1. Introduction
Dexamethasone (DEX) is a synthetic glucocorticoid used in a wide range of diseases [
1,
2,
3,
4], particularly when related with lung, from occlusive airway conditions such as asthma [
5] to maturation of foetus lung [
6]. Recent studies report that DEX can be profitably applied to the treatment of acute respiratory distress syndrome [
7] and could reduce deaths among patients with serious cases of COVID-19. Death rates drop by 1/3 among patients on ventilators and by 1/5 among patients receiving oxygen with no artificial ventilation [
8]. Moreover, DEX treatment can shorten the hospitalization period ([
9] and references therein). In fact, the overreaction of the immune system often occurring in patients with serious cases of COVID-19 can be suppressed by DEX, which is a strong and effective anti-inflammatory corticoid, and inflammation can be restrained.
However, despite its therapeutic efficacy, long-term systemic administration of DEX has been hampered by severe side effects such as renal failure, remarkable blood pressure reduction, weight loss, and vision impairment. In this context, there is an urgent need for new strategies to fully exploit the therapeutic potential of DEX while reducing its systemic side effects [
10]. In this respect, local delivery directly to the lung in the form of liquid aerosol administered into the pipe of the ventilator [
11] or with the oxygen supplement appears as a suitable strategy to parallel and strengthen the systemic administration while reducing its dosage.
The formulation of DEX in nano-carriers could improve the delivery of this insoluble drug to the targeted epithelial tissue. Different types of nanotechnologies have been developed, including the conjugation of DEX with a polymeric chain or a lipidic structure [
12,
13,
14,
15,
16,
17], as well as its encapsulation in solid nanoparticles, its inclusion in a solid matrix or its formulation as a small crystal evenly coated with a polymer [
3,
10,
18]. In particular, formulations where DEX is hosted in a controlled crystalline solid core of a nanostructure show both improved solubility with respect to raw dexamethasone and an increased residence time as compared to its water-soluble analogous, dexamethasone-phosphate.
On the other hand, as a major common drawback of nanoparticle technologies, scalability is usually poor and industrial implementation difficult. Recently, Martinelli et al. [
19] and Rossi et al. [
20] reported on the production of nanoparticles with hyaluronic acid (HYA), in the 300–400 nm size range and efficiently co-encapsulating different active molecules, through an easily scalable antisolvent method [
20]. These nanoparticles could be successfully dried to obtain a stable free-flowing powder, easy to handle and capable of regenerating nanoparticles in their original size upon contact with physiological fluids.
Notably, the efficacy of DEX may be improved by promoting its uptake through the alveolar macrophage pathway, as macrophages play an important role in the inflammatory response, provided that the nanoparticles are in the 100–500 nm size range. Encapsulation of DEX with HYA appears strategic to foster the alveolar macrophages pathway as it exploits both the suitable size of the nanoparticles [
21] and the supporting nature of HYA. HYA is an anionic polysaccharide constituted of a variable number of repeating disaccharide units, namely d-glucuronic acid and N-acetyl-d-glucosamine, and most of its properties depend on its molecular size. It is present in the extracellular matrix of various tissues, such as skin, cartilage, synovia and vitreous humour, and it displays anti-inflammatory properties and plays an important role in tissue regeneration [
22]. Interestingly, it is selectively captured by macrophages via the CD44 receptor, residing on the macrophage cell membrane, and if its molecular weight is relatively high, it can polarize macrophages toward an anti-inflammatory phenotype [
23,
24]. It has been found that while high-molecular-weight HYA displays anti-inflammatory and immunosuppressive properties, low-molecular-weight HYA is a potent pro-inflammatory molecule [
25].
