1. Introduction
This article presents an exhaustive review of the bibliography of Smart Cities with worldwide scope and over all time. The search for and gathering of data were performed considering that there were publications previous to the appearance and use of the term “Smart City” and the acknowledgement of the scientific community.The identification of this term’s appearance was made by previous studies that were devoted to investigating the evolution of concepts and uses of other terms throughout history before “Smart City” became the most used term. The concept of the Smart City was used tacitly before being recognized as a term by the disciplines, institutions, and entities that work in the creation, study, and improvement of cities.
A bibliometric study offers a statistical description of scientific production. It tries to extract as much information as possible from the studied data set to offer researchers a complete and organized vision of the multidisciplinary scientific production of the subject matter studied.
The Smart City concept encompasses various areas of knowledge, that is, the Smart City is the result of the evolution and adaptation of technologies and knowledge of the sciences, as well as the strengthening and improvement of raw materials, but also the needs and challenges that society has imposed, such as security and efficient use of time and resources.
A bibliometric study allows knowledge of the figures of scientific production. These figures could be used to obtain from the various utilities, e.g., the identification and assessment of lines of research from expert researchers, from the most developed countries, or from the pioneers and the emerging ones in the subject, as well as the levels of citations and their evolution over time, etc.
The domains or dimensions that the concept of the Smart City encompasses are very diverse: Transport, architecture, governance, signage, storage and use of information, security schemes, citizen education, care for the environment, urban planning, and even food. In a short time, the whole society has contributed to the creation of environments where the reasons and ways of being of things are the product of the consideration of more factors and variables and the processing of more data. Nevertheless, for this study, the importance of all these themes is the same, centering the analysis on authors, institutions, and articles.
The purpose of this scientific document is to review and describe the bibliography generated around Smart Cities, considering all disciplines that have contributed to the development of cities and have led them to be what they are today.
In addition, this paper does not study the institutions the authors represented or the numbers of articles published; however, it does examine their research interests or fields. In scientific research, cooperation is regular. What kinds of authorship patterns and global/local partnership are found in the top journals? There are many grand theories and essential articles in every discipline. Which papers are now relevant core documents (most cited references) in the top journals? It is also necessary to identify the hottest new records in addition to understanding the core historical documents. Which new studies are the most popular, what are the most critical research directions or research, focusing on the top journals, and what are the changes in research directions between 1991–2019: The paper is organized as follows.
This document intends to update bibliometric studies applied to Smart Cities, complementing previous studies such as the one developed by Yi-Ming G. et al. [
1] entitled “Bibliometric Analysis on Smart Cities Research”. In addition, the article on bibliometrics of Smart Cities publications is the one presented by Ramaprasad et al. [
2] (2017), and the one analyzing the evolution of Smart Cities during the last two decades is “The First Two Decades of Smart-City Research: A Bibliometric Analysis” (L. Mora et al. 2017 [
3]).
This paper carries out a bibliometric analysis of the most critical journals from 1991 to 2019 to identify the principal authors, institutions, countries, and collaborations to determine the research interests of active researchers and research trends. It also examines some aspects not considered in reviews or previous studies, such as the most frequent countries and institutions in the top journals and the most productive authors in the top journals during the study period.
The article has four sections. The first section presents the literature review. The second section shows the methodology, which includes a description of the central concepts, tools, and limitations, and the third section presents the results of this bibliometric study. Finally, in the last section, the article presents deeply analyzed conclusions.
For a better understanding and contextualization for the reader, the definition of the Smart City is quoted below.
Smart City
A Smart City is a place where traditional networks and services are made more efficient with the use of digital and telecommunication technologies to benefit its inhabitants and businesses.
“Smart Cities” is a term denoting the effective integration of physical, digital, and human systems in the built environment to deliver a sustainable, prosperous, and inclusive future for its citizens.
(PAS 180:2014 Smart Cities—Vocabulary)
The Smart City term is relatively recent; there are no articles about this written before 1990, and the first remarkable one was dated in 1991. Nevertheless, despite the tacit description of a Smart City, the term was not defined. Before the extensive use of Smart City, there are synonyms of Smart City that emerged and are also quoted today, such as: “Smart Cities”, “Digital City”, “Information City”, “Intelligent City”, “Knowledge-Based City”, or “Ubiquitous City”. The Smart City concept encompasses all other concepts, as shown in the (
Table 1).
According to Albino et al. [
4], the first use of the term Smart City was in 2007.
The idea of Smart Cities is rooted in the creation and connection of human capital, social capital, and information and communication technology (ICT) infrastructure to generate a more remarkable and more sustainable economic development and a better quality of life.
