Graph Multi-Scale Permutation Entropy for Bearing Fault Diagnosis
Abstract
:1. Introduction
2. Methodology
2.1. Horizontal Visibility Graphs
- (1)
- The constant weighting method describes the connection of vertices but neglects the feature diversity of vertices. The weight value of edges is defined as Equation (2)
- (2)
- The Gaussian kernel weighting method utilizes the Gaussian function for calculating the weight value of edges , as shown in Equation (3).
- (3)
- The Euclidean weighting method utilizes the Euclidean distance for calculating the weight value of edges , as shown in Equation (4).
- (4)
- The cosine weighting method is defined as Equation (5).
2.2. Graph Coarsening
2.3. Graph Permutation Entropy
- (1)
- The embedding vector is firstly constructed as Equation (12).
- (2)
- The elements in embedding vector are associated with integer numbers from 1 to and then rearranged in increasing order. Hence, there are permutations in which distinct permutations exist .
- (3)
- The probability of distinct permutations is denoted by . According to Shannon entropy, the graph permutation entropy for the distinct permutations can be defined as Equation (14).
- (4)
- When , the probability values of distinct permutations are the same, and hence has the highest value . Finally, the normalized procedure is implemented as shown in Equation (15).
3. Graph Multi-Scale Permutation Entropy for Bearing Fault Diagnosis
- (1)
- Graph transform. The vibration signal samples from bearings are transformed into HVGs.
- (2)
- Graph coarsening with multiple scales. Multi-scale coarse-grained graphs with different numbers of vertices are obtained for each HVG using the SGC method.
- (3)
- Graph permutation entropy calculation. The graph permutation entropy values of all multi-scale coarse-grained graphs are calculated for constructing feature vectors of each sample.
- (4)
- Classifier training. Features are divided into training data and testing data. The support vector machine (SVM) is trained by feeding the training data and then the testing data are used to evaluate the classifier. Finally, the bearing fault classifier can be obtained.
4. Experiment
4.1. Case A: Vibration Signals from the Public Dataset
4.2. Case B: Vibration Signals from the Laboratory
5. Conclusions
- The results of the comparison experiments in Case A demonstrate that the MPEG method is superior to conventional methods (PE, PEG, MPE, and MAE) for identifying different kinds of bearing faults.
- The proposed method demonstrates strong robustness when dealing with data from various operating conditions. It outperforms traditional methods (PE, PEG, MPE, and MAE) in fault diagnosis. In Case B, the accuracy of the proposed method is 16% to 50% higher when compared to other methods.
- This work validates the effectiveness and advantages of applying the MPEG method to rolling bearing fault diagnosis. However, it has not yet been applied to diagnose other equipment faults in machinery. Therefore, the efficacy of the MPEG method in other fault diagnostics needs further exploration.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
- Rai, A.; Upadhyay, S.H. A review on signal processing techniques utilized in the fault diagnosis of rolling element bearings. Tribol. Int. 2016, 96, 289–306. [Google Scholar] [CrossRef]
