Visualizing Sustainability of Selective Mountain Farming Systems from Far-eastern Himalayas to Support Decision Making
Abstract
:1. Introduction
2. Materials and Methods
2.1. Co-defining Impact Factors
2.2. Categorizing PIFs and NIFs into Components of Composite Indicators
2.3. Defining Farm-Performance Indicators
2.4. Selecting Sites for Assessing Sustainability
2.5. Participatory Exercises in Different Sites to Define Sustainability Space
2.6. Principal Component Analysis
3. Results and Discussions
3.1. Sustainability Spaces of Different Farming Systems
3.2. General Characteristic of Mountain Farming Systems in Terms of Seven Sustainability Space Components
3.3. Positive Impact Factors Enhacing Farm Sustainability
3.4. Negative Impact Factors Enhacing Farm Sustainability
4. Conclusions
Author Contributions
Funding
Acknowledgments
Conflicts of Interest
Appendix A. Categorization of PIFs and NIFs into Seven Sustainability Space Components
PIFs | Sustainability Space Components | ||||||
---|---|---|---|---|---|---|---|
SO | IA | RE | AF | EP | SW | ES | |
Agrobiodiversity | 83.33 | 70 | 83.33 | 100 | 80 | 63.33 | 66.67 |
Ecosystem services management | 76.67 | 96.67 | 86.67 | 83.33 | 76.67 | 70 | 73.33 |
Habitat Connectivity | 96.67 | 60 | 80 | 86.67 | 60 | 50 | 73.33 |
Management of local resources | 83.33 | 66.67 | 100 | 80 | 76.67 | 86.67 | 50 |
Use of interdisciplinary knowledge | 70 | 100 | 80 | 66.67 | 70 | 76.67 | 66.67 |
Engagement of traditional institution | 73.33 | 60 | 93.33 | 70 | 56.67 | 83.33 | 33.33 |
Land tenure and ownerships | 100 | 66.67 | 73.33 | 60 | 70 | 70 | 63.33 |
Rural development infrastructure | 100 | 60 | 70 | 56.67 | 83.33 | 90 | 66.67 |
Community motivation and interest | 76.67 | 80 | 93.33 | 76.67 | 73.33 | 86.67 | 40 |
Intersectoral coordination | 66.67 | 100 | 83.33 | 50 | 66.67 | 56.67 | 90 |
Farming community capacities, skills and practices | 70 | 80 | 66.67 | 90 | 63.33 | 83.33 | 50 |
Inclusive growth | 73.33 | 60 | 70 | 90 | 76.67 | 93.33 | 63.33 |
Social equity and cohesion | 70 | 50 | 83.33 | 76.67 | 63.33 | 100 | 50 |
Incentives and subsidies | 33.33 | 66.67 | 50 | 86.67 | 73.33 | 80 | 80 |
Agri-enterpreneurships | 63.33 | 86.67 | 66.67 | 66.67 | 100 | 83.33 | 80 |
Financial infrastructures and services | 50 | 70 | 76.67 | 70 | 100 | 83.33 | 70 |
Market infrastructure and services | 66.67 | 73.33 | 76.67 | 70 | 100 | 80 | 80 |
Technological infrastructure and support | 63.33 | 80 | 63.33 | 76.67 | 70 | 80 | 100 |
Access to development facilities | 76.67 | 60 | 83.33 | 80 | 73.33 | 100 | 73.33 |
R&D programmes and schemes | 66.67 | 90 | 76.67 | 73.33 | 66.67 | 73.33 | 100 |
Agriculture extension services | 63.33 | 83.33 | 50 | 70 | 73.33 | 76.67 | 93.33 |
NIFs | Sustainability Space Components | ||||||
---|---|---|---|---|---|---|---|
SO | IA | RE | AF | EP | SW | ES | |
Extent of unused land due to labour shortage | 100 | 70 | 96.7 | 66.7 | 80 | 80 | 63.3 |
Conflict with forests and other land use | 86.7 | 80 | 76.7 | 73.3 | 56.7 | 86.7 | 93.3 |
Floods and landslides | 100 | 56.7 | 76.7 | 70 | 63.3 | 76.7 | 63.3 |
Extent of pest and disease | 46.7 | 93.3 | 66.7 | 70 | 86.7 | 76.7 | 46.7 |
Inadequate capacities to integrated soil/water management | 80 | 96.7 | 80 | 90 | 66.7 | 93.3 | 73.3 |
loss of local cultivars and breeds | 66.7 | 60 | 86.7 | 90 | 46.7 | 80 | 63.3 |
Use of pesticides and chemical fertilizers | 60 | 63.3 | 93.3 | 53.3 | 86.7 | 63.3 | 66.7 |
Extent of migration of farming families | 86.7 | 50 | 96.7 | 56.7 | 90 | 90 | 70 |
Use of hybrid and genetically improved crops | 60 | 56.7 | 66.7 | 93.3 | 80 | 63.3 | 83.3 |
Water stress | 70 | 90 | 93.3 | 86.7 | 73.3 | 90 | 66.7 |
Inadequate capacities to start agribusiness | 63.3 | 83.3 | 80 | 66.7 | 100 | 96.7 | 80 |
Market price fluctuation | 30 | 56.7 | 83.3 | 66.7 | 100 | 93.3 | 70 |
Interest towards off-farm livelihoods | 73.3 | 56.7 | 93.3 | 56.7 | 90 | 96.7 | 66.7 |
Lack of motivation and support for farming communities | 66.7 | 73.3 | 90 | 53.3 | 76.7 | 100 | 53.3 |