The concept of the Smart City advances with the advancement of different technologies, mainly information and communication technologies. Humans take advantage of the convergence of these technologies to improve their quality of life.
This advancement of technologies implies the change of the term of what is known as a Smart City.
According to the European Commission,
A Smart City goes beyond the use of information and communication technologies (ICT) for better resource use and fewer emissions. It means smarter urban transport networks, upgraded water supply, and waste disposal facilities, and more efficient ways to light and heat buildings. It also means a more interactive and responsive city administration, safer public spaces, and meeting the needs of an aging population.
The concept of the Smart City has become the purpose of many cities in the world because of the interest in transforming communities into places to foster human welfare, the saving and efficient use of energy, and rational use of resources, something associated with the human desire for progress. These large urban concentrations, whose operation requires highly advanced technological solutions, have an increasing amount of information.
This study goes about Smart Cities research through the Web of Science (WoS) database, identifying the most critical advances in the field classified by authors, articles, journals, universities, institutions, and countries.
With the development of technology, there are more and more resources for handling more extensive amounts of data, which are known instantly and facilitate decision-making in urban environments. It will be common to use geospatial dashboards, such as those exposed by Changfeng, J. et al. [
5]. The use of Smart Dashboards allows the sustainable development and management of urban centers and the natural reserves surrounding them, always seeking a balance between the exploitation of resources to supply the cities without irremediable effects on nature.
Another critical factor is the availability of information for all agents present in Smart Cities—citizens, rulers, businesses, and other actors. The opening of data will influence people’s way of life, according to Chengming, L. et al. [
6].
This document’s structure encompasses a literature review, definition and explanation of the methodology, results and discussion, and conclusions. The article includes an appendix with 300 of the most cited papers on Smart Cities.
2. Literature Review
Bibliometrics is an essential field of information; the literature presents many examples in many fields, such as medicine, accounting (e.g., Merigó, V. et al. 2019 [
7]), and, recently, in new areas, such as information technology, electronics, and telecommunications (for instance, Garg et al. [
8] or Metse et al., 2017 [
9]). It is very beneficial in organizing available knowledge within a specific scientific discipline. The literature on technology and Smart Cities grows in line with its advancement. The literature on the theory of bibliometrics and its tools has increased across the years to make it more accurate and useful in describing literature. Some essential articles analyzed are presented below to explain the considerations and ideas taken from them to create this article.
The results show that bibliometrics is proper to a complete area of knowledge, a comprehensive database, a specialized journal or publishing house, or a specific subject, topic, or issue. The use of bibliometrics is versatile and diverse, as demonstrated in this literature review, which was also developed by using the Web of Science (WoS).
Many articles explore the definition of bibliometrics and its development until becoming a research tool. These articles go through a description of bibliometrics; for instance, Broadus, R.N. [
10] defines the objectives, methodologies, tools, and other aspects of bibliometrics. As a second example, we present the article proposed by Hood, W.W. et al. [
11], entitled “The Literature of Bibliometrics, Scientometrics, and Informetrics Analysis”. Another fundamental article is the one written by White, H.D. [
12], entitled “Bibliometrics”. This paper presents a study focused on information processing and retrieval.
When making a search in WoS, some special studies appear, some of them gathering, sorting, and analyzing large amounts of information to elucidate interesting figures and statistics deserving to be highlighted. For instance, the article “A Bibliometric Chronicling of Library and Information Science’s First Hundred Years Review”, by Lariviere, V. [
13], examines in detail the variable rate of knowledge production.
Other articles focus on the advancement and evolution of bibliometrics; for instance, the paper presented by Thelwall, M. [
14], “Bibliometrics to Webometrics”. This article analyzes the evolution of bibliometrics since 2008 and the rising of a new term in the time of digitalization. In addition, in the article “Informetrics at the Beginning of the 21st Century—A Review”, in which the author, Bar-Ilan, J. [
15], reviews developments in informetrics between 2000 and 2006.
Some researchers are specialized in the theorization, modernization, and improvement of bibliometrics, discovering issues and areas for improvement, and taking it to higher levels; for example, the article “Bibliometrics Theory, Practice, and Problems (Narin, F. et al. [
16])”, published in 1994, presents a view supporting bibliometric techniques.
Other studies are focused on proposing methods for sorting and analyzing data. For instance, Zupic, I. et al. [
17] wrote the article “Bibliometric Methods in Management and Organization: Bibliometric Methods of Citation Analysis, Co-Citation Analysis, Bibliographical Coupling, Co-Author Analysis, and Co-Word Analysis”. In this category, another example is the article “Bibliometrics, Citation Analysis, and Co-Citation Analysis: A Review of the Literature”, which reviews citation analysis as one of the significant methods of bibliometrics, presenting its background and applications, and was written by Osareh, F. [
18]. In addition, there is the article “Growth Rates of Modern Science: A Bibliometric Analysis Based on the Number of Publications and Cited References”. In this last article, Bornmann, L. et al. [
19] use an advanced statistical technique—segmented regression analysis—to identify specific segments with similar growth rates in the history of science.
