1. Introduction
Since 1978, China has experienced remarkable economic growth and continuous environmental degradation [
1,
2]. Moreover, environmental pollution has led to economic losses and health issues [
3,
4]. Especially, environmental pollution has led an estimated 3%–8% annual loss of GDP in China [
1], and about 40% of all premature deaths in China in 2010 are attributable to poor air quality [
3]. Thus, China’s government has viewed environmental protection as one of the most important tasks, and policy makers have spared no efforts to improve environmental quality and promote sustainable development [
2]. For example, Xiamen, Ningbo and Dalian stopped the PX (P-Xylene) projects due to antipollution protests. In order to reduce social conflicts, Shifang in Sichuan Province, and Qidong in Jiangsu Province had to strengthen their pollution regulations. Meanwhile, a fair number of previous studies have shown various kinds of indicators and methods to improve environmental management performance [
5,
6,
7]. However, these studies are based on quantitative or objective data evaluation; for example, many studies regard specific emissions of pollutants as indicators [
8,
9,
10]. For example, Jiangsu Province sets annual emission reduction targets and proposes to promote environmental governance by raising public awareness of environmental protection. However, important qualitative or subjective indicators are ignored or replaced in the evaluation process.
In addition to the above empirical studies, some theories have also focused on environmental governance. The environmental Kuznets curve (EKC) has discussed the relationships between development and environment [
11,
12], and the pollution haven hypothesis has indicated the enterprises’ behaviours in the process of environmental governance [
10,
13]. Moreover, most modern econometric analysis has suggested the findings of EKC and the pollution haven hypothesis in China [
1,
14], yet, few studies design evaluation indicators based on the above theories.
This study will assess environmental governance performance based on the theories of the EKC and the pollution haven hypothesis. In order to include all subjective and objective information in evaluation system, we develop the method of hesitant fuzzy linguistic analytic network process (HFL-ANP) and choose the optimal environmental governance strategy among alternatives of Guangzhou, Shanghai and Beijing cases. The study contributes to the existing studies as follows: constructing the reasonable evaluation indicators system of environmental governance with the network structure; combining the objective and subjective information in the decision-making process of environmental governance; and selecting the optimal environmental governance strategy by using the HFL-ANP method.
In order to assess the performance of environmental governance cases, showing the preference information on the indexes is the most important issue. Fuzzy sets can solve uncertainty and fuzziness of decision information [
15]. Meanwhile, when policy makers would like to express their imprecise evaluation by linguistic term sets, the fuzzy linguistic method can improve the reliability and flexibility of decision models [
16]. However, in real world, some decision makers are hesitant to choose different linguistics. In this sense, the method of hesitant fuzzy linguistic term set (HFLTS) would be effective to help decision makers expressing their opinions [
17]. Therefore, this study takes advantage of HFLTS to represent the decision-making information where we take the hesitant degrees of decision makers into account.
A lot of methods have been used to evaluate environmental governance, such as Multi-Criteria Decision Analysis (MCDA) [
18], and Life Cycle Assessment (LCA) [
19], especially, Analytic Network Process (ANP) [
20], which is one of the MCDA. The present study employs ANP to assess the effective of environmental governance cases. ANP is a MCDA tool that takes complex relationships among parameters into consideration [
20]. Before developing ANP which is a generalization of AHP, the Analytic Hierarchy Process (AHP) is developed, which is a well-known MCDA technology [
21]. Though AHP is conceptually easy to operate, its strict hierarchical structure is not conductive to deal with the complexities of many real-world issues [
22]. In order to solve this problem, the ANP model is proposed to help establish the network structure for the indexes and calculate the comprehensive weights of all indexes [
23,
24]. Moreover, one of the important advantages of the ANP is to use pair-wise comparisons to obtain weights and determine priority indicator in comparison to other weighting approaches in which weights are assigned arbitrarily [
22]. In addition, the ANP can help convert subjective evaluation of related weights with respective to a set of overall scores and priority ratio scale, such as preference, importance, or likelihood. Therefore, there are emerging studies on the ANP in the following fields: forest management [
25], industrial management [
26,
27], strategic policy planning [
28,
29], and economics and finance [
30].
