Innovative Approaches to Model Visualization for Integrated Management Systems
Abstract
:1. Introduction
1.1. Integration of Standards: Their Importance and Benefits
1.2. Visualization
1.3. Small World Networks
2. Materials and Methods
2.1. Reasoning behind the Selection of MSS for the Triplet Formation
- (A)
- Have their own internationally recognized standards;
- (B)
- Are type A standards, i.e., a type of standard that contains requirements against which an organization can claim conformance. To claim the conformance with the standard, the organization must provide evidence to support that it meets the specified requirements. Evidence is usually obtained through an audit process. There are first party, second party and third-party audits used in the process. The first party audit is done by the organization, internally. The second- and third-party audits are external. The third-party audit is the one that could result in certification;
- (C)
- Are conceptually drawn up with High Level Structure (HLS) which have the same structure of articles and contain many of the same terms and definitions. This is particularly useful for the organizations that choose to operate a single (sometimes called “integrated”) management system that is able simultaneously meet the requirements of two or more management system standards [17];
- (D)
- Operate based on the PDCA cycle and take into account a process approach and risk-based reasoning;
- (E)
- They can also be certified individually, i.e., they are applied in autonomous mode, which means that management systems operate in one organization independently of each other. However, if a requirement arises based on some change, then it is possible for these management systems (supported by ISO standards) to create integration pairs, e.g., the first with the second or the second with the third or the third with the first MSS. This request is usually initiated by the customers or clients of the organization, i.e., the interested party;
- (F)
- Have a close connection on the historical timeline of their origin. This points to the fact that their creation was necessary for the organizations affected by the subject of these standards;
- (G)
- Have an extended application, so they are generally known and accepted worldwide. Two of these management systems are also available in the national language of all its authors;
- (H)
- Two of these management systems are most often integrated in organizations;
- (I)
- Correspond with goals cited in The 2030 Agenda for sustainable development. Predominantly with goals number 8 and 12. The goal 8 “Promote sustained, inclusive and sustainable economic growth, full and productive employment and decent work”. The goal 12. “Ensures sustainable consumption and production patterns” [18];
- (J)
- The author of the article previously prepared a publication in the national language that contains two of the management systems. This article is a continuation of her research work [19].
- QMS—ISO 9001: 2015 Quality Management Systems—Requirements; 5th edition; 29 pages; publication date Sept. 2015.
- EMS—ISO 14001:2015 Environmental management systems—Requirements with guidance for use, 3rd edition, 35 pages; publication date Sept. 2015.
- ESMS—ISO 20121: 2012 Event Sustainability Management Systems—Requirements with guidance for use, 1st edition, 42 pages, date of issue June 2012.
2.2. Selection of Software for MSS Visualization
- data extraction, data cleaning and transformation, and data import;
- creation of nodes and edges and their layout to emphasize the properties of the graph;
- adding various attributes to improve visualization (width of edges, size of nodes and color resolution);
- research and interaction—the possibility of interactive work with the graph.
- Cytoscape—is an open-source program, that is developed for the use and visualization of network graphs in molecular biology. However, its use is also possible in the field of general graphs. It can load and process CSV, GML and XML files. Automatic placement of network graph nodes is possible, similarly to the Gephi program. It is possible to customize each part of the graph visualization, as well as change the edges, color of vertices or text and many other parameters. Exporting the graph is possible in several formats (jpg, png, ps, pdf or svg). It is possible to determine various statistical characteristics of the graph in the application. There is the possibility of creating subgraphs with specific parameters, unifying graphs as well as applying various extensions using additional applications [27,28].
- Gephi—Alternative option is to use the free Gephi program, which is suitable for interactive visualization of graphs. Using the Data laboratory plug-in, it is possible to import pre-processed data in the form of .csv files. Another advantage is the adjustment of the size or color of the nodes and edges, either manually or automatically. According to the set parameters of the selection of a suitable algorithm, it is possible to automatically place nodes and edges on the surface. Gephi also allows for the aggregation of statistical indicators [29].
