, 11, 541–552. [Google Scholar] [CrossRef] [Green Version]
  4. Van Poznak, C.; Somerfield, M.R.; Bast, R.C.; Cristofanilli, M.; Goetz, M.P.; Gonzalez-Angulo, A.M.; Hicks, D.G.; Hill, E.G.; Liu, M.C.; Lucas, W.; et al. Use of Biomarkers to Guide Decisions on Systemic Therapy for Women with Metastatic Breast Cancer: American Society of Clinical Oncology Clinical Practice Guideline. J. Clin. Oncol. 2015, 33, 2695–2704. [Google Scholar] [CrossRef]
  5. Aitken, S.J.; Thomas, J.S.; Langdon, S.P.; Harrison, D.J.; Faratian, D. Quantitative analysis of changes in ER, PR and HER2 expression in primary breast cancer and paired nodal metastases. Ann. Oncol. 2010, 21, 1254–1261. [Google Scholar] [CrossRef]
  6. Simmons, C.; Miller, N.; Geddie, W.; Gianfelice, D.; Oldfield, M.; Dranitsaris, G.; Clemons, M. Does confirmatory tumor biopsy alter the management of breast cancer patients with distant metastases? Ann. Oncol. 2009, 20, 1499–1504. [Google Scholar] [CrossRef]
  7. Osborne, C.K.; Schiff, R. Mechanisms of endocrine resistance in breast cancer. Annu. Rev. Med. 2011, 62, 233–247. [Google Scholar] [CrossRef] [Green Version]
  8. Gutierrez, M.C.; Detre, S.; Johnston, S.; Mohsin, S.K.; Shou, J.; Allred, D.C.; Schiff, R.; Osborne, C.K.; Dowsett, M. Molecular Changes in Tamoxifen-Resistant Breast Cancer: Relationship Between Estrogen Receptor, HER-2, and p38 Mitogen-Activated Protein Kinase. J. Clin. Oncol. 2005, 23, 2469–2476. [Google Scholar] [CrossRef]
  9. Cristofanilli, M.; Budd, G.T.; Ellis, M.J.; Stopeck, A.; Matera, J.; Miller, M.C.; Reuben, J.M.; Doyle, G.V.; Allard, W.J.; Terstappen, L.W.; et al. Circulating Tumor Cells, Disease Progression, and Survival in Metastatic Breast Cancer. N. Engl. J. Med. 2004, 351, 781–791. [Google Scholar] [CrossRef] [Green Version]
  10. Bidard, F.-C.; Peeters, D.; Fehm, T.; Nolè, F.; Gisbert-Criado, R.; Mavroudis, D.; Grisanti, S.; Generali, D.; García-Sáenz, J.A.; Stebbing, J.; et al. Clinical validity of circulating tumour cells in patients with metastatic breast cancer: A pooled analysis of individual patient data. Lancet Oncol. 2014, 15, 406–414. [Google Scholar] [CrossRef]
  11. Scher, H.I.; Jia, X.; De Bono, J.S.; Fleisher, M.; Pienta, K.J.; Raghavan, D.; Heller, G. Circulating tumour cells as prognostic markers in progressive, castration-resistant prostate cancer: A reanalysis of IMMC38 trial data. Lancet Oncol. 2009, 10, 233–239. [Google Scholar] [CrossRef] [Green Version]
  12. Hou, J.-M.; Krebs, M.; Lancashire, L.; Sloane, R.S.; Backen, A.; Swain, R.K.; Priest, L.J.; Greystoke, A.; Zhou, C.; Morris, K.; et al. Clinical Significance and Molecular Characteristics of Circulating Tumor Cells and Circulating Tumor Microemboli in Patients With Small-Cell Lung Cancer. J. Clin. Oncol. 2012, 30, 525–532. [Google Scholar] [CrossRef] [PubMed]
  13. Krebs, M.; Sloane, R.S.; Priest, L.; Lancashire, L.; Hou, J.-M.; Greystoke, A.; Ward, T.; Ferraldeschi, R.; Hughes, A.; Clack, G.; et al. Evaluation and Prognostic Significance of Circulating Tumor Cells in Patients With Non–Small-Cell Lung Cancer. J. Clin. Oncol. 2011, 29, 1556–1563. [Google Scholar] [CrossRef] [PubMed]
  14. Aggarwal, C.; Meropol, N.J.; Punt, C.J.; Iannotti, N.; Saidman, B.H.; Sabbath, K.D.; Gabrail, N.Y.; Picus, J.; Morse, M.A.; Mitchell, E.; et al. Relationship among circulating tumor cells, CEA and overall survival in patients with metastatic colorectal cancer. Ann. Oncol. 2013, 24, 420–428. [Google Scholar] [CrossRef]
  15. Deneve, E.; Riethdorf, S.; Ramos, J.; Nocca, D.; Coffy, A.; Daures, J.P.; Maudelonde, T.; Fabre, J.M.; Pantel, K.; Alix-Panabieres, C. Capture of viable circulating tumor cells in the liver of colorectal cancer patients. Clin. Chem. 2013, 59, 1384–1392. [Google Scholar] [CrossRef] [Green Version]
