1. Introduction
The aim of this study is to explore mapping multi-disease risk during El Niño-Southern Oscillation (ENSO) and hydro-meteorological extremes in northern Peru. It builds on previous climate-health research in South America [
1,
2] and expands current work on El Niño-related disasters [
3,
4,
5]. ENSO is a climate variability pattern that affects local to global weather patterns every 2 to 8 years. It stems from oceanic-atmosphere interactions in the equatorial Pacific Ocean and has three phases that consist of El Niño (warm extreme), La Niña (cold extreme), and Neutral conditions [
6]). The El Niño phase is often associated with hydrometeorological hazards (e.g., temperature extremes, floods, and windstorms) with untoward effects on societies, including infectious disease outbreaks [
7].
In northwest South America, during El Niños, the region experiences the emergence and resurgence of water-borne and water-based infectious diseases, such as, cholera (e.g., [
8]), malaria (e.g., [
9]), dengue (e.g., [
10]), and most recently, Zika (e.g., [
11]). El Niño impacts disease ecology, both directly and indirectly, by altering temperature and rainfall patterns, as well as inducing sea level and marine ecosystem changes that affect water-related pathogens [
1]. For example, elevated air and water temperatures can lead to the multiplication of pathogens in food and water (e.g,
vibrio cholerae, the causative agent of cholera) and heavy rains can transport pathogens along waterways [
12,
13], increasing the likelihood for human disease exposures. Furthermore, flooding along with coastal storm surge impacts urban built environments, which can lead to the breakdown of infrastructure systems, including water and sanitation [
14], which in turn affect a myriad of gastrointestinal, respiratory, rodent-borne, and ocular infections [
15,
16]. Hydrometeorological extremes also affect a variety of disease vectors, including mosquitoes, which transmit malaria caused by a protozoan parasite [
17]. For example, local temperature can directly affect the survival and reproduction of the vector and parasite, as well as vector activity [
18,
19]. Many of the aforesaid infections are also linked to pressures from urbanization and social inequality [
20,
21] that influence population vulnerability to old and new agents and vectors of disease [
22,
23,
24].
While many studies have focused on El Niño’s link to one infectious disease at a time, less is known about El Nino’s impact(s) on the clustering of several infectious disease outcomes in a population also known as an ecosyndemic [
25]. The concept of ecosyndemic, which builds on the notion of syndemic [
26], describes the overlap of infectious diseases spawned by climate and environmental changes in vulnerable places. It frames disease from a view of a broader health problem (i.e., multiple diseases potentially interlinked) that highlights climate processes but also emphasizes the role of human activities (e.g., urbanization) and social determinants of health (i.e., the inequality of social conditions in which people live). Ecosyndemics are important to consider because of their potential interactive and cascading effects on public health. For example, Singer [
27] suggests the rise in asthma is a consequence of an increasing hazardous environment, where respiratory health risks interact (e.g., asthma, allergic rhinitis and viruses), induced by air pollution, exacerbated by global warming, and facilitated by “social relationships.” While a conceptual description of what an ecosyndemic has been discussed, the spatial patterns of such public health phenomena have not been explored. Thus, this present work seeks to address this gap by exploring an ecosyndemic approach to mapping multi-infectious disease risk using Piura, a northwest region in Peru, as a case study during the well documented El Niño in 1998.
In 1998, like in 1983, multiple infectious disease epidemics were reported in Piura and Peru in general following torrential rains and flooding associated with one of the strongest El Niños of the 20th century [
28,
29,
30]. Many of these diseases were already endemic problems such as acute diarrheal diseases, respiratory-related infections, and two types of malaria, which increased substantially from previous years in 1982 and 1997 [
1,
28,
30]. More recently, El Niño was linked to increased incidence of arboviruses in Piura in 2017 [
31]. Thus, in the time of El Niños, the health sector in Piura responds to an excess burden of disease and health afflictions.
To examine multi-infectious disease risk in Piura, this study used geographic information systems (GIS) to characterize and visualize the geography of ecosyndemics at the district-level, including the detection of significant clustering areas in the austral summer of 1998. GIS is an important public health tool by which to model and explore the spatial patterns of disease, risk factors and clustering [
32,
33]. Specifically, two methodologies were employed to map disease overlap and construct an ecosyndemic index, which was then mapped and applied to another El Niño period as proof of concept. Such an approach and mapping tools can better enable the public health sector to identify areas of multi-infectious disease risk. Potentially this effort can support multi-infectious disease-based programs for surveillance, control, and prevention suggested by the Pan American Health Organization (PAHO) for the broader Latin American and Caribbean region [
34].
