1. Introduction
With regional socio-economic development and increasing population, the structure and function of terrestrial ecosystem environments on the earth’s surface have changed markedly [
1]. Environmental protection and construction could improve ecological environment conditions [
2].
ESZR is an ecosystem restoration and conservation project, which aims to ensure the safety of the ecological environments of regions and basins [
3,
4,
5]. It significantly ameliorates the ecological environment and improves the ecological service function [
6,
7].
“Ecological shelter” first emerged as a central term in 1999 [
8]. The concept of an ecological shelter zone (
ESZ) was discussed first in the upper reaches of the Yangtze River in 2001 [
9]. The Upper Reaches Basin of the Yangtze River (from Yibin to Chongqing) covers the border areas of three provinces and one municipalities: Sichuan, Chongqing, Yunnan and Guizhou. It is the core area of the economic belt of the Upper Yangtze River and an important region of the West China Development Drive. The study revealed that the total gross domestic product (
GDP) of Sichuan, Chongqing, Yunnan and Guizhou was less than 10% of the national total
GDP in 2010 [
10]. As a multi-city region, it has not comprehensively played an economic role in the whole Yangtze River economic belt (
Figure 1). However, its ecological environment has experienced serious injury due to long-term excessive agricultural activities and urbanization [
11,
12].
The term “ecological shelter” has been used in China for several years, although it has always been vaguely or unclearly defined and lacks scientific elucidation. Some investigators affirmed that
ESZ was a well-structured health ecosystem, which possessed self-sustaining and self-regulatory characteristics, with certain regional capacities [
3,
8,
13,
14,
15]. It consists of different types of ecosystems, which provide protection for vulnerable parts of the environment. These parts of the environment usually offer certain ecological services, which have to be protected (e.g., the provisioning of drinking water or the productive function of soils). Outside of China,
ESZR is equated with “ecosystem restoration” or “the restoration of protective ecosystem functions” [
8]. Some researchers carried out qualitative research on its connotation, reasons, and measures, and proposed a division of functional districts, ecological assessment and ecological barrier construction, with different watershed scales [
5,
16,
17,
18,
19]. However, agreement concerning the corresponding scientific questions, including the planning scope of the ecological protection barrier, the content and the value assessment of ecological construction, has not yet been achieved. Our study recommends the contents of
ESZR and utilizes the ecosystem service value (
ESV) to quantify the effects of
ESZR with respect to the improvement of the ecological environment.
Concerning the
ESV, Costanza et al. [
20] identified the classification of global biosphere service functions and an assessment theory of
ESVs. Meanwhile, Daliy et al. [
21] proposed a relatively complete concept of
ESV.
ESVs are considered the natural conditions and effectiveness required for human survival, formed and maintained by ecosystems and the ecological process. Existing studies suggested that ecosystem service functions covered economic, social, cultural, ecological and productive functions [
2,
22]. Costanza et al. [
20] grouped ecosystem services into 17 major categories. In China, several studies examined the economic values of ecosystem services, produced on various land use types, such as the forest ecosystem [
23,
24], the grassland ecosystem [
25], and the aquatic ecosystem [
26]. Besides, based on the rangeland biomass, Xie et al. [
21] modified the unit area value of ecosystem services. Classifying land use types into two periods, Ran et al. [
27] adjusted the unit
ESV of diverse land use types. Given the human impact on ecosystems, we assessed the functional success of the
ESZR by calculating the
ESV.
In our study, we determined the connotation of ESZR based on Chinese characteristics. Meanwhile, the planning scope and specific construction contents of ESZ were preliminarily explored. The strategic position of the economic, social and ecological environment was studied on the basin scale by dividing the Yangtze River Basin radial zonation. Land adaptability was analyzed, and land use/vegetation coverage was adjusted. A set of planning methods of ESZR was proposed. By calculating the value of ecosystem services, the ecological effect of the ESZR was quantitatively assessed. Finally, the ecological service functions of slope land and vegetation coverage of forestland, grassland and orchards were effectively improved, and scientific references were provided to solve the rocky desertification of the study area and improve the regional ecological environment.