Thus, the combination of DEX and HYA in the form of nanoparticles for respiratory drug delivery appears a suitable approach for an adjunct therapy in lung severe inflammations, such as in the case of COVID-19, where the major efficacy of DEX is displayed in ventilated patients. The rationale of this drug delivery strategy is to increase the drug concentration in the target pulmonary tissue and in the alveolar macrophages, with concomitant reduction of the systemic exposure. Inhalation administration of drugs has already been implemented for patients receiving artificial ventilation. Aerosolized bronchodilator therapy is employed in intensive care units and some manufacturers have integrated aerosol drug delivery technology with their ventilators. In addition, several studies have been performed aiming at investigating the pharmacokinetics of antibiotics upon this type of administration [
26,
27].
The aim of the present work was to develop a hyaluronic acid-dexamethasone (HYA–DEX) formulation, affording an inhalable reconstituted nanosuspension, potentially suitable to be aerosolized in the gas stream of a ventilator.
A HYA–DEX nanosuspension was prepared starting from an aqueous solution of HYA, then mixed with a solution of DEX in ethanol and spray-dried to remove the solvent. A cell-free experimental approach was designed to test the HYA–DEX formulation for its physico-chemical and biopharmaceutical properties: size, stability, loading, and capability of nanosuspension reconstitution upon dispersion of the dry powder in aqueous media. We applied complementary techniques, i.e., Dynamic Laser light Scattering (DLS), Small Angle X-ray Scattering (SAXS) and Wide Angle X-ray Scattering (WAXS), to obtain detailed structural insights on reconstituted nanoparticles in aqueous solution over a wide range of length-scales, from the hundreds to the tenths of nm [
28]. The fraction of HYA complexed in the reconstituted nanoparticles was quantified at different concentrations and in different solvents, namely water and phosphate buffer (PB). Finally, the structural stability of reconstituted nanoparticles against a mucus model was checked with porcine purified mucin, and the respirability of the nanosuspension was assessed using a high-performing nebulizer.
2. Results
DEX and HYA were prepared as described in
Section 4.2. The ethanol/water suspension (45:55
v/
v fraction) of mixed HYA:DEX at 0.06:99.94 mole fraction (55:45 mass fraction) and 5 mg/mL total concentration was observed by small and wide angle X-ray scattering (SAXS and WAXS) experiments to assess the degree of dispersion of DEX just before spray drying. Results reported in
Figure 1 reveal that DEX is molecularly dispersed in the solution at this stage, as no crystalline diffraction patterns can be observed in the SAXS and WAXS spectra. In the SAXS spectrum, a single broad correlation peak is present, probably due to the spatial arrangement of HYA chains [
29].
2.1. Powder Characterization
The particle size distribution of the spray-dried powders containing only-DEX and HYA–DEX (with sodium hyaluronate) was measured by laser diffraction. The analysis of drug-loaded-HYA microparticles reveals a relatively wide distribution with Dv(50) around 11 μm (
Table 1) and (
Figure 2, panel A) with a small population below 2 µm. On the contrary, microparticles obtained without the addition of the polymer presented a narrow distribution with Dv(90) well below 10 μm and Dv(50) = 2.8 (
Figure 2, panel B).
Figure 3 reports the scanning electron microscopy pictures obtained at different magnifications from the spray-dried powder of HYA–DEX. The pictures taken at lower magnification,
Figure 3 Panel A, confirm the above-mentioned size distribution; the particles present a spherical shape with an average size around 10 µm. At higher magnification, particles show a peculiar morphology, with a wrinkled surface, bread-crust looking, covering a smoother surface (red arrow in panel C). The structure of this coating is clearly visible in some particles presenting cracks (red arrows in Panel B and D), in bigger as well as in smaller particles. It is also worth noting the presence of small and smooth nanoparticles, partially surrounded by the wrinkled coating, as evidenced by the white arrow in panel C.
In addition, particles of the only-DEX powder (
Figure 4) are spherical and display a wrinkled surface, but at much lower extent and without cracks (Panel B) and appear more homogeneous in size (Panel A) as compared to HYA–DEX.
