Appendix A
This Appendix provides a detailed description of the candidate accident prediction models and the candidate hazard prediction models that were considered in this study.
Candidate Accident Prediction Formulae
This section of the manuscript provides a detailed description of the candidate accident prediction models, which were further evaluated for the highway-rail grade crossings in the State of Florida.
Coleman-Stewart Model. Sources: Faghri and Demetsky [
32], Elzohairy and Benekohal [
34]
where:
= average number of accidents per highway-rail grade crossing per year;
= average daily vehicular movements (if = 0, use 0.5 instead);
= average daily train movements (if = 0, use 0.5 instead);
, , , and = coefficients of the accident prediction equation.
Table A1.
The Coleman-Stewart Model coefficients and R-Squared Values for Urban Highway-Rail Grade Crossings.
Table A1.
The Coleman-Stewart Model coefficients and R-Squared Values for Urban Highway-Rail Grade Crossings.
Single-Track | Multiple-Track |
---|
Item | | | | | | Item | | | | | |
---|
Automatic gates | −2.17 | 0.16 | 0.96 | −0.35 | 0.186 | Automatic gates | −2.58 | 0.23 | 1.30 | −0.42 | 0.396 |
Flashing lights | −2.85 | 0.37 | 1.16 | −0.42 | 0.729 | Flashing lights | −2.50 | 0.36 | 0.68 | −0.09 | 0.691 |
Crossbucks | −2.38 | 0.26 | 0.78 | −0.18 | 0.684 | Crossbucks | −2.49 | 0.32 | 0.63 | −0.02 | 0.706 |
Other active | −2.13 | 0.30 | 0.72 | −0.30 | 0.770 | Other active | −2.16 | 0.36 | 0.19 | 0.08 | 0.650 |
Stop signs | −2.98 | 0.42 | 1.96 | −1.13 | 0.590 | Stop signs | −1.43 | 0.09 | 0.18 | 0.16 | 0.350 |
None | −2.46 | 0.16 | 1.24 | −0.56 | 0.240 | None | −3.00 | 0.41 | 0.63 | −0.02 | 0.580 |
Table A2.
The Coleman-Stewart Model Coefficients and R-Squared Values for Rural Highway-Rail Grade Crossings.
Table A2.
The Coleman-Stewart Model Coefficients and R-Squared Values for Rural Highway-Rail Grade Crossings.
Single-Track | Multiple-Track |
---|
Item | | | | | | Item | | | | | |
---|
Automatic gates | −1.42 | 0.08 | −0.15 | 0.25 | 0.200 | Automatic gates | −1.63 | 0.22 | −0.17 | 0.05 | 0.142 |
Flashing lights | −3.56 | 0.62 | 0.92 | −0.38 | 0.857 | Flashing lights | −2.75 | 0.38 | 1.02 | −0.36 | 0.674 |
Crossbucks | −2.77 | 0.40 | 0.89 | −0.29 | 0.698 | Crossbucks | −2.39 | 0.46 | −0.50 | 0.53 | 0.780 |
Other active | −2.25 | 0.34 | 0.34 | −0.01 | 0.533 | Other active | −2.32 | 0.33 | 0.80 | −0.35 | 0.310 |
Stop signs | −2.97 | 0.61 | −0.02 | 0.29 | 0.689 | Stop signs | −1.87 | 0.18 | 0.67 | −0.34 | 0.320 |
None | −3.62 | 0.67 | 0.22 | 0.26 | 0.756 | None | - | - | - | - | - |
Table A1 and
Table A2 present the values of coefficients for the accident prediction equation (derived based on a multiple linear regression analysis) and the associated R-squared values, which were reported by Coleman and Stewart.