- Matlab—Is a popular tool in many branches of scientific computing. Its origin is in solving problems in computational linear algebra, and therefore it is suitable for performing many operations that use the representation of networks in matrix form [30]. Matlab, although not free, is used at many universities and is accessible to many students. However, it was not designed as a network analysis tool, nor is it suitable for illustrating complex networks. This software is used at the Faculty of Materials Science and Technology in Trnava, the Slovak University of Technology in Bratislava.
- Python—Users of this software form a very active community of software developers, and there are many packages that can be used to perform network analysis. Python is free software and the open-source software system Sage can be used for mathematical calculations. This can be used anywhere with an internet connection via a web browser without installing anything directly on the computer [31,32].
- TouchGraph Navigator—This software application allows to create easily interactive network visualizations of the available data, which can be loaded from databases, from Excel (.xls), CVS, TSV, multi CSV (.mcsv), Navigator DB API, My Sql Database, NetDraw (.vna), Guess (.gdf), Nxml or Pajek (.net). It can perform analysis and illustrate relationships by configuring the graph appearance and filter settings as well as export images and data and save the resulting project so that the results can be shared and start back exactly where you left off [33]. This software is also used at the Institute of Industrial Engineering and Management, Faculty of Materials Science and Technology in Trnava, the Slovak University of Technology in Bratislava where several projects were built based on this application. Favored by the researchers, the software was applied in this project as well.
2.3. Building Dataset for MSS Visualization
2.4. Building Visualized Model in TouchGraph Navigator
3. Results
3.1. Building the MSS Visualization Model
3.2. Applicability for 1.-2.-3.-Party Audits
3.3. Management Review Support
3.4. Documented Information and Notes
3.5. Integrated Management Systems
4. Discussion
- ISO 37101:2016 Sustainable development in communities—Management system for sustainable development—Requirements with guidance for use;
- ISO 21401:2018 Tourism and related services—Sustainability management system for accommodation establishments—Requirements;
- ISO 34101-1:2019 Sustainable and traceable cocoa—Part 1: Requirements for cocoa sustainability management systems, recommendations for global and domestic producers of cocoa and chocolate articles [49].
- Energy management systems. Requirements with guidance for use according to ISO 50001:2018;
- Water efficiency management systems—Requirements with guidance for use according to ISO 46001:2019;
- Security and resilience—Business continuity management systems—Requirements according to ISO 22301:2019;
- ISO 19443:2018 Quality management systems—Specific requirements for the application of ISO 9001:2015 by organizations in the supply chain of the nuclear energy sector supplying products and services important to nuclear safety (ITNS);
- ISO 18091:2019 Quality management systems—Guidelines for the application of ISO 9001 in local government;
- ISO 44001:2017 Collaborative business relationship management systems—Requirements and framework;
- Occupational health and safety management systems. Requirements with guidance for use according to ISO 45001: 2018;
- Food safety management systems. Requirements for any organization in the food chain according to 22000:2018, recommended for the food producers as well as for food machinery producers [50];
- ISO 16106:2020 Transport packages for dangerous goods—Dangerous goods packagings, intermediate bulk containers (IBCs) and large packagings—Guidelines for the application of ISO 9001;
- Medical devices. Quality management systems. Requirements for regulatory purposes according to 13485:2016;
- ISO/TS 22163:2017 Railway applications—Quality management system—Business management system requirements for rail organizations: ISO 9001:2015 and particular requirements for application in the rail sector;
- Information technology. Security techniques. Information security management systems. Requirements according to 27001:2013;
- ISO 21101:2014 Adventure tourism—Safety management systems—Requirements.
- After confirmed review according to HLS:
- ISO 28001:2007 Security management systems for the supply chain—Best practices for implementing supply chain security, assessments and plans—Requirements and guidance;
- ISO 22006:2009 Quality management systems—Guidelines for the application of ISO 9001:2008 to crop production;
- ISO/AWI 56001 Innovation management—Innovation management system—Requirements.