  16. Gay, L.; Baker, A.-M.; Graham, T.A. Tumour Cell Heterogeneity. F1000Research 2016, 5, 238. [Google Scholar] [CrossRef] [Green Version]
  17. Smerage, J.B.; Barlow, W.E.; Hortobagyi, G.N.; Winer, E.P.; Leyland-Jones, B.; Srkalovic, G.; Tejwani, S.; Schott, A.F.; O’Rourke, M.A.; Lew, D.L.; et al. Circulating tumor cells and response to chemotherapy in metastatic breast cancer: SWOG S0500. J. Clin. Oncol. 2014, 32, 3483–3489. [Google Scholar] [CrossRef]
  18. Bock, C.; Rack, B.; Kuhn, C.; Hofmann, S.; Finkenzeller, C.; Jager, B.; Jeschke, U.; Doisneau-Sixou, S.F. Heterogeneity of ERalpha and ErbB2 Status in Cell Lines and Circulating Tumor Cells of Metastatic Breast Cancer Patients. Transl. Oncol. 2012, 5, 475–485. [Google Scholar] [CrossRef] [Green Version]
  19. Van De Ven, S.; Smit, V.T.H.B.M.; Dekker, T.J.A.; Nortier, J.; Kroep, J.R. Discordances in ER, PR and HER2 receptors after neoadjuvant chemotherapy in breast cancer. Cancer Treat. Rev. 2010, 37. [Google Scholar] [CrossRef]
  20. Curtit, E.; Nerich, V.; Mansi, L.; Chaigneau, L.; Cals, L.; Villanueva, C.; Bazan, F.; Montcuquet, P.; Meneveau, N.; Perrin, S.; et al. Discordances in Estrogen Receptor Status, Progesterone Receptor Status, and HER2 Status Between Primary Breast Cancer and Metastasis. Oncologist 2013, 18, 667–674. [Google Scholar] [CrossRef] [Green Version]
  21. Aktas, B.; Müller, V.; Tewes, M.; Zeitz, J.; Kasimir-Bauer, S.; Loehberg, C.R.; Rack, B.; Schneeweiss, A.; Fehm, T. Comparison of estrogen and progesterone receptor status of circulating tumor cells and the primary tumor in metastatic breast cancer patients. Gynecol. Oncol. 2011, 122, 356–360. [Google Scholar] [CrossRef] [PubMed]
  22. Somlo, G.; Lau, S.K.; Frankel, P.; Ben Hsieh, H.; Liu, X.; Yang, L.; Krivacic, R.; Bruce, R.H. Multiple biomarker expression on circulating tumor cells in comparison to tumor tissues from primary and metastatic sites in patients with locally advanced/inflammatory, and stage IV breast cancer, using a novel detection technology. Breast Cancer Res. Treat. 2011, 128, 155–163. [Google Scholar] [CrossRef] [PubMed] [Green Version]
  23. Lindström, L.S.; Karlsson, E.; Wilking, U.; Johansson, U.; Hartman, J.; Lidbrink, E.; Hatschek, T.; Skoog, L.; Bergh, J. Clinically Used Breast Cancer Markers Such As Estrogen Receptor, Progesterone Receptor, and Human Epidermal Growth Factor Receptor 2 Are Unstable Throughout Tumor Progression. J. Clin. Oncol. 2012, 30, 2601–2608. [Google Scholar] [CrossRef]
  24. Paoletti, C.; Muñiz, M.C.; Thomas, D.G.; Griffith, K.A.; Kidwell, K.M.; Tokudome, N.; Brown, M.E.; Aung, K.; Miller, M.C.; Blossom, D.L.; et al. Development of Circulating Tumor Cell-Endocrine Therapy Index in Patients with Hormone Receptor–Positive Breast Cancer. Clin. Cancer Res. 2014, 21, 2487–2498. [Google Scholar] [CrossRef] [Green Version]
  25. Swennenhuis, J.F.; Tibbe, A.G.; Levink, R.; Sipkema, R.C.; Terstappen, L.W. Characterization of circulating tumor cells by fluorescence in situ hybridization. Cytometry A 2009, 75, 520–527. [Google Scholar] [CrossRef]
  26. Babayan, A.; Hannemann, J.; Spötter, J.; Müller, V.; Pantel, K.; Joosse, S.A. Heterogeneity of Estrogen Receptor Expression in Circulating Tumor Cells from Metastatic Breast Cancer Patients. PLoS ONE 2013, 8, e75038. [Google Scholar] [CrossRef] [Green Version]
  27. Jansson, S.; Bendahl, P.-O.; Larsson, A.-M.; Aaltonen, K.E.; Rydén, L. Prognostic impact of circulating tumor cell apoptosis and clusters in serial blood samples from patients with metastatic breast cancer in a prospective observational cohort. BMC Cancer 2016, 16, 433. [Google Scholar] [CrossRef] [Green Version]
  28. Larsson, A.-M.; Jansson, S.; Bendahl, P.-O.; Jörgensen, C.L.T.; Loman, N.; Graffman, C.; Lundgren, L.; Aaltonen, K.E.; Rydén, L. Longitudinal enumeration and cluster evaluation of circulating tumor cells improve prognostication for patients with newly diagnosed metastatic breast cancer in a prospective observational trial. Breast Cancer Res. 2018, 20, 48. [Google Scholar] [CrossRef]