2. Study Area
We selected the upper reaches of the Yangtze River (from Yibin to Chongqing section) as the study area. It is located in the upper reaches of the Yangtze River Economic Belt, within 102°49′–109°15′ E and 26°15′–31°41′ N. It covers a total area of 164,000 km
2, with 38.55% in Sichuan, 13.71% in Yunnan, 16.65% in Guizhou, and 31.09% in Chongqing. The development of the social economy in this region can not only promote the coordinated development of society and the economy of both the whole Yangtze River Basin and the region, but also promote the harmonious development of human and nature. The SFA [
28] report shows that the upper reaches of the Yangtze River (from Yibin to Chongqing) have serious rocky desertification as well as many national poverty counties. The total rocky desertification is 22.3% in the upper reaches region of the Yangtze River, which includes Sichuan, Yunnan, Guizhou and Chongqing, as well as five state-level poverty-stricken counties and 37 special poor counties. Rocky desertification greatly impacts on ecological safety and economic growth in southwest China [
29]. In total, 113,500 km
2 had become rock deserts in Yunnan, Guizhou, Sichuan, Chongqing, Guangxi and Western Hunan by the end of 2000, and the economic loss exceeded tens of billions of yuan [
30].
In addition, with respect to land use, the index degree of land use is relatively centered, and it has sufficient land use space for the economic development of the basin (
Figure 2). With respect to vegetation, compared with the vegetation characteristics index in the same longitudinal zone of the Yangtze River Basin, the degree of natural vegetation coverage is relatively low in the research area, having a great promotion space for vegetation coverage (
Figure 2). In general, land development and utilization changed more drastically in the study area than in the whole Yangtze River Basin. However, the degree of natural vegetation was relatively lower in the study area than in the whole Yangtze River Basin. Based on this economic and ecological situation, implementing
ESZR and protecting vegetation of forests and grass are urgently needed to improve the rationality of land use and enhance the vegetation coverage.
The research area has a moist, subtropical monsoon climate, which indicates apparent characteristics, such as hot summers, warm winters, high temperatures, long rainy seasons and little frost and snow. Soil types and distributions are complex in the study basin (
Figure 3). The main plant types in the river basin are cultivated herbs, shrubs, brushes, coniferous and broadleaf tress, grasses and coniferous broad-leaved mixed trees (
Figure 4). Considering the land use classification of
GB/T 21010-2007 [
31], the ecological service function unit of the value calculation of ecosystem services and the regional situation of the study area, the land use types primarily include nine categories: cultivated land, orchard land, forest land, grassland, residential and urban construction land, waterbodies, marsh, snow and ice, and unused land (
Figure 5).
3. Materials and Methods
Based on basic data, we assessed the overview of the study area, identified the construction scope of ESZ and the economic belt along the Yangtze River, evaluated the ecosystem services before and after ESZR, and optimized the layout of the land-use and vegetation coverage. The aim was to minimize the impact of human activities on the ecological environment.
3.1. Data
The main data gathered in this study include the national fundamental geographic information data, the Digital Elevation Model (DEM) at 1:250,000 and 1:50,000 scale, vegetation data at 1:100,000 scale, and soil and national land use data at 1:100,000 scale. The vegetation data are mainly composed of MODIS remote sensing data and the distribution of vegetation types, based on the national plant data. The soil and land use data were mainly extracted from the corresponding type distribution data. Land use in 2005 was considered the reference data.
3.2. Suitability Analysis
Human activities severely disturb the sustainability of land use and the ecosystem [
32]. Suitability analysis could determine the fitness of land use. The Geographic Information System (
GIS) and Analytical Hierarchy Process (
AHP) are successfully utilized to assess the land suitability [
33,
34,
35,
36]. The
GIS-based
AHP evaluates the suitability analysis needed to consider numerous sophisticated and critical criteria. Our study considered topographic, soil and meteorological criteria that affect the suitability of land use, including the cropland, orchard, forestland, grassland and built-up land. The specific parameters cover the elevation, slope, surface roughness (microrelief), soil types, average annual precipitation and mean annual temperature. According to the
AHP method, we weighted these elements using ArcGIS 10.2 (Environmental Systems Research Institute, Inc., Redlands, CA, USA). Then, we derived the total score for each land use unit by integrating the criteria score and criteria weights [
34]. The Weighted Linear Combination (
WLC) was applied to calculate the composite weights using the following expression:
where
Gd presents the total score of the
jth land use unit;
Vij is the score for the
i criterion in the
jth land unit;
Wi is the
ith criterion weight that is determined by the
AHP method;
n is the number of the criteria; and
m is the number of land units in the study area.
According to the spatial distribution of the total score, the suitability categories are divided into five different classes [
37,
38,
39]: (A) most suitable; (B) highly suitable; (C) moderately suitable; (D) marginally suitable; and (E) least suitable.