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Data Availability Statement
- https://www.iso.org/obp/ui/#iso:std:iso:9001:ed-5:v1:en (accessed on 21 June 2021);
- https://www.iso.org/obp/ui/#iso:std:iso:14001:ed-3:v1:en (accessed on 14 June 2021);
- https://www.iso.org/obp/ui/#iso:std:iso:20121:ed-1:v1:en (accessed on 22 June 2021).
Acknowledgments
Conflicts of Interest
References
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Aspects Influencing Selection Process | Management Systems | |||
---|---|---|---|---|
Quality Management Systems | Environmental Management Systems | Event Sustainability Management Systems | ||
A | Has the management system its own international standard? | YES ISO 9001:2015 | YES ISO 14001:2015 | YES ISO 20121:2012 |
B | Is the standard a Type A? | YES | YES | YES |
C | Is the standard drawn with the High-Level Structure (HLS)? | YES | YES | PARTIALLY (>80%) |
D | Does the standard operate on the PDCA cycle? | YES | YES | YES |
E | Could be the standard individually certified? | YES | YES | YES |
F | Is the standard new? | NO Edition: 5 | NO Edition: 3 | YES Edition: 1 |
G | Is the standard available in the national languages of the authors? | YES | YES | PARTIALLY (not available in the Slovak language yet) |
H | Frequency of the standard integration within an organization | most often integrated into all spheres of production and service providing | most often integrated into all spheres of production and service providing | integrated for support of sustainable development |
I | Does the standard align with The 2030 Agenda for sustainable development? | YES Goals: 1, 9, 12, 14 | YES Goals: 1, 2, 3, 4, 6, 7, 8, 9, 12, 13, 14, 15 | YES Goals: 3, 5, 6, 7, 8, 9, 10, 11, 12, 13, 16 |
J | Frequency of the use of the standard in authors’ work | DAILY Frequently used in other projects, education, and training | WEEKLY Frequently used in other projects, education, and training | MONTHLY Regularly used for research, and education |
Cell in Excel | Group of Nodes in TouchGraph Navigator | Level of Structure ISO Standard |
---|---|---|
H1 | Number of requirements I. | Clause 1 |
I1 | Number of documented information I. | Clause |
J1 | Number of notes I. | Clause |
K1 | Sub-clause | Sub-clause |
L1 | Number of requirements II. | Sub-clause |
M1 | Number of documented information II. | Sub-clause |
N1 | Number of notes II. | Sub-clause |
O1 | Sub-sub-clause | Sub-sub-clause |
P1 | Number of requirements III. | Sub-sub-clause |
Q1 | Number of documented information III. | Sub-sub-clause |
R1 | Number of notes III. | Sub-sub-clause |
S1 | Sub-sub-sub-clause | Sub-sub-sub-clause |
T1 | Number of requirements IV. | Sub-sub-sub-clause |
U1 | Number of documented information IV. | Sub-sub-sub-clause |
V1 | Number of notes IV. | Sub-sub-sub-clause |
Phase of PDCA Cycle | Standard ISO 9001:2015 QMS | Standard ISO 14001:2015 EMS | Standard ISO 20121:2012 ESMS |
---|---|---|---|
Introduction | Introduction | Introduction | |
0.1 General | 0.1 Background | ||
0.2 Quality management principles | 0.2 Aim of an environmental management system | ||
0.3 Process approach | 0.3 Success factors | ||
0.3.1 General | |||
0.3.2 Plan-Do-Check-Act cycle | |||
0.3.3 Risk-based thinking | |||
0.4 Relationship with other management standards | 0.4 Plan-Do-Check- Act model >> 0.3.2 QMS | ||
0.5 Contents of this international standard | |||
1 Scope | 1 Scope | 1 Scope | |