  29. Molina, R.; Barak, V.; Van Dalen, A.; Duffy, M.J.; Einarsson, R.; Gion, M.; Goike, H.; Lamerz, R.; Nap, M.; Sölétormos, G.; et al. Tumor Markers in Breast Cancer—European Group on Tumor Markers Recommendations. Tumor Boil. 2005, 26, 281–293. [Google Scholar] [CrossRef] [Green Version]
  30. Frithiof, H.; Welinder, C.; Larsson, A.-M.; Rydén, L.; Aaltonen, K.E. A novel method for downstream characterization of breast cancer circulating tumor cells following CellSearch isolation. J. Transl. Med. 2015, 13, 126. [Google Scholar] [CrossRef] [Green Version]
  31. McShane, L.M.; Altman, D.G.; Sauerbrei, W.; Taube, S.E.; Gion, M.; Clark, G.M. REporting recommendations for tumour MARKer prognostic studies (REMARK). Eur. J. Cancer 2005, 41, 1690–1696. [Google Scholar] [CrossRef] [Green Version]
  32. Altman, D.G.; McShane, L.M.; Sauerbrei, W.; Taube, S.E. Reporting recommendations for tumor marker prognostic studies (REMARK): Explanation and elaboration. BMC Med. 2012, 10, 51. [Google Scholar] [CrossRef] [Green Version]
Figure 1. Flowchart of study cohort. CTC = circulating tumor cell, ER = estrogen receptor.
Figure 1. Flowchart of study cohort. CTC = circulating tumor cell, ER = estrogen receptor.
Ijms 21 02885 g001
Figure 2. ER-status of CTCs. Depicted are number of evaluated circulating tumor cells (CTCs) for individual cases at baseline (BL) and the corresponding estrogen receptor (ER) distribution among the evaluated CTCs. Seventeen cases (1–17) were defined as ER-positive (a) and 48 cases (18–65) as ER-negative. Note that the scale in (b) is logarithmic due to better visuality.
Figure 2. ER-status of CTCs. Depicted are number of evaluated circulating tumor cells (CTCs) for individual cases at baseline (BL) and the corresponding estrogen receptor (ER) distribution among the evaluated CTCs. Seventeen cases (1–17) were defined as ER-positive (a) and 48 cases (18–65) as ER-negative. Note that the scale in (b) is logarithmic due to better visuality.
Ijms 21 02885 g002
Figure 3. Shift in the ER-status. Sankey diagrams depicting shifts in the estrogen receptor (ER) status from (a) primary tumor (PT) to distant metastasis (DM), (b) from PT to circulating tumor cells (CTCs) at baseline (BL), (c) from PT to CTCs at 1 month, and (d) from PT to CTCs at 3 months.
Figure 3. Shift in the ER-status. Sankey diagrams depicting shifts in the estrogen receptor (ER) status from (a) primary tumor (PT) to distant metastasis (DM), (b) from PT to circulating tumor cells (CTCs) at baseline (BL), (c) from PT to CTCs at 1 month, and (d) from PT to CTCs at 3 months.
Ijms 21 02885 g003
Figure 4. ER-status on CTCs and PFS. Association of progression-free survival (PFS) and the estrogen receptor (ER) status at different timepoints using the circulating tumor cell (CTC) Drop-Mount method. Note that the time-axes start at 0, 1, and 3 months, respectively, in (a), (b), and (c) (landmark analysis). * p-values are from the log-rank test.
Figure 4. ER-status on CTCs and PFS. Association of progression-free survival (PFS) and the estrogen receptor (ER) status at different timepoints using the circulating tumor cell (CTC) Drop-Mount method. Note that the time-axes start at 0, 1, and 3 months, respectively, in (a), (b), and (c) (landmark analysis). * p-values are from the log-rank test.
Ijms 21 02885 g004aIjms 21 02885 g004b
Figure 5. Immunofluorescent staining of CTCs in metastatic breast cancer blood samples. Circulating tumor cells (CTCs) were scanned using (a) BX63 Upright Microscope; (a) a composite image of all channels, (b) 4’,6-diamidino-2-phenylindole (DAPI) counterstain (fluorescent blue), (c) estrogen receptor α stained with AlexaFluor488 (green), (d) cytokeratins 8, 18, and 19 stained with phycoerythrin (red), and (e) CD45 stained with AlexaFluor647 (yellow).
