Analyzing the influence of window design elements on energy consumption is helpful to build a theoretical foundation for the objective function. The construction of the objective function provides a method to obtain the optimal WWR. The design of calculation schemes clarifies the change path of window design elements. In addition, the energy consumption and CO2 emission data used in this research were obtained from the simulation software. The research problems can be solved by processing and analyzing the data. Each part will be introduced in detail next.
3.1. Influence of Window Design Elements on Energy Consumption
To study the relationship between window design elements and energy-saving or low-carbon goals, firstly, it is necessary to clarify which types of energy consumption will be affected by window design elements and to understand the background theories. Ordinarily, the energy consumption of buildings consists of many parts. From a macro perspective, building energy consumption includes all kinds of energy consumption in the entire process from material production to construction, operation, maintenance, demolition, and recycling. In this paper, the scope of building energy consumption is energy consumption during a building’s operation phase. During this phase, energy consumption is also composed of many subtypes including heating energy consumption, cooling energy consumption, lighting energy consumption, household electrical equipment energy consumption, and so on. Therefore, it is necessary to first analyze the subtypes of energy consumption related to the window design elements.
The facade is a medium of energy exchange between the interior and exterior of a building. When the energy transfer between indoor and outdoor environments reaches a balance, the indoor temperature also reaches a stable state. The energy consumption of heating and cooling is generated in this process. As shown in
Figure 2, the principles of heating and cooling energy consumption generated in winter and summer, respectively, were analyzed. The pattern of energy exchange of the building facade is the same in both seasons. The surfaces of building facades that are in contact with outdoor space mainly exchange energy through solar radiation, environmental radiation, and air convection, while the surfaces of building facades that are in contact with indoor space mainly exchange energy through indoor interface radiation, indoor energy radiation, and indoor air convection.
Owing to the difference between the outdoor temperature T
0 and the indoor temperature T
1, there is a temperature difference between the outer surfaces and inner surfaces of the building envelope. The temperature difference between T
0 and T
1 causes heat conduction. In winter, as shown in
Figure 2a, the outdoor temperature T
0 is less than T
1 and the heat lost through the wall is more than the heat gained. Therefore, to maintain a comfortable indoor temperature, it is necessary to use heating to make up for the energy gap. As a result, heating energy consumption E
H is generated. In summer, as shown in
Figure 2b, the outdoor temperature T
0 is greater than T
1 and the heat obtained through the wall is greater than the heat lost. In order to maintain a comfortable indoor temperature, it is necessary to use cooling to take away the excess heat. Therefore, cooling energy consumption E
C is generated.
The ability of building facades to gain and dissipate heat plays a vital role in building energy consumption [
46]. The ability of building facades to obtain energy mainly depends on the absorption and transmission of solar radiation flux and thermal conductivity, while their ability to dissipate heat depends primarily on the thermal insulation of their facades. The ability of external facades to obtain and dissipate heat determines the thermal balance performance of the facades. The thermal balance plays an essential role in maintaining the indoor temperature and has a vital impact on the energy consumption of buildings. For example, building facades with good heat-shielding performance in summer can help buildings reduce the energy obtained from the outside environment. As a result, it helps to reduce buildings’ cooling energy consumption E
c. In winter, building facades with good thermal insulation properties can reduce the heat lost through facades, thus helping to reduce heating energy consumption E
H.
Generally, walls have good thermal insulation performance and low light transmittance, both of which are beneficial for building insolation [
47]. However, window glass has poor heat insulation and high light transmittance, which are good for getting heat from outside in winter, but bad for heat-shielding in summer [
48]. Therefore, a change in the WWR will significantly affect the thermal balance performance of building facades [
32], thereby affecting the heating energy consumption E
H and cooling energy consumption E
C of buildings. Simulation software calculates heating and cooling energy consumption using heat balance theories like this. Therefore, among the window design elements, the area of windows is closely related to the building heating energy consumption E
H and cooling energy consumption E
C.
In order to ensure that residents can carry out everyday living activities in the interior of residences, it is necessary to open windows to let natural lighting come into buildings [
49]. Under the same external lighting conditions, the size, shape, and position of windows will significantly impact the amount of lighting and the uniformity of illumination. Generally speaking, a room will get a greater amount of illumination with larger windows. Vertical rectangular windows have good lighting uniformity in the depth direction of rooms, while horizontal rectangular windows have good lighting uniformity in the width direction of rooms and the height of windows will affect the uniformity of lighting in the depth direction of rooms [
50]. The illumination and uniformity of indoor natural lighting have significant impacts on lighting energy consumption. When the level of illumination of natural lighting fails to meet requirements on work surfaces, people will use artificial lighting and generate lighting energy consumption E
L. Therefore, lighting energy consumption E
L is also closely related to window design elements.
According to the above discussion, the subtypes of energy consumption related to window design elements in a building’s operation phase mainly include heating energy consumption E
H, cooling energy consumption E
C, and lighting energy consumption E
L. The design element of window area primarily affects the heating energy consumption E
H and cooling energy consumption E
c. The design elements of window shape and position mainly affect the lighting energy consumption E
L of a building. The discussion above is a theoretical foundation for constructing objective functions to analyze the influence of the window elements on energy consumption and WWR. A further detailed sensitivity analysis of the impacts of the window design elements on the optimal WWR is given in
Section 4.2.
3.2. Objective Functions and Optimal WWR
Saving energy and reducing carbon emissions are the two design goals addressed in this paper. It is first necessary to determine how to obtain the value of the optimal WWR if we want to compare the results for the optimal WWR according to different objective orientations. Therefore, the objective function and the concept of optimal WWR need to be established first.
In this research, only energy consumption related to window design is studied; as a result, energy consumption generated by household appliances, among others, is not included in the consideration. Building energy consumption related to window design elements in the building operation phase comprises three subtypes: heating energy consumption, cooling energy consumption, and annual lighting energy consumption. The measurement unit of energy consumption is years. Therefore, energy consumption as studied in this paper refers to the annual heating energy consumption E
H, annual cooling energy consumption E
C, annual lighting energy consumption E
L, and total annual energy consumption E
TOT. This paper first takes energy consumption as a measurement index and establishes an objective function as shown in Formula (1).
The greenhouse gas produced during the operation phase of buildings is mainly CO
2, and the calculation result is usually measured in kgCO
2. This paper uses kgCO
2 as the measurement unit. The equivalent CO
2 of different greenhouse gases is not considered. The CO
2 emissions generated during the building operation phase are calculated by multiplying the energy consumption by the CO
2 emission coefficient. Therefore, an objective function is established in relation to the low-carbon goal, as shown in Formula (2). The annual value of CO
2 emissions C
TOT is the annual heating energy consumption E
H multiplied by the CO
2 emission coefficient of heating energy f
c, plus the value of the electricity CO
2 emissions coefficient f
E multiplied by the sum of the cooling energy consumption E
C and the lighting energy consumption E
L.
The two energy-saving and low-carbon target orientations correspond to two measurement indicators: energy consumption and CO2 emissions. When energy consumption is taken as an indicator, the concept of the optimal WWR is the value of the corresponding WWR when the total annual energy consumption reaches a minimum. In the same way, when the annual CO2 emissions are taken as an indicator, the concept of the optimal WWR is the value of WWR corresponding to the minimum yearly CO2 emissions.
Compared with the objective function for energy consumption, the objective function for carbon emissions will alter the function curve’s change rate and the value of the optimal WWR because each component of the function is multiplied by a coefficient. The concept of the optimal WWR lays the foundation for addressing the three research problems proposed in this paper.