Based on these observation and data reported in
Figure 1, we hypothesized that the structure of the drug-polymer spray-dried particles substantially consist of a dexamethasone core surrounded by a hyaluronate shell. This hypothesis is based on considering that, during the drying process, ethanol evaporates more quickly than water, thus determining the formation of DEX nuclei, dispersed among HYA polymer chains, dexamethasone being dissolved in alcohol. The slower desiccation of HYA reasonably determines the deposition of the polymer on and among the preformed nano-sized drug cores and on the outer surface of the microparticles. HPLC quantification shows that the DEX content of the HYA–DEX powder is lower (34.3 ± 0.5%
w/
w) than nominal (45%
w/
w). These data allow for calculating a loading capacity of about 35% and a loading efficiency slightly higher than 76%. The difference between the DEX content of the HYA–DEX powder and nominal content could be explained by the loss of very small DEX particles during the drying process. In agreement with the above hypothesis, very small particles of DEX are formed before HYA can drape their surface, producing a significant increase in particle size. Before HYA deposition, the smallest DEX particles transported by the gas aspiration are not captured by the cyclone and are lost in the filter of the spray-drying apparatus.
2.2. Reconstituted Nanoparticles Characterization
The characterization of HYA–DEX suspension after powder redissolution was performed with laser light and X-ray scattering techniques, providing information on the size and internal arrangement of the complexes that form upon contact of microparticles with water or PB buffer.
Samples at different concentrations were prepared diluting the 1 mg/mL suspension and observed by dynamic light scattering (DLS). The mean size of particles in the reconstituted samples were calculated from the measure of the diffusion coefficient, after correction for the viscosity of the solution, higher with respect to the water one (2.5 cP at 1 mg/mL and 1.2 cP at 0.5 mg/mL), due to the presence of HYA chains [
30].
In all samples, both in water and in PB, nanoparticles were formed, with a mean hydrodynamic size of 280–300 nm in water and 170–200 nm in PB buffer, as reported in
Table 2, both systems being quite polydisperse, 0.3–0.4 PDI. A small fraction of bigger aggregates (few % relative volume) was always present, with the size of microns, as some microparticles did not disaggregate when redispersed.
The larger hydrodynamic size observed in salt-free water can be due to a different, more stretched, arrangement of HYA polymer chains protruding from the surface of the nanoparticles into the surrounding solvent.
Z-potential (ζ) values measured for each suspension of nanoparticles are reported in
Table 2. In all samples, negative ζ values were found, in the range −20–−30 mV in PB, while below −50 mV at zero ionic strength (water).
To obtain information on the internal structure of these nanoparticles, X-ray scattering experiments were performed on redispersed HYA–DEX nanoparticles.
Preliminary SAXS experiments on HYA–DEX nanoparticles reconstituted in water and PB at 20 mg/mL (see
Figure 5) revealed that the scattered intensity profiles account for two contributions, one due to nanoparticles, the other to the fraction of HYA that is not complexed in the nanoparticles but free in solution. In particular, a characteristic peak is visible in the spectrum of the salt-free sample at q = 0.058 Å
−1 (see
Figure 5), that is not displayed by the buffered suspension. This peak, already observed in the ethanol/water suspension before spray-drying, arises from HYA organization in water. In fact, in polyelectrolyte solutions, including polysaccharide chains, this peak was seen to be mainly modulated by repulsive electrostatic interactions, screened in presence of salt [
29]. The correlation peak reflects the pseudo-periodic organization of polyelectrolyte chains in solution, resulting from inter-chain repulsive interactions.
To evaluate the fraction of the free HYA in both environmental conditions and to enucleate the structural features of the nanoparticles, we performed SAXS experiments on the nanoparticles reconstituted at different concentrations in salt-free and in PB buffer (138 mM salt concentration) and on HYA solutions in the appropriate range of concentration, corresponding to the amount of HYA in the different reconstituted samples.
