1. Introduction
Around 25% of the existing buildings in Europe were built prior to the middle of the last century and are a living symbol of Europe’s rich cultural heritage and diversity. Based on their age, integrity and significance, some of these buildings are recognized as historic and have been registered at the local, state or national level [
1]. Old and historic buildings are mostly energy-inefficient [
2,
3], and generate more emissions than new buildings [
4]. Most of these buildings also suffer from thermal discomfort because when they were built, the main focus was on architecture, durability, mechanical performance, function, and to a much lesser extent, the occupants’ comfort and health [
5]. Although old and historic buildings are exempt from strict energy-related requirements, retrofitting them has huge potential to provide improved indoor thermal comfort [
5] and a reduction in their energy consumption and CO
2 emissions [
3,
6], which ensures the continued use of these buildings over time and, consequently, their conservation [
7].
In the case of historical buildings, preservation orders may be so strict that they hamper normal energy-efficient interventions on the building envelope [
8,
9]. Herrera et al. [
7] categorized the challenges associated with retrofitting historic buildings in three groups, namely, social, economic and technical viability. Retrofitting these buildings is a trade-off between these criteria, which must secure the buildings’ efficiency, aesthetic conservation and long-term use [
1,
7].
Common retrofits of historical buildings may include improving wall and roof insulation, upgrading windows, air-sealing, use of energy-efficient lights, modernizing HVAC equipment and changing operational schedules. Of these, the upgrade of windows has become a focal point, because it not only reduces heat loss through the building’s envelope, but it also reduces condensation risk, noise, and thermal discomfort [
1,
10,
11].
1.1. Windows in Buildings
Windows can have a positive psychological impact on occupants by giving them a connection to the outside. They also provide buildings with the natural light, fresh air and solar gain that leads to decreased energy use [
12,
13,
14,
15]. Yin et al. [
14] emphasized that sometimes the benefits from windows can be undermined by some negative impacts, including heat losses in winter and overheating caused by excessive solar gain in summer. Many researchers have blamed windows for their weak energy performance and introduced various figures for their share of energy loss in buildings—ranging between 20% and 60%, depending on factors such as climate and the age, type and size of buildings [
12,
13,
14,
15,
16,
17,
18,
19,
20,
21]. Energy losses through windows can significantly affect the total energy consumption of countries; for example, Curcija et al. [
22] mentioned that, in the US, windows in commercial buildings were responsible for about 1.5% of the total energy consumption in 2011. This is equivalent to the amount of energy consumed by more than 8 million US households. This huge amount of energy loss is primarily due to the high U-value of windows, normally much higher than for other elements such as walls and doors. In addition, window glazing usually has a high solar heat gain coefficient (SHGC or g-value), which allows for a high portion of solar radiation to enter the building, leading to thermal discomfort and to an increase in cooling demands [
12,
13,
18,
23]. Sarihi et al. [
24] stated that window performance can be enhanced by improving either its thermal or solar control properties. In cold climates, energy consumption of buildings with a large window-to-wall ratio (WWR) can be decreased by reducing the windows’ U-value. In hot climates, lowering the SHGC helps to prevent indoor overheating caused by solar radiation. Reducing heat loss through windows is not as easy as reducing heat loss through walls. To improve windows’ performance, a wide range of methods have been introduced, such as increasing the number of panes per window, optimizing the air layer thickness of double-glazed windows, evacuating the cavity, coating the surface of panes with low-emissivity materials or solar selective coatings, filling the cavity between panes with an inert gas or by adopting some of these methods simultaneously [
25]. Pal et al. [
17] also mention some attractive advanced glazing systems, including electrochromic (EC) glazing, photovoltaic (PV) integrated glazing, self-cleaning glazing and vacuum glazing.
