2.1. Active Engine Cooling System Concept
Existing ICEs use advanced technologies such as sensors and DC motors in the cooling system. Control and monitoring systems for the cooling components and coolant flowing into the system are easy to install. The temperature sensor detects the temperature of the engine coolant in the system. The control module of the cooling system makes decisions based on the output of the temperature sensor. The control module of the cooling system makes further decisions based on the outputs of the temperature sensor. In the traditional cooling system, rotating components rotate at the same speed as the engine crankshaft and are not dependent on the temperature of the coolant in the system [
15]. When a vehicle is on the road, the engine speed is dependent on the road conditions. However, the engine may have a high coolant temperature even at a low speed [
16]. The main task of an active engine cooling system is to operate the engine components based on the coolant temperature instead of the crankshaft speed.
The proposed active engine cooling system is shown in
Figure 1a. The system uses DC motors to maintain the rotational motion of the coolant pump and cooling fan. The rotational speeds are independent of the engine speed. The independent rotation of the cooling fan and coolant pump improve the engine power density, performance, and fuel economy by reducing the engine load [
17]. However, the operation of both systems is controlled by the cooling system controller. A temperature sensor detects the coolant temperature in the engine cooling system and sends these signals to the control unit of the cooling system. The controller analyzes these signals and determines the required speed of the motors for the coolant pump and cooling fan. The controller also manages the operation of the thermostat, including its opening and closing. The mathematical formulation and MATLAB Simulink components for modeling the system have replaced the practical approaches for the system. Therefore, the coolant pump defined in Equation (1) is expressed as the angular velocity of the motor (
), but its control is dependent on the coolant temperature in the system.
where
Vc is the fluid volume per radian of shaft rotation,
ia is the armature current,
bi is the inlet impeller width,
LR is the pump lump fluid resistance,
km is the pump motor torque constant, and
J is the pump-system moment of inertia.
When an ICE operates within the normal coolant temperature range, the bypass valve in the thermostat opens and allows the coolant to flow from the engine block/engine components back to the coolant jackets through the coolant pump to close the engine cooling circuit, as shown in
Figure 1b. In this operation phase, the coolant pump rotates at a low speed, while the cooling fan does not rotate because no coolant is flowing into the radiator. A proportional integral derivative (PID) controller is used to control the speed of the electric motors that operate the coolant pump and cooling fan during the analytical simulation in MATLAB Simulink.
The coolant with a temperature above the maximum preset flows from the engine to the radiator through the thermostat. The radiator cools it down at ambient temperature and flows back into the engine block to cool the engine components, as shown in
Figure 1c. The radiator uses the heat transfer law expressed in Equation (2). The temperature difference between the inlet and outlet of the radiator is the heat loss of the radiator during cooling [
18]. Because the components of the active cooling system operate as a function of the coolant temperature, the heat transferred from the coolant in the radiator to the environment is temperature and time dependent. The volume of air flowing through the radiator fins causes heat loss inside the radiator [
19]. This process utilizes Newton’s cooling law, which describes the transfer of heat energy between a surface and moving fluid at different temperatures (convection) [
20].
where
is the coolant-specific heat capacity,
is the coolant mass flow rate,
is the radiator area,
U is the heat transfer coefficient,
is the engine coolant temperature,
is the outside ambient air temperature, and
is the coolant temperature measured at the radiator outlet hose.
There is no method to control the airflow through the radiator fins without the use of a cooling fan. The DC motor that drives the cooling fan rotates at a speed controlled by the electronic control module of the cooling system, which is dependent on the temperature of the coolant circulating in the system. When the coolant temperature is high, the cooling fan rotates at a high speed to increase the volume of air at the radiator fins. Equating the first law of thermodynamics with Newton’s law of cooling defines the operating principle of the cooling fan in an engine cooling system, as described in Equation (3). Similar to the coolant pump and power supply of the SMA spring, the cooling fan uses a PID controller in the analytical simulation.
where
is the air mass flow rate,
is the air-specific heat capacity,
is the heat transfer coefficient, and
A is the radiant surface area.