Finally, the suitability of various land use types was derived for the study area, including cultivated land, forest land, orchard land, grassland and residential and urban construction land.
3.3. Evaluation of the NDVI and Fc
Based on
MODIS remote sensing, the Normalized Difference Vegetation Index (
NDVI) was extracted using the
ENVI4.7 platform, and the Fractional Vegetation Cover (
Fc) and rating were divided [
40,
41]. The status of the vegetation coverage in the study area was analyzed and evaluated using
NDVI and
Fc [
42,
43].
NDVI is a remote sensing indicator that reflects a state of land vegetation growth, limited to the range of [−1, 1].
NDVI is greater than zero in places covered with vegetation.
NDVI increases with the increase of vegetation cover. The calculation formula is as follows:
where
NIR presents the reflectance of the remote sensing channel near the infrared bands; and
VIS is the reflectance of the remote sensing channel near the visible light wave band.
Fc refers to the ratio of the vertical projection area of the vegetation canopy to the total soil area, namely, the ratio of plant to land use. The calculation formula is as follows:
where
NDVImax presents the maximum value of
NDVI in the study area; and
NDVImin is the minimum value of
NDVI. According to the results derived by Zhou et al. [
40], when the
Fc ratio is greater than 60%, the vegetation coverage class is defined as the high class (A); 30% ≤
Fc ≤ 60% means the suitably class (B); 15% ≤
Fc < 30% presents the moderate class (C); 5% ≤
Fc < 15% expresses the marginal class (D); and an
Fc ratio less than 5% means a weak coverage (E).
3.4. Derivation of the Scope of the ESZR
To solve rocky desertification and improve the regional ecological environment, we derived the ESZR. We adjusted the land use/vegetation cover pattern by using engineering and non-engineering measures to arrange and optimize the ecosystem structure to improve Fc and ESV. The derivation method of the ESZR is as follows.
We operated the DEM to generate a map of the slope, surface roughness, and digital river network in ArcGIS 10.2. We generated the buffer layers of the main stream, secondary tributary and road. Then, we carried out an overlay analysis to obtain the alternative area of the economic belt by inputting all layers and adding them together. Furthermore, we considered the region (slope < 15° and surface roughness < 0.5) without cropland as the economic industrial concentration area. Finally, based on the concentration region, we derived the economic belt along the Yangtze River.
In consideration of the results of the land use suitability evaluation, and referring to some related literature materials [
44,
45], the study area was divided into two layers. One has a higher slope (>25°) and the slope of the other layer is <25°. The vegetation coverage was vectorized and overlaid with land use data to obtain the land use and the level of the vegetation cover. Then, removing the parts of the buffer and economic zone along the Yangtze River, the planning range of the ecological barrier was finally generated (
Figure 6).
3.5. ESZR Scheme
The Yangtze River Basin was divided into a 58 meridional zones (the interval was 50 km), from left to right. The study area was located in the No. 22–No. 35 band. It was the transition zone, from the second step to the third step of China’s terrain. It is a multi-city region located in the upper reaches of the Yangtze River economic belt. It is the crucial region of the central and western development in China. It has an extremely important socio-economic and ecological environment status in the entire Yangtze River Basin (
Figure 7). Combined with the regional natural vegetation, the
ESZ for the lower reaches of the Yangtze River was provided by adjusting the land use pattern and improving the distribution rate of the artificial forest and natural vegetation.
The planning scope of the
ESZR was predominantly in regions with a slope > 25°, and some areas had slopes < 25° (
Figure 8). Croplands (slope > 25°) must be changed into ecological forestland or meadows. Engineering measures were given priority in the conversion of cropland into forestland or grassland. Meanwhile, the integral
Fc needs to be improved.
The different planning methods of
ESZR are shown in
Table 1. To adjust and improve the structure of slope land, vegetation coverage ratio, and land use in the study area, we considered seven scenarios. Among them, the construction of a slope classification was achieved through the following steps: (1) conversion of the cropland (slope > 25°), grassland (slope > 25°), and built-up land (without road, slope > 25°) to orchards; (2) conversion of all unused land (slope > 25°) to forestland with a high vegetation coverage; (3) conversion of all unused land (slope < 25°) to orchards; and (4) enhancement of the whole
Fc ratio of forestland above 60%, or at least above 30%.