However, there are also some disadvantages with the ANP method in existing studies. Firstly, ANP inherits theoretical weaknesses of the assumptions of AHP because it stems directly from the AHP. These weakness include the rank reversal problem, and the priorities derivation method [
31]. The possible rank reversal of ANP has been considerably criticized, and many methods have been put forward to try to solve this issue, such as aggregation method and keeping the local priorities unchanged, etc. [
32,
33]. Fortunately, the research questions in our study do not involve rank reversal. Our aim is to select the best among many alternatives. Thus, when the number of alternatives increases or decreases, we can still pick out the best even though the ranking of other alternatives may have changed. Priorities derivation method and rank reversal are closely related to each other because they refer to the preferences aggregation method from pairwise comparison matrices used in the AHP and ANP. Solving a reversal problem and performing a preferences aggregation with the use of a left eigenvector method should, as a result, produce a reverse sequence of elements which are pairwise-compared in a matrix. Moreover, in our study, we take behavioral variables into account, which can overcome the problem of reverse order [
34]. The second challenge is a proper reproduction of assessment scale. In the process of evaluation, experts’ suggestion can be inconsistent and imprecise, especially in decision problems which contain many debated alternatives or criteria, and thus, the AHP/ANP may not provide a correct solution due to decision-makers’ imprecise evaluations [
35]. In our study, the policy aims of environmental governance are clear and uncontroversial. Furthermore, our model takes both subject information and object information into account. Above these can help us to minimize the negative impact of experts or policy makers’ actions on the results.
In our study, time length plays an important role in results because environmental governance may present different results on different indexes in different observation time lengths. Thus, our cases have the following characteristics: first, we have to establish a network structure to indicate the interdependence relationships between above control indexes and time length, because the evaluation values of control indexes, including the public, government and enterprises, can change under different observation time length; second, the primary weights of all indexes should be changed into the comprehensive due to the effect of time length on the public, government and enterprises in the decision-making process. Definitely, the ANP approach is better to address above characteristics [
24]. Therefore, the present study deals with the performance evaluation of environmental governance cases by ANP method. Meanwhile, we develop a HFL-ANP to combine subjective information with objective information. Following this Introduction,
Section 2 provides the methodology used.
Section 3 describes and discusses our results. Finally, the conclusions are presented in
Section 4.
3. Results and Discussion
The aim of HFL-ANP method is to choose the best case from Guangzhou, Shanghai and Beijing.
Step 1. Decompose the problem, which is shown in
Figure 3.
Step 2. There exists interdependence relationships between the public, government, enterprises and time length.
Figure 3 reflects the interdependence structure.
Step 3. Construct the decision matrix of sub-indexes and alternatives, where subjective values and objective values are measured by HFLEs and numeric values respectively.
Table 5 reports the decision matrix.
Step 4. The values of HFLEs are changed into numeric values and the decision matrix is normalized by NVT function and normalization algorithm. The following (
Table 6) is the normalized decision matrix:
Step 5. On basis of the pairwise judgement information, the preference matrixes of control indexes and sub-indexes are established. The preference matrices for the public, government and enterprise to different time length are reported in R1 to R3, and the preference matrices for different time length to the public, government and enterprise are given in R4 to R6.
In addition, the preference matrices for sub-indexes to their control indexes in the public, government and enterprises are indicated from R
7 to R
9:
| |
| |
| |
| |
| |
Step 6. Calculate the initial weights of control indexes through the subjective method. The results (
Table 7) follow:
Step 7. Measure the limit supermatrix, and
Table 8 reports the final results.
Because there only exist interdependence relationships between stakeholders (the public, government and enterprises) and time length, the initial weights of control indexes are the same as the weights matrix. According to
Table 8, the supermatrix does not change when all components in a row is the same and n is equal to 43.
Step 8. The final priority values and the alternatives rank are calculated based on above results. We can obtain the weights of sub-indexes by a subjective approach and the preference relationships reported in R
7, R
8 and R
9. Thus,
Table 9 shows the weights results of sub-indexes, the public, government, and enterprises.
The calculation on the weights of control indexes through HFLPR from Step 5 to Step 8 indicates the rank of all indexes: Government > Enterprises > The public, and Long time > Medium time > Short time.
Table 8 reports the sequence of sub-indexes’ weights. Regarding the public, Living costs > Public participation > Satisfaction degree; in terms of government, Environmental regulatory costs > The penalties for polluters; for enterprises, Green patent application counts > Gross industrial output value> Enterprises image investment of environmental protection. Finally, we calculate the score of each alternative through sub-indexes weights multiplying their decision values in
Table 6. The results are shown in
Table 10.
Thus, according to the final scores of these three alternatives in
Table 10, the optimal case for environmental governance refers to Shanghai (A
2), followed by Beijing (A
3) and Guangzhou (A
1). In terms of numerical example, the study has assumed that the city pays more attention to the long time observation rather than short time and medium time. Thus, the sequence of control indexes’ weights is government > enterprises > the public from the initial matrix (R
3), which is same as the results reported by
Table 9. Meanwhile, the results in
Table 10 also help us understand that the Shanghai (A
2) performs the best in C
11 and C
31 of the control indexes, and behaves pretty well in C
21, C
22, C
32, C
33, C
13.