2.3. Characterization of Hyaluronic Acid in Water and PB Solution
We prepared water solutions of HYA in the range of concentration of interest, varying between 1.4 and 11.2 mg/mL. The measured SAXS intensity profiles are reported in
Figure 6 (Panel A), showing the characteristic intensity peak for polyelectrolytes in salt-free solution [
31]. The q value of the correlation peak (q
peak) is related to the inter-chain characteristic distance ξ according to q
peak = 2π/ξ. On increasing the concentration of HYA, the measured correlation peak shifts to higher q values, corresponding to shorter inter-chain characteristic distances, as reported in
Table 3 (ξ values). The values of q
peak are reported as a function of HYA concentration c in
Figure 6 (panel B) to assess the scaling behaviour of the polymer, in the investigated range of concentration. The value of q
peak scales with c
1/2, revealing that in salt-free solution HYA behaves as a classical hydrophilic polyelectrolyte in all the explored concentration interval. The long-range electrostatic interactions govern the conformation of HYA, which arranges in elongated rod-like chains, as reported for HYA with similar molar mass [
22].
The scaling behaviour of the intensity of the scattered radiation at q = q
peak, I(q
peak), is also shown in
Figure 6 (panel C). The variation of the peak intensity is proportional to c
1/2, as predicted by the model of Koyama [
32] for wormlike chain polymers with strong electrostatic interactions.
Finally, the trend of I(q) = q
−s in the high-q range (q > 0.2–0.3 Å
−1) was determined from the spectra of HYA in water, and the values of the exponents are reported in
Table 3, showing a similar value around 1.3, as expected for a rod-like conformation of HYA in salt-free solution, as already reported in literature [
22,
33].
Parallel SAXS experiments on solutions of HYA in PB were performed, and the measured spectra are reported in
Figure 6 (panel D). The intensity profiles differ from the corresponding ones obtained from salt-free samples, in both the low-q and high-q regions, and show the disappearance of the polyelectrolyte correlation peak.
When dissolved in PB solutions, the conformation of HYA chains is no longer solely governed by electrostatics, and the polymer can be modelled as a beaded necklace [
22] with globular denser regions. The mean gyration radius, R
g, of denser regions was calculated using a Guinier law I(q) = I
0 exp(−q
2R
g2/3), and is listed in
Table 3. The size depends on HYA concentration: R
g increases from 54 to 98 Å upon dilution, as expected for a vanishing effect of electrostatics in the case of diluted solutions of polyelectrolytes in the presence of non-zero ionic strength.
The trend of I(q) = q
−s at high-q values was determined from the spectra of HYA in PB, and the corresponding values of the exponents are reported in the last column of
Table 3, showing that s is around 1.3, similar to the salt-free condition, at c < 3 mg/mL, while it increases to 1.5 at c > 3 mg/mL. Then, HYA slightly deviates from the rod-like arrangement and its polymer chain evolves to a more compact conformation. Still, its conformation remains quite rigid and the polymer does not assume a random walk arrangement, characterized by I(q) = q
−2 (s = 2) [
34].
2.4. Evaluation of the Fraction of Bound/Unbound HYA in the Reconstituted Nanoparticle Suspension
Results on HYA conformation in solution allowed for the quantification of the free and complexed HYA fractions in nanoparticles solutions after reconstitution of dry microparticles.
Figure 7 reports the intensity profiles of HYA–DEX nanoparticles (0.55:0.45 weight fraction) at different concentrations in salt-free water and in PB (panel A and panel B, respectively). In panel A, the characteristic correlation peak of free HYA in salt-free solution is visible at 10 and 20 mg/mL, shifting at larger q-values upon concentration increase. In
Supplementary Material (Figure S1), the comparison between the spectra of HYA–DEX nanoparticles with those of HYA at the same concentration as in the nanoparticles solution is reported for all investigated systems, showing differences both in the peak position and in the intensity at high-q values. These differences suggest that a fraction of the admixed HYA is involved in the formation of HYA–DEX nanoparticles.
The exact evaluation of the fraction of free and complexed HYA is not trivial and was performed with parallel procedures to reach a reliable result.
