1. Introduction
Deep mining is one of the methods for exploiting mineral deposits. Shafts are the most important infrastructure as they play a key role in such mines. They allow not only to excavate the minerals but to transport people and equipment necessary for the mine to operate. Shafts play a vital role in ventilation; they also convey electricity and water. This is why it is important to regularly monitor mine shafts in order to prevent the events that could lead to their damage or, even worse, destruction. Unfortunately, despite all the safety measures and precautions, shafts may become damaged or destroyed with dramatic consequences [
1]. The causes may vary but ultimately the failure is usually a result of a human error such as insufficient monitoring, routine, or inappropriate investigation methods.
Many factors may threaten the stability of a mine shaft and the entire infrastructure related to it. One of them is damage to shaft lining, which apart from common causes such as inappropriate exploitation and maintenance of the shaft, may be a result of causes that are described by Lecomte et al. [
1]. One of such cause is excessive pressure of water on the shaft lining, which may lead to ruptures (shaft located at Tirphil, New Tredegar, England, 2010). Underground water may also lead to chemical or mechanical suffusion, i.e., sliding of the material outside of the shaft lining, which results in voids and loosening zones; it also leads to tensions in the shaft lining, which may cause fracturing. A similar phenomenon but at a larger scale may occur near the surface, posing a threat to the shaft and the surrounding infrastructure (coal shaft V, Knurow-Szczyglowice colliery in Poland) [
2]. Another hazard may be posed by an unfavorable geological structure, as was the case with the collapse of the shaft at the Jinchuan Nickel Mine, Gansu Province, China, 2005 [
3,
4] or the coal shaft V in Pniowek colliery, Poland, 2007 [
5].
When a mine is closed, the shafts are liquidated in a manner that depends on the country and time. Unfortunately, liquidated shafts pose danger to the surrounding area due to the factors indicated above as well as the following [
1,
6]:
a collapse of the material filling the shaft (shafts n°8 and n°8 bis, at Noeux-les-Mines, France, 2007),
a failure of the shaft head (West Midlands Shaft, England, 2000 and shaft III Matylda-East colliery, Swietochlowice, Poland, 2008),
a failure of deep closure structure located in the shaft galleries (shaft n°2, Vieux Condé, France, 1987),
a risk of subsidence due to remobilisation of filling material or surface development (coal shaft Nord at Noyant d’Allier, France, 2001),
a specific focus on surface development (Low Hall n°7, New Zealand Pit at Abrams Lancashire, England, 1945).
Hazards to a shaft and its surrounding areas may be identified using many methods that determine the condition of the shaft lining, its damage or horizontal or vertical dislodgments of the shaft elements, and the surface or surface infrastructure. These methods, however, are limited to detecting certain occurrences and usually do not determine their direct causes, which in the cases indicated above are related to the condition of the rock mass. In order to identify the sources of hazards for the shaft and its infrastructure, geophysical methods should be applied.
Geophysical methods are widely used to identify shallow rock mass, but their application is determined by the shallow geological setting, specific purpose, and the location. In the case of hazards related to mine shafts, the geophysical surveys may be applied to the surface surrounding the shaft and the shaft’s interior. Surface surveys can be applied to operating and liquidated shafts.
Theoretically, almost all geophysical methods can be applied for surface surveys, but in practice there are limitations to the applicability of a given method.
Seismic method is characterized by very good vertical and horizontal resolution and is frequently used to identify shallow geological structures and detect voids and loosening zones [
7,
8,
9]. Unfortunately it requires profile surveying, which renders it inapplicable for investigating mine shafts due to the surface infrastructure of the surveyed areas and the fact that it is impossible to run profiles that would allow for area-wide reconnaissance of the rock mass. Another issue is multiple distortions resulting from the operations of the shaft and its infrastructure. Seismic method can be applied to liquidated shafts, although it is applicable only along profiles and it is not always economical to increase the number of profiles.
Geoelectrical methods, including electrical and electromagnetic (including Ground Penetration Radar) ones, allow for examination of shallow parts of the rock mass [
10,
11,
12]. However, as is the case with the seismic method, the measurements are taken along profiles, which means that both methods have similar limitations. Additionally, many distortions occur that are a result of buried utilities such as water, electricity, gas, telecommunications, and more. This is why, while geoelectrical methods give good results in undeveloped areas [
13,
14], they are of limited use in the case of mass rock surrounding the shaft accompanied by the broadly-understood infrastructure.
