1. Introduction
According to the Sustainable Development Goals Report 2021 of United Nations [
1], global efforts made so far were insufficient and there still is much progress to be made for reaching the objectives of Agenda 2030 [
2]. Additionally, the authors of the Sixth Assessment Report of the Intergovernmental Panel on Climate Change pointed out that global warming of 1.5 and 2 °C will be exceeded during the twenty-first century unless significant actions are taken to reduce CO
2 and other greenhouse gases (GHG) emissions in the coming decades [
3].
At the European level, new ambitious targets were set with the European Green Deal [
4] to reduce GHG emissions and becoming the first climate-neutral continent by 2050. Most of the European buildings present low energy performance and inefficient heating and cooling systems [
5,
6]. Thus, the building sector still constitutes an important issue to be addressed, being responsible for more than 40% of the worldwide energy consumption and 36% of global GHG [
7,
8,
9,
10].
1.1. Life Cycle Assessment Applied to Buildings
Life cycle assessment (LCA) is a quantitative method widely known to assess the environmental impacts of products or systems.
The literature on LCA applications to buildings is very extensive, and there is broad agreement in recognizing the importance of the operational stage during the entire cycle of the buildings. Ramesh et al. [
11] reviewed 73 buildings across 13 countries and showed that the operational stage is responsible for around 80–90% of the life cycle energy demand of buildings. Similar results were obtained for the Italian context by Asdrubali et al. [
12] that assessed to 77% the contribution of the operational stage in the case of detached houses, and up to 85% for office buildings. Sartori and Hestnes [
13] analysed the results of 60 LCA of buildings found in the literature highlighting that there is a linear regression between their operational and total energy. Furthermore, a review conducted by Cabeza et al. [
14] reported that most of the LCAs are conducted for buildings designed and constructed as low-energy buildings while the percentage of LCA for traditional buildings is lower.
Different authors focused the attention to the environmental impact of the heating and cooling systems because they are the most responsible for emissions during the entire life cycle of a house [
15].
Vignali [
16] conducted a comparison of the environmental impact of a traditional gas boiler and a condensing gas boiler in three Italian cities obtaining that the impact of the condensing boiler is 23% on average lower than that of the traditional boiler. Additionally, the operational stage of both the systems was responsible, on average, for more than 90% of the total impact. Greening and Azapagic [
17] compared the life cycle environmental impacts of domestic heat pumps (air, ground, and water-source) and a gas boiler for the UK context. The impact of the heat pumps was always higher than that of the gas boiler due to the use of electricity. The results showed that the total impact of heat pumps could decrease as the percentage of renewable energy sources in the UK electricity mix increases, while still exceeding the impact of the gas boiler. Llantoy et al. [
18] performed an LCA for a lifespan of 30 years to compare the environmental impact of an innovative hybrid energy storage system for heating and domestic hot water production in continental climates with the environmental impact of a traditional system. The results of the analysis, performed through the ReCiPe and the IPCC global warming potential GWP indicators, showed that the total impact of the innovative hybrid energy storage system was lower than the reference one. Zsembinszki et al. [
19] compared the environmental performance of an innovative compact hybrid electrical-thermal storage system and a traditional system for cooling, heating, and domestic hot water production in the Mediterranean context. The authors obtained a relevant reduction in energy consumption during the operational stage with the innovative system, despite the environmental impact during its entire life cycle (30-years lifespan) being almost double than that of the traditional system. Shah et al. [
15] likened the life cycle impact of three heating and cooling systems (warm-air furnace and air conditioning, hot water boiler and air conditioning, and air–air heat pump) in four cities of the USA considering a lifespan of 35 years. In general, the impact of the heat pump was always higher than that of other systems in a percentage strictly related to the diverse energy mix of the four considered cities. Similar results were obtained by Karkour et al. [
20] that performed an LCA to assess the impact of residential air conditioners in Indonesia. The results suggested that the impacts are strongly dependent on the energy mix of the country but could be reduced with diverse solutions, such as introducing refrigerants with low global warming impact and encouraging the recycling of units.