(a) At c = 2.5 and 5 mg/mL, the deviation of the amount of free HYA from the nominal concentration is mainly visible as a difference in the intensity contribution at q > 0.06 Å
−1. A fraction of the free-HYA spectra was subtracted from the HYA–DEX ones to obtain similar intensity profiles, rigidly scaled in absolute intensity, as for identical nanoparticles at two different concentrations (
Figure S2). The fraction of bound/unbound HYA, reported in the table of
Figure 8, is 30/70 and 40/60 for the samples at 5 mg/mL and 2.5 mg/mL, respectively. The experimental intensity profiles of HYA–DEX nanoparticles, obtained as described above, were then subtracted, after normalization for concentration, from the spectra of the 10 mg/mL and 20 mg/mL solutions, to obtain the intensity contribution of the fraction of unbound HYA, as reported in
Figure 8A for the 20 mg/mL sample (purple signal in the graph).
(b) For the samples at higher concentration, the correlation peak is visible, and its position can be determined and compared to the scaling law found for HYA in salt-free solution,
Figure 8B. The experimental data (dots) lie, on the scaling curve of HYA, at concentrations lower than the nominal ones. The actual concentration values of bound/unbound HYA are 25/75 for both the 10 mg/mL and 20 mg/mL solutions, as reported in
Figure 8 (Table D).
(c) Finally, the absolute intensity of the contribution of unbound HYA in the high-q region also was checked for samples at 10 mg/mL and 20 mg/mL, to validate the quantification procedure. Results, reported in the Table D of
Figure 8, are in good agreement with the values obtained by the peak position evaluation.
For the HYA–DEX solutions in PB that do not show the correlation peaks, the fraction of bound/unbound HYA was evaluated by the intensity discrepancy in the q > 0.06 Å
−1 region,
Figure S3. The contribution of complexed-HYA in the solutions of HYA–DEX nanoparticles is about 20%, lower than the nominal content of HYA, as estimated by subtraction to obtain intensity profiles realistic for nanoparticles.
The fraction of HYA directly involved in the HYA–DEX nanoparticle reconstituted in PB is slightly lower than in salt-free water, suggesting an influence of the environmental conditions on the final amount of HYA associated with DEX upon redispersion of microparticles. The presence of salt in the solvent can disturb the hydrogen bonding formation (DEX/HYA or HYA/HYA), allowing higher desorption of HYA from the surface of the nanoparticle when dispersed in PB.
2.5. Internal Structure of Reconstituted Nanoparticles
Figure 9 reports the SAXS intensity profiles of the HYA–DEX nanoparticles after subtraction of the intensity contribution of unbound HYA. The intensity decays are similar both at different concentrations and in different redispersion solvent. The spectra have been modelled to a polydisperse core-shell sphere and the fitting curves are reported in
Figure 9A. A core of about 200 nm (scattering length density 11.8 10
−6Å
−2) is surrounded by a thin shell, about 1.5 nm in thickness, characterized by a high scattering length density (16 10
−6Å
−2), as for polysaccharide chains. Details on the parameters are reported in
Supplementary Material Table S1.
SAXS results indicate that, on the mesoscale, the structure of the nanoparticles is characterized by a DEX-rich core stabilized in suspension by the presence of HYA chains, which are partially embedded in the core while partially surrounding the surface.
This hypothesis is corroborated by features on the local scale, as assessed by parallel SAXS and WAXS measurements. In all the SAXS spectra, a sequence of narrow peaks is present in the high-q region (q
1 = 0.47 Å, q
2 = 0.54 Å), as can be easily visualized in
Figure 7, Panels A and B, for the 20 mg/mL sample. Moreover, the intensity scattered at wide angles (WAXS) was measured on the same samples and the spectra are reported in
Figure 9 Panel C, showing characteristic diffraction patterns. The position of peaks is identical for all the investigated systems, while the intensity of each peak scales with concentration, as shown in
Figure 9D. The experimental pattern was compared with the powder diffraction pattern of DEX reported in literature [
35]. The experimental crystal structure is identical to the one reported for DEX, with an orthorhombic geometry, with lattice parameters a = 10.36 Å, b = 16.16 Å, c = 23.20 Å [
36]. This local internal arrangement is also preserved when nanoparticles are reconstituted in PB buffer, as shown in
Supplementary Material (Figure S4).