3.6. Evaluation of Ecosystem Services Values
Ecosystem services have multiple functions, which sustain and fulfill human survival, including provisional, regulatory, cultural and support services [
20,
46,
47,
48]. These services have been greatly altered by land use and land cover changes [
49,
50]. Our study quantified and analyzed the variation of ecosystem services, before and after the
ESZR, by calculating the corresponding
ESVs. Referring to the
ESV assessment results [
20,
25,
27], we calculated the total
ESV in the study area as follows:
where
ESV is the estimated total ecosystem services value;
Pij is the adjusted
ESV per unit area for land use type (10
8 yuan·(hm
2·a)
−1); and
Ai is the area for the land use category
i (hm
2). Based on the specific situation in China, Ran et al. [
25] adjusted the
ESV per unit area of different land use categories (
Table 1). The ecosystem services and functions listed in
Table 2 refer to the categories derived by Costanza et al. [
20].
5. Discussion
AHP is one of most comprehensive techniques for analyzing land suitability [
35,
39]. Parry et al. [
32] analyzed six elements to obtain three categories of urban suitability. Aburas et al. [
35] used 17 factors, including main and sun factors, to derive five suitability categories. Zabihi et al. [
51] utilized 14 factors to obtain the suitable regions for future citrus planning. We also selected six geographic factors to assess the land-use suitability scope of the ecological belt zone. Demesouka et al. [
52] pointed out that the criteria parameters were strongly related to the study area’s features. In our study, we only considered the natural geographic elements because ecological belt zone construction focused on natural ecological restoration. Consistent with study of Yu et al. [
34], unsuitable lands were dominated by steep slopes (slope > 25°). Thus, we suggested mainly converting these regions (slope > 25°) to
ESZR.
The
ESZR aims at solving rocky desertification and improving vegetation cover to ameliorate the regional ecological environment in the study area. The study demonstrated that rocky desertification was concentrated in Yunnan, Guizhou, Chongqing, Sichuan, Guangdong, Hunan, Hubei and Guangxi in southwest China [
30], which was consistent with the rocky desertification distribution in our study. Meanwhile, vegetation cover is a crucial part of terrestrial ecosystems, and vegetation indices are well-known and widely used to qualitatively and quantitatively evaluate vegetation covers [
53]. Combining vegetation covers with land use in our study,
ESZR methods proposed the enhancement of the regional vegetation coverage ratio, optimization of the structure of land utilization and protection of the ecological environment, which was close to the purposes of Feng et al. [
2].
Terrestrial ecosystems are complicated, and different types of ecosystems (e.g., forestland and cropland) interact [
54,
55,
56]. For the
ESVs, forestland, grassland and waterbodies played significant roles in ecological restoration and the protection of the environment [
10,
57]. The
ESV had a continuously declining tendency from 1990 to 2010 in China (Li and Wang, 2016). The
ESV was obviously improved after the
ESZR in our study. Thus, reconstructing the
ESZ in the Upper Reaches Basin of the Yangtze River is of profound significance. Furthermore, for rationality and universality, our results could be applied to other watersheds to determine whether it is useful for the improvement of the ecological environment in our further work.
6. Conclusions
(1) The whole land utilization ratio was low, and the rationality of land use was not high. The most highly suitable area was relatively low. This accounts for about 30% of the total study area, and other land use types accounted for nearly 70%. Cropland with slopes > 25° was a marginal region and the least suitable. The overall regional state of vegetation growth was at a medium level, and the vegetation coverage should be improved.
(2) The planning scope of the ESZR principally covered regions with a slope gradient > 25°, and some areas had slopes < 25°. There were different schemes concerning the ESZR. Among them, the regional ecological value had increased by 103.23%, and its total value reached 86.703 billion yuan under the slope classification construction. This was mainly caused by the reduction in the area of cropland, built-up land and orchards; the conversation of all unused land to forestland and orchards; and the enhancement of the forestland area on an original vegetation coverage basis.
(3) The area of orchards and wetlands increased as the slope classification was constructed. Meanwhile, the cropland, grassland, built-up land, waterbodies and unused land decreased. By contrast, the optimization effect of the land use pattern was obvious, and the rationality of land use was improved. The service function of land in slope fields was enhanced, and the whole vegetation coverage was improved as well.
(4) The proportion of A class vegetation coverage increased by about 10% under the slope classification construction. Others were reduced to different extents. The whole vegetation coverage of the study area was improved, and the ecological environment was enhanced.