1.2. Problems Related to Climate Change
Among all the mentioned studies, it can be noticed that the attention was mainly focused on the energy demand of buildings by considering the same climatic scenario and the impact of climate change was usually neglected. However, climate change is currently recognized as the most important and critical challenge to mankind globally [
21]. Nowadays, just because of climate change, buildings are facing new climatic conditions for which they were not designed [
22]. Thus, the impact of climate change on the energy performance of buildings and the environmental impact of the heating and cooling systems cannot be undervalued [
23].
For example, Tootkaboni et al. [
24] analysed the impact of climate change on the future energy performance of residential buildings in the most populated Italian climate zone. The authors found a decrease of around 30.9% of the heating energy demand and a significant increase in cooling demand up to 255.1%. Similar conclusions were reached by Ciancio et al. [
25] that, simulating the energy performance of a building located in three European cities, assessed for 2080 a reduction of the heating energy demand from 36% to 80% and an increase of cooling energy needs from 142% to 2316%. The authors in [
26] assessed the influence of climate change on the heating and cooling energy demand of different building prototypes located in Toronto. By 2070, they estimated an average decrease of 18–33% for heating energy use and an average increase of 15–126% for cooling energy use.
Regarding the effect of climate change on the environmental impact of the cooling system in residential buildings of Qatar, Andric and Al-Ghamdi [
27] prevised an augmentation of the CO
2 emissions as well as more consumptions of water and fossil fuel, and an increase of the impact on the already strained local marine ecosystem due to the increase of the energy demand for cooling.
1.3. Problems Related to Occupant Behaviour
Another aspect usually overlooked in the studies on LCA is occupant behaviour, whose influence on the energy performance of buildings, and specifically on the heating and cooling systems, is well known [
28,
29]. Moreover, the AR5 report of the Intergovernmental Panel on Climate Change (IPCC) [
30] highlighted that occupant behaviour, such as different thermal control of the indoor environment and natural ventilation usages, determines factors of differences from 3 to 10 worldwide in residential energy use, also in similar dwellings. The literature focused on understanding how people use a space and how their behaviour influences the energy performance of the buildings increased in the last decades [
31]. For example, a recent study [
32] investigated the impact of occupant behaviour on heating energy consumption and indoor temperature in residential buildings finding that there were outstanding differences in the resulting energy consumption and in the percentage of time in which thermal comfort conditions were met for the different user scenarios.
Fajilla et al. [
33] introduced a novelty by analysing the influence of both occupant behaviour and climate change on the energy performance of buildings. The authors showed how the occupant preferences through the control of heating, cooling systems, and natural ventilation impact the energy needs, and how climate change can amplify this impact.
Now, however, a step forward is needed to understand how people influence the environmental impact of the heating and cooling systems.
In fact, despite the importance of the operational stage, it seems that not enough efforts were dedicated to analysing how occupants’ behaviour influences the environmental performance of these systems, and the literature in this field is very scarce.
For example, Su et al. [
34] performed an LCA to assess the environmental performance of the cooling and heating systems among different houses in China focusing on the families dimension and the age of families’ members. The results showed that the larger households, and the families with elderly people or children are more likely to have a higher environmental impact due to the higher cooling and heating demand. The authors highlighted the importance of carrying out further studies to better address the influence of occupant behaviour.
Negishi et al. [
35] proposed a framework for a dynamic LCA applied to building systems to discover the influence of the parameters time variation of the building systems such as occupant behaviour, technical performance degradations of the systems, and the variation in the energy mix. Results suggested the need for further investigation for a deeper understanding of the influence of occupant behaviour. Su et al. [
36] came to similar conclusions and pointed out that traditional LCA methods have two drawbacks consisting in not considering the time variance of parameters over the entire life cycle of the buildings (e.g., climate), and the behaviours of occupants.