Crop depredation | 46.7 | 70 | 46.7 | 43.3 | 56.7 | 86.7 | 46.7 |
Top soil erosion and changing of soil structure | 90 | 76.7 | 80 | 83.3 | 70 | 66.7 | 73.3 |
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Logic | PIFs (= reinforces sustainability) | NIFs (= hinders sustainability) |
---|---|---|
Environmental pillar | 1. Agrodiversity (ABD); 2. Habitat connectivity (HCN); 3. Ecosystem services maintenance (ESM) | 1.Loss of local cultivars and breeds (LLC); 2. Pest and diseases (PAD); 3. Use of hybrids and genetically improved crops against local varieties (HYG) |
Geo-physical prerequisites | 4. Land-tenure and Ownerships (LTO); 5. Rural Development Infrastructure (RDI); 6. Management of local resources (MLR) | 4. Topsoil erosion and changing soil structure (TSE); 5. Water stress due to drought and dry spell (WST); 6.Floods and landslides (FLS) |
Socio-cultural pillar | 7. Engagement of traditional institutions (ETI); 8. Use of interdisciplinary knowledge (UIK); 9. Capacities, skills and practices (CSP); 10. Social Equity and Cohesion (SEC) | 7. Inadequate capacities for soil-water management (CSW); 8. Injudicious use of pesticides and chemical fertilizers (PCF) |
Community well-being prerequisites | 11. Inclusive growth (ING); 12. Community interest in developing farm resources (CIP); 13. Risk management mechanisms (RMM); 14. Access to development facilities (ADF) | 9. Interest towards off-farm livelihoods-changing aspirations (NFL); 10. Crop depredation (CDP); 11. Unused land due to labour shortage (ULS); 12. Migration of farming families out of farming (MFF) |
Economic pillar | 15. Agribusiness entrepreneurships (ENI); 16. Financial infrastructure (FNI); 17. Market infrastructure (MKI) | 13. Inadequate capacities for agribusiness (CAB); 14. Market price fluctuations (MPF) |
Government support | 18. Intersectoral coordination (ISC); 19. Agriculture extension services (AES); 20. R&D Programmes and Schemes (RPS); 21. Policy and technological support (PTS) | 15. Conflict in land-use policy (CLF); 16. Lack of conservation support for agrobiodiversity (LMS) |
21 PIFs | Farm Performance Indicators |
---|---|
Agrodiversity (ABD) | 1. Diversity of crop and livestock species; 2. Diversity of varieties, cultivars, and landraces; 3. Extent of local commodities and niche products |
Habitat connectivity (HCN) | 4. Extent of nearby/adjoining forests; 5. Extent of nearby/adjoining wetlands; 6. Extent of use of a variety of production habitats; 7. Connectivity of farming land with other natural land use |
Ecosystem services management (ESM) | 8. Soil nutrient management; 9. Carbon services management; 10. Water management; 11. Integrated pest management |
Land-tenure and Ownerships (LTO) | 12. Land allocation per household; 13. Extent of land under traditional crop cultivation; 14. Extent of land under cash crop cultivation; 15. Compliance with other land uses |
Rural Development Infrastructure (RDI) | 16. Road network and transportation facilities |
Management of local resources (MLR) | 17. Availability of fodder throughout the year; 18. Availability of staple and nutritious food; 19. Availability of water for home and farm; 20. Dependence and use of locally available material; 21. Use of inputs from forests and wetlands |
Engagement of traditional institutions (ETI) | 22. Availability of in-kind help and support within community; 23. Availability and organization of labour force; 24. Activeness of institutions to transfer knowledge from elder to younger generation |
Use of interdisciplinary knowledge (UIK) | 25. Extent of use and application of low-cost technologies; 26. Trying of new generation crops from wild relatives |
Capacities, skills and practices (CSP) | 27. Extent of use of traditional knowledge and practices; 28. Availability of modern knowledge and technical skills |
Social Equity and Cohesion (SEC) | 29. Extent of festivals related to farming practices; 30. Extent of community institutions and network; 31. Importance of local culture and cuisine; 32. Interest, motivation towards agriculture and farming |