2.2. Mechanical Design of the SMA-Based Thermostat Model
The proposed thermostat uses two helical coil springs with the same center axis. The SMA material with superelastic properties is used to produce the main component of the model (SMA spring), which differentiates it from existing models. The SMA spring activates the opening of the thermostat based on the prescribed engine operating temperature. It plays the same role in the thermostat as bimetal, wax, and pellet materials. In addition to the SMA spring, the model has a bias spring made of stainless steel. The bias spring is designed to work in the compression mode while the SMA spring works in tension in its martensite phase. The SMA spring regains its original shape during the austenite phase when the force generated by the SMA spring compresses the bias spring to open the thermostat. Both springs use the same design theory but different parametric design relationships.
Table 1 lists the major notations used in the design of the coil springs for both the SMA and bias springs.
The parameters include the shear stress (
), shear strain (
), and shear modulus (
G). These are the material behaviors used to define the spring working conditions [
21].
where
,
,
,
, and
J are the application load, cross-sectional area, torsion force, wire radius, and polar moment, respectively, expressed as follows:
where
,
, and
C denote the mean coil diameter, wire diameter, and spring index, respectively. After substituting Equation (4) into Equation (5), and considering the shear stress correction factor (
), the shear stress can be expressed as
In this design, both the direct shear and changes in the coil curvature effects must be considered. However, in spring calculations, these effects must be excluded from the shear stress correction factor (
) [
22] that is expressed in
Table 2. The discretized elements of the springs must satisfy the beam element characteristics [
23]. To maximize the life cycle of the spring during design, the maximum shear stress was used as the theoretical shear stress of the springs in the model [
24]. To prevent failure, the theoretical shear stress must always exceed the working stress of the spring. The shear stress on a helical spring was dependent on the shear modulus and shear strain.
The application load (
P) used in Equations (4)–(6) represents the total force exerted on the piston head of the thermostat valve, which originated from the pressure of the coolant circulating in the system. This load is expressed as
where
is the cross-sectional area of the bypass valve piston,
A is the cross-sectional area of the piston of the main valve, and
is the pressure of water at the temperature required to open the thermostat, which is expressed as follows:
where
TA is the austenite temperature (
) listed in
Table 3. The design conditions of the SMA spring include all known design parameters from the material properties and working environment [
24]. The austenite shear modulus and shear strain in
Table 3 were used to determine the maximum shear stress and simulate the thermostat.
The loads from the thermostat opening temperature in Equation (7) and shear stress in Equation (6) were applied to the piston head of the main valve. This enabled the calculation of the mean diameter of the coil spring (
) and spring wire diameter (
), which are required to select the springs used in the thermostat. The following parameters are required in the design process: the number of coils (number of active coils
and total number of coils
), lengths (free length
and solid length
), and pitch distance (
h), which are listed in
Table 1 for both springs. The formulas to determine these parameters based on the known parameters are expressed as follows:
where
is the solid length of the SMA spring,
is the solid length of the bias spring, and
S is the spring deflection; the other variables are listed in
Table 1.
The total number of coils of the SMA spring (
) is one more plus the number of active coils
calculated by Equation (9). Owing to the different working conditions of the spring and spring ends, the total number of coils of the bias spring (
) is two more plus the number of active coils (
). The solid lengths of the SMA and bias springs differ because of their different working conditions. Both the solid length of the SMA spring (
), calculated to support the extension load, and that of the bias spring (
) are deformed by compression. The upper end of the SMA spring is a hook connected to a cylindrical mounting material, as shown in
Figure 2a. A cylindrical mounting with a rod and bias spring assembly is used to perform tensile loading in the martensitic phase. It also helps move the rod together with the main valve piston and bypass valve piston. The hook length and gap are negligible in the design calculations.