Many of the above-mentioned methods seem complex and costly, since the majority of them cannot be applied to existing windows or old windows and they often require windows to be replaced, which is seldom possible in historical buildings with strict retrofitting regulations [
17]. Ascione et al. [
26], in a study about the energy retrofit of a historical building, revealed that even if the regulations allow for it, the replacement of old windows with doubled-glazed ones treated with low-E coatings is not only difficult, but also costly, compared to the other energy-restoring actions. For instance, the cost of a single saved kWh of energy by replacing the windows was almost nine times more than that of improving the walls’ thermal insulation. Ariosto et al. [
12] stated that there are some low-cost and viable retrofit solutions that help to improve the performance of existing windows, including the use of curtains, drapes, blinds, screens and shutters, which are available in different styles and configurations. In addition to these methods, the application of window films is also seen as a simple method to improve windows’ energy performance, and one which is usually cheaper, less intrusive and less complicated than replacing the entire window [
19].
1.2. Window Films
One of the typical groups of window films mostly used in hot climates is solar control window films, which are available in surface-applied and liquid-applied forms. Solar control window films lessen the unwanted solar heat gain through windows and this results in a cooling load drop and better indoor thermal comfort [
13,
22,
27]. Winckler et al. [
27] stated that, as a result of a reduction in cooling demand, the cooling equipment operating hours would decline, which in most cases leads to electricity savings. In a study on the effects of a solar control film on a double-glazed window in hot climates, Xamán et al. [
28] showed that, with the help of the solar window film added to the outward-facing surface of the inner pane, the heat gain through the window dropped by 55% compared with the glazing without the film. The results of another field test carried out to investigate the impacts of solar films on the energy performance of windows in an air-conditioned office building in Hong Kong’s climate showed that the solar heat rejection of the film-treated window was 30% for diffused radiation and 50% for beam radiation. These reductions proved the AC-energy-saving potential of solar films [
29]. The effectiveness of solar control window films depends on several factors, including the location of the installed window film, the type and configuration of the original glazing system and the climate [
14,
22,
27]. Yin et al. [
14] mention that the shading coefficient and SHGC of films applied to the outer surface of the window is different from when it is applied to the inner surface. An energy simulation conducted by Curcija et al. [
22] also shows that the improvement in energy performance due to the use of solar control films was more noticeable in a single-glazed window than a double-glazed window, proving that the type of glazing affects the window film’s influence. Winckler et al. [
27] stated that, although solar control window films reduce cooling loads in the summertime, they usually decrease the solar gain in the wintertime when such a gain is desired. In hot climates, the small loss of free solar heat in winter is less than the savings in cooling loads associated with the use of solar control window films. However, this drawback indicates that the use of solar control films is not a good option for cold climates with long heating seasons. A study by Bahadori-Jahromi et al. [
30] concluded that savings in cooling energy due to the application of sun control films in a hotel building in the UK was lessened by the increase in heating loads caused by free solar heat loss.
Another type of window film widely used in both cold and hot climates is the low-E (low-emissivity) film, which is known as a self-applicable film. Unlike the usual methods of applying low-E coatings to glazing, which should be done by glass manufacturers before the window glazing is installed, self-applicable low-E films are added to existing windows. This characteristic makes the use of low-E films a practical window retrofit option since it does not involve replacing windows [
19]. Low-E window films are spectrally selective and this provides the reduction of undesirable solar heat gain by preventing the near-infrared radiation of the sun from entering the building, thereby providing better thermal comfort with lower cooling loads in summer. These can also help to keep the indoor environment warm by reflecting the longwave infrared radiation losses in the winter [
13,
19]. Most common in Swedish historical buildings are double-glazed windows (
Figure 1). The recommended position of the window films in the glazing systems can vary based on the climate. For example, for a cold climate, putting the low-E film in the cavity between the panes, i.e., on surface 2 or 3 in
Figure 1 [
31], is suggested. However, in many cases, this positioning may not be feasible for an existing window and the only option is to add the film to the inward-facing surface of the inner pane (surface 4 in
Figure 1), which could decrease the effectiveness of the film [
13].