Inclusive growth (ING) | 33. Good income and purchasing power; 34. Engagement of women in agribusiness; 35. Opportunity to engage and participate in farm management programmes; 36. Satisfaction over market price of farm produce |
Community interest in developing farm resources (CIF) | 37. Interest towards growing local crop types/varieties; 38. Use and promotion of wild edibles; 39. Extent of investment by communities in agribusiness |
Risk management mechanisms (RMM) | 40. Access to wider genetic resource base; 41. Crop/livestock Insurance and compensation mechanisms; 42. Effective post- harvest mechanisms for essential produce; 43. Access to forests/wetlands resources; 44. Provision of Community seed fair or Diversity seed fair; 45. Farmers network for seed exchange |
Access to development facilities (ADF) | 46. Access to basic health, education, home, energy; 47. Access to local market for selling farm produce; 48. Access to market information |
Agribusiness entrepreneurships (ENI) | 49. Private sector support and engagement; 50. Large scale community participation for cash crop cultivation; 51. Partnerships with value chain actors; 52. Extent of microenterprise and small-scale industry |
Financial infrastructure (FNI) | 53. Profitable return of investment from agriculture; 54. Access to finance; 55. Provision of cash income from agriculture; 56. Buy back mechanism and support |
Market infrastructure (MKI) | 57. Demand for local niche products in the market; 58. Connect to international market and trade; 59. Certification for local niche products |
Intersectoral coordination (ISC) | 60. Research collaboration between farmers and research institutions; 61. Engagement of farming communities in forest management; 62. Maintenance of agriculture for heritage tourism; 63. Inclusive value chain mechanism and processes |
Agriculture extension services (AES) | 64. Information Technological support; 65. Support with uptake of technology; 66. Support for crop variety development in farmers field; 67. Extension services infrastructure and facility |
R&D Programmes and Schemes (RPS) | 68. Extent of capacity strengthening programmes for farmers in integrated farm management; 69. Support for organic/eco-farming; 70. Ex-situ conservation support for traditional landraces and germplasm |
Policy and technological support (PTS) | 71. Recognition of traditional knowledge and rights; 72. Promotion of agricultural system as a globally important agricultural heritage site; 73. Policy support from government; 74. Weather information support at local level. |
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Shakya, B.; Shrestha, A.; Sharma, G.; Gurung, T.; Mihin, D.; Yang, S.; Jamir, A.; Win, S.; Han, X.; Yang, Y.; et al. Visualizing Sustainability of Selective Mountain Farming Systems from Far-eastern Himalayas to Support Decision Making. Sustainability 2019, 11, 1714. https://doi.org/10.3390/su11061714
Shakya B, Shrestha A, Sharma G, Gurung T, Mihin D, Yang S, Jamir A, Win S, Han X, Yang Y, et al. Visualizing Sustainability of Selective Mountain Farming Systems from Far-eastern Himalayas to Support Decision Making. Sustainability. 2019; 11(6):1714. https://doi.org/10.3390/su11061714
Chicago/Turabian StyleShakya, Bandana, Anil Shrestha, Ghanashyam Sharma, Tulsi Gurung, Dollo Mihin, Shuo Yang, Amba Jamir, Soe Win, Xi Han, Yongping Yang, and et al. 2019. "Visualizing Sustainability of Selective Mountain Farming Systems from Far-eastern Himalayas to Support Decision Making" Sustainability 11, no. 6: 1714. https://doi.org/10.3390/su11061714
APA StyleShakya, B., Shrestha, A., Sharma, G., Gurung, T., Mihin, D., Yang, S., Jamir, A., Win, S., Han, X., Yang, Y., Choudhury, D., & Schneider, F. (2019). Visualizing Sustainability of Selective Mountain Farming Systems from Far-eastern Himalayas to Support Decision Making. Sustainability, 11(6), 1714. https://doi.org/10.3390/su11061714