Some of the articles are dedicated to a wide area of knowledge, such as the article proposed by Merigo, J. M. et al. [
20], “An Overview of Fuzzy Research with Bibliometric Indicators”, which presents a general overview of research in fuzzy science and logic using bibliometric indicators. Another example is the article “Fuzzy Decision Making: A Bibliometric-Based Review”, which analyzes the main contributions in fuzzy decision-making by using bibliometrics (Blanco-Mesa, F. et al. [
20,
21]).
Bibliometric analysis reviews and classifies bibliographic material quantitatively. In recent years, it has become prevalent to assess the art of a scientific discipline, chiefly motivated by the development of computers and the internet. For instance, the article “Toward a Basic Framework for Webometrics” by Bjorneborn, L. [
22] developed a consistent and detailed link typology and terminology, and made explicit the distinction among different web node levels when using the proposed conceptual framework, informetrics, and bibliometrics.
The article “Electronic Books: A Scientometric Assessment of Global Literature during 1993–2018” reviews the articles published between 1993 and 2018 regarding electronic books, which are defined as electronic resources available through the internet and readable by various types of electronic devices. The author describes the analysis of a series of indicators, such as the most productive countries, the most productive institutions, and organizations. The data set includes 2116 publications made in the mentioned period [
23].
Bibliometrics is a tool extensively used in areas such as medicine; for instance, in the article “Application of Bibliometrics in Medicine: A Historical Bibliometrics Analysis”, the authors, Kokol, P. et al. [
24], reviewed publications related to the application of bibliometrics in medicine from 1970 to 2018 that were harvested from the Scopus bibliographic database.
Another example by Michalopoulos, A. [
25], “A Bibliometric Analysis of Global Research Production in Respiratory Medicine”, analyzes articles from 30 journals included in the Respiratory System category of the Journal Citation Reports database over nine years (1995 to 2003). Through multivariate regression analysis, Lefaivre, K. A. [
26] analyzes “100 Most Cited Articles in Orthopaedic Surgery”.
Kelly, J. C. [
27] proposes “The 100 Classic Papers of Orthopaedic Surgery: A Bibliometric Analysis”. This article analyzes articles from the Science Citation Index database of the Institute for Scientific Information that were published between 1945 and 2008.
Below, other examples of bibliometrics in medicine are cited.
As mentioned above, bibliometrics allows the analysis of long periods of specific themes, reading, and extraction from literature, as well as its evolution, such as in the article “The 100 Most-Cited Articles on Prenatal Diagnosis: A Bibliometric Analysis”, which presents an analysis of the articles published between 1900 and 2018. The first 100 articles, published between 1972 and 2015, have an average of 332.7 citations. The following variables were reviewed for each of these articles: Journal name, year of publication, country, institution, total citations, citation density,
h-index, research field, article type, and keywords [
28].
Regarding the types of conclusions stated by previous researches on bibliometrics, one example is the article “Bibliometric Analysis of Oncolytic Virus Research”, which, taking articles from 2000 to 2018, analyzes the production of a method for the treatment of cancer. The study concluded that scientific production went from 10 publications in 2000 to 199 publications in 2018, and identified the countries and institutions with the highest production, the top 15 academic journals, and their specialties. The most highly cited papers in this bibliometric study identify the top four hot-spots in oncolytic virus research [
29].
One of the interests in developing this literature review was to understand how the
h-index is used to describe a study statistically, and this is the case of the article “The Use of the
h-Index in Academic Otorhinolaryngology”, by Svider, P. F. et al. [
30]. This article calculates the
h-index of faculty members from 50 otolaryngology residency programs.
The
h-index is also used in the analysis of a specific discipline, such as in the article “Scientific Publications in Dentistry in Lithuania, Latvia, and Estonia Between 1996 and 2018: A Bibliometric Analysis”, which determined the number and quality of scientific publications in dentistry from the Baltic countries of Lithuania, Latvia, and Estonia between 1996 and 2018 using bibliometric analysis. In qualitative terms (citation rate and
h-index), the article ranked highest the countries with which authors from these countries collaborated, as well as the main journals and authors [
31]. Furthermore, Ahmad, P. et al. [
32], proposed the article “A Bibliometric Analysis of Periodontology 2000”. Periodontology 2000 is a publication of 100 articles produced by eminent researchers and clinicians from many dental institutions and countries.