Amirkhani et al. [
13] simulated the impact of a commercially available low-E window film on the energy consumption of a hotel in UK. The results of the study showed that the low-E window film could reduce the heating and cooling consumption by 3% and 20%, respectively, leading to a 2.7% total saving in energy consumption. It was also discovered that the window film contributed to a relevant reduction of energy consumption during the peak heating- and cooling-dominant times of the year. The authors finally concluded that the low-E window film showed better results in terms of energy savings than the solar control film, which was previously investigated by Bahadori-Jahromi et al. [
30] for the same hotel. Winckler et al. [
27] investigated the impacts of four commercial window films, including a reflective film, a neutral film, a conventional low-E film and an optimized low-E window film, on the performance of a typical large office building in a variety of climates in the US. The study showed that the optimized low-E window film produced more than seven times the heating-season savings of the reflective film. It was also noted that, although the SHGC of the optimized low-E film is higher than that of the reflective film, the optimized low-E film contributed to a 7% cooling load reduction, compared with the 5.2% cooling saving of the reflective film. This was because, in addition to blocking solar heat gain, the optimized low-E window films prevented the radiated heat from the warmer outdoor objects from entering the building. The authors finally concluded that the optimized low-E window film improves the window insulating performance sufficiently, giving single-pane windows dual-glazed performance.
Like other window retrofitting measures, low-E films may have some drawbacks that can affect their positive impacts. Jelle et.al [
19] highlighted some of the disadvantages of self-applicable low-E films, including giving windows a slight tint, impairing visibility and transmitted light and allowing bubbles to form between the film and the glass due to improper installation. Amirkhani et al. [
13] also mentioned the relatively high production cost of low-E films as an obstacle to a wider application of these coatings. The authors recommended considering the cost of purchase and installation of the window films alongside their benefits before making a decision. Saadatian et al. [
32] stated that low-E window films can also increase the embodied impacts of window solutions, which can be damaging to the environment. However, this drawback can be offset by a wise selection of frames and glazing.
Overall, windows are essential aesthetic parts of a building that provide natural light and can allow for a flow of fresh air as ventilation. However, old and inefficient windows can cause energy loss and indoor thermal discomfort. As a simple non-intrusive window retrofitting method, the application of low-E window films has attracted researchers’ attention because they can be applied to existing windows without having to replace the entire window, thus dispensing with the need for extra work, and possibly, the evacuation of the building’s occupants.
The effects of some of the commercially available low-E window films on the energy performance of commercial, residential and hotel buildings have been investigated. Some studies also investigated them from an economic viewpoint. However, in real projects, before the application of these films, it is important to extend the domain of the assessment of low-E window film applications so that it covers the main aspects that are important to the investors and occupants. Based on the literature review, there is still a need for such a comprehensive assessment. Furthermore, the use of these films as a non-intrusive window retrofitting option for historical buildings that have to comply with strict retrofit regulations has not received much attention. These points indicate a knowledge gap. The current study aims to fill this gap by investigating the impacts of the application of a commercially available low-E window film—Thinsulate Climate Control 75 (CC75, 3M Company)—on a historical building through a more inclusive assessment which is based on three main pillars: energy performance, thermal comfort and cost analysis (payback and LCC).
Figure 2 shows the comprehensiveness of the study.