Table A1 provides the information for urban highway-rail grade crossings, while
Table A2 reports the data for rural highway-rail grade crossings. Note that
Table A1 and
Table A2 present the values of the Coleman-Stewart Model coefficients based on protection type (i.e., automatic gates, flashing lights, crossbucks, other active protection types, stop signs, and no protection) and number of tracks (i.e., single track or multiple tracks). For example, the value of the
coefficient comprises −2.17 for single-track urban highway-rail grade crossings with automatic gates (see
Table A1). However, the value of the
coefficient was found to be higher in rural settings and comprises −1.42 for single-track rural highway-rail grade crossings with automatic gates (see
Table A2). Similarly, the values of the
coefficient comprise −2.58 and −1.63 for multiple-track highway-rail grade crossings with automatic gates that are located in urban and rural settings, respectively.
NCHRP Report 50 Accident Prediction Formula. Sources: Elzohairy and Benekohal [
34], U.S. DOT [
41], Chadwick et al. [
4], Ryan and Mielke [
39]
where:
Table A3.
The “” factor Values for Highway Vehicles Per Day.
Table A3.
The “” factor Values for Highway Vehicles Per Day.
Vehicles Per Day (10-Year AADT) | “” Factor
| Vehicles Per Day (10-Year AADT) | “” Factor
|
---|
250 | 0.000347 | 9000 | 0.011435 |
500 | 0.000694 | 10,000 | 0.012674 |
1000 | 0.001377 | 12,000 | 0.015012 |
2000 | 0.002627 | 14,000 | 0.017315 |
3000 | 0.003981 | 16,000 | 0.019549 |
4000 | 0.005208 | 18,000 | 0.021736 |
5000 | 0.006516 | 20,000 | 0.023877 |
6000 | 0.007720 | 25,000 | 0.029051 |
7000 | 0.009005 | 30,000 | 0.034757 |
8000 | 0.010278 | | |
Table A4.
The “” Factor Values for the Existing Warning Devices.
Table A4.
The “” Factor Values for the Existing Warning Devices.
Type of Warning Device | “” Factor
|
---|
Crossbucks, highway volume less than 500 per day | 3.89 |
Crossbucks, urban | 3.06 |
Crossbucks, rural | 3.08 |
Stop signs, highway volume less than 500 per day | 4.51 |
Stop signs | 1.15 |
Wigwags | 0.61 |
Flashing lights, urban | 0.23 |
Flashing lights, rural | 0.93 |
Gates, urban | 0.08 |
Gates, rural | 0.19 |
Peabody-Dimmick Formula. Sources: U.S. DOT [
41], Chadwick et al. [
4], Ryan and Mielke [
39]
where:
= expected number of accidents in 5 years;
= annual average daily traffic factor;
= average daily train traffic factor;
= protection coefficient;
= additional parameter.
The values of different factors which are required to estimate the expected number of accidents in five years (
) can be determined from
Table A5 and the set of curves presented in
Figure A1,
Figure A2, and
Figure A3. Furthermore, the additional parameter (
) is estimated based on the unbalanced accident factor (
). The unbalanced accident factor (
) can be calculated using the following equation:
Table A5.
The Values of Protection Coefficient, for Different Types of Warning Devices.
Table A5.
The Values of Protection Coefficient, for Different Types of Warning Devices.
Type of Warning Device | Protection Coefficient (P) |
---|
Signs | 1.65 |
Bells | 1.78 |
Wigwag | 1.99 |
Wigwag and bells | 2.03 |
Flashing lights | 2.18 |
Flashing lights and bells | 2.25 |
Wigwag and flashing lights | 2.27 |
Wigwag, flashing lights, and bells | 2.35 |
Watchman, 8 h | 2.27 |
Watchman, 16 h | 2.43 |
Watchman, 24 h | 2.52 |
Gates, 24 h | 2.56 |
Gates, automatic | 2.70 |
Figure A1.
Relationship Between Highway Traffic and Annual Average Daily Traffic Factor, .
Figure A1.
Relationship Between Highway Traffic and Annual Average Daily Traffic Factor, .
Figure A2.