2 Normative references | 2 Normative references | 2 Normative references | |
3 Terms and definitions | 3 Terms and definitions | 3 Terms and definitions | |
4 Context of the organization | 4 Context of the organization | 4 Context of the organization | |
4.1 Understanding the organization and its context | 4.1 Understanding the organization and its context | 4.1 Understanding the organization and its context | |
I. phase of cycle PDCA: PLAN | 4.2 Understanding the needs and expectations of interested parties | 4.2 Understanding the needs and expectations of interested parties | 4.2 Understanding the needs and expectations of interested parties |
I. phase of cycle PDCA: PLAN | 4.3 Determining the scope of the quality management system | 4.3 Determining the scope of the environmental management system | 4.3 Determining the event sustainability management system |
4.4 Quality management system and its processes | 4.4 Environmental management system | 4.4 Event sustainability management system | |
4.4.1 Establish, implement, maintain and continually improve… | |||
4.4.2 Maintain documented information… | |||
I. phase of cycle PDCA: PLAN | 4.5 Sustainable development principles, statement of purpose and values | ||
5 Leadership | 5 Leadership | 5 Leadership | |
5.1 Leadership and commitment | 5.1 Leadership and commitment | 5.1 Leadership and commitment | |
5.1.1 General | |||
I. phase of cycle PDCA: PLAN | 5.1.2 Customer focus | ||
I. phase of cycle PDCA: PLAN | 5.2 Policy | 5.2 Environmental policy | 5.2 Policy |
I. phase of cycle PDCA: PLAN | 5.2.1 Establishing the quality policy | 5.2.1 Top management shall establish a sustainable development policy | |
I. phase of cycle PDCA: PLAN | 5.2.2 Communicating the quality policy | 5.2.2 The organization shall retain documented information on the policy | |
I. phase of cycle PDCA: PLAN | 5.3 Organizational roles, responsibilities and authorities | 5.3 Organizational roles, responsibilities and authorities | 5.3 Organizational roles, responsibilities and authorities |
I. phase of cycle PDCA: PLAN | 6 Planning | 6 Planning | 6 Planning |
I. phase of cycle PDCA: PLAN | 6.1 Actions to address risks and opportunities | 6.1 Actions to address risks and opportunities | 6.1 Actions to address risks and opportunities |
I. phase of cycle PDCA: PLAN | 6.1.1 Consider issues of 4.1 and requirements of 4.2. | 6.1.1 General | 6.1.1 General |
I. phase of cycle PDCA: PLAN | 6.1.2 Actions to address risks and opportunities | 6.1.2 Environmental aspects | 6.1.2 Issue identification and evaluation |
I. phase of cycle PDCA: PLAN | 6.1.3 Compliance obligations | 6.1.3 Legal and other requirements | |
I. phase of cycle PDCA: PLAN | 6.1.4 Planning action | ||
I. phase of cycle PDCA: PLAN | 6.2 Quality objectives and planning to achieve them | 6.2 Environmental objectives and planning to achieve them | 6.2 Event sustainability objectives and how to achieve them |
I. phase of cycle PDCA: PLAN | 6.2.1 Quality objectives at relevant functions… | 6.2.1 Environmental objectives | |
I. phase of cycle PDCA: PLAN | 6.2.2 Determine what, who, when, how… | 6.2.2 Planning actions to achieve environmental objectives | |
I. phase of cycle PDCA: PLAN | 6.3 Planning of changes | ||
II. phase of cycle PDCA: DO | 7 Support | 7 Support | 7 Support |
7.1 Resources | 7.1 Resources | ||
II. phase of cycle PDCA: DO | 7.1.1 General | ||
7.1.2 People | |||
II. phase of cycle PDCA: DO | 7.1.3 Infrastructure | ||
7.1.4 Environment for the operation of processes | |||