Bibliometrics can also be used simultaneously with other tools, as in the article “Text Mining Using Database Tomography and Bibliometrics: A Review”, which describes the Database Tomography (D.T.), a textual database analysis system consisting of two major components: Algorithms for extracting multi-word phrase frequencies and phrase proximity and the interpretative capabilities of the expert human analyst, proposed by Kostoff, R.N. [
33].
Some publications use bibliometrics as a part of a methodology, e.g., the article “Evaluating ‘Payback’ on Biomedical Research from Papers Cited in Clinical Guidelines: Applied Bibliometric Study”. This article presents the development of a methodology for evaluating the impact of the research on health care (Grant, J. et al. [
34]). In addition, in the article entitled “Bibliometric Analysis of Global Trends for Research Productivity in Microbiology” presents a bibliometric analysis of publications between 1995 and 2003 on microbiology (Vergidis, P.I. et al. [
35]).
Some articles are focused on or limited to only one journal or magazine, and even when the focus is the same unique magazine, each author uses and combines different tools according to their needs.
For instance, articles on engineering use graphic tools; e.g., the article “Bibliometric Study of the Journal
Ingeniería (2010–2017)” analyzes the complete bibliography and authors considering productivity, authorship, citation, subject, and geographic coverage, along with collaboration networks, thematic conceptual maps, and impact metrics.
Ingeniería is a scientific journal edited in Colombia by Universidad Distrital Francisco Jose de Caldas. This publication reviews more than 144 papers [
36].
Bibliometrics could also be used to measure changes; e.g., the article “Trends and Changes in
Thunderbird International Business Review”, written by Ratten, V. et al. [
37].
Thunderbird International Business Review is amongst the most influential journals in the field of international business studies. Another example in this type of study is the one focused on the evolution of knowledge, e.g.“Fifty Years of the Financial Review: A Bibliometric Overview” written by Baker et al. [
38].
There is also the case of articles focused on several journals, such as “A Bibliometric Analysis of the Conversion and Reporting of Pilot Studies Published in Six Anaesthesia Journals” by Charlesworth, M. et al. [
39], or the one written by Van Noorden, R. et al. [
40] analyzing the top 100 most cited research papers of all time.
Articles proposing comparisons are also available; e.g., the article “Bibliographic and Web Citations: What Is the Difference?” by Vaughan, L. [
41], which presents the differences between these concepts by comparing 46 journals in library and information science, or the article “Interdisciplinary Research by the Numbers”, written by Van Noorden, R. [
42], which analyzes the interactions among several disciplines (143 specialities) and their impacts in science.
There are also articles comparing authors and magazines simultaneously; e.g., “A Bibliometric Analysis of Articles Identified by Editors as Representing Excellence in Nursing Publication” analyzes subsequent citations of articles identified by editors as reflecting excellence in nursing literature and a companion dataset from the same journals comparing the concepts of reach, persistence, and dissemination in these two datasets (Nicoll, L.H. et al. [
43]).
Bibliometrics is also consistently used in engineering and science.
Some articles focus on particular topics; e.g., the article entitled "Comprehensive Analysis of Energy Management Strategies for Hybrid Electric Vehicles (HVes) Based on Bibliometrics" written by Zhang, P. et al. [
44] quantitatively analyzes the current research status of energy management strategies of HVes.
Some articles use only some tools of bibliometrics; e.g., the article “Using Data-Sets from the Web of Science (WoS)”. This study conducts a co-word analysis of 1971 publications on customer relationship management from East Asia, North America, and Europe and uses WoS as the source (written by Liu, W. et al. [
45]). Another article classified in this category is the article “Bibliometrics and Beyond: Some Thoughts on Web-Based Citation Analysis”, which presents in-depth research on citation analysis and the evolution from the citation index to the bibliometric spectroscopy concept (written by Cronin, B. [
46]). In this category, we can include the article “Bibliometric Indicators: Quality Measurements of Scientific Publication” by Durieux, V. [
47], which provides an overview of the currently used bibliometric indicators and summarizes the critical elements and characteristics that one should be aware of when evaluating the quantity and quality of scientific output. Other examples in this category are the articles proposed by Guerola-Navarro V. [
48], Vicedo, P. [
49], and Gil-Gómez H. [
50] as studies preceding an industrial process optimization.
There are bibliometric studies for forecasting based on the evolution of publications across the years; e.g., the article “Forecasting Emerging Technologies: Use of Bibliometrics and Patent Analysis” by Daim, T.U. [
51] makes forecasts for three emerging technology areas by integrating the use of bibliometrics and patent analysis into well-known technology forecasting tools, such as scenario planning, growth curves, and analogies.