Relationship Between Railroad Traffic and Average Daily Train Traffic Factor, .
Figure A2.
Relationship Between Railroad Traffic and Average Daily Train Traffic Factor, .
Figure A3.
Relationship between Additional Parameter, and Unbalanced Accident Factor, .
Figure A3.
Relationship between Additional Parameter, and Unbalanced Accident Factor, .
U.S. DOT Accident Prediction Formula. Sources: Qureshi et al. [
35], U.S. DOT [
41], FRA [
42], Chadwick et al. [
4], Ryan and Mielke [
39].
The U.S. DOT Accident Prediction Formula is based on three stages, including the following: (1) estimation of the initial accident prediction; (2) estimation of the second accident prediction; and (3) estimation of the final accident prediction.
The Initial Accident Prediction
where:
= the initial accident prediction, accidents per year at a highway-rail grade crossing;
= formula constant;
= factor for exposure index based on the product of highway and train traffic;
= factor for the number of main tracks;
= factor for the number of through trains per day during daylight;
= factor for highway paved (yes or no);
= factor for maximum timetable speed;
= factor for highway type;
= factor for the number of highway lanes.
Table A6 presents the values of the highway-rail grade crossing characteristic factors for the highway-rail grade crossings with different types of protection (i.e., passive, flashing lights, and gates).
Table A6.
The Highway-Rail Grade Crossing Characteristic Factors for the Initial U.S. DOT Accident Prediction Formula.
Table A6.
The Highway-Rail Grade Crossing Characteristic Factors for the Initial U.S. DOT Accident Prediction Formula.
Crossing Category | | | | | | | | |
---|
Passive | 0.002268 | | | | | | | 1.0 |
Flashing lights | 0.003646 | | | | 1.0 | 1.0 | 1.0 | |
Gates | 0.001088 | | | 1.0 | 1.0 | 1.0 | 1.0 | |
Table A7.
The Values of Highway Type Factor, for Different Types of Highway.
Table A7.
The Values of Highway Type Factor, for Different Types of Highway.
Urban/Rural Classification | Highway Type | Inventory Code | |
---|
Rural | Interstate | 01 | 1 |
Other principal arterial | 02 | 2 |
Minor arterial | 06 | 3 |
Major collector | 07 | 4 |
Minor collector | 08 | 5 |
Local | 09 | 6 |
Urban | Interstate | 11 | 1 |
Other freeway and expressway | 12 | 2 |
Other principal arterial | 14 | 3 |
Minor arterial | 16 | 4 |
Collector | 17 | 5 |
Local | 19 | 6 |
The Second Accident Prediction
where:
= the second accident prediction, accidents per year at a highway-rail grade crossing;
= initial accident prediction, accidents per year at a highway-rail grade crossing;
= accident history prediction, accidents per year, where is the number of observed accidents in years at a highway-rail grade crossing;
= formula weighting factor = .
The second accident prediction formula will yield the most accurate results when all the available accident history is considered. However, the accident history, collected for more than five years, can be misleading as a result of the changes in the highway-rail grade crossing characteristics that occur over time. If a given highway-rail grade crossing was upgraded within the last five years (e.g., installation of flashing lights at a passive highway-rail grade crossing), the accident history after upgrades should be considered in the estimation of the second accident prediction.
The Final Accident Prediction
The final accident prediction () relies on the application of a normalizing constant in order to consider the current accident trends. The normalizing constant should be estimated for each category of highway-rail grade crossings (crossings with passive traffic control, crossings with flashing lights, and crossings with gates) by setting the sum of the number of predicted accidents multiplied by the corresponding normalizing constant equal to the number of accidents, which were recorded over a given time period.
Candidate Hazard Prediction Formulae
This section of the manuscript provides a detailed description of the candidate hazard prediction models, which will be further evaluated for the highway-rail grade crossings in the State of Florida.