4. Discussion
In Piura, numerous disease epidemics were reported during the 1997–1998 El Niño, particularly in the first quarter of 1998 when the ecological effects of several months of anomalous temperatures intersected with torrential rains. In this study, seven climate-sensitive infectious diseases were investigated to characterize the spatial distribution of multi-disease risk using an ecosyndemic approach, and map the potential overlap and clustering of infections at the district-level in Piura. Among these diseases, acute respiratory (non-pneumonia) and diarrheal-related (non-cholera) infections were dominant in terms of their relative contribution (based on %) to morbidity throughout the season (January to March). While both sets of diseases were endemic health problems prior to El Niño variability it is possible that El Nino exacerbated the incidence across the season in Piura and Peru in general.
Across time there were two temporal patterns among the individual diseases observed from January to March 1998. The first consisted of several diseases (e.g., acute diarrheal disease, pneumonia, and two malarias) with two peaks which occurred between weeks 3 and 6, and weeks 8 and 11. Both spikes in disease coincide with torrential downpours and floods in Piura on January 24 to 25th (~172 mm within 10 h) and approximately during the week of March 8 to 14th. Rainfall estimations are based on a storm analysis using data from the Miraflores meteorological station in the city of Piura (see description of station and data in [
1,
2]). In general, early March (e.g., week 9) was a significant period for many individual diseases and the total incidence rate (all diseases) for the subregion of Piura.
By district, the spatial distribution of disease burden was highest in the western section and lowest in the eastern section of Piura. In particular, there were nine districts with the highest disease burden, five of which also reported the highest total incidence rates (i.e., Bellavista de la Union, El Tallan, La Arena, La Union, and Rinconada Llicuar). At least two-thirds of these districts were associated with one of the malarias. The flooding in early 1998 led to the breakdown of water and sanitation services [
54], as well as an abundance of water which can accumulate in drains, facilitating breeding grounds for the anopheles mosquitoes [
55]. The remaining one-third of high burden districts were associated with cholera and conjunctivitis, both diseases associated with hygiene challenges and contaminated water and sanitation infrastructure in developing countries [
56,
57]. The former disease was clearly linked to El Niño-related temperature changes and flooding. The latter disease was 12 times higher compared to the average disease incidence, and its relationships with climate and El Niño, while known [
58], is not well-examined.
By mapping the spatial distribution of overlapping individual diseases, this study demonstrated that multi-infectious disease risk was highly prevalent across most districts in the subregion. The ecosyndemic mapping results show that geographic patterns of ecosyndemic risk (high) diffused from the central area of the subregion towards a westward concentration in February within a smaller area of intensity. Generally, ecosyndemic risk was highly clustered in two areas that includes 27.3 to 33.3% of districts in the subregion, depending on the temporal scale of analysis. Among high risk ecosyndemic places, five districts were among the top five for total incidence rates and disease burden (ratio): El Tallan, Rinconada Llicuar, Bellavista de la Union, La Arena, and La Union. The latter two districts in particular were identified by Ramírez [
1] as climate-impact hotspots in reference to epidemic cholera in 1998.
The analysis also showed that urbanization (i.e., percent of population living in urban areas) and disaster damages (i.e., number of people affected by floods) were significantly correlated with the ecosyndemic index. The urban association supports evidence of urban vulnerability to hydrometeorological extremes and climatic changes. In part this may be due to the concentration of the susceptible persons exposed to urban pressures such as those contributing to declining infrastructure and sub-standard living conditions [
20,
59], as well as changing built environments. Interestingly, the basic needs unmet index (NBI) was not significantly correlated with ecosyndemic patterns. Although, 82.0% of districts in Piura reported at least one basic need unmet, social deprivation was widespread prior to 1998. The geography of poverty not only included the high ecosyndemic risk districts in the west mentioned earlier, but also the low ecosyndemic risk districts in the east; thus, a low NBI correlation. This finding may suggest that infrastructure poverty alone is not necessarily an indicator of ecosyndemic risk. More likely, ecological interactions with poverty played a key role for exposures, meaning that multi-disease risk was contingent upon climate, which may have exacerbated social risks and subsequent exposures to multiple pathogens. Furthermore, disease vulnerability generation, particularly in the case of malaria, can also be attributed to human activities, such as land cover change, which may create favorable ecologies for disease vectors [
60]. Alternatively, the lack of correlation with infrastructure poverty may also be an issue of scale (e.g., finer unit of analysis with urban areas needed, such as subdistrict) or health indicators (e.g., mortality rather than morbidity). Lastly, the application of the ecosyndemic index to 1983 shows a close resemblance to the pattern of the1998 index; it also showed a strong positive correlation, suggesting the potential utility of the index for public health and disaster risk reduction planning.