The limitations of both geophysical methods render a magnetic method useless for the purpose of surveying the rock mass surrounding the shaft that carries any infrastructure. The method is inapplicable also due to many electromagnetic distortions. Outside of urbanized areas, the method can be used to detect buried shafts on the condition that near-surface elements of the shaft contain iron.
The last geophysical method, gravity method, registers the spatial distribution of masses, and consequently, the distribution of density [
15]. The advantage of this method is its low susceptibility to external interference. Since the method is based on the common phenomenon of gravity, the only errors come from the observation device, i.e., the gravimeter. Due to the construction of the gravimeter, significant measurement errors come from instrument vibrations, coming from ground vibrations or vibrations caused by strong wind gusts. The appropriate method allows, however, to reduce such errors. For near-surface surveys, a variant of gravity method, i.e., microgravity, is applied. The prefix micro points to low anomalies generated by distortion and small distances between observation points.
Microgravity method is widely used for the detection of objects whose density differs from the density of surrounding forms, which renders it particularly applicable for detection of voids and loosening in the rock mass [
16,
17,
18], posing a risk to the stability of the shaft and its surrounding infrastructure. As the measurements are taken at observation points, the method is applicable to surveys conducted in the areas covered by infrastructure or urban areas [
19,
20,
21]. The measurements can be taken inside facilities such as halls and sheds, allowing for more complete coverage of the surveyed area. For this reason, the method can be applied to operating shafts as well as liquidated ones [
22,
23].
As has already been mentioned, geophysical surveys conducted in a working mine shaft, aimed at examining the rock mass outside of the shaft lining, are a separate issue. Voids and loosening zones outside of the shaft lining pose a particular risk to the shaft as they may lead to damage of the lining. Due to specific construction of the shaft and conditions inside the shaft, the only applicable method that can provide the desired results is the gravity (microgravity) method. As Hammer demonstrated in 1950 [
24] and McCulloh confirmed in 1965 [
25], this method allows to assess medium density rock mass outside of the shaft lining. On this basis, the loosening zones and voids outside of lining were detected as they lower the average density calculated from observation points located in the shaft. Madej has presented many examples in detail in his work [
26].
For the above reasons, the authors present the application of microgravity method to assess risks related to mine shaft, while it is still operating as well after its liquidation. They also present the example where the risk was assessed during the sinking of the shaft. As the method registers the distribution of density in the rock mass, it gives good results in detecting voids and loosening zones in the rock mass. It can also be applied for detecting buried shafts and reconnaissance of rock mass surrounding the identified liquidated mine shafts. It also allows to assess the degree to which the liquidated mine shaft is backfilled in its near-surface part. Before shaft sinking, the seismic methods allows to recognize deeper parts of the rock mass [
27], but the microgravity method allows to recognize the shallow part. Unfortunately, due to the lack of shaft infrastructure, there is no possibility to perform a survey inside the shaft during its sinking.
As it is relatively straightforward, microgravity method can be applied for monitoring the safety of shaft during its construction, exploitation, and after its liquidation [
26,
28,
29]. The results can be used to vary mining modellings and simulations [
30,
31].
2. Materials and Methods
Geophysics is a field of science related to the problems connected with the Earth’s structure and the processes that take place in there, using the analysis of natural and unnatural induced physical fields. A gravity method, based on the Earth’s natural gravity field, is one of the passive methods. It means that the devices only register the received signal. Gravity surveys are based on measuring the changes in the gravity field, which reflect the changes in the distribution of masses (and, consequently density) in the rock mass. In fact, the measured value is the value of the vertical component of Earth’s acceleration (g
M). As it follows from the Newton’s Law of Universal Gravitation and Second Newton’s Law of Motion [
32], acceleration caused by Earth’s gravity field is directly proportional to its mass and inversely proportional to the square of the distance. In light of the above the observed changes in gravity, forces may be used for a broadly understood reconnaissance of the distribution of masses in the rock mass.
In applied geophysics, the gravity method is applied to identify a geological structure frequently in order to detect mineral or oil and gas deposits. In engineering, a microgravity method is used to determine the condition of near-surface rock mass, particularly to detect loosening zones and natural and anthropogenic voids [
16,
18,
33]. Gravity method also allows to determine the volume density of the rock mass “in situ”.