- Liu, R.; Yang, B.; Zio, E.; Chen, X. Artificial intelligence for fault diagnosis of rotating machinery: A review. Mech. Syst. Signal Process. 2018, 108, 33–47. [Google Scholar] [CrossRef]
- Lv, Z.; Han, S.; Peng, L.; Yang, L.; Cao, Y. Weak Fault Feature Extraction of Rolling Bearings Based on Adaptive Variational Modal Decomposition and Multiscale Fuzzy Entropy. Sensors 2022, 22, 4504. [Google Scholar] [CrossRef] [PubMed]
- Chen, J.; Li, Z.; Pan, J.; Chen, G.; Zi, Y.; Yuan, J.; Chen, B.; He, Z. Wavelet transform based on inner product in fault diagnosis of rotating machinery: A review. Mech. Syst. Signal Process. 2016, 70–71, 1–35. [Google Scholar] [CrossRef]
- Song, Z.; Huang, W.; Liao, Y.; Mao, L.; Shi, J.; Wang, J.; Shen, C.; Zhu, Z. Sparse representation based on generalized smooth logarithm regularization for bearing fault diagnosis. Meas. Sci. Technol. 2021, 32, 105003. [Google Scholar] [CrossRef]
- Hoang, D.; Kang, H. A survey on Deep Learning based bearing fault diagnosis. Neurocomputing 2019, 335, 327–335. [Google Scholar] [CrossRef]
- Zhang, J.; Sun, Y.; Guo, L.; Gao, H.; Hong, X.; Song, H. A new bearing fault diagnosis method based on modified convolutional neural networks. Chin. J. Aeronaut. 2020, 33, 439–447. [Google Scholar] [CrossRef]
- Mao, W.; Feng, W.; Liu, Y.; Zhang, D.; Liang, X. A new deep auto-encoder method with fusing discriminant information for bearing fault diagnosis. Mech. Syst. Signal Process. 2021, 150, 107233. [Google Scholar] [CrossRef]
- He, J.; Yang, S.; Gan, C. Unsupervised Fault Diagnosis of a Gear Transmission Chain Using a Deep Belief Network. Sensors 2017, 17, 1564. [Google Scholar] [CrossRef]
- Zhang, Y.; Zhou, T.; Huang, X.; Cao, L.; Zhou, Q. Fault diagnosis of rotating machinery based on recurrent neural networks. Measurement 2021, 171, 108774. [Google Scholar] [CrossRef]
- Tian, J.; Morillo, C.; Azarian, M.H.; Pecht, M. Motor Bearing Fault Detection Using Spectral Kurtosis-Based Feature Extraction Coupled with K-Nearest Neighbor Distance Analysis. IEEE Trans. Ind. Electron. 2016, 63, 1793–1803. [Google Scholar] [CrossRef]
- Yu, J.; Ding, B.; He, Y. Rolling bearing fault diagnosis based on mean multigranulation decision-theoretic rough set and non-naive Bayesian classifier. J. Mech. Sci. Technol. 2018, 32, 5201–5211. [Google Scholar] [CrossRef]
- Lv, Z.; Peng, L.; Cao, Y.; Yang, L.; Li, L.; Zhou, C. Weak Fault Feature Extraction Method of Rolling Bearings Based on MVO-MOMEDA under Strong Noise Interference. IEEE Sens. J. 2023, 23, 15732–15740. [Google Scholar] [CrossRef]
- Lei, Y.; Li, N.; Guo, L.; Li, N.; Yan, T.; Lin, J. Machinery health prognostics: A systematic review from data acquisition to RUL prediction. Mech. Syst. Signal Process. 2018, 104, 799–834. [Google Scholar] [CrossRef]
- Liu, L.; Zhi, Z.; Zhang, H.; Guo, Q.; Peng, Y.; Liu, D. Related Entropy Theories Application in Condition Monitoring of Rotating Machineries. Entropy 2019, 21, 1061. [Google Scholar] [CrossRef]
- Dehmer, M.; Mowshowitz, A. A history of graph entropy measures. Inform. Sci. 2011, 181, 57–78. [Google Scholar] [CrossRef]
- Sen, B.; Parhi, K.K. Graph-Theoretic Properties of Sub-Graph Entropy. IEEE Signal Proc. Let. 2021, 28, 135–139. [Google Scholar] [CrossRef]
- Liu, X.; Fu, L.; Wang, X.; Zhou, C. On the Similarity Between von Neumann Graph Entropy and Structural Information: Interpretation, Computation, and Applications. IEEE Trans. Inf. Theory 2022, 68, 2182–2202. [Google Scholar] [CrossRef]