Other studies use other databases but the same tools; e.g., the article entitled “The Eigenfactor algorithm and Impact Factor (IF)”, published online in Journal Citation Reports as part of the ISI Web of Knowledge, which was also analyzed by Fersht, A. [
52] in the article “The Most Influential Journals: Impact Factor and Eigenfactor”. The analysis of other indexes with the WoS is also convenient, as in the article “Mapping of Drinking Water Research: A Bibliometric Analysis of Research Output during 1992–2011”, where Fu, H. et al. [
53] present a bibliometric analysis based on the Science Citation Index Expanded from the WoS. The article provides insights into research activities and tendencies of global drinking water from 1992 to 2011. The author also applied the procedure in the article “A Bibliometric Analysis of Solid Waste Research during the Period 1993–2008”. The authors, Fu, H.Z. et al. [
54], analyze aspects including document type, language, and publication output as well as the distribution of journals, subject category, countries, institutes, title-words, and author.
From articles mentioned in the last paragraph and many of the articles reviewed, the average period of bibliometrics studies is twenty years. For instance, the text of “Global Urbanization Research from 1991 to 2009, A Systematic Research Review”, written by Wang, H. et al. [
55], analyzes scientific outputs, subject categories, significant journals, international collaboration, geographic distribution, and temporal trends in keyword usage in urbanization.
Other articles also based in the Web of Science have allowed us to define the methodology; e.g., the text of the article “The Bibliometric Analysis of Scholarly Production”, which is an article studying the ways that institutions and universities of science are ranked worldwide (written by Ellegaard, O. [
56]). However, reviewing the literature on bibliometrics has allowed for the definition of the information to be gathered, the contents of tables, the period, and the other main aspects. However, the review of these approximately fifty articles also led to the construction of the methodology presented in the following paragraph.
3. Methodology
There is no previous methodology describing a standardized procedure indicating the number of papers as proper regarding the number of published or referenced papers in a specific database, the structure of matrices and tables, or specific indicators. The methodology presented here was defined from the ideas, analyses, and conclusions of previous research presented in the literature review section—the main factor considered for the definition of a statistically significant sample that guarantees representative results. The methodology was determined after reviewing data and noting that the distribution of the number of citations is concentrated in a few articles. With the support of the conclusions in these articles, we determined that the more representative variables are the number of works published, citations, the Impact Factor (IF), and the
h-index. Thus, if a set of papers has an
h-index of 30, it means that at least 30 papers have each received 30 citations or more. This measure combines the number of papers with citations [
20].
The data were obtained from a query of the WoS database, one of the most important databases in the world, which guarantees the representativeness of the data. A series of indicators accepted to analyze the data and used by researchers of high relevance in the field of bibliometrics were used. Although the database does not include all the journals and all the articles written at all times, the most impactful journals specialized in the areas related to Smart Cities are found in the WoS.
Regarding authorship, this research aims to identify mainly productivity, identifying those authors who publish the highest numbers of papers independently, whether these papers are single-authored or not.
The primary materials used in this research are data lodged in the WoS Database and tools incorporated into the WoS system for the classification and analysis of data. The method used could be described as the organization of these data in tables to try to get valuable information that could help readers know the evolution of research on the Smart City so far through analysis of statistics.
The first step was to select the databases to be used for the recovery of the articles. Databases gathering sciences and areas of knowledge related to the theme studied and most relevant were selected: Academic Search by EBSCO Publishing, Arnetminer (Aminer) by the German Archaeological Institute and the University of Cologne, the Scopus abstract and citation database of peer-reviewed research literature, the Science Citation Index (SCI), Social Sciences Citation Index (SSCI), and Humanities Citation Index (A&HCI) of the Web of Science (WoS),the Association for Computing Machinery, and the Digital Library of IEEE Xplore. After reviewing the previous articles, functionality, and availability of databases, the Web of Science was chosen as the tool for data recovery and analysis.
The Web of Science (WoS) is a platform based on web technology that gathers the references of the prominent scientific publications of any discipline of knowledge—scientific, technological, humanistic, or sociological—essential for the support of research and the recognition of the efforts and advances made by the scientific and technical community.
The second step was the identification of the type of documents to be analyzed. There are many types of publications: Articles, meetings, books, reviews, editorials, clinical trials, corrections, letters, data papers, biographies, and retracted publications. Nevertheless, many of them are discarded for this study because only those that introduce a scientific contribution are taken into account: Articles, reviews, notes, and letters.
A scientific text is a written production that addresses theories, concepts, or any other subject based on scientific knowledge through a specialized technical language. It should be emphasized that scientific publications represent more than 50% of all publications.
Table 2 presents the types of documents or formats in which the information is presented.