The change in gravity between observation points can have two primary sources. The first one is related to the distribution of density in the rock mass and the other to the observation point elevation and the terrain topography. While the first cause is the subject of the investigation, the other is undesired and should be eliminated.
For this purpose, the terrain correction δg
T is calculated. It eliminates the gravity impact of the terrain surrounding the observation point. Thanks to this correction, the excess of masses (above the observation point) and the deficit of masses (below this point) are eliminated. In both cases, the vertical component of this impact leads to the reduction of the gravity value, so the correction is always added do observation value. Introducing a correction renders the surrounding terrain flat from the point of view of each measurement point. In the case of geological investigations, the correction is calculated up to 25 km from the observation point and in the case of microgravity surveys the distance of 25 m is usually sufficient [
34]. Obviously, if the terrain is not very varied, there is no need to introduce the correction.
The impact of the elevation on the measured gravity is consistent with Newton’s Universal Law of Gravitation: The gravity lessens in inverse proportion to the square of the distance between the observation point and the element of the Earth. For this reason, the measured values of gravity must be reduced to some assumed reference level (datum) with some fixed equipotential surface. The basic datum in gravity studies is the surface of the Earth model, i.e., the surface of the oblate ellipsoid.
In order to reduce gravity measurements, corrections are introduced to eliminate individual factors related to the difference in elevation between the physical Earth surface (the observation point) and the datum, as well as the deposition of different rock masses between them.
The first correction is the free-air correction δgF, which eliminates the effect of elevation difference between the location of the observation point and the datum. Using the Earth model, the average vertical gradient of gravity can be calculated, which is 3.086 nm·s−2 per meter. Therefore, the measured value of the gravity force transferred to a datum that is closer to the center of mass (Earth) must be increased.
The gravity impact generated by an infinite slab with a thickness equal to the distance between the observation point and the datum and a certain average density is eliminated with the Bouguer correction δgB. The value of the Bouguer correction is negative as the gravity impact of the mass of the slab located below the observation point is eliminated.
The sum of all the corrections described above is called Bouguer reduction and it allows to calculate the value of the Bouguer anomaly, which is caused solely by the changes in the density distribution in the Earth’s crust. The Bouguer anomaly stands for the difference between the measured gravity reduced to a datum and the normal gravity calculated at that level also called latitude correction.
The normal gravity value g
N is calculated using the International Gravity Formula derived from the Geodetic Reference System 1980 Earth model [
35].
Micogravity surveys are frequently carried out in urban areas and in many such cases it is necessary to take into account one more correction, as buildings and other structures located in the vicinity of observation points also have a certain mass. When such masses are close to the observation points they have an impact on the gravity value, in a similar way as terrain relief does. In order to eliminate this impact, the building correction δg
U is calculated [
19,
20].
In mining areas, microgravity measurements are conducted both at the surface and in mine shafts and mining galleries. Each of the underground workings constitute a mass deficiency that affects the measured gravity values at the observation points in or near them. It is therefore necessary to eliminate this influence by introducing mining correction δg
G corresponding to gravity effects from the shaft (shaft correction) or galleries (gallery correction). New geodetic methods allow you to model the shape of the above objects with very high accuracy [
36].
The Bouguer anomaly is a superposition of the gravity impact of all the rock masses in the geologic medium. However, from the point of view of engineering investigations, the most interesting part is the one concerning the changes in density distribution in the most near-surface part of the rock mass, called local anomalies. Anomalies originating from sources outside the surveyed area are called regional anomalies [
37]. There are several different analytical methods by which the distribution of regional anomalies is calculated from the Bouguer anomaly distribution. The difference between the Bouguer anomaly and the regional anomaly results in a residual anomaly [
38], which is a mathematical approximation of the local anomaly.
The authors of this paper used three methods to calculate regional anomalies, such as approximating the regional field with a low-order polynomial, Butterworth and Gauss filtering. The calculation of the regional field using the polynomial method involves approximating the trend seen in the Bouguer anomaly distribution using the polynomial order 1–4. The filtering methods, on the other hand, are performed in the wavenumber domain by transforming the Bouguer anomalies, usually with Fast Fourier Transformation. The transformation allows for the calculation of the power spectrum, which is used to determine the wavelengths representing the regional and residual anomalies. The wavelength depends on how deep the source of the anomaly is located and how large it is. It provides the basis for filtering methods. In gravity, the Butterworth and Gauss filter is most commonly used to separate both types of anomalies.