II. phase of cycle PDCA: DO | 7.1.5 Monitoring and measuring resources | >>9.1.1 Operational control—Monitoring, measuring equipment | |
7.1.5.1 General | |||
II. phase of cycle PDCA: DO | 7.1.5.2 Measurement traceability | ||
7.1.6 Organizational knowledge | |||
II. phase of cycle PDCA: DO | 7.2 Competence | 7.2 Competence | 7.2 Competence |
7.3 Awareness | 7.3 Awareness | 7.3 Awareness | |
II. phase of cycle PDCA: DO | 7.4 Communication | 7.4 Communication | 7.4 Communication |
7.4.1 General | |||
II. phase of cycle PDCA: DO | 7.4.2 Internal communication | ||
7.4.3 External communication | |||
II. phase of cycle PDCA: DO | 7.5 Documented information | 7.5 Documented information | 7.5 Documented information |
II. phase of cycle PDCA: DO | 7.5.1 General | 7.5.1 General | 7.5.1 General |
7.5.2 Creating and updating | 7.5.2 Creating and updating | 7.5.2 Creating and updating | |
II. phase of cycle PDCA: DO | 7.5.3 Control of documented information | 7.5.3 Control of documented information | 7.5.3 Control of documented information |
II. phase of cycle PDCA: DO | 7.5.3.1 Documented information controlled… | ||
II. phase of cycle PDCA: DO | 7.5.3.2 Activities for control of information… | ||
8 Operation | 8 Operation | 8 Operation | |
II. phase of cycle PDCA: DO | 8.1 Operational planning and control | 8.1 Operational planning and control | 8.1 Operational planning and control |
II. phase of cycle PDCA: DO | 8.2 Requirements for products and services | 8.2 Emergency preparedness and response | 8.2 Dealing with modified activities, products or services |
II. phase of cycle PDCA: DO | 8.2.1 Customer communication | ||
II. phase of cycle PDCA: DO | 8.2.2 Determining the requirements for products and services | ||
II. phase of cycle PDCA: DO | 8.2.3 Review of the requirements for products and services | ||
II. phase of cycle PDCA: DO | 8.2.3.1 Ensure ability to meet requirements… | ||
II. phase of cycle PDCA: DO | 8.2.3.2 Retain documented information… | ||
II. phase of cycle PDCA: DO | 8.2.4 Changes to requirements for products and services | ||
II. phase of cycle PDCA: DO | 8.3 Design and development of products and services | >>>8.1 Operational control—Design and development | 8.3 Supply chain management >>> 8.4 QMS |
II. phase of cycle PDCA: DO | 8.3.1 General | ||
II. phase of cycle PDCA: DO | 8.3.2 Design and development planning | ||
II. phase of cycle PDCA: DO | 8.3.3 Design and development inputs | ||
II. phase of cycle PDCA: DO | 8.3.4 Design and development controls | ||
II. phase of cycle PDCA: DO | 8.3.5 Design and development outputs | ||
II. phase of cycle PDCA: DO | 8.3.6 Design and development changes | ||
II. phase of cycle PDCA: DO | 8.4 Control of externally provided processes, products and services | >>>8.1 Operational control>>> External providers | |
II. phase of cycle PDCA: DO | 8.4.1 General | ||
II. phase of cycle PDCA: DO | 8.4.2 Type and extent of control | ||
II. phase of cycle PDCA: DO | 8.4.3 Information for external providers | ||
II. phase of cycle PDCA: DO | 8.5 Production and service provision | ||
II. phase of cycle PDCA: DO | 8.5.1 Control of production and service provision | >>>8.1 Operational control>>>Provision of production and service | |
II. phase of cycle PDCA: DO | 8.5.2 Identification and traceability | ||
II. phase of cycle PDCA: DO | 8.5.3 Property belonging to customers or external providers | ||
II. phase of cycle PDCA: DO | 8.5.4 Preservation | ||