The search “Smart Cit*” retrieves 17,774 documents. Using filter tools and limiting the types of documents to articles, books, and reviews, the number of documents retrieved is 10,357 (58% of total records).
The analysis was focused on the results obtained from “Smart Cit*” referred to in articles, books, and reviews. The search term that was selected by its statistical frequency was Smart City.
The third step was the revision of articles on bibliometrics and selection of indicators, a combination of variables to get an appropriate analysis.
The top five journals all publish articles in all areas of technology rather than in a particular branch. Therefore, this article analyzes publications in the five journals as a dataset in this study. The sample-set is composed of the documents that were published by the five journals.
The Web of Science (WoS) database provides users access to a wide range of bibliographic and citation information from articles published in international journals over a long period.
Articles were reviewed to select the most proper database, which is to say the database with more resources, available data, and tools to facilitate the comparison and analysis according to the criteria of time, authors, and publishers.
The WoS database collection indexes documents of different types, namely, articles, reviews, proceedings papers, editorial material, and book reviews, in various languages.
The fourth step was defining the period representative and useful for accomplishing the research objectives. This study collects and analyzes documents of all types that were written in English between 1991 and 2019.
The “analyze the results” tool of the Web of Science (WoS) database allows for classifications of “authors”, “countries”, “document types”, “organizations”, “publication years”, and “source titles”. The WoS also has the "create citation report" tool, which allows the collection of information relating to the “sum of the times cited” and “average citations per item”.
The versatility of the analysis tools of the Web of Science allows filtering of the data to obtain the most detailed data possible. So, it is possible to know the organized data in the way that is needed for the analysis that we want to develop: We want to select from the search for the leading publications and know from them the number of citations and publications in the field of Smart Cities to establish a distribution of the number of publications with a minimum number of citations (at least 200, 100, or 50), as well as the h-index and the Impact Factor (IF). This procedure can be replicated, but taking institutions and countries as variables, rather than publications.
The Web of Science also allows distribution of publications to know the data from a temporal perspective, that is, classifying the number of publications each year, determining the number of publications for each one, and making a comparison with the years n − 1 and n − 2 and their respective Impact Factors.
For data analysis, Microsoft Excel (2019) was used. The tables were created and distributed in a comprehensive dashboard, facilitating analysis and contrast among them. The WoS database allows the researcher to download the data in text format, which can be transferred to tools such as Microsoft Excel (2019) and Microsoft Power BI (Pro) to create a dynamic dashboard. Through tables, graphs, and dynamic tables, the data are classified and organized to extract the main conclusions.
The Impact Factor (IF) is a measure of the frequency with which the average article in a journal has been cited in a particular year. It is used to measure the importance or rank of a journal by calculating the times its articles are cited.
The main 300 articles were ranked in terms of numbers of articles published by a specific magazine regarding Smart Cities; the magazine with the most articles published is considered as the most important and the first one.
Previously to the analysis, the data were treated to eliminate duplicity.
Duplicates
It was necessary to identify and analyze the possible duplicity of values in two specific variables: Countries and journals. When analyzing these variables, among the main countries, China (first place) and People’s Republic of China (second place) were referenced; also in the case of journals, Sensors of Basel, Switzerland and Sensors as a Journal from MDPI are the same reviews. Finally, it was demonstrated that there is no duplicity when both terms are selected for refining the results, as the system shows the real number of articles.
Another case of often-recurring duplicates is the appearance of the United Kingdom and England.
In addition, a productive and influential institution is found by not only the publications of its researchers, but also by the collaborations with researchers from other institutions.
4. Results and Discussion
This section presents the results obtained by the implementation of the methodology exposed in the previous section. The figures and tables are based on the data retrieved from WoS for the most prolific authors, institutions, and countries regarding Smart Cities. The tables and the figures are based on the aforementioned variables, both individually and as matrices, resulting in a combination of them.
The results are finally summarized in the following tables and figures: Document types (
Table 2, presented in the methodology section (
Section 3)), identification of main terms (
Table 1, also mentioned in
Section 3), most influential journals on Smart Cities according to the WoS (
Table 3), general citation structure in Smart Cities (
Table 4), global impact factor of Smart Cities (
Table 5), number of publications (“Smart Cit*”) (
Figure 1), Smart Cities publications around the world (
Figure 2), the most productive and influential institutions (
Table 6), the most productive countries in Smart Cities (
Table 7), the most productive and influential authors (
Table 8), authors with the highest numbers of papers in the top four journals (
Table 9), institutions with the highest numbers of papers in the top four journals (
Table 10), the most productive countries and journals in Smart Cities (
Table 11), and the 300 most cited papers on Smart Cities of all time (
Table A1).