3. Methodology
This research aims to investigate the effects of the selected low-emissivity window film on the thermal comfort and energy performance of the historical stone building “Rådhuset”. The simulation software used in this research is IDA Indoor Climate and Energy (ICE), version 4.8, licensed by EQUA Simulation AB, Sweden [
36]. IDA ICE is a commonly used dynamic simulation tool validated by several studies [
37,
38]. This simulation tool calculates energy balances while dynamically considering climatic variations and varying time steps. In IDA ICE, heat balance equations are solved according to the user-defined building geometry, construction, HVAC conditions and internal heat loads [
38]. The simulations also offer the possibility to create a 3D model of the building, import a measured climate and weather file of the building location and predict energy loads, thermal comfort and the indoor air quality of the building for different periods of time [
37,
38]. As shown in
Figure 4, the research process has been divided into four main stages. The first stage involves the data collection, creating the base model of the building (case A) in IDA ICE, running a one-year simulation and the validation of the base model. In the second stage, the low-E window film is incorporated into case A and a new one-year simulation for the developed model (case B) is conducted. In the third stage, the simulation results of case A and case B are compared with each other. Finally, based on the result of the third stage, a cost analysis is conducted to estimate the payback and a life cycle cost analysis is carried out on the method used for the window retrofit.
The 3D model of the building shown in
Figure 5 is created using the building’s plans as well as the data set out in
Table 1,
Table 2 and
Table 3. The air handling unit of the building modeled in IDA ICE is a constant air volume system (CAV) for which the supply air and return air is 1.3 L/(s∙m
2). The building also has a heat pump for cooling supply air, with a SCOP of 3. The indoor temperature is adjusted to stay within 21 °C (heating zone set point) and 25 °C (cooling zone set point). Regarding the air infiltration rate, the wind-driven flow method in IDA ICE is chosen and the results of the blower-door test indicate an air permeability equal to 0.84 L/(s∙m
2) at the pressure difference of 50 Pa. For the building, a total of 59 occupants with 59 units of equipment (each unit with the power of 125 W) are considered. The considered activity level for each person is 1.2 met, equivalent to tasks in an office environment, and the operation schedule is adjusted between 6:00 and 18:00 on weekdays.
To validate the IDA ICE model, a one-year simulation using the climate data of Gävle city is run to estimate the energy consumption of the building. In this study, the simulation was run for the period “01.01.2018 to 31.12.2018” to be consistent with the field test that was conducted in 2018 by Mattsson et al. [
33], who measured the thermal and optical properties of the windows (see
Table 3 and
Table 4. In this building, most of the energy is consumed for heating purposes, which is supplied by the local district heating network. Therefore, for the validation of the model, the district heating-related energy consumption simulated by IDA ICE is compared with the building’s district heating energy bills. Acceptable discrepancies are for a Normalized Mean Bias Error ±10% (ASHRAE Guideline 14) and, for example, Molin et al. [
39] considered a deviation of 7% between the annual simulated energy use and the energy bills as good agreement; i.e., an uncertainty of that magnitude could also be expected in our case.
After the validation of the IDA ICE model of the building, the low-E window film is incorporated into the base model (case A). An essential quality of the tested film is its low emissivity—about 0.15 according to the manufacturer—which would be expected to considerably reduce heat transfer by radiation in the window. The window film specification applied to a double-clear glazed window presented by the manufacturer is shown in
Table 5. In this study, the low-E window film is applied to the outward-facing surface of the internal pane of the window (surface 3), as shown in
Figure 6.
Table 4 represents the technical data for the entire window in the presence of the low-E film.
Figure 7 also illustrates the installation of the low-E film on surface 3 of the window. The next step is to run a new one-year simulation for the developed model (case B) for the same period and climate data used in the base model.
The third step is to compare the simulation results of the base model (case A) and the developed model (case B). The main areas for comparison include the building’s energy consumption as well as the thermal comfort status based on Fanger’s comfort indices and the EN 16798-1 standard.
Table 6 represents the four categories of buildings in standard EN 16798-1 according to the occupants’ level of expectations. In this research, a normal level of thermal comfort expectations (category II) is chosen for the building’s thermal comfort assessment.
As shown in
Table 7, according to EN 16798-1, for buildings belonging to category II, the PPD values (%) should be in the interval between 6% and 10%, and therefore PPD values greater than 10% correspond to comfort dissatisfaction. To have a good overall view of the building regarding thermal comfort, four indoor zones distributed over all four façades of the building are selected, as shown in
Figure 8. In the selection process, priority is given to the zones that have more windows, occupants and equipment elements.