The gravity method also allows for the determination of bulk density values “in situ”. This task can be performed in two ways: using surface measurements [
39,
40] and using measurements in boreholes. In the second case, two types of gravity surveys are available, i.e., surveys in small-diameter boreholes [
41] and in mine shafts [
24].
In order to determine the bulk density of the rock medium surrounding a mine shaft, the “in situ” interval density method is applied, in which the microgravity observations are made inside the mine shaft, in observation points along the vertical profile [
26,
42].
A regularity discovered by McCulloh [
24] underlies the use of the gravity method, in its vertical profiling version. It indicates that the gravity impact from a horizontal, infinite rock layer limited from above and below by observation points is generated by that part of the layer that is adjacent to the measurement profile within a radius equal to five times its thickness. It is known that in the measured values, up to 90% of the information comes from the structure of the geological medium located immediately behind the shaft lining [
26].
The gravity values (gM) recorded in the shaft are influenced by gravity impact of the shaft, its lining, and other shaft bottom and mine workings occurring nearby. For this reason, the mining correction δgG needs to be applied. The topography of the terrain around the shaft has a similar effect, which sometimes necessitates the introduction of terrain correction δgT.
On the basis of the measured gravity values with corrections (g), the density ρ
i of the rock slab is determined, with the slab delineated from the top and bottom by the following observation points [
24,
25]:
Δg = g
i+1 − g
i—gravity difference between a roof and a foot of a slab, nm·s
−2, g
i = g
M,i + δg
G,i + δg
T,i, Δh = h
i+1 − h
i—rock slab thickness, m.
Density error is calculated according to the formula:
δg—mean square measurement error, nm·s
−2.
Microgravity surveys for geological and engineering purposes use gravimeters that measure relative values of gravity. It is not necessary to determine the absolute value of gravity in these surveys because the key information does not concern the specific value at the observation point, but the change of gravity between the observation points. All gravity measurements taken during gravity surveys are reduced relative to a fixed reference base. The reference base is the point at which the gravity force value has been predetermined. This value can be set arbitrarily or measurements can be referred to a point with an established absolute value of gravity, thus assigning absolute values to the measured values.
Relative gravimeters, due to their construction, are characterized by the occurrence of drift, which means a change of the measured gravity value with time. In order to eliminate the drift, its magnitude is examined with the passage of time on a single assumed point called a drift base. In the case of engineering surveys, one and the same point is used as a drift and reference base at the same time. In order to eliminate the drift effectively, gravity measurements are performed in the system of survey loops, starting and ending at the drift/reference base. In order to increase the quality of results, survey loops are not longer than 1–2 h.
Two procedures are used to obtain high quality gravity measurement results. The first one consists in taking at least two or three measurements of the gravity values at each observation point. If the difference between the obtained results does not exceed 0.05 nm·s−2, the average value is calculated, otherwise additional measurements are taken. The other procedure consists of repeating the gravity observations for at least 5% of all observation points, and in the case of microgravity surveys, even at two to four observation points from each survey loop.
The procedures described above are applicable in surface gravity surveys and in surveys carried out in vertical profiles in mine shafts. The difference in both cases is related to the manner of distribution of observation points within the survey area. In the case of surface surveys, the points are usually located at regular intervals in the form of a survey grid. The distance between points depends on the expected depth of the source generating the anomaly. In microgravity surveys, these distances range from 1 to 25 m.
In mine shafts, gravity is measured along vertical profiles located on the edges of the mine cage (a skip) or along the shaft axis. The distance between the observation points depends on the distance between the shaft bunton. A spatial measurement plank is placed on the bunton, thanks to which gravity measurements are not affected by the vibrations of the skip (
Figure 1).
4. Discussion
The presented examples of surveys demonstrate that the microgravity method can be used in an area that is not easy to measure, the mining area, and, particularly, in the close vicinity of the mine shaft. Despite the shaft and its infrastructure, this method allows to take measurements in the areas where other geophysical methods cannot be applied. What makes it possible are formulas that allow for calculation of corrections that eliminate the gravity impact of the shaft, the underground infrastructure, and the buildings on the surface [
19]. The negative anomalies obtained from the processed measurements are always associated with decreased density in the rock mass. Some of these anomalies are easy to interpret as they are related to the existence of identified underground infrastructure, such as an underground channel observed in the gravity distribution near an operating shaft. The other negative anomalies, on the other hand, are due to the presence of voids and loosening zones in the rock mass. Due to the complex geomechanical processes occurring in the rock mass, in most cases, it is difficult to answer unambiguously whether an anomaly is caused solely by a loosening zone, a void, or a void and a loosening zone above it [
31,
44]. However the analysis of the parameters of the anomaly, especially its amplitude and horizontal extent, allows to determine whether its source can pose a threat to the surface and objects in its vicinity [
36]. What is more, an analysis of the knowable shallow geological structure and landforms may point to the anomalies being linked to the hydrogeological conditions in the studied area [
45,
46].