- Fabila-Carrasco, J.S.; Tan, C.; Escudero, J. Permutation Entropy for Graph Signals. IEEE Trans. Signal Inf. Process. Netw. 2022, 8, 288–300. [Google Scholar] [CrossRef]
- Elmadany, N.E.D.; He, Y.; Guan, L. Multimodal Learning for Human Action Recognition via Bimodal/Multimodal Hybrid Centroid Canonical Correlation Analysis. IEEE Trans. Multimed. 2019, 21, 1317–1331. [Google Scholar] [CrossRef]
- Jin, Y.; Loukas, A.; Jaja, J.F. Graph Coarsening with Preserved Spectral Properties. In Proceedings of the International Conference on Artificial Intelligence and Statistics, Online, 26–28 August 2020; Volume 108, pp. 4452–4461. [Google Scholar]
- Sinitsin, V.; Ibryaeva, O.; Sakovskaya, V.; Eremeeva, V. Intelligent bearing fault diagnosis method combining mixed input and hybrid CNN-MLP model. Mech. Syst. Signal Process. 2022, 180, 109454. [Google Scholar] [CrossRef]
- Yan, R.; Liu, Y.; Gao, R.X. Permutation entropy: A nonlinear statistical measure for status characterization of rotary machines. Mech. Syst. Signal Process. 2012, 29, 474–484. [Google Scholar] [CrossRef]
- Li, Y.; Xu, M.; Wei, Y.; Huang, W. A new rolling bearing fault diagnosis method based on multiscale permutation entropy and improved support vector machine based binary tree. Measurement 2016, 77, 80–94. [Google Scholar] [CrossRef]
- Yan, R.; Gao, R.X. Approximate Entropy as a diagnostic tool for machine health monitoring. Mech. Syst. Signal Process. 2007, 21, 824–839. [Google Scholar] [CrossRef]
Constant Weighting | Gaussian Kernel Weighting | Euclidean Weighting | |
---|---|---|---|
RF | 0.01534 | 0.01111 | 0.00951 |
IF | 0.01253 | 0.01050 | 0.00871 |
OF | 0.01820 | 0.01295 | 0.01152 |
m | 3 | 4 | 5 | 6 | 7 |
---|---|---|---|---|---|
Time | 0.07 s | 0.1 s | 0.18 s | 0.55 s | 2.9 s |
N | 256 | 512 | 1024 | 2048 |
---|---|---|---|---|
Time | 2 min | 8 min | 40 min | 9 h |
Type | Bearing No. | Number of Rollers per Cage | Roller Diameter | Pitch Diameter | Roller Angle |
---|---|---|---|---|---|
Parameters | TAROL 130/230-U-TVP | 22 | 24 mm | 187 mm | 6.9° |
Bearing ID | Description |
---|---|
RF | A minor scratch along the roller, inflicted by an electrical discharge engraver |
OF | A minor scratch across the race (axial direction), inflicted by a combination of an engraver and small grinder |
CF | The bearing cage cracked in one place, achieved by cutting and applying excess force with a screwdriver |
H | Healthy bearing |
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content. |
© 2023 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/).
Share and Cite
Fan, Q.; Liu, Y.; Yang, J.; Zhang, D. Graph Multi-Scale Permutation Entropy for Bearing Fault Diagnosis. Sensors 2024, 24, 56. https://doi.org/10.3390/s24010056
Fan Q, Liu Y, Yang J, Zhang D. Graph Multi-Scale Permutation Entropy for Bearing Fault Diagnosis. Sensors. 2024; 24(1):56. https://doi.org/10.3390/s24010056
Chicago/Turabian StyleFan, Qingwen, Yuqi Liu, Jingyuan Yang, and Dingcheng Zhang. 2024. "Graph Multi-Scale Permutation Entropy for Bearing Fault Diagnosis" Sensors 24, no. 1: 56. https://doi.org/10.3390/s24010056
APA StyleFan, Q., Liu, Y., Yang, J., & Zhang, D. (2024). Graph Multi-Scale Permutation Entropy for Bearing Fault Diagnosis. Sensors, 24(1), 56. https://doi.org/10.3390/s24010056