Addressing Social Sustainability in Urban Regeneration Processes. An Application of the Social Multi-Criteria Evaluation
Abstract
:1. Introduction
2. Social Sustainability Assessment
2.1. Social Return on Investment (SROI)
- (1)
- Establishing the scope and identifying the stakeholders;
- (2)
- Mapping the outcomes;
- (3)
- Demonstrating the outcomes and giving them specific value;
- (4)
- Establishing impacts;
- (5)
- Calculating the SROI and performing the sensitivity analysis;
- (6)
- Reporting.
2.2. Social Impact Assessment (SIA)
- (1)
- The final aim is the identification of the social impacts generated by an action on the community and on the citizens (the stakeholders involved);
- (2)
- The results obtained by the SIA methodology are useful to support the decision making process of a transformation project, according to its social impacts;
- (3)
- It is applied in the ex-ante phase, so it is suitable to evaluate in advance the social impacts, both positive and negative;
- (4)
- It is able to increase the community consciousness about the intervention and its consequences.
2.3. Social Multi-Criteria Evaluation (SMCE)
- (1)
- Definition of the problem;
- (2)
- Institutional analysis;
- (3)
- Generation of the policy options;
- (4)
- Construction of the multi-criteria impact matrices;
- (5)
- Application of the mathematical procedure;
- (6)
- Sensitivity analysis.
2.4. Social Life Cycle Assessment (S-LCA)
- (1)
- Definition of the evaluation objective. In detail, the aim of the S-LCA implementation is strictly related to the use of the product under examination.
- (2)
- Inventory analysis. This phase concerns the collection of data and information, useful to develop the analysis. The inventory phase foresees the identification of the indicators to use for the evaluation of the impacts.
- (3)
- Evaluation of the impacts. This phase is dedicated to the assessment of the product’s impacts on the stakeholders identified.
- (4)
- Results explanation. The last phase is dedicated to the interpretation of the obtained results, in order to develop a final report in which the involvement of the stakeholders is described.
2.5. Community Impact Evaluation (CIE)
- (1)
- Characterization of the project. In the first phase, the project has to be described in-depth, providing also information of the context in which it will be located;
- (2)
- Mapping the stakeholder. The second phase concerns the identification and the mapping of the social groups interested by the project. The mapping is based on their spatial location (on site or off site) and over time (in short and medium-long term). Moreover, as suggested by [43], the stakeholders have to be categorized into two macro-groups. The first group represents the active stakeholders, such as operators and producers. The second group illustrates passive actors, such as the consumers who use goods and services;
- (3)
- Analysis. This phase is structured into two subsequent steps. The first one is defining the project’s objectives, through which it will be evaluated in terms of impacts on stakeholders. The second step concerns the identification of the effects for the groups of interest;
- (4)
- Descriptive assessment. In this phase, the impacts are evaluated both in a qualitative and quantitative way. Specifically, the final evaluation is performed through a final intersection grid that summarizes the social preferences of stakeholders with the impacts of the project.
2.6. Overview of Methods for Social Sustainability Assessment
Evaluation Objective | Derivation Method | Monetization of Social Benefits | Typology of Evaluation | Participation Role | Application in Urban or Territorial Field | |
---|---|---|---|---|---|---|
SROI | Social impacts, and socio-economic impacts | [Social Balance BS + CBA] | Yes | Ex-ante Ex-post | Necessary | Urban regeneration policies [44]; Social Housing [24]; Rural development in England [45] |
SIA | Social impacts, and socio-economic impacts | [EIA] | No | Ex-ante | Necessary | Land requisition [46]; Rebuilding a neighborhood [47]; urban regeneration [48] |
SMCE | Social impacts | [MCA] | No | Ex-ante | Necessary, but not sufficient | Urban sustainability policies [49]; Windfarm location [50] |
S-LCA | Social impacts | [LCA + LCC] | No | Ex-ante | Necessary | Not actually (the principle of Life Cycle Thinking is actually applied to evaluate a single sector of an urban system) [51] |
CIE | Social impacts | [CBA] | No | Ex-ante | Necessary | Urban regeneration process [40]; Urban restoration [41]; Smart city [42] |
3. Method
3.1. Stakeholder Analysis
3.2. NAIADE Methodology
- (1)
- The technical evaluation. It is grounded on the score assigned to the criteria of each alternative and it is performed using an impact matrix (alternatives vs. criteria). In this case, the final output given by the NAIADE method is represented by the ranking of the alternatives, processed in accordance to the set of criteria preferences;
- (2)
- The social evaluation that explores the conflicts among the different stakeholders. Furthermore, through this evaluation it is possible to explore the probable coalitions among different stakeholders using an equity matrix, which provides a linguistic evaluation of alternatives by each group.