II. phase of cycle PDCA: DO | 8.5.5 Post-delivery activities | >>>8.1 Operational control >>> Delivery and post delivery | |
II. phase of cycle PDCA: DO | 8.5.6 Control of changes | ||
II. phase of cycle PDCA: DO | 8.6 Release of products and services | ||
II. phase of cycle PDCA: DO | 8.7 Control of nonconforming outputs | ||
III. phase of cycle PDCA: CHECK | 9 Performance evaluation | 9 Performance evaluation | 9 Performance evaluation |
III. phase of cycle PDCA: CHECK | 9.1 Monitoring measurement, analysis and evaluation >>> 9.2 ESMS | 9.1 Monitoring measurement, analysis and evaluation >>> 9.2 ESMS | 9.1 Performance against governing principles of sustainable development |
III. phase of cycle PDCA: CHECK | 9.1.1 General | 9.1.1 General | 9.2 Monitoring, measurement, analysis and evaluation>>> 9.1 QMS, EMS |
III. phase of cycle PDCA: CHECK | 9.1.2 Customer satisfaction | 9.1.2 Evaluation of compliance | |
III. phase of cycle PDCA: CHECK | 9.1.3 Analysis and evaluation | ||
III. phase of cycle PDCA: CHECK | 9.2 Internal audit >>> 9.3 ESMS | 9.2 Internal audit >>> 9.3 ESMS | |
III. phase of cycle PDCA: CHECK | 9.2.1 Conduct internal audits at planned intervals. | 9.2.1 General | |
III. phase of cycle PDCA: CHECK | 9.2.2 Plan, establish, implement and maintain audit program… | 9.2.2 Internal audit program | |
III. phase of cycle PDCA: CHECK | 9.3 Management review >>> 9.4 ESMS | 9.3 Management review >>> 9.4 ESMS | 9.3 Internal audit >>> 9.2 QMS, EMS |
III. phase of cycle PDCA: CHECK | 9.3.1 General | ||
III. phase of cycle PDCA: CHECK | 9.3.2 Management review inputs | ||
III. phase of cycle PDCA: CHECK | 9.3.3 Management review outputs | ||
III. phase of cycle PDCA: CHECK | 9.4 Management review >>> 9.3 QMS, EMS | ||
IV. phase of cycle PDCA: ACT | 10 Improvement | 10 Improvement | 10 Improvement |
IV. phase of cycle PDCA: ACT | 10.1 General | 10.1 General | 10.1 Nonconformity and corrective action >>> 10.2 QMS, EMS |
IV. phase of cycle PDCA: ACT | 10.2 Nonconformity and corrective action >>> 10.1 ESMS | 10.2 Nonconformity and corrective action >>> 10.1 ESMS | |
IV. phase of cycle PDCA: ACT | 10.2.1 When a nonconformity occurs… | ||
IV. phase of cycle PDCA: ACT | 10.2.2 Retain documented information… | ||
IV. phase of cycle PDCA: ACT | 10.3 Continual improvement | 10.3 Continual improvement | 10.2 Continual improvement |
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Pauliková, A.; Lestyánszka Škůrková, K.; Kopilčáková, L.; Zhelyazkova-Stoyanova, A.; Kirechev, D. Innovative Approaches to Model Visualization for Integrated Management Systems. Sustainability 2021, 13, 8812. https://doi.org/10.3390/su13168812
Pauliková A, Lestyánszka Škůrková K, Kopilčáková L, Zhelyazkova-Stoyanova A, Kirechev D. Innovative Approaches to Model Visualization for Integrated Management Systems. Sustainability. 2021; 13(16):8812. https://doi.org/10.3390/su13168812
Chicago/Turabian StylePauliková, Alena, Katarína Lestyánszka Škůrková, Lucia Kopilčáková, Antoaneta Zhelyazkova-Stoyanova, and Damyan Kirechev. 2021. "Innovative Approaches to Model Visualization for Integrated Management Systems" Sustainability 13, no. 16: 8812. https://doi.org/10.3390/su13168812
APA StylePauliková, A., Lestyánszka Škůrková, K., Kopilčáková, L., Zhelyazkova-Stoyanova, A., & Kirechev, D. (2021). Innovative Approaches to Model Visualization for Integrated Management Systems. Sustainability, 13(16), 8812. https://doi.org/10.3390/su13168812