1.4. Aim and Objectives of the Study
As emerged from the literature review, the operational stage is the most influencing phase during an LCA of heating and cooling systems or of an entire building. Despite the importance of this stage, it was generally treated with a standard approach and not all influencing factors were investigated. The common procedure of conducting an LCA analysis was to examine the operational stage of the systems considering usage profiles suggested by national standards, with a consequent underestimation of the impact of occupant behaviour [
37]. Moreover, the simulation of energy consumption was usually conducted by not considering climatic scenarios, overlooking the effect of climate change that will cause a decrease in the heating energy demand and an increase in the cooling energy demand [
25,
26]. To fill this gap in the literature, the aim of this study lies in to jointly analyse the effect of occupant behaviour and climate change on the environmental impact of the heating and cooling systems through an LCA analysis. The influence of occupant behaviour and climate change on the energy performance of buildings was already investigated in the literature, but the influence of both these two factors in an LCA analysis has been never explored. This combined investigation is the main novelty of the paper, especially in the study of the environmental impact of heating and cooling systems.
More in detail, chosen an existing building as a case study with heating and cooling systems installed, an environmental analysis is performed by comparing the results obtained conducting firstly an LCA including the influence of occupant behaviour, and secondly an LCA that considers both occupant behaviour and climate change. To achieve these objectives, the paper aims to answer these research questions:
RQ1: How does occupants behaviour affect the environmental impact of heating and cooling systems’ operation phase?
RQ2: Can occupants behaviour mitigate or amplify the effect of climate change on the total environmental impact of heating and cooling systems? In addition, vice versa?
The approach used in the investigation wants to highlight the importance of considering new and actual variables in the energy simulation and environmental impact evaluation of building systems. In particular, the environmental impacts of heating and cooling systems are analysed by considering the occupant behaviour to bring the evaluations closer to the reality, and climate change to test the validity of technical solutions in future contexts. The findings of this proposed approach could provide new insights to scientists and practitioners for the improvement of design criteria, and also to policymakers for future regulations.
3. Results and Discussion
The last step of the LCA, namely the interpretation of the results, is presented in this section.
3.1. Manufacturing and Disposal Stage
Figure 3 shows the impact of the gas boiler and the heat pump during the manufacturing and disposal stage calculated through the indicator IPPC GWP for short-term (GWP 20a) and long-term (GWP 100a) (
Figure 3a), and the ReCiPe indicator (
Figure 3b).
In general, the impact of the heat pump appears to be always higher than that of the gas boiler. It is in accordance with previous studies, such as [
17,
19]. In fact, the environmental impacts of the heat pump ranged from 180 kgCO
2-eq/m
2 (GWP 20a) to 81 kgCO
2-eq/m
2 (GWP 100a), far higher than those of the gas boiler that reached 30 kgCO
2-eq/m
2 for GWP 20 and 26 kgCO
2-eq/m
2 for GWP 100a. Regarding the ReCiPe indicator (
Figure 4b), around 16 and 8 impact point/m
2 were obtained for the heat pump and the gas boiler, respectively. More in detail, the impact of the heat pump mainly affects the ecosystem quality (around 7 impact point/m
2), while the gas boiler has a higher impact in the category of resources with an environmental impact of around 3 impact point/m
2. The higher damage of the heat pump to the ecosystem could be caused by the presence of refrigerant in the system. The heat pump found in the Ecoinvent database includes the R134a refrigerant that is one of the most damaging, by varying the typology of the refrigerant it could be possible reducing the impact of the heat pump [
18]. Additionally, the damage due to the gas boiler may be reduced by decreasing the quantity of material used for manufacturing. The impacts obtained for the manufacturing and disposal stage are in line with the values of existing researches, e.g., [
18,
19].
3.2. Operational Stage
The results of the impacts of the heating and cooling systems during the operational stage calculated with the GWP indicator are shown in
Figure 4.
LCA
b and LCA
cc provided different results: the impacts of the heating were higher for LCA
b (
Figure 4a) than those calculated with LCA
cc (
Figure 4b), and opposite trends were observed for the cooling (
Figure 4c,d). These results can be explained by the fact that climate change, which will cause a decrease in heating consumption and an increase in cooling consumption [
33,
45], was included only in the LCA
cc analysis. Moreover, it can be seen how a different occupant behaviour can influence the impact of these systems, at first glance.