- (1)
- Crips, which values can be defined between only two different options;
- (2)
- Fuzzy, that represent those variables defined as “uncertain” or “blur”, for which infinite values can be assigned;
- (3)
- Stochastic or rather “casual” because their values can vary continuously.
4. Case Study
Urban Regeneration Strategies
- (1)
- Cultural District. This strategy aims at creating both social housing to respond to the necessity of the university students and at realizing cultural activities for the area, including a new library for residents and students;
- (2)
- Smart City. The goal of this project is trying to give to the area a new identity. The major intervention is the creation of social housing blocks adapted to students, families, and the elderly;
- (3)
- Start Up. This project is focused on the creation of social housing mixed with new activities, in order to improve both the social and the economic conditions of the area;
- (4)
- City and Craft. This strategy is mainly focused on the valorization of the economic activities. In fact, in this project the realization of a new social housing block aims at revitalizing the area in order to attract also new economic activities;
- (5)
- Sharing City. The main objective of this strategy is the creation of the common spaces to implement the community engagement and cohesion. Due to this, the social housing blocks foresee different common spaces;
- (6)
- Green Infrastructure. This strategy aims at integrating new constructions with green spaces. In fact, the new housing blocks are connected with each other through green corridors and pedestrian paths.
5. Application
5.1. Stakeholders Involved in the Process
5.2. Development of the NAIADE Methodology
5.2.1. Identification of the Criteria
5.2.2. Technical Evaluation: Impact Matrix
5.2.3. Social Evaluation: Equity Matrix
6. Discussion of the Results
7. Conclusions
Author Contributions
Funding
Acknowledgments
Conflicts of Interest
Appendix A
Scenarios | |||||||||
---|---|---|---|---|---|---|---|---|---|
Criteria Category | n. | Criterion | Units | Cultural District | Smart City | Start Up | City and Craft | Sharing City | Green Infrastructure |
Sharing | 1 | Public space/private space | [-] | 4.31 | 3.25 | 1.33 | 8.35 | 2.76 | 4.20 |
2 | Co-working space | [m2] | 20,425 | 24,260 | 49,880 | 11,328 | 5108 | 3300 | |
3 | Co-housing inhabitants | [num.] | 398 | 150 | 255 | 421 | 2513 | 1036 | |
Environment | 4 | Permeable surf./Territorial surf. | [-] | 0.69 | 0.39 | 0.58 | 0.52 | 0.53 | 0.71 |
5 | Urban gardens | [m2] | 8527 | 2130 | 25,569 | 66,894 | 23,118 | 12,888 | |
6 | Waste production | [kg/year] | 1,350,845 | 2,332,234 | 2,692,663 | 1,817,205 | 3,014,301 | 1,631,941 | |
Services | 7 | Residence | [m2] | 70,880 | 117,736 | 82,330 | 164,925 | 538,018 | 75,252 |
8 | Commercial areas | [m2] | 28,031 | 59,169 | 95,000 | 84,248 | 40,192 | 25,515 | |
9 | Sports and cultural areas | [m2] | 48,150 | 81,796 | 26,960 | 21,458 | 114,725 | 37,920 | |
10 | Mixitè index | [0–1] | 0.71 | 0.46 | 1 | 0.30 | 0.30 | 0.64 | |
Mobility/Accessibility | 11 | Slow mobility | [m2] | 68,326 | 171,609 | 16,000 | 132,541 | 624,933 | 251,831 |
12 | Car parking | [num.] | 1385 | 2567 | 2100 | 1137 | 1689 | 1394 | |
13 | Bike or car sharing points | [num.] | 7 | 12 | 2 | 3 | 14 | 19 | |
Economy | 14 | Total Economic Value | [€] | 2,550,746 | 537,692 | 3,500,000 | 7,471,328 | 7,707,778 | 531,155 |
15 | Investment cost | [€] | 233,336,184 | 279,468,021 | 100,000,000 | 183,948,594 | 494,055,026 | 231,527,860 | |
16 | New jobs | [num.] | 1010 | 1545 | 300 | 736 | 3229 | 768 | |