This study postulates that the Shanghai can really improve the performance of environmental governance. The EIA approach of Shanghai not only increases the public participation and public satisfaction of environmental governance, but also stimulates green patent technology innovation and the establishment of environmental image of enterprises. In addition, the policy committee of environmental governance in Shanghai has become an attractive topic. It advocates joint implementation of environmental policies from different governmental departments and participation of different stakeholder [
64]. These actions not only increase the penalties for polluters, but also decrease the environmental regulatory costs [
63].
The above results also indicate the shortcomings of environmental governance in Beijing and Guangzhou. Regarding Guangzhou, the development of enterprises does not follow a sustainability path, but rather still focuses on the profits. Business growth at the expense of environment can be achieved in the short term, leading to the fact that enterprises are reluctant to spend time on green patent research and development. Though public participation in the process of environmental governance in Guangzhou is required, there are no effective systems and channels to ensure that such behavior occurs. As for Beijing, its main shortcomings are strong political power and high cost of living. Our results indicate that high regulatory costs and low penalties make the environmental protection image of enterprises poor. However, local governments and enterprises do not focus on these issues because enterprises can make profits in the short run and government officials can be promoted in the short term due to the increased GDP [
1].
In the application process of our method, the weight of observation time length has impact on the final weights of control indexes and all sub-indexes because of the interdependence relationships between time length and control indexes. Underlining different time length may result in different results. In our numerical example, the city attaching more importance to long time length is assumed, and thus, the weight of long time length is the highest, followed by medium time length and short time length. However, if a government is more concerned about the shorter time length, the Shanghai may not the best alternatives. Thus, weights play an important role in selecting the best alternatives. In our study, we test the effect of different time length on results. To change the weights of all observation time length, the study presents different initial preference matrices on time length of control indexes, and the values of other indexes are the same. If the weights of time length follows the order W
42>W
43>W
41, while the preference of matrices is indicated by R
41, R
51, R
61: | |
| |
If the weights of time length is W
41 > W
42 > W
43, the preference of matrices on different control indexes are R
42, R
52, R
62:
| |
| |
Therefore, according to above weights, the different results of environmental governance scores are reported as follows:
According to
Table 11, different weights of observation time length have different influence on the sequence of environmental alternatives. In theory, different weights of observation time length are able to change the weights of control indexes due to interrelationship between them. More importantly, the change is illustrated in the process of limiting supermatrix calculation. Consequently, if the government pays attention to a long time period, the optimal city is Shanghai; if the government focuses on medium time, the optimal environmental governance city is Guangzhou; if a short time is chosen by the government, the best option of environmental governance is Beijing.
4. Conclusions
The aim of this study is to establish an effective evaluation indexes system for environmental governance and to develop ANP applications in HFLTSs (HFL-ANP). Based on the urban cases of environmental governance from Guangzhou, Shanghai and Beijing, we conclude the following:
Regarding evaluation network construction, the pollution haven hypothesis and the EKC help structure the evaluation indexes system of environmental governance, including the public, enterprise and government. In the process of constructing the evaluation indexes system, the study takes observation time length into account. In addition, the network structure, which connects aim, stakeholders, time length and alternatives of environmental governance, are indicated. The structure is close to real-world practical problems and provides the basis for HFL-ANP method.
In terms of evaluation method, HFL-ANP is a very suitable method to assess environmental governance. The interdependence relationships between different assessment indexes of environmental governance can be shown through a network structure of HFL-ANP method. The comprehensive weights of all indexes, including qualitative and quantitative indicators, can be reported through HFL-ANP method. Moreover, the final results of environmental governance based on the HFL-ANP method can fully reveal complete decision-making information, especially the effect of different observation times.
From the perspectives of final priority values and ranking of alternatives, Shanghai is the optimal alternative. In order to improve the performance of environmental governance, Shanghai conducts EIAs and has policy committees, making it a great success in the C11, C31, C21, C22, C32, C33, and C13 areas, however, the result is based on the assumption that the government focuses on a long time horizon of environmental governance. If government officials want to move up in the short term, or businesses want to make profits in the short term, the results will change. In detail, if the government prefers a medium timeframe, Guangzhou is the best alternative, and if short time is underlined, Beijing is the optimal mode.
There are also some limitations on our study. For example, this method and index system are only applicable to Chinese cities because China’s unique political system determines the policy implementation paths and the interdependence between indicators. In addition, this method does not take into account the administrative hierarchy of the government. This point is important because policies at different administrative levels will have an important impact on the performance of environmental governance in China. Future study may combine HFL-ANP method with some optimization methods to solve other environmental governance issues. For instance, the combination between HFL-ANP and simulation method can evaluate the governmental performance of environmental governance at different administrative levels.