Regarding the heating environmental impact, it was possible to observe variation mainly among the heating profiles. Maximum impact variations equal to −70% and −53% were obtained between the profile h1v1 and the profiles h2v2 and h3v2. For the LCAb, the highest impact was obtained for the profile h1v1 (857 kgCO2-eq/m2 for GWP 20a and 694 kgCO2-eq/m2 for GWP 100a), while the lowest impact was observed for the profile h2v2 (254 kgCO2-eq/m2 for GWP 20a and 206 kgCO2-eq/m2 for GWP 100a). With LCAcc the maximum and minimum impacts were also found for h1v1 and h2v2, with values 24% and 26% lower than those found with LCAb.
The environmental impact of the cooling system varied among the three cooling usage profiles and from one ventilation profile to another. Additionally, while the impacts calculated with LCA
b decreased moving from c1 to c3 and from v4 to v6, this trend was not found with LCA
cc. The maximum impact was due to the profile c1v4 with both LCA
b (
Figure 4c) and LCA
cc (
Figure 4d); the minimum impact was obtained for the profile c2v6 with LCA
b and the profile c2v5 with LCA
cc. The discrepancy between the results of LCA
cc and LCA
b was caused by climate change that influenced the energy consumptions of the profiles and engendered a different augmenting of the hours of operation of the cooling system during the considered 90 years. LCA
b provided the maximum and minimum impact values equal to 119 and 91 kgCO
2-eq/m
2 for the short-term effect GWP 20a and equal to 109 and 84 kgCO
2-eq/m
2 for long-term effect GWP 100a, respectively. With LCA
cc, values equal to 184 kgCO
2-eq/m
2 (GWP 20a) and 169 kgCO
2-eq/m
2 (GWP 100a) for the profile c1v4 and equal to 136 kgCO
2-eq/m
2 (GWP 20a) and 124 kgCO
2-eq/m
2 (GWP 100a) for the profile c2v5 were obtained.
Figure 5 shows the results of the impacts during the operational stage of the two considered systems calculated with the indicator ReCiPe. The trends observed among the usage profiles with the GWP indicator were also encountered with the indicator ReCiPe. According to the results of
Figure 3b, the damage caused during the operational stage of the heating system (
Figure 5a,b) mainly affects the resources category, while the impact of the cooling operation (
Figure 5c,d) was particularly damaging for the ecosystem quality.
The impact caused by heating in the category of resources reached peaks of 33 and 25 impact point/m2 with LCAb and LCAcc, respectively. Regarding the cooling operation, maximum impact points per m2 of about 13 and 20 were obtained from LCAb and LCAcc in the ecosystem quality category.
The effect of climate change produced a reduction of the total impacts caused by the heating system for LCA
cc, if compared with those obtained with LCA
b. In particular, impact values from 20 to 67 impact point/m
2 (
Figure 5a) and from 15 to 51 impact point/m
2 (
Figure 5b) were obtained through the indicator ReCiPe.
An opposite effect was produced to the impact of the cooling system that was higher for LCAcc. Impact values from 17 to 22 impact point/m2 and from 25 to 34 impact point/m2 were obtained with LCAb and LCAcc, respectively.
3.3. Total Impact (Manufacturing, Operational, and Disposal Stage)
The total impacts of the heating and cooling systems, namely the impact caused during the manufacturing, operational, and disposal stage, calculated through the GWP indicator are shown in
Figure 6.
It is interesting to notice that, while for the heating system (
Figure 6a,b) the total impact is almost completely due to the operational stage (more than 90%), the impact related to cooling (
Figure 6d) changed between GWP 20a and GWP 100a. In fact, for all the nine cooling profiles the impact for short-term effect (GWP 20a) is mainly due to the manufacturing and disposal stage, while for the long-term effect the environmental damage related to the operational stage is predominant.
Similar results were obtained with the indicator ReCiPe (
Figure 7a–d). The total impact due to heating was mainly caused by the operational stage.
Regarding the cooling system, the operational was also the most damaging stage. Only for human health and resources categories, manufacturing appeared to be the most impacting stage. This can be explained by the fact that the impact of the cooling system in these categories was very low if compared with that of the ecosystem quality category.