Regeneration | 17 | Requalification index | [-] | 0.20 | 0.12 | 0.51 | 0.36 | 0.06 | 0.20 |
18 | Via De Amicis Requalification | [qualitative] | Fair | Excellent | Good | Good | Very good | Very good | |
19 | Territorial Index | [m2] | 0.38 | 0.16 | 0.23 | 0.52 | 0.40 | 0.13 |
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Author and Year | Decision Problem Context | Journal |
---|---|---|
Crescenzo et al., 2018 [60] | Urban planning | Green Energy and Technology |
Nicolini and Pinto, 2013 [61] | Urban planning | Sustainability |
Garmendia and Gamboa, 2012 [62] | Natural resource management | Ecological Economics |
Monterroso et al., 2011 [63] | Ecosystem management | Journal of Environmental Management |
Oikonomou et al., 2011 [64] | Protected area management | Environmental Management |
Garmendia et al., 2010 [65] | Integrated coastal zone management | Ocean and Costal Management |
Shmelev and Rodriguez-Labajos, 2009 [66] | Sustainability assessment | Ecological Economics |
Ramírez et al., 2009 [67] | Environmental management | Energy Procedia |
Gamboa, 2006 [68] | Environmental management | Ecological Economic |
Munda, 2006 [58] | Sustainability assessment | International Journal of Environmental technology and management |
Sturiale and Scuderi, 2019 [69] | Green infrastructure and climate change | Climate |
Della Spina, 2019 [70] | Urban regeneration | Sustainability |
Stanganelli et al., 2019 [71] | Urban regeneration | Sustainable cities and society |
Stakeholder | Level | Category | Resources | Objective |
---|---|---|---|---|
European Union | European | Political | Political | Political consensus |
Piedmont Region | Regional | Political | Political | Improvement of the condition of the regional territory and political consensus |
Metropolitan city of Turin | Local | Political | Political | Creation of the network between the different municipalities |
Collegno Municipality | Local | Political | Political | Improvement of the social, economic, and urban conditions through the implementation of the regeneration process |
Municipality technical office | Local | Bureaucratic | Legal | Improvement and protection of the municipal territory |
Developer | Local | Special interest | Economic | Maximize the economic income |
Business owners | Local | Special interest | Economic | Improving the condition of the area in which their activities are located to increase their economic incomes |
Land owners | Local | Special interest | Economic | Maximize their economic income related to the increasing of the value of their properties |
Sponsors | Regional | Special interest | Economic | Improving their visibility through the participation at the urban regeneration program |
Associations | Local | General interest | Cognitive | Achievement of the social wellbeing and protection of the environmental and historic capital |
Residents | Local | Special interest | Cognitive | Improvement of both residential and employment conditions in order to get better community cohesion |
Students | Local | Specific interest | Cognitive | Increasing the studying services |
Tourists | Local | Specific interest | Cognitive | Having new cultural attractions |
Planners | Local | Experts | Cognitive | Economic income |
Technicians | Local | Experts | Cognitive | Economic income |
Media | Local | General interest | Cognitive | Exchange about territory information |
Transportation Society (GTT) | Regional | Specific interest | Cognitive | Improvement of the transportation service |
Artisans | Local | Specific interest | Cognitive | Improvement of the connection of this area with the other municipalities to increase the commercial opportunities |