As shown in the
Table 4, only four articles have been cited more than 500 times in all time, and two between 2011 and 2019. These articles, presented in
Table 4, have all been published in the last decade, the oldest of them dating from 2009, and the most recent of 2019 is the most cited of all time.
As shown in
Table 5, the scientific production of the decade between 2010 and 2019 is 20 times higher.
The years 2016 and 2017 are the years with the highest Impact Factors and the most productivity.
In terms of the first factor considered in the bibliometric studies, as seen in
Figure 1, for the geographical distribution of the scientific production, the United States (1567 articles) and China (1224 articles) stand out as the most relevant countries. Nevertheless, if the European Union is considered a whole, it stands out as the geographical area with the highest scientific production in the field of Smart Cities (6640 articles), followed by the United States and Canada, which have produced more than 2500 articles on this subject. On the other hand, Russia, one of the most advanced countries, is one of those lagging behind among the most relevant countries regarding Smart Cities.
Figure 1 presents the distribution of the contributions of countries to the debate around Smart Cities, This figure shows the most prolific European countries in the field of Smart Cities. Italian researchers have published more than 800 articles, followed by Spain with more than 700 articles published, and by researchers in the United Kingdom with more than 650 articles. After Europe and the United States, the largest scientific production is located in Asia. Countries like India, China, and Japan have produced more than 1200 articles.
Figure 2 shows the annual number of publications around the Smart Cities theme.
Between 2015 and 2018, there was a great leap, and more than a thousand articles were published. In 2017, 1652 articles were published, which represents 614 articles more than the previous year.
Table 6 presents the most productive institutions in terms of Smart Cities. It summarizes the Total Papers (TP) and the Total Citations (TC) in journals indexed in WoS; >200, >100, and >50 = the number of papers with more than 200, 100, and 50 citations. It also summarizes the number of papers, their citations in the last ten years (P10Y and C10Y, respectively), and the Impact Factor (IF). Note that only one institution from the United States is among the most relevant, while five institutions from Italy and four from China are there. China is the country with the most citations in this table, while England and Italy are essential from the perspective of most cited institutions.
Table 7 presents the most productive countries in terms of Smart Cities. It summarizes TP and TC (total papers and citations in journals indexed in WoS, respectively), the numbers of papers with more than 200, 100, and 50 citations (>200, >100, >50), P10Y and C10Y (number of papers and their citations in the last ten years), and the Impact Factor (IF).
Within the first 300 articles published, the publications with the most records are IEEE Communications Magazine with 18 publications (6% of the total) and IEEE Access with 9 publications (3% of the total). Another magazine of remarkable importance is the IEEE Internet of Things Journal. The oldest publication within the first 300 articles, that is to say, with the highest number of citations, dates from 1991, and the most recent one from 2018.
The articles revealed by the “Smart Cit*” search have 92,534 citations, of which the first 44,277 correspond to the 300 most cited. This latter figure corresponds to almost 48% of the total citations.
Concerning the years of publication, the publications were made mainly between 2010 and 2018. Two hundred forty-two publications (out of 300) were published during these years.
Considering the results as a whole, there is a strong correlation between academia, industrial development, and the strengthening of Smart Cities.
The number of articles and citations is low compared with other topics; however, the results in this research demonstrate that Smart Cities are becoming a transcendental subject in the current scenario of societies. New countries and institutions are starting to participate in this global discussion of the digitalization of urban centers. Furthermore, the number of authors and media involved in Smart Cities research and dissemination is increasing across the years.
5. Conclusions
The analysis shows that Smart City research is a theme where many areas of research converge. The bibliometric analysis indicates that Smart Cities are emerging as a fast-growing topic of scientific inquiry, and much of the knowledge generated about them is singularly technological. A Smart City is a social and economic phenomenon driven by environmental issues and human welfare.
A specific methodology was defined to take advantage of data available in the Web of Science (WoS). The types of documents were also selected to obtain a bibliographic study, including only those written from a scientific perspective. In the matter of Smart Cities, some publications do not have the scientific character expected for this study; then, they were excluded from the study.
Table 2 shows the papers’ distribution by the type of document, which was obtained using the “analyze the results” tool of the WoS database. Overall, 46% of the papers were articles, 44% were meeting papers, and 4% were books. The proportion of other types (news, letters, corrections, reviews, biographical items) was small (less than 5%).
As presented in
Table 3, the most influential journals on Smart Cities, according to the WoS, are
Sensors (Basel—Open Access Journal),
IEEE Access (The Multidisciplinary Open Access Journal), and
Sustainability. These journals represent about 12% of the total publications about Smart Cities. In addition,
IEEE Communications Magazine might be considered as an influential review; eighteen articles published in this review are referenced in the list of three hundred more relevant articles listed in
Table A1 in
Appendix A.