3.4. Annual Impact of the Two Systems
Figure 8 and
Figure 9 show the comparison between the annual results per m
2 of floor area calculated with LCA
b and LCA
cc through the indicators GWP and ReCiPe.
In general, LCA
b provided impact values ranging from 1185 to 558 kgCO
2-eq/m
2 with GWP 20a (
Figure 8a) and from 911 to 419 kgCO
2-eq/m
2 with GWP 100a (
Figure 8c). The results obtained with LCA
cc (
Figure 8b,d) were always lower than the previous, in a measure ranging from −3% (with profiles h2v1c2v4 and h3v2c3v5) to −12% (with profiles h1v1c1v4, h1v2c1v5, and h1v3c1v6).
Analysing more in depth the results, for LCAb the impact due to heating operation was always higher than that caused by cooling. In contrast, the cooling impact appeared to be predominant in three profiles (h2v1c2v4, h2v2c2v5, and h2v3c2v6) with LCAcc.
Regarding the annual results obtained with the ReCiPe indicator, it should be noticed that LCA
b provided impacts higher than those of LCA
cc only for the first three profiles. Furthermore, LCA
b (
Figure 9a) attributed to the heating system the main percentage of the total impact for six out nine profiles (h1v1c1v4, h1v2c1v5, h1v3c1, h3v1c3v4, h3v2c3v5, h3v3c3v6). In the case of LCA
cc (
Figure 9b), the impact of the heating system is the major contributor of the total impact only for the first three profiles (h1v1c1v4, h1v2c1v5, and h1v3c1v6).
3.5. Influence of Occupant Behaviour by Varying the Setpoint Temperature
As already mentioned in
Section 2.2, energy simulations were also performed by varying the heating and cooling setpoint temperatures of ±2 °C and, hence, considering occupants preferences in thermal comfort. The energy consumption obtained by varying the setpoint temperatures during the three climatic scenarios is shown in
Figure 10.
These changes in energy consumption will have a consequence on the environmental impact of the heating and cooling systems. The impact variations, expressed as the percentage difference between the impacts calculated with setpoint temperature at 20 °C (heating) and 26 °C (cooling) and the impacts with a setpoint variation of ±2 °C, are shown in
Table 12.
It can be inferred that LCAb provided percentage variations of the heating impacts lower than those obtained with LCAcc, opposite trends were found for the environmental impact of the cooling system. In general, the reduction of 2 °C of the heating setpoint temperature led to a reduction of the heating impact ranging from −48% to −55% with LCAb and from −52% to −59% with LCAcc. In both cases, the maximum reduction was obtained for the profile h2v2. This profile registered the maximum variation also with the increase of setpoint temperature of +2 °C. In this case, impact variations from +61% to +77% and from +71% to +90% were obtained for LCAb and LCAcc, respectively.
With cooling, percentage variations of the impact from +62% to +77% and from +44% to +57% were encountered by reducing the setpoint temperature of 2°C with LCAb and LCAcc. Additionally, an augmentation equal to +2 °C of the cooling setpoint temperature produced an impact drop ranging from −47% to −57% and from −40% to −48%, for LCAb and LCAcc, respectively.
Unlike heating, the maximum variations were found for different profiles: c3v6 with LCAb, and for c2v5 (−2 °C) and the profiles c3v5 and c3v6 (+2 °C) with LCAcc.
4. Conclusions
A life cycle assessment was conducted for the heating and cooling systems of a residential building located in southern Italy. The indicators IPCC 2013 Global Warming Potential for short and long-term effect (GWP 20a and GWP 100a) and ReCiPe were adopted to perform the study, for a functional unit of 1 m2 of usable floor area.
The novelty of the paper consists in the consideration of the effect of two factors usually neglected in such studies. In particular, the analysis was carried out for a lifetime of 90 years by considering the influence of both occupant behaviour and climate change on the operational stage of the systems (LCAcc). The comparison was made with the results of an LCA conducted in a conventional way (LCAb), namely ignoring the external influences such as climate change. In general, the percentage differences encountered with the GWP during the different stages were also found with the ReCiPe indicator.