The bottom end of the spring includes a plane and ground end, which fix the spring to the cylindrical part of the thermostat frame. The bias spring generates a force to extend the SMA spring. However, the bias spring operates under compression, with the top and bottom having squared and ground ends. The load generated in the austenite phase of the SMA spring compresses the bias spring, such that it regains its original shape. Thus, the dimensions of the SMA and bias springs listed in
Table 4 are based on previous design processes and the results of Equations (4)–(11). To obtain the characteristics of both springs that fit with the proposed model, we use the design parameters listed in
Table 1 and the material properties in
Table 3. The springs are shown in
Figure 2. The proposed thermostat model has the same basic dimensions as the thermostats available in the market. As a result, the current thermostats serve as the basis of the assumptions made during the design process. The SMA spring with the valve rod is assembled through the two holes on the cylindrical bracket or mounting. These holes also reduce the weight and amount of material in the bracket. The cylindrical mounting and hook end in
Figure 2a are made of steel and welded together. They support all the working movements of the SMA spring. When heated in the austenite phase, the SMA spring generates the required force
of 17.36 N to compress the bias spring, as shown in
Figure 2b. The pitch distance angle and length of the springs change depending on the operating position of the thermostat. The closed and open positions of the main valve determine the position of the thermostat.
2.3. Finite Element Formulation
The global coordinate system (
X,
Y, and
Z) defines a single coil of the helical spring, as shown in
Figure 3a. The perpendicularity of the succession plane domains to the curvilinear length (
dx) provides the global coordinate system. This helical spring has a constant inner coil radius (
R) and a uniformly distributed load (
P0) on its curved helical beam. The position vector
with angular coordinate ψ in Equation (12) describes a point on the curved coil spring element. The curvilinear length (
dx) and orthonormal unit vectors (
u, v, w) in the direction of the global coordinate axis are given by Equations (13) and (14). The orthonormal unit vectors (
u,
v, and
w) represent the unit tangent vector to the curve, the unit normal vector to the curve, and the binormal vector, respectively.
where
where the curvature radius
is reciprocal to the curvature of the helical beam,
h is the spring pitch distance between the two coils;
u,
v, and
w are the displacement components in the
X-,
Y-, and
Z-directions, respectively; and
is the torsional radius that is reciprocal to the torsional radius of the space curve of the coil, as shown in
Figure 3a. The moderated analysis of the model uses numerical techniques and mathematical formulations [
25], which significantly differ from the analysis of the deformation behavior of the two springs. The stainless-steel spring exhibits normal deformation behavior [
26] while the SMA spring exhibits normal deformation and superelastic shear behaviors [
27]. The characteristic behaviors of SMA materials are independent of one another [
28].
Figure 3b shows the nonlinear Euler–Bernoulli beam describing the spring element. It defines, in detail, the finite element formulation and finite element analysis of springs used in this model. The displacement fields of both the linear and nonlinear parts of the beam and constitutive equations will be required to reach the entire spring element hysteresis for both stress vs. strain and force vs. displacement.
The displacement magnitudes of the pair of springs must reflect the total stroke at the full opening and closing of the main valve. A stroke is defined as the difference between the height of the bias spring under the initial condition (
Lf) and its solid length (
Ls). From Equations (9) and (11), the maximum stroke at the full opening of the thermostat is 7.8 mm. However, the finite element formulation for large displacements was adapted for use in this model. The displacement of the entire spring refers to the stroke at the full opening and closing of the main valve. For the analytical description of the spring, the virtual work principle in Equation (16) can express the equation of motion for the Euler–Bernoulli beam to identify the working characteristics of the model.
where
are the normal stress and Green–Lagrange strain tensor for undeformed coordinates along the horizontal centroid axis, respectively,
is the tension load, and
is the displacement.