Table 8 shows the number of occupants and equipment for the selected zones. Then, the results regarding thermal comfort in the chosen zones for case A and case B are compared.
Finally, based on the comparison of the two cases, a cost analysis using two methods is performed. These two are the simple payback period method, excluding the interest rate, and a life cycle cost (LCC) analysis.
The simple payback method is straightforward and uses a minimum input. The method works well for short term investment calculations, but does not capture the time-value of money nor the cash flow after the payback period; however, it can be used as a first screening device [
41]. The general calculation method of the payback period is shown in the following Equation (1):
IC depicts initial investment costs (€), ∆E the amount of energy saved in a year (kWh/year) and Penergy the price of energy supplied by the district heating network (€/kWh).
Life cycle cost analysis is commonly used in building renovation projects [
42] since the method considers long term investments and the time-value of costs and savings. Though difficult to predict, more inputs are needed for investigating the feasibility of energy investments. Important and influencing variables have to be assessed in every project [
41], and the life cycle cost (
LCC with unit €) can generally be formulated as:
Here,
IC is the initial investment cost,
Repl is the present value of capital replacement costs,
Res is the present value of residual costs,
EC is the present value of energy costs and
OM&R is the present value of non-fuel operating, maintenance and repair costs. In this context, initial investments and energy costs are in focus since the other costs will be independent regardless of whether the low-E film is applied. Moreover, replacement costs depend on the service life of the building or component. The low-E film has a warranty of 15 years once applied to the window [
33]. Therefore, the service life is assumed to be 15 years (the emissivity will deteriorate over time), after which the film should be replaced.
The initial investment cost is based on a tender from a low-E film installer. Based on 2018 costs (10 SEK~1 €), material and work costs (including VAT) are 130 €/m
2 + 15 €/window (giving 137 €/m
2) [
33]. For the solution without the low-E film, this cost is null.
To calculate the present value of energy costs, the discount rate and inflation rate have to be assessed. The real discount rate
d is derived from the nominal discount rate
D given the inflation rate
I, as expressed in Equation (3):
Another important variable is the anticipated price escalation
P of the energy price. The real price escalation
p can be estimated, given the inflation rate
I according to Equation (4) below:
These rates are used to calculate the net present value using the Modified Uniform Present Value factor (
UPV*) [
43] (Equation (5)), considering recurring annual costs at a constant price escalation rate
p over
n years:
The present value energy cost
EC (€) of Equation (2) is estimated with Equation (5), the annual energy cost of each energy type
E (kWh/year) and the energy type price
Penergy (€/kWh), giving a value as expressed in Equation (6):
Since there is uncertainty in estimating future rates, the values are varied to ascertain their impact on results. The values used in this study are the same as those motivated and used in [
44] (that study was performed at the same time and in approximately same geographic location). In this study, the chosen nominal discount rate is 5% and investigates rates at 4% and 6%, too. The chosen nominal price escalations are 2%, 3% and 4%. Inflation rate is set at 2% (the goal of the Central Bank in Sweden).
The cost of district heating in Gävle, for this building (recalculating considering capacity costs in 2018), is 0.078 €/kWh [
33].
5. Discussion
In this section, the improvements associated with the use of the low-E window film are summarized from three different perspectives, which are “energy saving”, “thermal comfort” and “cost analysis”.