New Hampshire Hazard Index Formula. Sources: Chadwick et al. [
4], Ryan and Mielke [
39].
where:
= the New Hampshire Hazard Index;
= annual average daily traffic;
= average daily volume of trains;
= protection factor; 1.0 for stop signs; 0.6 for flashing lights; and 0.1 for gates.
California Hazard Rating Formula. Sources: Elzohairy and Benekohal [
34], Qureshi et al. [
35]
where:
= the California Hazard Index;
= number of vehicles;
= number of trains;
= protection factor; 1.00 for stop signs or crossbucks; 0.67 for wigwags; 0.33 for flashing lights; and 0.13 for gates;
= accident history (the total number of accidents in the last 10 years multiplied by a factor of “3”).
Connecticut Hazard Rating Formula. Sources: Elzohairy and Benekohal [
34], Qureshi et al. [
35]
where:
= the Connecticut Hazard Index;
= annual average daily traffic;
= number of trains per day;
= accident history (the total number of accidents in the last 5 years).
Table A8.
The Protection Factor Values for the Connecticut Hazard Rating Formula.
Table A8.
The Protection Factor Values for the Connecticut Hazard Rating Formula.
Traffic Control Devices | |
---|
Passive warning devices | 1.25 |
Stop sign control | 1.00 |
Stop sign and protect control | 0.75 |
Manually activated traffic signal | 0.75 |
Railroad flashing lights | 0.25 |
Traffic signal control with preemption | 0.25 |
Gates with railroad flashing lights | 0.01 |
Inactive rail line | 0.001 |
Illinois Hazard Index Formula. Sources: Elzohairy and Benekohal [
34], Qureshi et al. [
35]
where:
= the Illinois Hazard Index;
= ;
= average daily traffic;
= number of total trains per day;
= maximum timetable speed, mph;
= number of main and other tracks;
= number of highway lanes;
= average number of accidents per year (typically, over a 5-year period);
= protection factor; 86.39 for crossbucks; 68.97 for flashing lights; and 37.57 for gates.
Michigan Hazard Index Formula. Sources: Elzohairy and Benekohal [
34]
Table A9.
The Protection Factor Values Used by the Michigan DOT.
Table A9.
The Protection Factor Values Used by the Michigan DOT.
Traffic Control Devices | |
---|
Reflectorized crossbuck with or without a yield sign | 1.00 |
Stop sign | 0.80 |
Stop and flag procedures | 0.75 |
Flashing-light signals | 0.30 |
Flashing-light signals with cantilever arms | 0.27 |
Flashing-light signals with cantilever arms and traffic signal interconnect | 0.24 |
Flashing-light signals with half-roadway gates | 0.11 |
Flashing-light signals with cantilever arms and half-roadway gates | 0.08 |
Flashing-light signals with cantilever arms, half-roadway gates, and traffic signal interconnection | 0.05 |
The addition of warranted motion sensor or predictor circuitry further reduces by 0.02. |
The New Hampshire Hazard Index Formula had been used by the Michigan DOT to prioritize the highway-rail grade crossings for safety improvement projects. The key difference between the methodology used by the Michigan DOT and the canonical New Hampshire Hazard Index Formula consists of changes in the protection factor (
) values.
Table A9 presents the values of the protection factor adopted by the State of Michigan for various types of countermeasures. If the value of Michigan Hazard Index exceeds 4000 for a given highway-rail grade crossing, which may already have stop signs, crossbuck signs, yield signs, wigwag signals, bells, or manual warning, a system of flashing lights can be recommended for installation at that highway-rail grade crossing.
Texas Priority Index Formula. Sources: Ryan and Mielke [
39]
where:
= the Texas Priority Index;
= average daily traffic volume;
= average daily train volume;
= train speed, mph;
= protection factor; 1.00 for passive; 0.70 for mast-mounted flashing lights; 0.15 for cantilever flashing lights; and 0.10 for gates;
= train accidents in the past 5 years (default = 1).