The normal stress is a product of the strain (
) and Young’s modulus (
E) that defines the material behavior under analysis [
29]. However, this principle only works for the formulation of the stress–strain relationship in a finite element for stainless steel and other materials without superelastic properties, such as SMA materials. The stresses of the SMA and stainless-steel beam elements are different. The strain energy cannot be reached without founding an axial load. Therefore, the normal stress and strain tensors in Equation (16) are replaced with their values. The strain tensor includes the field displacement in
Figure 3b and considers the left-hand term of the virtual work principle. We obtain this in a new form with two terms in the function of the axial load and bending moment, as expressed in Equation (17).
where
is the axial load,
is the axial displacement,
is the transversal displacement,
is the cross-sectional area,
is the bending moment, and
is the beam length. Both
P and
M are expressed in detail in Equation (18). These were used to determine the nodal displacement and stiffness matrices of the beam.
where
A is the cross-section of the beam;
I is the moment of inertia of the beam defined by the h and b of the beam;
Ke is the element stiffness matrix;
DL and
DNL are the strain nodal displacement matrices of the beam element for both the linear and nonlinear parts, respectively; and
We is the nodal displacement vector.
The two springs in the model are analyzed using the same procedure but with different boundary conditions and working characteristic parameters. As in the in-plane stress analysis, the normal and shear deformations are similar but with different mathematical formulations [
30]. The expansion of the shear stress from Equation (5) provides the basic equation for the numerical analysis of the SMA spring in the model. Hence, the finite element analysis of this model deals more deeply with the SMA spring compared with the other parts of the thermostat. Unlike the stainless-steel spring, the SMA spring element must include both the normal and shear stress in the analysis. The shear stress
and normal stress
of the SMA beam element are expressed by Equations (19) and (20), respectively.
where
Note that
is the shear stress induced by the martensitic volume fraction,
is the martensitic volume fraction due to normal stress,
T is the coolant temperature,
is the thermal elastic coefficient, and (
0) denotes the initial and other parameters defined in
Table 3.
The beam layers in
Figure 3c describe the shapes of the elements after meshing, which indicate the fine or coarse discretization of the beam elements. The element shape and number of elements in beam meshing play an important role in the output results. The rectangular discretized element shown in
Figure 3d has two nodes (1 and 2), as described by the shape function for every node. The shape functions of the beam element through the natural coordinate system (η) define the axial displacement and slope of each node, both of which influence the stress–strain and force–displacement relationships of the model. The differential of the total shear stress–strain and total normal stress–strain can provide the incremental stress–strain relationship used in analytical studies of SMA springs [
31]. The stress-induced martensitic volume fraction of the spring and the parameterization characteristics in
Table 3 define the phase transformation of the SMA materials in the mathematical formulations of the nonlinear beam element and entire SMA spring.
Both the martensitic and austenite phases are considered in the SMA spring analysis to determine the performance of the spring in the thermostat. The strain energy and external load applied to the beam indicate its motion characteristics, which were determined by Equations (18)–(20). The designed model could operate under fixed boundary conditions. The malfunction of the system could be attributed to the change in the operation of the springs. The first working condition is the closed main valve when the coolant temperature remains below 90 °C. The second is the opening of the main valve each time the coolant temperature is equal to or greater than 90 °C. The shear stress (τ
s) and shear strain (
µ) of the SMA coil spring contribute to its superelastic behavior, along with the torsional deformation. The mechanical characteristics of the SMA coil spring are defined by the normal stress (
) and normal strain (
) in combination with the axial and bending deformation [
32].
The derivation of terms in Equations (22) and (23) by considering the temperature of both the martensitic and austenite phases leads to the incremental stress–strain relations of the SMA beam element.
where
are the critical starting and finishing stress of martensite transformation;
As and
Af are the austenite starting and finishing temperature;
Ms and
Mf are the starting and finishing martensitic temperature;
are the slope induced between the critical transformation stress and temperature, respectively; and
is the von Mises equivalent stress. The analysis of the incremental stress–strain relationship of a helical spring made from an SMA material must use Equation (24).
where
The load–displacement relationship is used to analyze the designed system based on SMA materials [
33]. Based on the virtual work principle, the internal and external loads can be determined by solving the internal and external work, respectively. Virtual work is different from real work, although they are similar. Equating the external and internal work or strain energy expressed in Equation (26) defines the principle of real work and helps determine the external load used in the load–displacement curve of the SMA spring. If the external load is equal to the internal load, then the residual force is zero.
where
and
are the external work carried out by force
and the internal work or total strain energy carried out by
, respectively.