Energy saving
Figure 22 showed that with the use of the low-E window film, a 36% reduction in heat loss through the windows (including solar radiation) during the heating season and a 35% reduction in the amount of heat gain through windows (including solar radiation) during the cooling season have been achieved. The application of the low-E window film helped to reduce the building’s annual energy consumption for heating purposes by about 6%, despite some solar radiation that would contribute to heating being impeded. To confirm the accuracy of the 6% reduction, a sensitivity analysis consisting of 5 scenarios was conducted. Scenarios were made by changing the U-value of the original windows, the minimum and maximum temperature setpoint for heating controller and the U-value of the external walls in a way that each scenario represented a new deviation from the energy bills. The magnitude of scenarios’ deviations from the energy bills ranged between +0.7% and −16.7% (see
Table A1 in
Appendix A). The results of the analysis showed that the annual heating energy reductions due to the application of the low-E window film in all the scenarios remained in the range of 5.7% to 6.3%, thus warranting rounding the value to 6%.
From the energy viewpoint, the results of this research are consistent with the literature review, in which it was stated that low-E window films can be effective in reducing unwanted heat losses in the winter, and by controlling the solar radiation in the summer, they can reduce excessive heat gains.
At the same time, the sensitivity analysis insinuates that the low-E film would have a larger relative impact if the U-value of the walls were lower. In this case study, the transmission losses are larger through walls than the windows without film. This is partially due to the relatively low U-value for the windows, owing to large sizes (and therefore thick/massive wood frames) and a larger share of the frame in relation to glazed parts of the window. Smaller windows with smaller frames usually have higher U-values. This implies that for buildings where thermal losses through windows are larger than walls, low E-films will have a more significant impact on the relative energy saving. In Sweden, double-glazed windows in single-family buildings account for the largest share of over-all thermal losses. Low E-film application in single-family buildings in cold climate is thus a field for further investigation.
Thermal comfort
According to the monthly PPD values and operative temperatures shown in
Figure 15, in the four selected zones, thermal comfort during the heating season is not an issue in the studied building because the heating capacity is adequate, but during the summer, mostly because of solar radiation and the limited and constant cooling capacity, it often gets warmer than the recommendation in EN 16798-1.
Figure 14 and
Figure 15 showed that zone 44, facing south-east, has the worst situation in terms of thermal comfort. This could be due to it having more internal heat gains (more occupants and equipment) and receiving more solar radiation (because of its orientation) than the other selected zones. As illustrated in
Figure 23,
Figure 24 and
Figure 25, the application of the low-E window film helped to reduce the monthly PPD values and annual discomfort hours during occupancy time for all the selected zones. However, thermal comfort for zone 56 (facing south-east and north-east) in July and for zone 44 (facing south-east) in June, July and August still did not fully comply with EN 16798-1.
According to
Table 11, in the presence of the low-E window film, the percentage of total occupancy hours with thermal dissatisfaction in the building dropped from 14% to 11%, thereby indicating the entire building’s thermal comfort improvement. However, for the building to fully comply with the thermal comfort requirements of EN 16798-1, other supplementary control strategies must be adopted.
Cost analysis
The cost analysis of the low-E window film retrofit showed a payback period of almost 30 years. An LCC analysis is, in this case, consistent with the payback period, provided that the film’s service life is also 30 years (the warranty for commercial buildings is 15 years). This rather long payback period is due to two main factors, first, the relatively low cost of district heating and second, the high price of the applied low-E window film. When setting the service life of the film equal to the warranty time, the film was not economical. When the service life was assumed to be 30 years, the film is economical when price escalations are relatively high and the discount rate low—with small margins.
The economic results would be different if the building was heated with electricity. The price of electricity is almost twice of that used in this study. Though most commercial buildings in Sweden use district heating (77%), there are historic buildings in district heating areas and elsewhere that use electric heating to avoid intrusive systems such as hydronic pipes, for example, in churches. The economic benefits of low-E films in such buildings would be different from this study.
According to the literature review, the cost of applying low-E window films is usually cheaper than replacing an entire window. Another point that should be taken into consideration is that, in this research, the case study building is a historical building, which limits the retrofit options; therefore, the positive impacts of the low-E window film on the windows’ performance and its compliance with the building’s strict retrofit regulations may somewhat counter its relatively long payback period.