Criteria Category | n. | Criterion | Unit | Description |
---|---|---|---|---|
Sharing | 1 | Public space/private space | [-] | Ratio between public and private surfaces |
2 | Co-working space | [m2] | Surface of the structures for workshops, meetings, and training courses | |
3 | Co-housing inhabitants | [num.] | Number of residents in new co-housing buildings | |
Environment | 4 | Permeable surf./Territorial surf. | [-] | Ratio between permeable areas and overall territorial surface of the program |
5 | Urban gardens | [m2] | Total area used for community and private urban gardens | |
6 | Waste production | [kg/year] | Amount of waste produced in a year by the activities of the program | |
Services | 7 | Residence | [m2] | Surface for residential functions |
8 | Commercial areas | [m2] | Surface for commercial functions | |
9 | Sports and cultural areas | [m2] | Surface for sport and cultural activities | |
10 | Mixité index | [0–1] | Index that describes the functional mix of the area | |
Mobility/Accessibility | 11 | Slow mobility | [m2] | Surface of the pedestrian tracks and bicycle lanes |
12 | Car parking | [num.] | Number of new public parking lots | |
13 | Bike or car sharing points | [num.] | Number of car and bike sharing points | |
Economy | 14 | Total Economic Value | [€] | Estimate of the social benefits delivered by the program |
15 | Investment cost | [€] | Total cost of the program | |
16 | New jobs | [num.] | Number of new jobs created | |
Regeneration | 17 | Regeneration | [m2] | Regenerated surface |
18 | Via De Amicis regeneration | [qualitative scale] | Qualitative index showing the level of the regeneration of Via De Amicis | |
19 | Territorial Index | [-] | Ratio between the maximum buildable volume and the territorial surface |
Alternatives | ||||||
---|---|---|---|---|---|---|
Cultural District | Smart City | Start Up | City and Craft | Sharing City | Green Infrastructure | |
Developer G1 | Moderate | More or less bad | Very Good | More or less bad | Very bad | Moderate |
Municipality G2 | Good | More or less bad | More or less good | Good | Good | Very good |
Technical Office G3 | Good | Moderate | Moderate | Good | More or less good | More or less bad |
Planners G4 | More or less good | Moderate | Moderate | Good | More or less good | Moderate |
Artisans G5 | Good | Good | Very Good | Perfect | More or less good | More or less good |
Land and Building Owners G6 | More or less good | More or less bad | Moderate | Moderate | Good | Very good |
Inhabitants G7 | More or less good | More or less bad | Moderate | Moderate | Good | Very good |
Business Owners G8 | Moderate | Very good | Perfect | Good | Good | More or less good |
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Marta, B.; Giulia, D. Addressing Social Sustainability in Urban Regeneration Processes. An Application of the Social Multi-Criteria Evaluation. Sustainability 2020, 12, 7579. https://doi.org/10.3390/su12187579
Marta B, Giulia D. Addressing Social Sustainability in Urban Regeneration Processes. An Application of the Social Multi-Criteria Evaluation. Sustainability. 2020; 12(18):7579. https://doi.org/10.3390/su12187579
Chicago/Turabian StyleMarta, Bottero, and Datola Giulia. 2020. "Addressing Social Sustainability in Urban Regeneration Processes. An Application of the Social Multi-Criteria Evaluation" Sustainability 12, no. 18: 7579. https://doi.org/10.3390/su12187579
APA StyleMarta, B., & Giulia, D. (2020). Addressing Social Sustainability in Urban Regeneration Processes. An Application of the Social Multi-Criteria Evaluation. Sustainability, 12(18), 7579. https://doi.org/10.3390/su12187579