The simulation of the spring in line with Equations (18), (25), and (26) by a combination of the different acting amplitudes of the spring coils yielded a cyclic load–displacement relation in the martensite phase. However, the austenite phase of the SMA spring deactivated the mechanical behavior of the martensite phase, which caused the spring operation to be dependent on the prescribed final temperature used to heat it [
34]. Although it responds to the temperature of the engine coolant, this temperature cannot activate it because the final austenite temperature (
) is 94 °C. The prescribed maximum operating temperature of the engine coolant is 90 °C, which was selected during the simulation. The electric current source heated the SMA spring to 94 °C. The electric current (
I) required to heat the SMA spring at the final austenite temperature was calculated by Equation (26) to generate the force necessary to compress the bias spring or extend it to its full length (
).
where
,
, and
are the heat capacity of the SMA spring, austenite electrical resistivity, and heating time, respectively.
2.4. SMA-Based Thermostat Operating Mechanism
Figure 4a shows the basic components of the SMA-based thermostat. It contains two valves: the main valve and bypass valve, which operate in opposite directions. The bypass valve is dependent on the operation of the main valve [
35]. A rod mounted on the thermostat bridge links the two valves through the frame base. The main valve piston is in contact with the valve seat, which has a rubber sealing material to prevent the coolant or pressure from leaking into the system when the thermostat is closed. The bypass valve closes when the thermostat is open. Because the thermostat is constantly immersed in water [
36], its components are made of stainless steel to prevent rust [
37], except for the SMA spring. The SMA spring has a particular task in the thermostat to activate the control of the coolant flow direction based on the prescribed range of the engine operating temperature within a defined time. The response time of SMA actuators is in the range of 0.1 to 6 s [
38]. The thermostat and other components of the engine cooling system ensure that the engine does not overheat and maintains an efficient operating temperature [
39]. In an ICE, the normal operating temperature of the coolant is between ambient temperature (30 °C) and 100 °C. The engine can operate above this temperature but not for long to avoid overheating [
40]. In this study, the maximum prescribed temperature is 90 °C. The two-way SMA spring installed in the main valve plays an important role in controlling the opening and closing of the thermostat to allow the coolant to flow from the engine to the radiator or circulate further into the engine components. In the martensite phase of the SMA spring, the coolant temperature is between 20 °C (M
S) and 82 °C (M
f). In this phase, the bias spring is in its original or ideal position. The rod links the main and bypass valves through the cylindrical mounting part of the hook end of the SMA spring assembly. The SMA and bias springs work in opposite directions. The SMA spring extends to move the full stroke (7.8 mm) and allows the bias spring to hold the main valve piston head fully in the valve seat. This closes the main valve and opens the bypass valve, as shown in
Figure 4b.
The coolant flows back into the engine block (coolant jackets) through the bypass valve, as indicated by the blue arrows. When the coolant temperature reaches the specified maximum normal coolant operating temperature (90 °C), an electric current is applied to heat the SMA spring to its activation temperature (94 °C,
Af), as shown in
Figure 5. The SMA spring overcomes the tension of the bias spring to regain its original shape and position. It compresses the bias spring to release the main valve piston, opens the main valve, and closes the bypass valve, as shown in
Figure 4c. The coolant flows from the engine through the main valve of the thermostat to the radiator, as indicated by the red arrows. The electric current supplied to the SMA spring is stopped after its activation. The coolant in the system begins to cool back to the martensite phase. This reduces the power consumption, prevents the SMA spring from overheating, and ensures that the SMA spring performs well for multiple operating cycles [
41]. The SMA-based thermostat allows the activation temperature to be set at variable ranges according to the engine manufacturer’s requirements.