Figure 5. Immunofluorescent staining of CTCs in metastatic breast cancer blood samples. Circulating tumor cells (CTCs) were scanned using (a) BX63 Upright Microscope; (a) a composite image of all channels, (b) 4’,6-diamidino-2-phenylindole (DAPI) counterstain (fluorescent blue), (c) estrogen receptor α stained with AlexaFluor488 (green), (d) cytokeratins 8, 18, and 19 stained with phycoerythrin (red), and (e) CD45 stained with AlexaFluor647 (yellow).
Ijms 21 02885 g005
Table 1. Patient and tumor characteristics for n = 147 with an available estrogen receptor (ER) status in the primary tumor (PT). CTC = circulating tumor cell, BL = baseline, DM = distant metastases, MBC = metastatic breast cancer, HER2 = human epidermal growth factor receptor 2, NHG = Nottingham histological grade.
Table 1. Patient and tumor characteristics for n = 147 with an available estrogen receptor (ER) status in the primary tumor (PT). CTC = circulating tumor cell, BL = baseline, DM = distant metastases, MBC = metastatic breast cancer, HER2 = human epidermal growth factor receptor 2, NHG = Nottingham histological grade.
All Patients, PT (n = 147)CTC BL (n = 113)CTC 1 Month (n = 60)CTC 3 Months (n = 46)DM after PT (n = 122)
Age at diagnosis of MBC
Median (range) in years65 (40–84)60 (34–83)59 (37–82)59 (39–77)59 (32–83)
Time from PT to DM
Median (range) in years4.5 (0–36)4.2 (0–36)3.6 (0–36)4.7 (0–36)5.2 (0–36)
PT ER-status, n (%)
Negative24 (16%)17 (15%)8 (13%)6 (13%)17 (14%)
Positive123 (84%)93 (85%)52 (87%)40 (87%)105 (86%)
Missing 3 1
DM ER-status, n (%)
Negative28 (23%)22 (23%)13 (25%)7 (18%)28 (23%)
Positive94 (77%)73 (77%)39 (75%)31 (82%)94 (77%)
Missing25188825
HER2-status, n (%)
Negative109 (87%)83 (87%)50 (94%)39 (97%)88 (86%)
Positive17 (13%)11 (13%)3 (6%)1 (3%)14 (14%)
Missing21197620
PT tumor size, n (%)
T152 (37%)35 (34%)16 (27%)15 (35%)50 (42%)
T249 (35%)37 (36%)23 (40%)14 (33%)43 (36%)
T320 (14%)16 (16%)8 (14%)7 (16%)15 (13%)
T419 (14%)15 (14%)11 (19%)7 (16%)10 (9%)
Missing710234
PT Node status, n (%)
Node negative41 (32%)27 (28%)13 (25%)10 (24%)39 (35%)
Node positive88 (68%)72 (72%)39 (75%)30 (76%)74 (65%)
Missing1814869
PT NHG, n (%)
Grade 112 (10%)8 (9%)2 (4%)4 (10%)11 (10%)
Grade 264 (53%)52 (58%)31 (63%)24 (62%)60 (56%)
Grade 345 (37%)29 (33%)16 (33%)11 (28%)37 (34%)
Missing262411714
First-line systemic treatment, n (%)
Endocrine only92 (63%)67 (59%)35 (58%)33 (72%)86 (70%)
Chemotherapy70 (48%)53 (47%)33 (53%)32 (70%)63 (52%)
HER2-targeted5 (3%)1 (1%)1 (2%)1 (2%)5 (4%)
CellSearch® BL CTC number
Median (range)5 (0–2598)17 (0–2598)42 (0–2598)42 (0–2598)5 (0–2598)
Mean6788811811974
Table 2. McNemar analysis comparing the ER-status in the primary tumor (PT) vs. the estrogen receptor (ER) status of distant metastases (DM) and circulating tumor cells (CTCs) at different timepoints; baseline (BL), 1 month and 3 months.
Table 2. McNemar analysis comparing the ER-status in the primary tumor (PT) vs. the estrogen receptor (ER) status of distant metastases (DM) and circulating tumor cells (CTCs) at different timepoints; baseline (BL), 1 month and 3 months.
ER StatusPT vs. DMPT vs. BLPT vs. 1 MonthPT vs. 3 MonthsDM vs. BLDM vs. 1 MonthDM vs. 3 MonthsBL vs. 1 MonthBL vs. 3 Months1 Month vs. 3 Months
n = 122 (%)n = 63 (%)n = 20 (%)n = 22 (%)n = 55 (%)n = 17 (%)n = 20 (%)n = 17 (%)n = 19 (%)n = 10 (%)
-/-13 (11)13 (21)4 (20)4 (18)12 (22)5 (29)6 (30)10 (59)7 (37)5 (50)
-/+4 (3)000 (0)001 (5)3 (17)6 (31)1 (10)
+/-15 (12)34 (54)12 (60)9 (41)29 (53)7 (41)4 (20)2 (12)3 (16)2 (20)
+/+90 (74)16 (25)4 (20)9 (41)14 (25)5 (29)9 (45)2 (12)3 (16)2 (20)
p-value0.019<0.00010.00050.004<0.00010.0160.381.00.511.0