Results indicate that the internal structure of nanoparticles is constituted by DEX nanocrystals complexed into the globular core.
2.6. Stability of HYA–DEX Nanoparticles in Mucus Model
To assess the stability of nanoparticles in mucus model, SAXS experiments were performed on systems after the addition of mucin at 0.5% and 1%
w/v final concentration. Spectra of mucin in PB at different concentrations are reported in the
Supplementary Material (Figure S5), showing the characteristic features of mucin in this range of concentration, when homogeneously dispersed [
37].
Figure 10, panel A, shows the intensity profile of admixed Mucin 1%
w/v + HYA–DEX nanoparticles at 10 mg/mL final concentration, compared with the spectra of the two components at the same concentration in PB. Most of the graph of the intensity signal is dominated by the contribution of mucin, except for the low-q and high-q regions of the spectrum. The spectra of admixed samples, at different concentrations of nanoparticles (10, 5, 2.5 mg/mL) both in 0.5%
w/v and 1%
w/v mucin, were analyzed by comparing them with the scattering signal obtained by the linear combination of the intensity profiles of the single components, i.e., nanoparticles and mucin, as reported in panels B and C of
Figure 10. At 0.5%
w/v mucin, such procedure allows reconstructing the admixed spectra over the whole q-range, as for a mixture of non-interacting components. At 1%
w/v mucin, a slight deviation of the linear-combination reconstruction from the experimental signals is visible in the low-q region only at 2.5 mg/mL concentration of nanoparticles.
Results indicate that nanoparticles are stable and do not change their structure when in interaction with mucin. The presence of HYA chains on the external shell of nanoparticles and the presence of unbound HYA in solution (both water and buffer) could be responsible for the muco-inert properties of the nanoparticles, preventing the adhesion of mucin chains to the surface.
2.7. In Vitro Aerosolization
Figure 11 reports the HYA–DEX distribution within the NGI apparatus, along with the relevant aerodynamic parameters. The emitted fraction was around 25% of the loaded dose, in agreement with the typical performance of this type of nebulizer [
38]; on the other hand, the respirability of the emitted dose was significant (FPF = 75%). This is justified by a median aerodynamic diameter < 5 µm and indicates good de-aggregation properties of the nanosuspension reconstituted from the spray-dried powder. The relatively low emitted fraction may represent a limit that however, in the proposed final application, could be overcome by nebulizing directly the nanosuspension in the pipe of a ventilator.
3. Conclusions
A suspension consisting of complexed nanoparticles made of Hyaluronic acid and Dexamethasone can be easily obtained by reconstitution in an aqueous medium, starting from a spray-dried powder, with a scalable protocol. The reconstituted nanoparticles display both the suitable size (200–250 nm) and the putative synergic composition to foster the alveolar macrophages pathway in the reduction of lung inflammation.
This HYA–DEX nanosuspension can be aerosolized by means of a high-efficiency nebulizer, giving rise to a high drug fraction potentially reaching the deep lung. This positive aerosolization performance is the result of the peculiar structure of the suspended nanoparticles, which turned out to be constituted by a core of DEX nanocrystals stabilized by a network of HYA, mainly located at the interface with the solvent and making the first-stage biological identity of the nanoparticle. This specific feature both confers great physical stability to the nanosuspension and likely may improve the interaction of the drug with the target. In addition, it allows stability against mucus without mucoadhesion, which is a further positive aspect for the proposed application.
In conclusion, we can state that the formulation developed and investigated in the present work represents a very promising tool for the lung administration via nebulization directly in the pipe of a ventilator, bypassing the problematic systemic route, or complementing the parenteral administration as an adjunct therapy in patients in critical conditions, with severe lung inflammation.