The presented examples of surface surveys clearly demonstrate how microgravity method can be applied to detect risks related to a mine shaft. Each case was resolved in a different manner. The study in the area of the liquidated shaft “Ludwig” confirmed that the shaft had been liquidated properly and the risk related to the shallow silver ore goafs. The surveys carried out in the vicinity of the working shaft showed that during the surveys there were no density changes that could threaten the stability of the shaft. However, the course of the negative anomaly of (presently) low amplitude in the vicinity of the shaft should be regularly monitored [
28,
29], as it may be related to leaching, potentially leading to further loss of density. The case of the shaft under construction is an example of the situation where high amplitude indicates the existence of voids in the rock mass, which could threaten the shaft infrastructure and must be investigated further by drilling.
An additional advantage of the microgravity method is that it can be used inside the mine shaft and it is the only geophysical method that can be used when the mine shaft lining is made of steel. As shown in the example described above, the method makes it possible to determine the density of the rock mass outside the shaft lining. The recorded interval density values correspond to the lithological structure around the shaft and its variation [
24,
26]. The results obtained in this way can have three explanations. The first is the case in which the density values within each geological layer vary slightly and are related to facial changes. This indicates a solid rock mass behind the shaft lining. The second one is the occurrence of zones with significantly decreased density, indicating the existence of voids outside the shaft lining, which may pose a threat to it. The third one, an example of which is described in the article, is a situation where density changes correspond to lithological structure, however, there are small but visible zones of decreased density [
26,
42]. Additionally, taking measurements at opposing points relative to the center of the shaft, on one level, allowed us to identify on which side such a void was located [
26]. Currently, the observed changes do not pose a threat to the mine shaft, however, their presence, especially in the running sand layers, requires monitoring. Linking density information from the measurements taken in the initial part of the shaft and those from the surface gives a more complete picture of the rock mass, which allows for better identification of possible threats to the shaft related to decreased density in the rock mass.
5. Conclusions
The safety problems related to mine shafts have three aspects, that is the safety while sinking the shaft, the safety of using the shaft, and the safety of the area after its liquidation. These are complex issues and they cannot be resolved with the use of a single method. Each method contributes to the safety of the mine shaft by providing new information. In the paper, the authors presented the application of one of the geophysical methods, that is the microgravity method to solve some problems related to all the three aspects. The advantage of this method is that it is non-invasive, not very susceptible to external interference, and it makes it possible to take measurements on the surface and inside the mine shaft. Additionally, what speaks in its favor is easy application. Microgravity method allows to trace the distribution of masses in the rock mass, which is the distribution of density. Voids and loosening zones pose a safety risk for the mine shaft and its surrounding infrastructure, so the method based on the detection of mass (density) lends itself for identification of a risk of this type.
The article presents examples of microgravity survey for each of the above-mentioned cases. Research has shown that the method can be applied not only in the areas of liquidated mine, but also in areas of acting mines, where the measurement conditions are difficult or very difficult.
The presented results of the surface survey showed how important the selection of the appropriate methodology for measurements and subsequent interpretation is. The correct separation of useful anomalies enabled a qualitative determination of the degree of threat of shaft and the surface around it from the voids and loosening zones in the rock mass.
The results of the microgravity survey inside the mining shaft confirmed the possibility of using the method to determine the density of rocks outside the shaft lining. The calculated density allowed to separate depth intervals with a decreased density, which proves the existence of voids or loosening zones. In addition, performing research in more than one vertical profile, their horizontal position can be specified.
It should be emphasized that the unquestionable advantage of the presented research method is the fact that a threat may be detected from the emergence of noticeable changes in infrastructure and on the surface of the area, as well as in the shaft lining. Thus, by performing the measuring in time intervals, it is possible to monitor density changes in the rock mass.