Share and Cite

MDPI and ACS Style

Forsare, C.; Bendahl, P.-O.; Moberg, E.; Levin Tykjær Jørgensen, C.; Jansson, S.; Larsson, A.-M.; Aaltonen, K.; Rydén, L. Evolution of Estrogen Receptor Status from Primary Tumors to Metastasis and Serially Collected Circulating Tumor Cells. Int. J. Mol. Sci. 2020, 21, 2885. https://doi.org/10.3390/ijms21082885

AMA Style

Forsare C, Bendahl P-O, Moberg E, Levin Tykjær Jørgensen C, Jansson S, Larsson A-M, Aaltonen K, Rydén L. Evolution of Estrogen Receptor Status from Primary Tumors to Metastasis and Serially Collected Circulating Tumor Cells. International Journal of Molecular Sciences. 2020; 21(8):2885. https://doi.org/10.3390/ijms21082885

Chicago/Turabian Style

Forsare, Carina, Pär-Ola Bendahl, Eric Moberg, Charlotte Levin Tykjær Jørgensen, Sara Jansson, Anna-Maria Larsson, Kristina Aaltonen, and Lisa Rydén. 2020. "Evolution of Estrogen Receptor Status from Primary Tumors to Metastasis and Serially Collected Circulating Tumor Cells" International Journal of Molecular Sciences 21, no. 8: 2885. https://doi.org/10.3390/ijms21082885

APA Style

Forsare, C., Bendahl, P. -O., Moberg, E., Levin Tykjær Jørgensen, C., Jansson, S., Larsson, A. -M., Aaltonen, K., & Rydén, L. (2020). Evolution of Estrogen Receptor Status from Primary Tumors to Metastasis and Serially Collected Circulating Tumor Cells. International Journal of Molecular Sciences, 21(8), 2885. https://doi.org/10.3390/ijms21082885

Note that from the first issue of 2016, this journal uses article numbers instead of page numbers. See further details here.

Article Metrics

Back to TopTop