Concerning the manufacturing and disposal stage, the results of the LCA
b and LCA
cc were the same. For both indicators, the environmental impact of the gas boiler was lower than that of the heat pump. This result is in accordance with that of previous studies (e.g., [
17]). In particular, with the ReCiPe indicator, the heat pump appeared to be more degrading for the ecosystem quality, while the gas boiler for the resources category.
Nine usage profiles for the heating season and the same for the cooling were adopted, and significant differences were observed from one profile to another in both LCAs, with similar trends but different magnitude. The impacts caused by the heating operation were highest for LCAb, while those of cooling resulted greatest for LCAcc. These results can be justified by the fact that the effects of climate change were not considered in LCAb leading to an overestimation of the heating impacts and an underestimation of those caused by cooling. Regarding heating, the differences were more among the heating profiles (h1, h2, h3) than between one natural ventilation profile to another (v1, v2, v3). Impact values of the order of 800 kgCO2-eq/m2, 400 kgCO2-eq/m2, and 200 kgCO2-eq/m2 were found with LCAb for h1, h3, and h2, respectively. Maximum and minimum variations were observed between h1v1 and h2v2 (−70%), and between h1v1 and h3v1 (−48%). With LCAcc the maximum and minimum impacts were also found for h1v1 and h2v2, with values 24% and 26% lower than those found with LCAb, respectively. Unlike the heating system, the environmental impact of the cooling system varied among the three cooling usage profiles and from one ventilation profile to another. Only with LCAb it was possible to observe a decreasing trend of the impacts moving from c1 to c3 and from v4 to v6. Additionally, while the maximum impact with both LCAb and LCAcc was encountered for the profile c1v4, the minimum impact was found for the profile c2v6 with LCAb and the profile c2v5 with LCAcc. In general, the impact caused by the cooling operation with LCAb was always lower than that calculated with LCAcc in a measure ranging from −33% to −44%.
Regarding the total impact calculated during the entire lifetime, there is a huge difference between the cause of the heating and cooling impacts. In fact, while more than 90% of the heating impact is sourced from the operational stage, that of the cooling is mainly due to the manufacturing and disposal stage for the short-term effect (GWP 20a) and due to operational stage for long-term effect (GWP 100a). With the ReCiPe indicator, the operational stage was predominant for both heating and cooling systems.
The analysis of the annual impact of the system allowed a better understanding of the differences between LCAb and LCAcc and between the results of GWP and ReCiPe.
According to the GWP indicator, the annual impact provided by LCAb was always higher than that obtained with LCAcc. Impact variations between LCAb and LCAcc ranging from 3% to 14% were found. Additionally, the environmental impact of the heating was the main contributor of the annual impact for all the nine usage profiles with LCAb, and for six out nine profiles with LCAcc. With the ReCiPe indicator, the total impact calculated with LCAb was higher than LCAcc only with the first three profiles. Additionally, while with LCAb the impact of the heating was greater than the cooling impact for the first and last three profiles, with LCAcc the heating impact was predominant only for the first three profiles.
This study was the first attempt of including the influence of occupant behaviour and climate change on the assessment of the environmental impact of the heating and cooling systems. Both occupants’ behaviour and climate change appeared to highly affect the environmental performance of the systems. With the ongoing concern with climate change, more attention needs to be dedicated to the cooling demand that showed an increasing impact during the LCA analysis. These findings are important and informative for scientists and policymakers for future regulations and design criteria. A limitation of this investigation consists in the fact that one system typology for heating and cooling were considered and the energy simulations were carried out for a building. Moreover, the study was developed on a real case and conducted for its location in terms of climatic conditions. On the other hand, the outcomes of this study can be considered indicative of what could happen in other Mediterranean countries with similar systems. Moreover, the results of this study encourage further studies to analyse more in deep the influence of the occupant behaviour and consider different typologies of heating and cooling systems, the integration of renewable energy sources, and more climatic zones. As a consequence of these results, future studies on the environmental impacts of heating and cooling systems will have to carefully analyse the operational phase, adopting more realistic and contextualised usage profiles and also considering the influence of climate change.