Study Limitations
Before this approach can be operationalized, a few study limitations must be acknowledged. The first is the challenge of the specificity of the disease data, which may be somewhat imprecise because we utilized suspected and probable (sensitive) counts, as opposed to laboratory-confirmed counts. None-the-less, it is likely that these counts are underestimations because of surveillance challenges. For example, asymptomatic cases can be as high 60.0% to 75.0% for diseases such as malaria and cholera [
58,
61]. Furthermore, we did not have access to disease and population data stratified by age structure, which may help to account for differential susceptibilities among different groups of people. A second limitation is the ecological fallacy, which assumes that what is observed at one scale cannot be applied to another. Thus, the findings in this study do not assume that all individuals within districts experience the same level of exposure to ecosyndemic risk. A third limitation is that the severity and comprehensiveness of an ecosyndemic is difficult to estimate. While we examined seven critical climate-sensitive diseases, other infections which were reported in Piura were not included such as bartonellosis, leptosporisis, and latigazo (
Paederus irritans) [
30]. This challenge could be addressed, however, by supporting geographic population-level studies with investigations that measure the presence of multiple diseases at the individual-level (e.g., see [
62]). Lastly, the time frame was limited to one event; therefore, we cannot generalize the findings without a more comprehensive study that includes more than one event as well as consider the presence of ecosyndemics in non-El Niño years.
5. Conclusions
This study explored and developed an ecosyndemic approach for mapping multi-disease risk in northern Peru during the extreme El Niño in early 1998. Two methodologies were used to investigate the potential simultaneous spatial and temporal overlap of seven climate-sensitive diseases within the geographic subregion of Piura. The first approach presented a practical descriptive method for public health practitioners that tallied the number of diseases present in a district and then classified districts by number of diseases present. This method could be readily implemented using routinely collected surveillance data in Piura and the region. The second mapping approach presented a more complex analysis that utilized data reduction methods (e.g., PCA) to capture an aggregate geographic picture of multi-disease risk that considers interaction between diseases and is represented by a unitless index. To the knowledge of the authors, this is the first study to map and investigate the geographic distribution of ecosyndemics.
In sum, this study demonstrated that many districts across Piura faced synchronous outbreaks of human diseases over several weeks, which contributed to an excessive burden of disease in two hotspot areas in the subregion. It was also shown that urbanization and disaster impacts were potential correlates of risk, suggesting that urban populations were more susceptible to ecosyndemic morbidity and the impacts of climate-related hazards. Although the index requires further validation, the ecosyndemic measure shows promise for applications to future El Niños and other hydrometeorological extreme events. With growing public health concerns of a changing climate, such information may assist to identify hotspots of multi-disease risk, better target interventions, and improve information for early warning systems in the region. Moreover, it supports efforts for a multi-disease based, interprogrammatic and intersectoral approach to control and prevention, such as the one proposed for neglected tropical diseases in Latin America and the Caribbean by PAHO [
34]. Although the weather, water and climate-related hazard context was important for El Niño-related ecosyndemics in 1998, understanding root causes of multi-disease risk will require a more comprehensive analysis of climate and societal determinants and interactions. While climatic changes may influence disease and human ecology, human activities, poverty and other social factors increase population exposure and sensitivity to infectious agents and disasters. Thus, future work should include an analysis that measures the effects of both El Niño (e.g., SST, air temperature and rainfall) and social parameters on ecosyndemics. This should be carried out across several events to characterize the quasi-periodicity of risk across time and space. Furthermore, and importantly, future efforts should include the participation of and collaboration with local public health practitioners to verify and interpret ecosyndemic mapping and recommend actionable applications for regional user needs and priorities.