As seen in
Table 4, entitled “General citation structure in Smart Cities”, only four articles were cited by over five hundred citations. Furthermore, more than 96% of papers of all time were cited less than fifty times. For papers published between 2001 and 2019, the percentage of papers is similar to the percentage of papers ever published; nevertheless, those with less than fifty citations were 95%.
Many Smart Cities have evolved over the past decade. Consequently, scientific output has increased proportionally, and vice-versa. The analysis of successful cases will lead to facilitation and acceleration of the emergence of new Smart Cities. As seen in
Figure 2, entitled “Annual Number of publications (‘Smart Cit*’)”, during 2017, almost three thousand articles were published. A decade earlier, in 2007, less than 100 articles had been published, which means that the number has increased by more than thirty times. In general, the increase in the number of citations is slow; most of the articles with the majority of citations were published between 2011 and 2012.
As mentioned before, the evolution of Smart Cities is linked to technological progress, and the bibliographic study shows a high degree of correlation between the countries with the greatest technological advancement and scientific production in the field of Smart Cities. The results regarding geo-economical evolution support the still-valid influence of the United States, but show the importance of other emerging powers in terms of economy and knowledge, research, and innovation. In terms of the Smart City publications around the world, Asia is the most productive region in the world. Almost 4100 publications were published between 2012 and 2019 in Asia, while 3469 were published in Europe and 1781 in America.
The influence of educational and research institutions and universities has influenced the design, forecasting, and measurement of performance of Smart Cities. According to the results summarized in
Table 6, the most prolific institution published more than twenty of the total publications in 2012; the most prolific were the Chinese Academy of Sciences, the University of London, the Consiglio Nationale delle Ricerche, the Polytechnic University of Milan, the Polytechnic University of Turin, the Massachusetts Institute of Technology, the University of Bologna, the University of Naples Federico II, the Delft University of Technology, the Wuhan University, the Centre National de la Recherche Scientifique, the Tsinghua University, the Royal Institute of Technology, the Universitat Politècnica de València, the University of Genoa, Shanghai Jiao Tong University, and The University of California Berkeley.
The leading institutions do not coincide with the most relevant countries; among the first 24 traces of the list, only three American institutions appear. This means that the United States’ publications are distributed among more institutions. In contrast, in the leading countries of
Table 6, China and Italy, there are institutions specialized in the topic of Smart Cities.
The most productive countries in terms of scientific publications are the United States, China, Spain, and England. It can be concluded from
Table 6 (“The most productive and influential institutions”), a matrix in which the number of publications in the first thirty countries is presented, that in the journals with the largest number of publications, a large contribution is from the USA’s institutions, followed by the Chinese, Spanish, Italian, and English, all of them with many publications in these magazines.
The
h-index allowed us to determine the most productive authors.
Table 6 presents the
h-index, and this indicator is superior for the University of Bologna (26), CNR (Consiglio Nationale delle Ricerche; 22), University of London (19), and the Royal Institute of Technology (18).
Table 5 presents the Global Impact Factor for Smart Cities. Between 2014 and 2017, the number of citations reached around 30,000 in 2018 and 2019. Regarding Global Impact Factor for Smart Cities, in 2012, the indicator reached a maximum value, and almost a decade later, the indicator decreased due to the number of articles published, that means, more than 13 times more.
The most productive and influential institutions do not coincide with the most relevant countries; among the first 24 traces of the list, only three American institutions appear. This means that the United States’ publications are distributed among more institutions. In contrast, in the leading countries of
Table 6, China and Italy, there are institutions specialized in the topic of Smart Cities.
In general, there is a very diverse relationship between authors and the journals in which they publish; there is no marked collaboration between the principal authors and the prominent journals to highlight. According to
Table 9, the most prolific authors did not publish their articles in the most critical reviews in the area of Smart Cities. Nevertheless, there is a correlation between the researcher’s citizenship and publications. Regarding
Table 11, researchers in the USA published mainly in
IEEE Access,
IEEE Internet of Things, and
IEEE Communications Magazine.
Sensors is the magazine with the most articles in the area of Smart Cities. This confirms the importance of these devices in Smart City development. More than 1500 articles were published and referenced in WoS. Researchers were related mainly to the USA, China, India, and South Korea. China is the country with the most productive authors (
Table 8).
There is a high correlation between leading institutions and main journals (
Table 10).
The three hundred most cited papers on Smart Cities are summarized in the appendix. There are 173 different magazines referenced in this list. The magazines with the most articles published were the IEEE Communications Magazine (18 articles), IEEE Access (nine articles), IEEE Internet of Things Journal (eight articles), Cities (eight articles), and Renewable and Sustainable Energy Reviews (seven articles).